Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
12 August 2022
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It ha s been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 12 August 2022
The previous notice was given to the ASX on: 29 July 2022
The previous notice was dated: 29 July 2022
2. Issued Share Capital
2,892,711,132 fully paid Ordinary Shares in the capital of ANZ have been issued as at
11 August 2022.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,170,498 0.15%
4,396,771 0.15%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,170,498 0.15%
4,396,771 0.15%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
64,242 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments Limited on
behalf of various investment funds and
client portfolios 106,666 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments Limited on
behalf of various investment funds and
client portfolios 2,024,084 0.07%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments Limited on
behalf of various investment funds and
client portfolios 482,395 0.02%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,719,384 0.06%
Aggregation
4,396,771 0.15%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled Entity
entitled whose
shareholding
changed
Nature of Change
Consideration given
in relation to
change ($)
Class of Share
Number of
Shares
29/07/2022
ANZEST Pty Ltd as
Trustee for ANZ
Employee Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred
as a result of
shares under the
Plan being
forfeited due to
cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under
the Plan
Not applicable
Ordinary fully
paid
12,962
1/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
Transfer In 1,478,981.70
Ordinary fully
paid
78,253
1/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market
purchase
560.59
Ordinary fully
paid
22
1/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market
purchase
4535.66
Ordinary fully
paid
178
1/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market
purchase
127.41
Ordinary fully
paid
5
1/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market
purchase
320.6
Ordinary fully
paid
14
1/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 560.59
Ordinary fully
paid
-22
1/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 4535.66
Ordinary fully
paid
-178
1/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 127.41
Ordinary fully
paid
-5
1/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 320.6
Ordinary fully
paid
-14
1/08/2022
ANZ New Zealand
Investments
Limited on behalf
of various
investment funds
and client
portfolios
Exercise of
Institutional Offer
569,835.00
Ordinary fully
paid
30,150
1/08/2022
ANZ New Zealand
Investments
Limited on behalf
of various
investment funds
and client
portfolios
Exercise of
Institutional Offer
2,423,717.10
Ordinary fully
paid
128,239
1/08/2022
ANZ New Zealand
Investments
Limited on behalf
of various
investment funds
and client
portfolios
Exercise of
Institutional Offer
138,452.82
Ordinary fully
paid
6,666
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 101.23
Ordinary fully
paid
-4
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 303.7
Ordinary fully
paid
-12
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1164.19
Ordinary fully
paid
-46
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 430.24
Ordinary fully
paid
-17
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 2480.22
Ordinary fully
paid
-98
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1316.04
Ordinary fully
paid
-52
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 430.24
Ordinary fully
paid
-17
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 4631.43
Ordinary fully
paid
-183
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market
purchase
2742.87
Ordinary fully
paid
108
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market
purchase
3911.13
Ordinary fully
paid
154
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market
purchase
12249.25
Ordinary fully
paid
484
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market
purchase
3936.53
Ordinary fully
paid
155
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 683.33
Ordinary fully
paid
-27
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market
purchase
2438.11
Ordinary fully
paid
96
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 126.54
Ordinary fully
paid
-5
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 582.09
Ordinary fully
paid
-23
3/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
Transfer Out 317.94
Ordinary fully
paid
-14
4/08/2022
ANZ New Zealand
Investments
Limited on behalf
of various
investment funds
and client
portfolios
On-market sale 630712.39
Ordinary fully
paid
-27746
9/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
Transfer Out 2270
Ordinary fully
paid
-100
9/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
Transfer Out 499.4
Ordinary fully
paid
-22
9/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
Transfer Out 1089.6
Ordinary fully
paid
-48
9/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
Transfer Out 976.1
Ordinary fully
paid
-43
9/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
Transfer Out 317.8
Ordinary fully
paid
-14
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 577.92
Ordinary fully
paid
-23
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 100.21
Ordinary fully
paid
-4
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 876.81
Ordinary fully
paid
-35
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 601.24
Ordinary fully
paid
-24
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1949.95
Ordinary fully
paid
-78
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1524.96
Ordinary fully
paid
-61
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1149.97
Ordinary fully
paid
-46
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1149.97
Ordinary fully
paid
-46
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 6449.85
Ordinary fully
paid
-258
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 6874.84
Ordinary fully
paid
-275
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 6299.86
Ordinary fully
paid
-252
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1699.96
Ordinary fully
paid
-68
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 751.55
Ordinary fully
paid
-30
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1002.07
Ordinary fully
paid
-40
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 200.41
Ordinary fully
paid
-8
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 10697.07
Ordinary fully
paid
-427
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 3657.55
Ordinary fully
paid
-146
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 350.73
Ordinary fully
paid
-14
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 325.67
Ordinary fully
paid
-13
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 100.21
Ordinary fully
paid
-4
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 275.57
Ordinary fully
paid
-11
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 50.1
Ordinary fully
paid
-2
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 325.67
Ordinary fully
paid
-13
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 851.76
Ordinary fully
paid
-34
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 250.52
Ordinary fully
paid
-10
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1478.05
Ordinary fully
paid
-59
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1377.84
Ordinary fully
paid
-55
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 325.67
Ordinary fully
paid
-13
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 226.14
Ordinary fully
paid
-9
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1105.59
Ordinary fully
paid
-44
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 326.65
Ordinary fully
paid
-13
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 678.44
Ordinary fully
paid
-27
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1532.75
Ordinary fully
paid
-61
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market
purchase
4447.49
Ordinary fully
paid
177
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 2780.74
Ordinary fully
paid
-111
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 3632.49
Ordinary fully
paid
-145
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 2279.7
Ordinary fully
paid
-91
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 225.47
Ordinary fully
paid
-9
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 25.05
Ordinary fully
paid
-1
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 2730.63
Ordinary fully
paid
-109
10/08/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 776.6
Ordinary fully
paid
-31
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
12 August 2022
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