Heartland announces AUD FX rate for dividend

Heartland Group Holdings Limited | NZX/ASX: HGH | PO Box 9919, Newmarket, Auckland 1149 | shareholders.heartland.co.nz

NZX/ASX release
8 September 2022

Heartland announces AUD FX rate for dividend

Heartland Group Holdings Limited (Heartland) (NZX/ASX: HGH) advises that the foreign exchange
rate to be used for payment of the cash dividend in Australian dollars (where applicable) has been
set at 0.89095.

A revised ASX Appendix 3A.1 in respect of the dividend is attached.

– ENDS –

The person(s) who authorised this announcement:

Andrew Dixson
Chief Financial Officer

For media enquiries or further information, please contact:
Nicola Foley
Group Head of Communications
M 027 345 6809
E nicola.foley@heartland.co.nz

Address:
Level 3, Heartland House
35 Teed Street
Newmarket, Auckland
New Zealand

This appendix is available as an online form
Only use this form if the online version is not available +Rule 3.20.4, 3.21, 15.3
+ See chapter 19 for defined terms
5 June 2021 Page 1

Appendix 3A.1
Notification of dividend / distribution
Information or documents not available now must be given to ASX as soon as available. Information
and documents given to ASX become ASX’s property and may be made public.
Please note that two or more corporate actions on the same security may not run with different record
dates if the timetables result in overlapping (but not identical) ex-periods. It is permissible to run
different corporate actions with the same record date except in the case of consolidations or splits
which cannot run at the same time as any other corporate action for that entity.
*Denotes minimum information required for first lodgement of this form.
**Denotes information that must be provided on or before business day 0 of the relevant Appendix 6A
or Appendix 7A timetable.
The balance of the information, where applicable, must be provided as soon as reasonably practicable
by the entity.
Where a dividend/distribution is announced at the same time as Appendix 4D, 4E or 4F the online
form relating to the dividend/distribution should be submitted after the Appendix 4D, 4E or 4F and
before other material such as media releases or analyst presentations. Refer to Guidance Note 14
ASX Market Announcements Platform.
Part 1 – Entity and announcement details
Question
no
Question Answer
1.1 *Name of entity Heartland Group Holdings Limited
1.2 *Registration type and number
One of ABN/ARSN/ARBN/ACN or other registration
type and number (if “other” please specify what type of
registration number has been provided).
ARBN 627 849 576
1.3 *ASX issuer code HGH
1.4 *The announcement is
Tick whichever is applicable.
☐ New announcement
☒ Update/amendment to previous
announcement
☐ Cancellation of previous announcement
Note: An entity announcing the cancellation, deferral
or reduction of a previously announced dividend or
distribution on a quoted security must include in the
announcement an explanation satisfactory to ASX of
the entity’s reasons for doing so (see rule 3.21). In the
case of a cancellation, this explanation may be
included in the ‘Reason for cancellation’ in the
response to Q1.4c below or in a separate
announcement to the market. In the case of a deferral
or reduction, this explanation may be included in the
‘Reason for update’ in the response to Q1.4a below or
in a separate announcement to the market.
Note that this requirement only applies to actual
dividends/ distributions that the entity has announced
it will pay. It does not apply to an estimated
dividend/distribution on units of listed trusts, units of
quoted ETFs or Managed Funds, or preference
securities provided in response to Q2A.9 where the
final dividend/distribution has yet to be announced.

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 2
1.4a *Reason for update
Mandatory only if “Update” ticked in Q1.4 above. A
reason must be provided for an update.
This form has been updated to include the
foreign exchange rate to be used for
payment of the cash dividend in Australian
dollars.
1.4b *Date of previous announcement to this
update
Mandatory only if “Update” ticked in Q1.4 above.
23 August 2022
1.4c *Reason for cancellation
Mandatory only if “Cancellation” ticked in Q1.4 above.
If information has previously been provided in Part 3D
of the form “Preference security distribution rate
details” please also confirm whether the rate changes
remain in place for the security or are also cancelled.
Not applicable
1.4d *Date of previous announcement to this
cancellation
Mandatory only if “Cancellation” ticked in Q1.4 above.
Not applicable
1.5 *Date of this announcement
The date of lodgement of the form by the entity via
ASX Online.
08/09/2022
1.6 *Applicable ASX
+
security code and
description for dividend / distribution
Please select the security to which the notification
applies. Only one security can be selected for each
form.
ASX
+
security code: HGH
+
Security description: ORDINARY FULLY
PAID FOREIGN EXEMPT NZX

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 3
Part 2 – All dividends / distributions
Part 2A – Basic details
Questio
n No.
Question Answer
2A.1 *Type of dividend/distribution
Each form can only relate to one record date and
payment date but may have multiple types of payment
for example an ordinary and special dividend. Please
note that dividends/distributions on units in listed
trusts, units in quoted ETFs or Managed Funds, and
preference securities are classified as “Ordinary”.
☒ Ordinary (must be cash) Please complete Part
3A.
☐ Special (must be cash) Please complete Part
3B.
☐ Scrip (must be scrip) Please complete Part 3C.

2A.2 *The dividend/distribution:
Tick one only to indicate length of period to which the
dividend/distribution applies. ASX’s system classifies
interim/final dividends/distributions as six monthly if
both are paid. If a final only is paid it is classified as
relating to a period of twelve months. Where a scrip
or special dividend/distribution is paid at the same
time as an ordinary dividend/distribution it has the
same period classification as the ordinary.
If the dividend/distribution is special and/or scrip only
then “does not relate to a specific period within the
financial year in which it was paid” may be applicable.
☐ relates to a period of one month.
☐ relates to a period of one quarter.
☒ relates to a period of six months.
☐ relates to a period of twelve months.
☐ does not relate to a specific period within
the financial year in which it was paid.
2A.3
*The dividend/distribution relates to the
financial reporting or payment period
ended/ending (date)
The period ended date must match the end date of
the reporting period of any Appendix 4D, 4E or 4F
lodged by the entity at the same time as this form and
which includes the details of the dividend/distribution
announced in this form. For dividends/distributions on
units in listed trusts, units in quoted ETFs or Managed
Funds, and preference securities, the period
ended/ending date may correspond to the payment
date and may be a future date. If a special or scrip
dividend/distribution is notified at the same time as
another dividend/distribution which relates to a period
of one month, one quarter, six months or twelve
months then the special or scrip dividend/distribution
will be characterised with the same period type and
will have the same period ended as that
dividend/distribution. If the dividend/distribution is
special and/or scrip only and “does not relate to a
specific period within the financial year in which it was
paid” has been ticked in Q2A.2, then a period ended
date may not be applicable.
30/06/2022
2A.4 *
+
Record date
The record date must be at least four business days
from current date (refer Appendix 6A section 1).
Please note that the record date and ex date cannot
be changed (even to postpone it or cancel it) any later
than 12 noon Sydney time on the day before the
previous ex date advised.
26/08/2022

