ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Substantial Holder Notice26 August 2022ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


26 August 2022


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 26 August 2022

The previous notice was given to the ASX on: 12 August 2022

The previous notice was dated: 12 August 2022

2. Issued Share Capital

2, 989,923,751 fully paid Ordinary Shares in the capital of ANZ have been issued as at

25 August 2022.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,396,771 0.15%


4,432,490 0.15%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,396,771 0.15%


4,432,490 0.15%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

65,498 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments Limited on

behalf of various investment funds and

client portfolios 106,666 0.00%




JP Morgan Chase Bank

ANZ New Zealand Investments Limited on

behalf of various investment funds and

client portfolios 2,051,617 0.07%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments Limited on

behalf of various investment funds and

client portfolios 482,395 0.02%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,726,314 0.06%


Aggregation


4,432,490 0.15%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled Entity

entitled whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

15/08/2022

ANZEST Pty Ltd as

Trustee for ANZ

Employee Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred

as a result of

shares under the

Plan being

forfeited due to

cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under

the Plan

Not applicable

Ordinary fully

paid

1,256

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

2,253.53

Ordinary fully

paid

85

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

980.95

Ordinary fully

paid

37

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

1,007.46

Ordinary fully

paid

38

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

397.68

Ordinary fully

paid

15

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

2,333.07

Ordinary fully

paid

88




15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

477.22

Ordinary fully

paid

18

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer Out 4,853.53

Ordinary fully

paid

-202

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer Out 39,476.95

Ordinary fully

paid

-1,643

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer Out 2,955.36

Ordinary fully

paid

-123

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 2,253.53

Ordinary fully

paid

-85

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 980.95

Ordinary fully

paid

-37

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1,007.46

Ordinary fully

paid

-38

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 397.68

Ordinary fully

paid

-15

15/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 2,333.07

Ordinary fully

paid

-88

15 /08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 477.22

Ordinary fully

paid

-18

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

5,756.67

Ordinary fully

paid

216

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

3,343.06

Ordinary fully

paid

125




17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

15,031.30

Ordinary fully

paid

564

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

6,369.64

Ordinary fully

paid

239

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

3,064.89

Ordinary fully

paid

115

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

1,705.68

Ordinary fully

paid

64

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1,359.21

Ordinary fully

paid

-51

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 159.91

Ordinary fully

paid

-6

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 879.49

Ordinary fully

paid

-33

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 959.44

Ordinary fully

paid

-36

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 506.37

Ordinary fully

paid

-19

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 2,851.69

Ordinary fully

paid

-107

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 9,647.75

Ordinary fully

paid

-362

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 6,289.69

Ordinary fully

paid

-236




17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

852.84

Ordinary fully

paid

32

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

19,282.79

Ordinary fully

paid

721

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 826.19

Ordinary fully

paid

-31

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 3,091.54

Ordinary fully

paid

-116

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1,439.17

Ordinary fully

paid

-54

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 79.95

Ordinary fully

paid

-3

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 373.12

Ordinary fully

paid

-14

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

4,504.06

Ordinary fully

paid

169

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 53.30

Ordinary fully

paid

-2

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 4,930.48

Ordinary fully

paid

-185

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 692.93

Ordinary fully

paid

-26

17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 2,585.17

Ordinary fully

paid

-97




17/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 559.68

Ordinary fully

paid

-21

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

1,850.48

Ordinary fully

paid

74

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 6,701.73

Ordinary fully

paid

-268

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 250.06

Ordinary fully

paid

-10

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

2,350.61

Ordinary fully

paid

94

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

2,800.72

Ordinary fully

paid

112

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1,072.05

Ordinary fully

paid

-43

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 249.31

Ordinary fully

paid

-10

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 598.36

Ordinary fully

paid

-24

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 548.49

Ordinary fully

paid

-22

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 548.49

Ordinary fully

paid

-22

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1,595.61

Ordinary fully

paid

-64




24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 299.18

Ordinary fully

paid

-12

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 500.13

Ordinary fully

paid

-20

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 2,800.72

Ordinary fully

paid

-112

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1,675.43

Ordinary fully

paid

-67

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 2,318.62

Ordinary fully

paid

-93

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

1,250.32

Ordinary fully

paid

50

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 199.45

Ordinary fully

paid

-8

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1,645.47

Ordinary fully

paid

-66

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1,047.12

Ordinary fully

paid

-42

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1,944.65

Ordinary fully

paid

-78

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

1,200.31

Ordinary fully

paid

48

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

2,050.53

Ordinary fully

paid

82




24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market

purchase

1,100.28

Ordinary fully

paid

44

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 797.81

Ordinary fully

paid

-32

24/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 675.17

Ordinary fully

paid

-27

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 5,556.27

Ordinary fully

paid

267

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 13,401.64

Ordinary fully

paid

644

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 48,549.73

Ordinary fully

paid

2,333

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 4,494.96

Ordinary fully

paid

216

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 2,767.73

Ordinary fully

paid

133

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 48,549.73

Ordinary fully

paid

2,333

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 5,556.27

Ordinary fully

paid

267

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 7,054.59

Ordinary fully

paid

339

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 8,636.15

Ordinary fully

paid

415




25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 16,086.13

Ordinary fully

paid

773

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 2,759.40

Ordinary fully

paid

146

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 5,670.00

Ordinary fully

paid

300

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 132.30

Ordinary fully

paid

7

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 1,757.70

Ordinary fully

paid

93

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 756.00

Ordinary fully

paid

40

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 3,024.00

Ordinary fully

paid

160

25/08/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer In 1,927.80

Ordinary fully

paid

102

25/08/2022

ANZ New Zealand

Investments

Limited on behalf

of various

investment funds

and client

portfolios

On-market

purchase

629,620.54

Ordinary fully

paid

27,533




Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

26 August 2022

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.