ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Substantial Holder Notice14 August 2022ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


12 August 2022


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It ha s been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited




Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 12 August 2022

The previous notice was given to the ASX on: 29 July 2022

The previous notice was dated: 29 July 2022

2. Issued Share Capital

2,892,711,132 fully paid Ordinary Shares in the capital of ANZ have been issued as at

11 August 2022.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,170,498 0.15%


4,396,771 0.15%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,170,498 0.15%


4,396,771 0.15%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

64,242 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments Limited on

behalf of various investment funds and

client portfolios 106,666 0.00%





JP Morgan Chase Bank

ANZ New Zealand Investments Limited on

behalf of various investment funds and

client portfolios 2,024,084 0.07%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments Limited on

behalf of various investment funds and

client portfolios 482,395 0.02%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,719,384 0.06%


Aggregation


4,396,771 0.15%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled Entity

entitled whose

shareholding

changed

Nature of Change

Consideration given

in relation to

change ($)

Class of Share

Number of

Shares

29/07/2022

ANZEST Pty Ltd as

Trustee for ANZ

Employee Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred

as a result of

shares under the

Plan being

forfeited due to

cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under

the Plan

Not applicable

Ordinary fully

paid

12,962

1/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 1,478,981.70

Ordinary fully

paid

78,253

1/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

560.59

Ordinary fully

paid

22

1/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

4535.66

Ordinary fully

paid

178

1/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

127.41

Ordinary fully

paid

5




1/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

320.6

Ordinary fully

paid

14

1/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 560.59

Ordinary fully

paid

-22

1/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 4535.66

Ordinary fully

paid

-178

1/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 127.41

Ordinary fully

paid

-5

1/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 320.6

Ordinary fully

paid

-14

1/08/2022

ANZ New Zealand

Investments

Limited on behalf

of various

investment funds

and client

portfolios

Exercise of

Institutional Offer

569,835.00

Ordinary fully

paid


30,150

1/08/2022

ANZ New Zealand

Investments

Limited on behalf

of various

investment funds

and client

portfolios

Exercise of

Institutional Offer

2,423,717.10

Ordinary fully

paid


128,239

1/08/2022

ANZ New Zealand

Investments

Limited on behalf

of various

investment funds

and client

portfolios

Exercise of

Institutional Offer

138,452.82

Ordinary fully

paid


6,666

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 101.23

Ordinary fully

paid

-4

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 303.7

Ordinary fully

paid

-12




3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1164.19

Ordinary fully

paid

-46

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 430.24

Ordinary fully

paid

-17

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 2480.22

Ordinary fully

paid

-98

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1316.04

Ordinary fully

paid

-52

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 430.24

Ordinary fully

paid

-17

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 4631.43

Ordinary fully

paid

-183

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

2742.87

Ordinary fully

paid

108

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

3911.13

Ordinary fully

paid

154

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

12249.25

Ordinary fully

paid

484

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

3936.53

Ordinary fully

paid

155

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 683.33

Ordinary fully

paid

-27

3/08/2022
ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

2438.11

Ordinary fully

paid

96

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 126.54

Ordinary fully

paid

-5

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 582.09

Ordinary fully

paid

-23

3/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer Out 317.94

Ordinary fully

paid

-14

4/08/2022

ANZ New Zealand

Investments

Limited on behalf

of various

investment funds

and client

portfolios

On-market sale 630712.39

Ordinary fully

paid

-27746

9/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer Out 2270

Ordinary fully

paid

-100

9/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer Out 499.4

Ordinary fully

paid

-22

9/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer Out 1089.6

Ordinary fully

paid

-48

9/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer Out 976.1

Ordinary fully

paid

-43

9/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer Out 317.8

Ordinary fully

paid

-14

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 577.92

Ordinary fully

paid

-23




10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 100.21

Ordinary fully

paid

-4

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 876.81

Ordinary fully

paid

-35

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 601.24

Ordinary fully

paid

-24

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1949.95

Ordinary fully

paid

-78

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1524.96

Ordinary fully

paid

-61

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1149.97

Ordinary fully

paid

-46

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1149.97

Ordinary fully

paid

-46

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 6449.85

Ordinary fully

paid

-258

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 6874.84

Ordinary fully

paid

-275

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 6299.86

Ordinary fully

paid

-252

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1699.96

Ordinary fully

paid

-68




10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 751.55

Ordinary fully

paid

-30

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1002.07

Ordinary fully

paid

-40

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 200.41

Ordinary fully

paid

-8

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 10697.07

Ordinary fully

paid

-427

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 3657.55

Ordinary fully

paid

-146

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 350.73

Ordinary fully

paid

-14

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 325.67

Ordinary fully

paid

-13

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 100.21

Ordinary fully

paid

-4

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 275.57

Ordinary fully

paid

-11

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 50.1

Ordinary fully

paid

-2

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 325.67

Ordinary fully

paid

-13




10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 851.76

Ordinary fully

paid

-34

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 250.52

Ordinary fully

paid

-10

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1478.05

Ordinary fully

paid

-59

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1377.84

Ordinary fully

paid

-55

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 325.67

Ordinary fully

paid

-13

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 226.14

Ordinary fully

paid

-9

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1105.59

Ordinary fully

paid

-44

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 326.65

Ordinary fully

paid

-13

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 678.44

Ordinary fully

paid

-27

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1532.75

Ordinary fully

paid

-61

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

4447.49

Ordinary fully

paid

177




10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 2780.74

Ordinary fully

paid

-111

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 3632.49

Ordinary fully

paid

-145

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 2279.7

Ordinary fully

paid

-91

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 225.47

Ordinary fully

paid

-9

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 25.05

Ordinary fully

paid

-1

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 2730.63

Ordinary fully

paid

-109

10/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 776.6

Ordinary fully

paid

-31























Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

12 August 2022

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.