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 4
2A.5 *Ex date
The ex date is one business day before record date
(i.e. business day 3 if the record date is business day
4). Refer to Appendix 6A section 1. Securities will
trade “ex” dividend/distribution from the ex date.
Please note that the record date and ex date cannot
be changed (even to postpone it or cancel it) any later
than 12 noon Sydney time on the day before the
previous ex date advised.
25/08/2022
2A.6 *Payment date
The payment date must be after the record date. If
the entity has a dividend or distribution plan, the
payment date must be at least 2 business days after
the record date. Refer to Appendix 6A section 1. For
a scrip dividend/distribution this date will be the same
as the issue date referred to in Q3C.4 of this form.
14/09/2022
2A.7 *Are any of the below approvals required
for the dividend/distribution before
business day 0 of the timetable?
•
+
Security holder approval
• Court approval
• Lodgement of court order with
+
ASIC
• ACCC approval
• FIRB approval
• Another approval/condition external to
the entity required to be given/met
before business day 0 of the timetable
for the dividend/distribution.
If any of the above approvals apply to the
dividend/distribution before business day 0 of the
timetable, please answer ‘yes’ and provide details at
Q2A.7a. If “no” go to Q2A.8.
The purpose of the question is to confirm that relevant
approvals are received prior to ASX establishing an
ex market in the securities. If the entity wishes to
disclose approvals or conditions which are to be
resolved at a later date it should use Part 5 “Further
information”.
No
2A.7a Approvals
Select appropriate approval from drop down box as applicable. More than one approval can be selected. This
question refers only to events which take place before business day 0 of the timetable. The purpose of the
question is to confirm that relevant approvals are received prior to ASX establishing an ex market in the securities.
The “Date for determination” is the date that you expect to know if the approval is given for example the date of the
security holder meeting in the case of security holder approval or the date of the court hearing in the case of court
approval. If the entity wishes to disclose approvals or conditions which are to be resolved at a later date it should
use Part 5 “Further information”.

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 5
*Approval/condition *Date for
determination
*Is the date
estimated or
actual?
**Approval
received/
condition
met?
Only answer this
question when
you know the
outcome of the
approval –
please advise on
or before
business day 0
of the relevant
Appendix 6A or
Appendix 7A
timetable.
Comments
+
Security holder
approval

☐ Estimated
OR
☐ Actual
☐ Yes
☐ No

Court approval
☐ Estimated
OR
☐ Actual
☐ Yes
☐ No

Lodgement of court
order with
+
ASIC

☐ Estimated
OR
☐ Actual
☐ Yes
☐ No

ACCC approval
☐ Estimated
OR
☐ Actual
☐ Yes
☐ No

FIRB approval
☐ Estimated
OR
☐ Actual
☐ Yes
☐ No

Other (please
specify in
comment section)

☐ Estimated
OR
☐ Actual
☐ Yes
☐ No

2A.8 *Currency in which the dividend/distribution
is made (“primary currency”)
Primary currency will be the currency in which all other
questions relating to the dividend/distribution will
appear excepting those relating to payment in a
different currency. For dividends/distributions paid in a
currency other than AUD please answer 2A.9a-2A.9c.
If the primary currency is NZD please also complete
Part 3F.
NZD – New Zealand Dollar

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 6
2A.9 *Total dividend/distribution payment
amount per
+
security (in primary currency)
for all dividends/ distributions notified in this
form
This amount should be the total of any Ordinary, Scrip,
Special and Supplementary dividend/distribution
announced using this form. An estimated
dividend/distribution is only permitted in the case of
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities.

NZD 0.06470588


Actual
2A.9a AUD equivalent to total dividend/distribution
amount per
+
security
If primary currency is non-AUD.
If more than one dividend/distribution type is included
in this announcement (e.g. ordinary and special), this
total should be the total of those types.
ASX publishes an AUD equivalent amount for non-
AUD dividends/distributions. If this amount is not
provided by the entity it is calculated and published
using the RBA rate of exchange on the day before the
ex date. The entity should only populate this question
if an actual amount is known. If amount not known
please answer 2A.9b. If known go to 2A.9c.
AUD 0.05764970
2A.9b If AUD equivalent not known, date for
information to be released
If primary currency is non-AUD.
8/09/2022
Actual
2A.9c FX rate (in format AUD rate / primary
currency rate):
If primary currency is non-AUD.
AUD1.00 / 1.12239744
2A.10 *Does the entity have arrangements
relating to the currency in which the
dividend/distribution is paid to
+
security
holders that it wishes to disclose to the
market?
If “yes”, please complete Part 2B.
It is not mandatory to disclose currency arrangements
to the market. In particular, it does not refer to
arrangements made between individual security
holders and the share registry or entity on an ad hoc or
one-off basis and it does not refer to arrangements
offered by the registry independently of the entity.
If the entity intends to disclose currency arrangements
to the market it must do so through this form although
it may supplement the information in the form with
further PDF announcements.
No
2A.11 *Does the entity have a securities plan for
dividends/distributions on this security?
This information is required by Appendix 6A section 1.
More than one option may be selected. If the entity
has a DRP please answer Q2A.11a, if the entity has a
BSP please answer Q2A.11b, if the entity has another

security plan please answer Q2A.11c.
If the entity has a plan but it does not apply to the
security which is the subject of this form the entity
should answer “We do not have a securities plan for
dividends/distributions on this security”.
☒ We have a Dividend/Distribution
Reinvestment Plan (DRP)
☐ We have a Bonus
+
Security Plan or
equivalent (BSP)
☐ We have another
+
security plan (Plan)
☐ We do not have a securities plan for
dividends/distributions on this security

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 7
2A.11a *If the entity has a DRP, is the DRP
applicable to this dividend/distribution
This information is required by Appendix 6A section 1.
If “yes”, please answer Q2A.11a(i). If “no”, ASX will
assume the DRP is suspended for this
dividend/distribution.
No
2A.11a(i)
*DRP Status in respect of this
dividend/distribution
Please select one and complete Part 4A.
Note that “Full DRP” includes plans which may have
limited exceptions for example exclusion of US or
other foreign holders. The term is designed primarily
to distinguish those plans which apply only to specific
subgroups of security holders such as “retail” holders.

