Fisher & Paykel Healthcare Corporation Limited logo

Notification of Issue of Securities

Capital Change17 August 2022FPHHealthcare

Page 1 of 2
17 August 2022

Issue of ordinary shares

This notice is given under NZX Listing Rule 3.13.1 and relates to the issue of ordinary shares in Fisher & Paykel

Healthcare Corporation Limited (“FPH”) under one or more of FPH’s employee share plans.

This notice is given in reliance on a waiver from NZX Listing Rule 3.13.1 granted by NZX on 6 August 2019 that

allows FPH, subject to certain conditions, to disclose the issue of FPH shares under FPH’s employee share plans

within 10 business days of issue.

Section 1: issuer information

Name of issuer Fisher & Paykel Healthcare Corporation Limited

NZX ticker code FPH

Class of Financial Product Ordinary shares

ISIN NZFAPE0001S2

Section 2: capital change details

Number of issuances to which this

notice relates

Eight

Number issued (1) 2,366

(2) 4,643

(3) 1,504

(4) 559

(5) 3,677

(6) 1,349

(7) 4,428

(8) 1,349

Total issued: 19,875 shares

Nominal value (if any) Not applicable

Issue price (1) 11.81NZD (1,260 shares); 14.91NZD (1,106 shares)

(2) 11.81NZD

(3) 11.81NZD

(4) 11.81NZD

(5) 11.81NZD

(6) 11.81NZD

(7) 11.81NZD

(8) 11.81NZD

Nature of the payment Not applicable

Amount paid up (if not in full) In full

Percentage of total class of Financial

Products issued

(1) 0.00041%

(2) 0.00080%

(3) 0.00026%

(4) 0.00010%

(5) 0.00064%

(6) 0.00023%

(7) 0.00077%

(8) 0.00023%

For an issue of Convertible Financial

Products or Options, the principal

terms of Conversion

Not applicable

Reason for issue

(1) Exercise of 1,260 options and issue of 1,260 ordinary shares;

cancellation of 3,669 options and issue of 1,106 ordinary shares

under the FPH Share Option Plan.

(2) Cancellation of 10,351 options and issue of 4,643 ordinary

shares.

(3) Cancellation of 3,352 options and issue of 1,504 ordinary shares.

(4) Cancellation of 1,301 options and issue of 559 ordinary shares.

(5) Cancellation of 8,469 options and issue of 3,677 ordinary shares.

Page 2 of 2
(6) Cancellation of 3,021 options and issue of 1,349 ordinary shares.

(7) Cancellation of 9,783 options and issue of 4,428 ordinary shares.

(8) Cancellation of 3,032 options and issue of 1,349 ordinary shares.

All cancellations are under the FPH Share Option Plan Cancellation

Facility

Total number of Financial Products of

the Class after the issue (excluding

Treasury Stock) and the total number

of Financial Products of the Class held

as Treasury Stock after the issue.

(1) Total number (excluding Treasury Stock): 577,340,067.

Treasury stock: 137,282

(2) Total number (excluding Treasury Stock): 577,344,710.

Treasury stock: 137,282

(3) Total number (excluding Treasury Stock): 577,346,214.

Treasury stock: 137,282

(4) Total number (excluding Treasury Stock): 577,346,773.

Treasury stock: 137,282

(5) Total number (excluding Treasury Stock): 577,350,450.

Treasury stock: 137,282

(6) Total number (excluding Treasury Stock): 577,351,799.

Treasury stock: 137,282

(7) Total number (excluding Treasury Stock): 577,356,227.

Treasury stock: 137,282

(8) Total number (excluding Treasury Stock): 577,357,576.

Treasury stock: 137,282

Total number of ordinary shares on issue as at the date of this notice

after the issues disclosed in this notice (excluding Treasury Stock):

577,357,576.

Treasury stock as at the date of this notice: 137,282.

Total number of ordinary shares on issue as at the date of this notice

after the issues disclosed in this notice (including Treasury Stock):

577,494,858.

In the case of an acquisition of shares,

whether those shares are to be held as

treasury stock

Not applicable

Specific authority for the issue Directors’ resolution, Listing Rule 4.6

Terms or details of the issue The ordinary shares issued rank pari passu with the existing ordinary

shares

Date of issue (1) 04 August 2022

(2) 05 August 2022

(3) 08 August 2022

(4) 09 August 2022

(5) 10 August 2022

(6) 11 August 2022

(7) 15 August 2022

(8) 17 August 2022

Section 3: authority for this announcement

Name of person authorised to make

this announcement

Raelene Leonard

Contact phone number +64 9 574 0147

Contact email address raelene.leonard@fphcare.co.nz

Date of release via MAP 17 August 2022

---

Application for quotation of +securities
Application for quotation of +securities

1 / 18

Announcement Summary

Entity name

FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED

Announcement Type

New announcement

Date of this announcement

Wednesday August 17, 2022

The +securities to be quoted are:

Total number of +securities to be quoted

ASX +security

codeSecurity description

Number of +securities to

be quotedIssue date

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

2,36604/08/2022

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

4,64305/08/2022

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

1,50408/08/2022

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

55909/08/2022

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

3,67710/08/2022

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

1,34911/08/2022

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

4,42815/08/2022

FPHORDINARY FULLY PAID FOREIGN EXEMPT

NZX

1,34917/08/2022

Refer to next page for full details of the announcement

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities

being converted

Application for quotation of +securities
Application for quotation of +securities

2 / 18

Part 1 - Entity and announcement details

1.1 Name of entity

FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix

2A of the ASX Listing Rules.

