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Ceasing to be a substantial holder from WBC

Substantial Holder Notice1 September 2022WBCFinancials

Page 1 of 6

Form 605


Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder



To Company Name/Scheme Heavy Minerals Limited



ACN/ARSN ACN 647 831 883




1. Details of substantial holder(1)


Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed

in Annexure ‘B ’



ACN/ARSN (if applicable) ACN 007 457 141



The holder ceased to be a

substantial holder on 30/08/2022



The previous notice was given to the company on 24/08/2022



The previous notice was dated 22/08/2022




2. Changes in relevant interests


Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting

securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the

company or scheme are as follows:


Date of change Person whose relevant interest

changed


Nature of

change (4)

Consideration

given in relation

to change (5)

Class (6) and

number of

securities

affected

Person’s

votes

affected

30/08/2022 WBC & its Associates

Westpac Financial Services

Group Limited (WFSG),

Westpac RE Limited

See

Annexure

'A'

See

Annexure 'A'

See

Annexure

'A'

See

Annexure

'A'




3. Changes in association


The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with,

the substantial holder in relation to the voting interests of the company or scheme are as follows:


Name and ACN/ARSN (if applicable) Nature of association



Page 2 of 6


4. Addresses


The addresses of persons named in this form are as follows:


Name Address


Westpac Banking Corporation (WBC) Level 18, Westpac Place, 275 Kent St, Sydney

NSW 2000

Westpac Financial Services Group Limited

(WFSGL)

Level 18, Westpac Place, 275 Kent St, Sydney

NSW 2000

Westpac RE Limited Level 18, Westpac Place, 275 Kent Street, Sydney

NSW 2000

Heavy Minerals Limited Level 11, London House, 216 St George’s

Terrace, Perth, WA 6000



Signature


Print name Timothy Hartin Capacity Company Secretary



Sign here Date 1/9/2022


Page 3 of 6

DIRECTIONS


(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations,

or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of

a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the

membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.


(2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.



(3) See the definition of “associate” in section 9 of the Corporations Act 2001.


(4) Include details of:


(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection

671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person

giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written

statement certifying this contract, scheme or arrangement; and


(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers

or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the

qualification applies).


See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.


(5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest

was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit

is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial

holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant

interest was acquired.


(6) The voting shares of a company constitute one class unless divided into separate classes.


(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.


Page 4 of 6

ANNEXURE A


This is annexure ‘A' referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation

ACN 007 457 141 and its associated entities


Timothy Hartin – Company Secretary, Westpac Banking Corporation 30/08/2022


TRANSACTION HISTORY


Sales & Purchases for the period: 23/08/2022 to 31/08/2022


SECURITY: HVY



Westpac RE Limited



Date Registered Company

Nature of

Change Quantity Consideration

Class of

Securities

Person’s votes

affected

30/08/2022

HSBC Custody Nominees (Australia)

Limited Sell -30682 -6750.04 Ordinary 30682


Total


-30682 -6750.04 Ordinary




Westpac RE Limited Total : -30682 -6750.04



Page 5 of 6

ANNEXURE B


This is annexure ‘B ’ (being 2 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac

Banking Corporation ACN 007 457 141 and its associated entities



Timothy Hartin – Company Secretary, Westpac Banking Corporation 30/08/2022



Westpac Banking Corporation Australia


St.George Security Holdings Pty Limited Australia

1925 (Commercial) Pty Limited Australia


Sydney Capital Corporation Inc. USA

1925 (Industrial) Pty Limited Australia


The Home Mortgage Company Limited

New

Zealand

1925 Advances Pty Limited Australia


Value Nominees Pty Limited Australia

Advance Asset Management Limited Australia


W2 Investments Pty Limited Australia

Altitude Administration Pty Limited Australia


Waratah Receivables Corporation Pty Limited Australia

Altitude Rewards Pty Limited Australia


Waratah Securities Australia Limited Australia

Aotearoa Financial Services Limited

New

Zealand


Westpac (NZ) Investments Limited

New

Zealand

Asgard Capital Management Limited Australia


Westpac Administration 2 Pty Limited Australia

Asgard Wealth Solutions Limited Australia


Westpac Administration 3 Pty Limited Australia

Belliston Pty Limited Australia


Westpac Administration 4 Pty Limited Australia

Bill Acceptance Corporation Pty Limited Australia


Westpac Administration Pty Limited Australia

BT (Queensland) Pty Limited Australia


Westpac Altitude Rewards Trust Australia

BT Australia Pty Limited Australia


Westpac Americas Inc. USA

BT Financial Group (NZ) Limited

New

Zealand


Westpac Asian Lending Pty Limited Australia

BT Financial Group Pty Limited Australia


Westpac Bank-PNG-Limited

Papua New

Guinea

BT Financial Group Holdings Pty Limited Australia


Westpac Capital Markets Holding Corp. USA

BT Financial Group Resources Pty Limited Australia


Westpac Capital Markets LLC USA

BT Funds Management (NZ) Limited

New

Zealand


Westpac Capital-NZ-Limited

New

Zealand

BT Funds Management Limited Australia


Westpac Cash PIE Fund

New

Zealand

BT Funds Management No.2 Limited Australia


Westpac Covered Bond Trust Australia

BT Portfolio Services Limited Australia


Westpac Debt Securities Pty Limited Australia

BT Securities Limited Australia


Westpac Digital Partnerships Pty Limited Australia

Capital Corporate Finance Pty Limited Australia


Westpac Direct Equity Investments Pty Limited Australia

Capital Finance Australia Limited Australia


Westpac Equity Holdings Pty Limited Australia

Capital Finance (NZ) Pty Limited Australia


Westpac Equity Investments NZ Limited

New

Zealand

CBA Pty Limited


Australia


Westpac Europe Limited UK

Challenge Limited Australia


Westpac Europe GmbH Germany

Crusade ABS Series 2017-1P Trust Australia


Westpac Finance (HK) Limited Hong Kong

Crusade ABS Series 2018-1P Trust Australia


Westpac Financial Consultants Pty Limited Australia

Crusade Trust No.2P of 2008 Australia


Westpac Financial Holdings Pty Limited Australia

Danaby Pty Limited Australia


Westpac Financial Services Group Limited Australia

General Credits Pty Limited Australia


Westpac Financial Services Group-NZ-Limited

New

Zealand

GIS Private Nominees Pty Limited Australia


Westpac Financial Services Limited Australia

Hastings Funds Management Pty Limited Australia


Westpac Global Capital Markets Pty Limited Australia

Hastings Management Pty Limited Australia


Westpac Group Investment-NZ-Limited

New

Zealand

Hyde Potts Insurance Services Pte. Limited Singapore


Westpac Holdings-NZ-Limited

New

Zealand

Magnitude Group Pty Limited Australia


Westpac Investment Capital Corporation USA

MoneyBrilliant Pty Ltd Australia


Westpac Investment Vehicle No.2 Pty Limited Australia

Mortgage Management Pty Limited Australia


Westpac Investment Vehicle No.3 Pty Limited Australia


Page 6 of 6

Net Nominees Limited Australia


Westpac Investment Vehicle Pty Limited Australia

Number 120 Limited

New

Zealand


Westpac Leasing Nominees-Vic.-Pty Limited Australia

Partnership Pacific Pty Limited Australia


Westpac New Zealand Group Limited

New

Zealand

Partnership Pacific Securities Pty Limited Australia


Westpac New Zealand Limited

New

Zealand

Pashley Investments Pty Limited Australia


Westpac New Zealand Staff Superannuation

Scheme Trustee Limited

New

Zealand

Pendal Short Term Income Fund Australia


Westpac Nominees-NZ-Limited

New

Zealand

Qvalent Pty Limited Australia


Westpac Notice Saver PIE Fund

New

Zealand

RAMS Financial Group Pty Limited Australia


Westpac NZ Covered Bond Holdings Limited

New

Zealand

Red Bird Ventures Limited

New

Zealand


Westpac NZ Covered Bond Limited

New

Zealand

Reinventure Special Purpose Investment Unit Trust Australia


Westpac NZ Operations Limited

New

Zealand

Reinventure Fund, I.L.P. Australia


Westpac NZ Securitisation Holdings Limited

New

Zealand

Reinventure Fund II I.L.P Australia


Westpac NZ Securitisation Limited

New

Zealand

Reinventure Fund III I.L.P Australia


Westpac NZ Securitisation No.2 Limited

New

Zealand

RMS Warehouse Trust 2007-1 Australia


Westpac Overseas Holdings No. 2 Pty Limited Australia

Sallmoor Pty Limited Australia


Westpac Overseas Holdings Pty Limited Australia

Securitor Financial Group Pty Limited Australia


Westpac Properties Pty Limited Australia

Series 2008-1M WST Trust Australia


Westpac RE Limited Australia

Series 2013-1 WST Trust Australia


Westpac Securities Administration Limited Australia

Series 2013-2 WST Trust Australia


Westpac Securities Limited Australia

Series 2014-1 WST Trust Australia


Westpac Securities NZ Limited

New

Zealand

Series 2014-2 WST Trust Australia


Westpac Securitisation Holdings Pty Limited Australia

Series 2015-1 WST Trust Australia


Westpac Securitisation Management Pty Limited Australia

Series 2019-1 WST Trust Australia


Westpac Singapore Limited Singapore

Series 2020-1 WST Trust Australia


Westpac Structured Products Limited Australia

Series 2021-1 WST Trust Australia


Westpac Superannuation Nominees-NZ-Limited

New

Zealand

Series 2022-1P WST Trust Australia


Westpac Syndications Management Pty Limited Australia

Sixty Martin Place (Holdings) Pty Limited Australia


Westpac Term PIE Fund

New

Zealand

St.George Business Finance Pty Limited Australia


Westpac TPS Trust Australia

St.George Finance Holdings Limited Australia


Westpac Unit Trust Australia

St.George Finance Limited Australia


Westpac USA Inc. USA

St.George Motor Finance Limited Australia

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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