☐ DRP for retail
+
security holders only
The entity has a DRP which applies to this
dividend/distribution only for retail security holders.
☐ Full DRP offered
The entity has a DRP which applies to this
dividend/distribution only for all security holders.
☐ DRP subject to
+
security holder approval
The entity has a DRP which is active for this
dividend/distribution subject to security holder
approval.
2A.11b
*If the entity has a BSP, is the BSP
applicable to this
+
dividend/distribution?
This information is required by Appendix 6A section 1.
If “yes”, please answer Q2A.11b(i). If “no”, ASX will
assume the BSP is suspended for this
dividend/distribution.
Yes or No
2A.11b(i)
*BSP status in respect of this
dividend/distribution
Please select one and complete Part 4B. If the entity
has a BSP subject to security holder approval please
choose the appropriate box above and make a note of
the approval requirement in “Part 5 Further
information” at the end of this form.
☐ BSP for retail
+
security holders only
The entity has a BSP which applies to this
dividend/distribution only for retail security holders.
☐ Full BSP offered
The entity has a BSP which applies to this
dividend/distribution only for all security holders.
2A.11c *If the entity has another
+
security plan, is
that
+
security plan applicable to this
+
dividend/distribution?
If “yes” please complete Part 4C.
Yes or No
2A.12 *Does the entity have tax component
information apart from franking?
This refers to the information ordinarily provided under
Subdivision 12-H of Schedule 1 to the Tax
Administration Act 1953. If “yes” please complete Part
3E.
No
2A.13 Withholding tax rate applicable to the
dividend/distribution
For non-Australian entities.
ASX only captures the dividend/distribution withholding
tax rate in respect of dividends/distributions paid by
foreign resident listed entities to Australian resident
security holders. If a dividend/distribution is payable to
an Australian resident security holder, please advise
the applicable dividend/distribution withholding tax rate
(assuming no exemptions are sought by and granted
to the holder). Should you wish to provide further
information please use Part 5 - Further information at
the end of this form.
15%

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 8
Part 2B – Currency information
Part 2B to be completed if you answered “yes” to Q2A.10.
Question
No.
Question Answer
2B.1
*Does the entity default to payment in
certain currencies dependent upon certain
attributes such as the banking instruction or
registered address of the
+
security holder?
(For example NZD to residents of New
Zealand and/or USD to residents of the
U.S.A.)
Referred to as “default arrangements”. This does not
exclude other criteria – banking instruction and
registered address are merely provided as examples.
This question should be answered on the basis of the
entity’s policy applicable to all security holders. It does
not refer to arrangements made between individual
security holders and the share registry or entity on an
ad hoc or one-off basis and it does not refer to
arrangements offered by the registry independently of
the entity.
If “yes” please fill out the balance of the questions in
Part 2B. If “no” fill out question 2B.2 only.
Yes or No
2B.2 *Please provide a description of your
currency arrangements
If you have default arrangements please provide an
overview of how the arrangement operates and
answer specific questions below about currencies in
which you pay, whether there is a choice to receive a
currency other than the default, election dates, where
forms can be obtained etc.
If you do not have default arrangements you should
include here a complete description of your currency
arrangements including when and where any currency
election should be submitted. Listed entities in this
category are not required to disclose the currencies in
which they pay or publish the foreign currency
dividend amounts (“payment currency equivalent
amount per security”) or foreign exchange rates. You
do not need to fill out any further questions in Part 2B.

2B.2a Other currency/currencies in which the
dividend/distribution will be paid
If there is more than one payment currency other than
the primary currency it is mandatory to advise the
additional currencies but not mandatory to advise the
payment currency equivalent amount. If the entity
wishes it may advise this amount by way of update
when known. Note: if more than one
dividend/distribution type is included in this
announcement (e.g. ordinary and special), the
payment currency equivalent amount should be the
total of those types and the equivalent of the total
amount in Q2A.9.
*Non primary payment currency:
Payment currency equivalent
amount per
+
security:
2B.2b Please provide the exchange rates used for
non-primary currency payments

2B.2c If payment currency equivalent and
exchange rates not known, date for
information to be released

Estimated or actual

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 9
2B.3 *Can the
+
security holder choose to receive
a currency different to the currency they
would receive under the default
arrangements?
Yes or No
2B.3a
Please describe what choices are available
to a
+
security holder to receive a currency
different to the currency they would receive
under the default arrangements
For example if the security holder would receive AUD
under the default policy based upon an Australian
bank account being provided, can they change this to
NZD by providing a banking instruction relating to a
New Zealand bank account?

2B.3b *Date and time by which any document or
communication relating to the above
arrangements must be received in order to
be effective for this dividend/distribution
Please enter the time in Sydney time (i.e. AEST or,
when daylight savings is in operation, AEDST) using
24 hour convention e.g. 6.00pm should be entered as
18:00.

2B.3c
Please provide a link to, or indicate where
relevant forms can be obtained and state
how and where they must be lodged.

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 10
Part 3 – Dividend/distribution amounts per type and other details
Please state amounts in the dividend/distribution primary currency stated at Q2A.9.
Part 3A – Ordinary dividend/distribution
Part 3A to be completed if “Ordinary” selected in Q2A.1.
Question
No.
Question Answer
3A.1 *Is the ordinary dividend/distribution
estimated at this time
If "yes” Q3A.1a and 3A.1a(i) must be completed if “no”
Q3A.1b must be completed upon the first
announcement of a dividend/distribution. An estimate
is only permitted in the case of dividends/ distributions
on units in listed trusts, units in quoted ETFs or
Managed Funds, and preference securities.
No
3A.1a *Ordinary dividend/distribution estimated
amount per
+
security
An estimate is only permitted in the case of
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities.