1.2 Registered number type

ARBN

Registration number

098026281

1.3 ASX issuer code

FPH

1.4 The announcement is

1.5 Date of this announcement

17/8/2022

New announcement

Application for quotation of +securities
Application for quotation of +securities

3 / 18

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities

being converted

Application for quotation of +securities
Application for quotation of +securities

4 / 18

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an

Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

1,260

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

4/8/2022

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Issue date

4/8/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Application for quotation of +securities
Application for quotation of +securities

5 / 18

Issue details

Number of +securities to be quoted

1,260

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 11.81000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the exercise of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

3,669

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

4/8/2022

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Yes

Application for quotation of +securities
Application for quotation of +securities

6 / 18

Issue date

4/8/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Issue details

Number of +securities to be quoted

1,106

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 14.91000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

5/8/2022

Yes

Yes

Application for quotation of +securities
Application for quotation of +securities

7 / 18

Please state the number of options

that were exercised or other

+convertible securities that were

converted

10,351

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Issue date

5/8/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Application for quotation of +securities
Application for quotation of +securities

8 / 18

Issue details

Number of +securities to be quoted

4,643

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 11.81000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

3,352

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

8/8/2022

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

YesYes

Application for quotation of +securities
Application for quotation of +securities

9 / 18

Issue date

8/8/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Issue details

Number of +securities to be quoted

1,504

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 11.81000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

1,301

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

9/8/2022

Yes

Yes

Application for quotation of +securities
Application for quotation of +securities

10 / 18

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Issue date

9/8/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Issue details

Number of +securities to be quoted

559

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 11.81000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

Yes

Yes

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Application for quotation of +securities
Application for quotation of +securities

11 / 18

FROM (Existing Class)

ASX +security code and description

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

8,469

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

10/8/2022

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Issue date

10/8/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Application for quotation of +securities
Application for quotation of +securities

12 / 18

Issue details

Number of +securities to be quoted

3,677

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 11.81000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

3,021

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

11/8/2022

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

YesYes

Application for quotation of +securities
Application for quotation of +securities

13 / 18

Issue date

11/8/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Issue details

Number of +securities to be quoted

1,349

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 11.81000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

9,783

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

15/8/2022

Yes

Yes

Application for quotation of +securities
Application for quotation of +securities

14 / 18

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Issue date

15/8/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Issue details

Number of +securities to be quoted

4,428

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 11.81000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

Existing +securities converting into additional +securities in an existing class

Yes

Yes

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Application for quotation of +securities
Application for quotation of +securities

15 / 18

FROM (Existing Class)

ASX +security code and description

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81

TO (Existing Class)

ASX +security code and description

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of options

that were exercised or other

+convertible securities that were

converted

3,032

The first date the options were

exercised or other +convertible

securities were converted


The last date the options were

exercised or other +convertible

securities were converted

17/8/2022

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been

exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Issue date

17/8/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

No

Yes

Intended to be, but are not yet, quoted by ASX

An issue of new +securities

No

Application for quotation of +securities
Application for quotation of +securities

16 / 18

Issue details

Number of +securities to be quoted

1,349

Are the +securities being issued for a cash consideration?

In what currency is the cash consideration being paid?

NZD - New Zealand Dollar

What is the issue price per +security?

NZD 11.81000000

Any other information the entity wishes to provide about the +securities to be quoted

Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.

YesYes

Application for quotation of +securities
Application for quotation of +securities

17 / 18

Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will

comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one

application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the

+securities subject of this application)

ASX +security code and description

Total number of

+securities on issue

FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX577,494,858

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description

Total number of

+securities on issue

FPHAZ : PERFORMANCE SHARE RIGHTS EXPIRING 11-SEP-2024251,882

FPHAAA : OPTION EXPIRING 11-SEP-2024 EX $17.21797,322

FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91209,402

FPHAY : EMPLOYEE SHARE RIGHTS118,726

FPHAV : OPTION EXPIRING 07-SEP-2022 EX $11.812,732

FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81124,311

FPHAAC : PERFORMANCE SHARE RIGHTS EXPIRING 04-SEP-2025129,289

FPHAAB : OPTION EXPIRING 04-SEP-2025 EX $36.54407,482

FPHAAD : EMPLOYEE SHARE RIGHTS EXPIRING 04-SEP-202558,387

FPHAAE : EMPLOYEE SHARE RIGHTS EXPIRING 06-SEP-202477,805

FPHAAF : OPTION EXPIRING 08-JAN-2027 EX NZD32.69459,486

FPHAAG : PERFORMANCE SHARE RIGHTS EXPIRING 28-SEP-2026160,810

Application for quotation of +securities
Application for quotation of +securities

18 / 18

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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