3A.1a(i) *Date that actual ordinary amount will be
announced

Estimated or Actual
3A.1b *Ordinary dividend/distribution amount per
+
security
Please provide the amount in the primary currency.
NZD 0.05500000
3A.2 *Is the ordinary dividend/distribution
franked?
If “yes”, please answer Q3A.2a. If “no” go straight to
Q3A.3. This question is not mandatory for
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities.
No
3A.2a *Is the ordinary dividend/distribution fully
franked?
This question is not mandatory for
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities.
Yes or No
3A.3 *Percentage of ordinary
dividend/distribution that is franked
Please provide the percentage to which the
dividend/distribution is franked. (if 100% franked, then
100%, if 100% unfranked then 0%). This question is
not mandatory for dividends/distributions on units in
listed trusts, units in quoted ETFs or Managed Funds,
and preference securities.

0%

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 11
3A.3a *Applicable corporate tax rate for franking
credit (%)
Do not answer for 100% unfranked
dividends/distributions.
Please provide the applicable corporate tax rate. This
question is not mandatory for dividends/distributions
on units in listed trusts, units in quoted ETFs or
Managed Funds, and preference securities.

%
3A.4 *Ordinary dividend/distribution franked
amount per
+
security
Amount of dividend/distribution that is franked. Please
provide the amount in the primary currency. In the
case of dividends announced in conjunction with
Appendix 4D and 4E the franked amount per security
must be provided. This question is not mandatory for
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities. If the dividend/distribution is 100%
unfranked please answer “$0.00”. 3A.4 franked
amount + 3A.6 unfranked amount + 3A.7 conduit
foreign income amount should equal 3A.1b
dividend/distribution amount per security.
NZD 0.00
3A.5
*Percentage of ordinary
dividend/distribution that is unfranked
Please provide the percentage to which the
dividend/distribution is unfranked (if 100% unfranked,
then 100%. If 100% franked then 0%). This question
is not mandatory for dividends/distributions on units in
listed trusts, units in quoted ETFs or Managed Funds,
and preference securities.

100%
3A.6 *Ordinary dividend/distribution unfranked
amount per
+
security excluding conduit
foreign income amount
Amount of dividend/distribution that is unfranked
excluding any conduit foreign income. Please provide
the amount in the primary currency. This question is
not mandatory for dividends/distributions on units in
listed trusts, units in quoted ETFs or Managed Funds,
and preference securities. If the dividend/distribution
is fully franked please answer “$0.00”. 3A.4 franked
amount + 3A.6 unfranked amount + 3A.7 conduit
foreign income amount should equal 3A.1b
dividend/distribution amount per security.
NZD 0.05500000
3A.7
*Ordinary dividend/distribution conduit
foreign income amount per
+
security
For Australian entities only.
Please provide the amount in the primary currency.
This information is required by Appendix 6A section 1
in respect of dividends. This question is not
mandatory for dividends/distributions on units in listed
trusts, units in quoted ETFs or Managed Funds, and
preference securities. 3A.4 franked amount + 3A.6
unfranked amount + 3A.7 conduit foreign income
amount should equal 3A.1b dividend/distribution
amount per security.

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 12
Part 3B – Special dividend/distribution
Part 3B to be completed if “Special” selected in Q2A.1.
Question
No.
Question Answer
3B.1 *Is the special dividend/distribution
estimated at this time
If “yes” Q3B.1a and 3B.1a(i) must be completed if “no”
Q3B.1b must be completed upon the first
announcement of a dividend/distribution. An estimate
is only permitted in the case of dividends/ distributions
on units in listed trusts, units in quoted ETFs or
Managed Funds, and preference securities.
Yes or No
3B.1a *Special dividend/distribution estimated
amount per
+
security
An estimate is only permitted in the case of
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities. Please answer Q3F.2a(i).

3B.1a(i) *Date that actual special amount per
+
security will be announced

Estimated or Actual
3B.1b *Special dividend/distribution amount per
+
security
Please provide the amount in the primary currency.

3B.2 *Is special dividend/distribution franked?
If “yes” please answer Q3B.2a. If “no” go straight to
Q3B.3. This question is not mandatory for
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities.
Yes or No
3B.2a
*Is the special dividend/distribution fully
franked?
This question is not mandatory for
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities.
Yes or No
3B.3 *Percentage of special dividend/distribution
that is franked
Please provide the percentage to which the
dividend/distribution is franked. (if 100% franked, then
100%, if 100% unfranked then 0%). This question is
not mandatory for dividends/distributions on units in
listed trusts, units in quoted ETFs or Managed Funds,
and preference securities.

%
3B.3a *Applicable corporate tax rate for franking
credit (%)
Do not answer for 100% unfranked
dividends/distributions.
Please provide the applicable corporate tax rate. This
question is not mandatory for dividends/distributions
on units in listed trusts, units in quoted ETFs or
Managed Funds, and preference securities.

%

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 13
3B.4 *Special dividend/distribution franked
amount per
+
security
Amount of dividend/distribution that is franked. Please
provide the amount in the primary currency. In the
case of dividends announced in conjunction with
Appendix 4D and 4E the franked amount per security
must be provided. This question is not mandatory for
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities. If the dividend/distribution is 100%
unfranked please answer “$0.00”. 3B.4 franked
amount + 3B.6 unfranked amount + 3B.7 conduit
foreign income amount should equal 3B.1b special
dividend/distribution amount per security.

3B.5 *Percentage of special dividend/distribution
that is unfranked
Please provide the percentage to which the
dividend/distribution is unfranked (if 100% unfranked,
then 100%. If 100% franked then 0%). This question
is not mandatory for dividends/distributions on units in
listed trusts, units in quoted ETFs or Managed Funds,
and preference securities.

%
3B.6 *Special dividend/distribution unfranked
amount per +security excluding conduit
foreign income amount
Amount of dividend/distribution that is unfranked.
Please provide the amount in the primary currency.
This question is not mandatory for dividends/
distributions on units in listed trusts, units in quoted
ETFs or Managed Funds, and preference securities. If
the dividend/distribution is 100% franked please
answer “$0.00”. 3B.4 franked amount + 3B.6
unfranked amount + 3B.7 conduit foreign income
amount should equal 3B.1b special
dividend/distribution amount per security.

3B.7 *Special dividend/distribution conduit
foreign income amount per
+
security
For Australian entities only.
Please provide the amount in the primary currency.
This information is required by Appendix 6A section 1
in respect of dividends. This question is not
mandatory for dividends/distributions on units in listed
trusts, units in quoted ETFs or Managed Funds, and
preference securities. 3B.4 franked amount + 3B.6
unfranked amount + 3B.7 conduit foreign income
amount should equal 3B.1b special
dividend/distribution amount per security.


Part 3C – Scrip dividend/distribution
Part 3C to be completed if “Scrip” selected in Q2A.1.
Question
No.
Question Answer
3C.1 *Is the scrip dividend/distribution estimated
at this time
If “yes” Q3C.1a + 3C.1a(i) must be completed if “no”
Q3C.1b must be completed upon the first
announcement of a dividend/distribution. An estimate is
only permitted in the case of dividends/ distributions on
units in listed trusts, units in quoted ETFs or Managed
Funds, and preference securities.
Yes or No

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 14
3C.1a *Scrip dividend/distribution estimated
amount per
+
security
An estimate is only permitted in the case of
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities.

3C.1a(i)
*Date that actual scrip amount will be
announced

3C.1b *Scrip dividend/distribution amount per
+
security
Please provide the amount in the primary currency in
dollar denomination (or foreign currency equivalent for
foreign currency dividends/distributions).

3C.2 *Scrip ratio
For example where you pay one security for each five
securities held, the answer is every 01.00 scrip
dividend/distribution security will be paid for each 05.00
securities held.
the scrip dividend/distribution will be on the
basis that
___________________
+
security (/ies) will
be paid for
every
___________________
+
security (/ies) held
3C.3 *Scrip fraction rounding
Please select the appropriate description of how
fractions will be handled. If you do not have a rounding
policy please choose “Fractions rounded down to the
nearest whole number or fractions disregarded”.
☐ Fractions rounded up to the next whole
number
☐ Fractions rounded down to the nearest
whole number or fractions disregarded
☐ Fractions sold and proceeds distributed
☐ Fractions of 0.5 and over rounded up
☐ Fractions over 0.5 rounded up
3C.4 Scrip dividend/distribution
+
securities
+
issue
date
This is the date on which the scrip dividend securities
are entered into the holdings of holders entitled to the
dividend/distribution. This is usually the same as the
payment date –Q2.A6.

3C.5 *Will the scrip dividend/distribution
+
securities be a new issue
If “yes” please answer Q3C.5a. If “no” go straight to
Q3C.6.
Yes or No
3C.5a *Do the scrip dividend/distribution
+
securities
rank pari passu from
+
issue date?
Pari passu means “on an equal footing” for example if
the securities will not receive an upcoming payment that
existing securities in the same class will receive, they
do not rank pari passu. If “yes” please answer Q3C.5b.
If “no” go straight to Q3C.6.
Yes or No
3C.5b *Non-ranking period end date
The date at the end of the dividend/distribution period
(i.e. the period specified in item 2A.3 or another period
as the case may be) after which the issued securities
rank equal (i.e. pari passu) for the next announced
dividend/distribution. For example, if the new securities
are not entitled to participate in a dividend announced
for the period ending 30 June 2013, but are entitled to
any dividend announced thereafter, then the answer to
this question is 30 June 2013.

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 15
3C.6 *Is scrip dividend/distribution franked
If “yes” please answer Q3C.6a. If “no” go straight to
Q3C.7. This question is not mandatory for
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities.
Yes or No
3C.6a *Is the scrip dividend/distribution fully
franked
This question is not mandatory for
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities.
Yes or No
3C.7 *Percentage of scrip dividend/distribution
that is franked
Please provide the percentage to which the
dividend/distribution is franked. (if 100% franked, then
100%, if 100% unfranked then 0%). This question is
not mandatory for dividends/distributions on units in
listed trusts, units in quoted ETFs or Managed Funds,
and preference securities.

%
3C.7a *Applicable corporate tax rate for franking
credit (%)
Do not answer for 100% unfranked
dividends/distributions.
Please provide the applicable corporate tax rate. This
question is not mandatory for dividends/distributions on
units in listed trusts, units in quoted ETFs or Managed
Funds, and preference securities.

%
3C.8 *Scrip dividend/distribution franked amount
per
+
security
Amount of dividend/distribution that is franked. Please
provide the amount in the primary currency. In the case
of dividends announced in conjunction with Appendix
4D and 4E the franked amount per security must be
provided. This question is not mandatory for
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities. If the dividend/distribution is 100%
unfranked please answer “$0.00”. 3C.8 franked amount
+ 3C.10 unfranked amount + 3C.11 conduit foreign
income amount should equal 3C.1b scrip
dividend/distribution amount per security.

3C.9 *Percentage of scrip dividend/distribution
that is unfranked
Please provide the percentage to which the
dividend/distribution is unfranked (if 100% unfranked,
then 100%. If 100% franked then 0%). This question is
not mandatory for dividends/distributions on units in
listed trusts, units in quoted ETFs or Managed Funds,
and preference securities.

%
3C.10 *Scrip dividend/distribution unfranked
amount per
+
security excluding conduit
foreign income amount
Amount of dividend/distribution that is unfranked.
Please provide the amount in the primary currency.
This question is not mandatory for
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities. If the dividend/distribution is fully franked
please answer “$0.00”. 3C.8 franked amount + 3C.10
unfranked amount + 3C.11 conduit foreign income

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 16
amount should equal 3C.1b scrip dividend/distribution
amount per security.
3C.11
*Scrip dividend/distribution conduit foreign
income amount per
+
security
For Australian entities only.
Please provide the amount in the primary currency.
This information is required by Appendix 6A section 1 in
respect of dividends. This question is not mandatory for
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities. Not applicable for non- Australian entities.
3C.8 franked amount + 3C.10 unfranked amount +
3C.11 conduit foreign income amount should equal
3C.1b scrip dividend/distribution amount per security.



Part 3D – Preference
+
security distribution rate details
Part 3D to be completed if the dividend/distribution is for a preference
+
security.
Question
No.
Question Answer
3D.1 Start date of payment period
The day specified should be the first day included in the
interest period.

3D.2 End date of payment period
The day specified should be the last day included in the
interest period.

3D.3 Date dividend/distribution rate is set
3D.4 Describe how the date that
dividend/distribution rate is set is determined
Please describe how the date for setting the
dividend/distribution date is determined, for example the
first day of each quarter of the calendar year.

3D.5
Number of days in the dividend/distribution
period

3D.6 Dividend/distribution base rate
%
3D.7 Comments on how dividend/distribution
base rate is set
You may provide information on how the base rate is
set.

3D.8 Dividend/distribution margin
%
3D.9 Comments on how dividend/distribution
margin is set
You may provide information on how the margin is set.

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 17
3D.10 Any other rate used in calculating
dividend/distribution rate
Any other rate used in calculating the
dividend/distribution rate, other than the base rate and
margin, for the securities – expressed as a
percentage. This may be a positive or negative
number. Together the base rate, margin and other
rate should add up to the total dividend/distribution
rate for the period.

%
3D.11
Comments on how other rate used in
calculating dividend/distribution rate is set

3D.12 Total dividend/distribution rate for the
period (pa)
Please provide the total dividend/distribution payment
rate (per annum). The rate should be the addition of
base rate, margin and any other rate applied in
calculating total dividend/distribution rate.

%
3D.13 Comment on how total distribution rate is
set


Part 3E – Other – distribution components / tax
Part 3E to be completed if you answered “yes” to Q2A.12.
Question
No.
Question Answer
3E.1 Please indicate where and when
information about tax components can be
obtained (you may enter a url)
If the entity is required to provide information regarding
taxation, for example the notice for the purpose of
Subdivision 12-H of Schedule 1 of the Taxation
Administration Act 1953 (Cth), please indicate here
where it may be found and/or when the entity expects
to announce this information.

3E.2
Please indicate the following information if applicable. (Refer Annual Investment Income
Report (AIIR) specification for further information)
Field Name AIIR
Specification
Reference
Value Estimated/Actual
If a value is entered in the
previous column you must
indicate if this value is
estimated or actual
Interest 9.79
☐ Estimated
OR
☐ Actual
Unfranked dividends not declared
to be conduit foreign income
9.80
☐ Estimated
OR
☐ Actual

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 18
Unfranked dividends declared to
be conduit foreign income
9.81
☐ Estimated
OR
☐ Actual
Assessable foreign source income 9.91
☐ Estimated
OR
☐ Actual
Tax-free amounts 9.96
☐ Estimated
OR
☐ Actual
Tax-deferred amounts 9.97
☐ Estimated
OR
☐ Actual
Managed investment trust fund
payments
9.105
☐ Estimated
OR
☐ Actual
Franked distributions from trusts 9.120
☐ Estimated
OR
☐ Actual
Gross cash distribution 9.121
☐ Estimated
OR
☐ Actual
Interest exempt from withholding 9.122
☐ Estimated
OR
☐ Actual
Capital Gains discount method –
Non-Taxable Australian property
9.124
☐ Estimated
OR
☐ Actual
Capital Gains other Non-Taxable
Australian property
9.126
☐ Estimated
OR
☐ Actual

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 19
Other income 9.130
☐ Estimated
OR
☐ Actual
Royalties 9.135
☐ Estimated
OR
☐ Actual
NCMI
☐ Estimated
OR
☐ Actual
Excluded from NCMI
☐ Estimated
OR
☐ Actual

Part 3F – NZD dividend/distribution – supplementary dividend/distribution
Part 3F to be completed for dividends/distributions whose primary currency is NZD.
Question
No.
Question Answer
3F.1 Is a supplementary dividend/distribution
payable?
If “yes please answer 3F.2, if “no”, Q3F.2 – 3F.7 are
not applicable.
Yes
3F.2 Is the supplementary dividend/distribution
estimated at this time?
If “yes” please answer Q3F.2a(i) and Q3F.2a(ii). If
“no” go to Q3F.2b. Please answer either Q3f.2a and
3F.2a(i), or Q3F.2b. An estimate is only permitted in
the case of dividends/distributions on units in listed
trusts, units in quoted ETFs or Managed Funds, and
preference securities.
No
3F.2a Supplementary dividend/distribution
estimated amount per
+
security
Please provide the amount in NZD. Please answer
Q3F.2a(i). An estimate is only permitted in the case of
dividends/distributions on units in listed trusts, units in
quoted ETFs or Managed Funds, and preference
securities.

3F.2a(i) Date that actual supplementary
dividend/distribution amount per
+
security
will be announced
N/A
3F.2b Supplementary dividend/distribution
amount per
+
security
Please provide the amount in NZD. Please answer
either 3Qf.2a and 3F.2a(i),- or Q3F.2b.
NZD 0.00970588
3F.3 Is the supplementary dividend/distribution
franked?
No

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 20
3F.3a Is the supplementary dividend/distribution
fully franked?
Yes or No
3F.4 Percentage of supplementary
dividend/distribution that is franked
Please provide the percentage to which the
dividend/distribution is franked. (if 100% franked, then
100%, if 100% unfranked then 0%).

0%
3F.4a Applicable corporate tax rate for franking
credit (%)
Do not answer for 100% unfranked
dividends/distributions.
Please provide the applicable corporate tax rate.

%
3F.5 Supplementary dividend/distribution
franked amount per
+
security
Amount of dividend/distribution that is franked. Please
provide the amount in the primary currency. In the
case of dividends announced in conjunction with
Appendix 4D and 4E the franked amount per security
must be provided. If the dividend/distribution is 100%
unfranked please answer “$0.00”. 3F.5 franked
amount + 3F.7 unfranked amount should equal 3F.2b
supplementary dividend/distribution amount per
security.
NZD 0.00000000
3F.6 Percentage of supplementary
dividend/distribution that is unfranked
Please provide the percentage to which the
dividend/distribution is unfranked (if 100% unfranked,
then 100%).

100%
3F.7
Supplementary dividend/distribution
unfranked amount per
+
security
Amount of dividend/distribution that is franked. Please
provide the amount in the primary currency. In the
case of dividends announced in conjunction with
Appendix 4D and 4E the franked amount per security
must be provided. If the dividend/distribution is 100%
unfranked please answer “$0.00”. 3F.5 franked
amount + 3F.7 unfranked amount should equal 3F.2b
supplementary dividend/distribution amount per
security.
NZD 0.00970588

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 21
Part 4 – Dividend/distribution Reinvestment Plan (DRP) / Bonus
+
Security
Plan (BSP) / Other Plan
Currencies used in this part are primary currency as advised at Q2A.8.
Part 4A – Dividend/distribution Reinvestment Plan (DRP)
Part 4A to be completed if “DRP” selected at Q2A.11 and you answered “yes” to Q2A.11a – “the DRP
applies to this dividend/distribution”.
Question
No.
Question Answer
4A.1 *What is the default option if
+
security
holders do not indicate whether they want
to participate in the DRP?
☐ Participation in DRP (i.e.
+
securities
issued)
☐ Do not participate in DRP(i.e. cash
payment)

4A.2 *Last date and time for lodgement of
election notices to share registry under
DRP
This information is required by Appendix 6A section 1.
Appendix 6A mandates a last election date of at least
1 business day after the record date. Please enter the
time in Sydney time (i.e. AEST or, when daylight
savings is in operation, AEDST); using 24 hour
convention e.g. 6.00pm should be entered as 18:00.

4A.3 *DRP discount rate
This information is required by Appendix 6A section 1.
If there is no discount please answer “0%”. One of
either Q4A.3 or Q4A.4 must be answered.

%
4A.4 *Period of calculation of reinvestment price
This information is required by Appendix 6A section 1.
One of either Q4A.3 or Q4A.4 must be answered. If
you do not know the dates for calculating the
reinvestment price but can describe the methodology
please answer question Q4A.5.
Start date:
End date:
4A.5 *DRP price calculation methodology
Please describe the methodology for determining the
DRP period of calculation of reinvestment price or for
calculating the DRP price where another methodology
is used.

4A.6 DRP price (including any discount)
Please provide the amount in the primary currency.

4A.7 DRP
+
securities
+
issue date
This date is the date on which the DRP securities are
entered into the holdings of DRP participants. This is
usually the same as the payment date –Q2A.6. The
issue of any new securities under any dividend or
distribution plan should be no later than 5 business
days after the payment date of the dividend per
Appendix 6A section 1.

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 22
4A.8 *Will DRP
+
securities be a new issue?
If “yes” please answer Q4A.8a, if “no” go to Q4A.9.
If the securities are a new issue, the entity must apply
for quotation of the securities using an Appendix 2A
per Appendix 6A section 1.
Yes or No
4A.8a *Do DRP
+
securities rank pari passu from
+
issue date
Pari passu means “on an equal footing” for example if
the securities will not receive an upcoming payment
that existing securities in the same class will receive,
they do not rank pari passu. If “no” please answer
Q4A.8b, if “yes” go to Q4A.9.
Yes or No
4A.8b *Non-ranking period end date
The date at the end of the dividend/distribution period
(i.e. the period specified in item 2A.3 or another period
as the case may be) after which the issued securities
rank equal (i.e. pari passu) for the next announced
dividend/distribution. For example, if the new
securities are not entitled to participate in a dividend
announced for the period ending 30 June 2013, but
are entitled to any dividend announced thereafter, then
the answer to this question is 30 June 2013.

4A.9 Is there a minimum dollar amount or
number of
+
securities required for DRP
participation?
If “yes”, please answer Q4A.9a-4A.9b, if “no” go to
4A.10.
Yes or No
4A.9a Minimum number of
+
securities required for
DRP participation

4A.9b Minimum amount for DRP participation
Please provide the amount in the primary currency.

4A.10 Is there a maximum dollar amount or
number of
+
securities required for DRP
participation?
If “yes”, please answer Q4A.10a - Q4A.10d, if “no” go
to 4A.11.
Yes or No
4A.10a Maximum number of
+
securities required for
DRP participation

4A.10b Maximum amount for DRP participation
Please provide the amount in the primary currency.

4A.10c
Maximum amount/or number for DRP
participation will be applied at beneficial
level
For example if a trustee holds for more than one
beneficial owner can the trustee apply for each
beneficial owner to have the maximum applied to their
beneficial entitlement instead of the maximum being
applied to the registered holding of the trustee?
Yes or No
4A.10d
Instructions regarding application of limits
at beneficial level
Please provide instructions for trustees to notify
beneficial holdings for the purpose of applying DRP
limits.

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 23
4A.11 Are there any other conditions applying to
DRP participation?
If “yes”, please answer Q4A.11a, if “no” go to 4A.12.
Yes or No
4A.11a Conditions for DRP participation
Please describe any other conditions for participation
in the DRP for example residence in a certain country.

4A.12 Link to a copy of the DRP rules
Please provide a url link to the DRP rules.

4A.13 Further information about the DRP

Part 4B –Bonus
+
Security Plan or equivalent (BSP)
Part 4B to be completed if “BSP” selected at Q2A.11 and you answered “yes” to Q2A.11b – “the BSP
applies to this dividend/distribution”.
Question
No.
Question Answer
4B.1
*What is the default option if
+
security
holders do not indicate whether they want
to participate in the BSP?
☐ Participation in BSP (i.e.
+
securities
issued)
☐ Do not participate in BSP(i.e. cash
payment)

4B.2 *Last date and time for lodgement of
election notices to share registry under
BSP
This information is required by Appendix 6A section 1.
Appendix 6A mandates a last election date of at least
1 business day after the record date. Please enter the
time in Sydney time (i.e. AEST or, when daylight
savings is in operation, AEDST); using 24 hour
convention e.g. 6.00pm should be entered as 18:00.

4B.3 *BSP discount rate
This information is required by Appendix 6A section 1.
If there is no discount please answer “0%”. One of
either Q4B.3 or Q4B.4 must be answered.

%
4B.4 *Period of calculation of BSP price
This information is required by Appendix 6A section 1.
One of either Q4B.3 or Q4B.4 must be answered. If
you do not know the dates for calculating the BSP
price but can describe the methodology please answer
question Q4B.5.
Start date:
End date:
4B.5 *BSP price calculation methodology
Please describe the methodology for determining the
period of calculation of BSP price or for calculating the
BSP price where another methodology is used.

4B.6 BSP price (including any discount)
Please provide the amount in the primary currency.

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 24
4B.7 BSP
+
securities
+
issue date
This date is the date on which the BSP securities are
entered into the holdings of BSP participants. This is
usually the same as the payment date – Q2A.6. The
issue of any new securities under any dividend or
distribution plan should be no later than 5 business
days after the payment date of the dividend per
Appendix 6A section 1.

4B.8 *Will BSP
+
securities be a new issue
If “yes” please answer Q4B.8a, if “no” go to Q4B.9.
If the securities are a new issue, the entity must apply
for quotation of the securities using an Appendix 2A
per Appendix 6A section 1.
Yes or No
4B.8a *Do BSP
+
securities rank pari passu from
+
issue date?
Pari passu means “on an equal footing” for example if
the securities will not receive an upcoming payment
that existing securities in the same class will receive,
they do not rank pari passu. If “no” please answer
Q4B.8b, if “yes” go to Q4B.9.
Yes or No
4B.8b *Non-ranking period end date
The date at the end of the dividend/distribution period
(i.e. the period specified in item 2A.3 or another
rperiod as the case may be) after which the issued
securities rank equal (i.e. pari passu) for the next
announced dividend/distribution. For example, if the
new securities are not entitled to participate in a
dividend announced for the period ending 30 June
2013, but are entitled to any dividend announced
thereafter, then the answer to this question is 30 June
2013.

4B.9 Is there a minimum dollar amount or
number of
+
securities required for BSP
participation
If “yes”, answer Q4B.9a – 4B.9b, if “no” go to 4B.10.
Yes or No
4B.9a Minimum number of
+
securities required for
BSP participation

4B.9b Minimum amount for BSP participation
Please provide the amount in the primary currency.

4B.10 Is there a maximum dollar amount or
number of
+
securities required for BSP
participation?
If “yes”, please answer Q4B.10a - 4B.10d, if “no” go to
4B.11.
Yes or No
4B.10a Maximum number of
+
securities required for
BSP participation

4B.10b Maximum amount for BSP participation
Please provide the amount in the primary currency.

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 25
4B.10c Maximum amount/or number for BSP
participation will be applied at beneficial
level
For example if a trustee holds for more than one
beneficial owner can the trustee apply for each
beneficial owner to have the maximum applied to their
beneficial entitlement instead of the maximum being
applied to the registered holding of the trustee?
Yes or No
4B.10d Instructions regarding application of limits
at beneficial level
Please provide instructions for trustees to notify
beneficial holdings for the purpose of applying BSP
limits.

4B.11 Are there any other conditions applying to
BSP participation
If “yes”, please answer Q4B.11a, if “no” go to 4B.12.
Yes or No
4B.11a Conditions for BSP participation
Please describe any other conditions for participation
in the BSP for example residence in a certain country.

4B.12 Link to a copy of the BSP rules
Please provide a url link to the BSP rules.

4B.13 Further information about the BSP

Part 4C – Other Plan
Part 4C to be completed if “another plan” selected at Q2A.11 and you answered “yes” to Q2A.11c –
“the Plan applies to this dividend/distribution”.
Question
No.
Question Answer
4C.1 *Name of the Plan
4C.2
*What is the default option if
+
security
holders do not indicate whether they want
to participate in the Plan?
☐ Participation in Plan (i.e.
+
securities
issued)
☐ Do not participate in Plan (i.e. cash
payment)

4C.3 *Last date and time for lodgement of
election notices to share registry under
Plan
This information is required by Appendix 6A section 1.
Appendix 6A mandates a last election date of at least
1 business day after the record date. Please enter the
time in Sydney time (i.e. AEST or, when daylight
savings is in operation, AEDST); using 24 hour
convention e.g. 6.00pm should be entered as 18:00.

4C.4 *Plan discount rate
If there is no discount please answer “0%”. One of
either Q4C.4 or Q4C.5 must be answered.

%

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 26
4C.5 *Period of calculation of Plan price
One of either Q4C.4 or Q4C.5 must be answered. If
you do not know the dates for calculating the Plan
price but can describe the methodology please answer
question Q4C.5.
Start date:
End date:
4C.6 *Plan price calculation methodology
Please describe the methodology for determining the
period of calculation of Plan price or for calculating the
Plan price where another methodology is used.

4C.7 Plan price (including any discount)
Please provide the amount in the primary currency.

4C.8 Plan
+
securities
+
issue date
This date is the date on which the Plan securities are
entered into the holdings of Plan participants. This is
usually the same as the payment date – Q2A.6. The
issue of any new securities under any dividend or
distribution plan should be no later than 5 business
days after the payment date of the dividend per
Appendix 6A section 1.

4C.9 *Will Plan
+
securities be a new issue
If “yes” please answer Q4C.9a, if “no” go to 4C.10.
If the securities are a new issue, the entity must apply
for quotation of the securities using an Appendix 2A
per Appendix 6A section 1.
Yes or No
4C.9a
*Do Plan
+
securities rank pari passu from
+
issue date?
Pari passu means “on an equal footing” for example if
the securities will not receive an upcoming payment
that existing securities in the same class will receive,
they do not rank pari passu. If “no” please answer
Q4C.9b, if “yes” go to Q4C.10.
Yes or No
4C.9b *Non-ranking period end date
The date at the end of the dividend/distribution period
(i.e. the period specified in item 2A.3 or another period
as the case may be) after which the issued securities
rank equal (i.e. pari passu) for the next announced
dividend/distribution. For example, if the new
securities are not entitled to participate in a dividend
announced for the period ending 30 June 2013, but
are entitled to any dividend announced thereafter, then
the answer to this question is 30 June 2013.

4C.10
Is there a minimum dollar amount or
number of
+
securities required for Plan
participation?
If “yes”, please answer Q4C.10a – 4C.10b, if “no” go
to 4C.11.
Yes or No
4C.10a
Minimum number of
+
securities required for
Plan participation

4C.10b Minimum amount for Plan participation
Please provide the amount in the primary currency.

This appendix is available as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
5 June 2021 Page 27
4C.11 Is there a maximum dollar amount or
number of
+
securities required for Plan
participation?
If “yes”, please answer Q4C.11a - 4C.11d, if “no” go
to 4C.12.
Yes or No
4C.11a Maximum number of
+
securities required for
Plan participation

4C.11b Maximum amount for Plan participation
Please provide the amount in the primary currency.

4C.11c
Maximum amount/or number for Plan
participation will be applied at beneficial
level
For example if a trustee holds for more than one
beneficial owner can the trustee apply for each
beneficial owner to have the maximum applied to their
beneficial entitlement instead of the maximum being
applied to the registered holding of the trustee?
Yes or No
4C.11d Instructions regarding application of limits
at beneficial level
Please provide instructions for trustees to notify
beneficial holdings for the purpose of applying Plan
limits.

4C.12 Are there any other conditions applying to
Plan participation?
If “yes”, please answer Q4C.12a, if “no” go to 4C.13.
Yes or No
4C.12a Conditions for Plan participation
Please describe any other conditions for participation
in the Plan for example residence in a certain country.

4C.13 Link to a copy of the Plan rules
Please provide a url link to the Plan rules.

4C.14 Further information about the Plan

Part 5 – Further Information
Question
No.
Question Answer
5.1
Please provide any further information
applicable to this dividend/distribution


Introduced 22/09/14; amended 29/06/15; 01/12/19; 18/07/20; 05/06/21