Notification of Issue of Securities
Page 1 of 2
15 September 2022
Issue of ordinary shares
This notice is given under NZX Listing Rule 3.13.1 and relates to the issue of ordinary shares in Fisher & Paykel
Healthcare Corporation Limited (“FPH”) under one or more of FPH’s employee share plans.
This notice is given in reliance on a waiver from NZX Listing Rule 3.13.1 granted by NZX on 6 August 2019 that
allows FPH, subject to certain conditions, to disclose the issue of FPH shares under FPH’s employee share plans
within 10 business days of issue.
Section 1: issuer information
Name of issuer Fisher & Paykel Healthcare Corporation Limited
NZX ticker code FPH
Class of Financial Product Ordinary shares
ISIN NZFAPE0001S2
Section 2: capital change details
Number of issuances to which this
notice relates
Five
Number issued (1) 3,937
(2) 10,975
(3) 1,757
(4) 669
(5) 116,381
Total issued: 133,719 shares
Nominal value (if any) Not applicable
Issue price (1) 11.81NZD
(2) 11.81NZD
(3) 11.81NZD
(4) 14.91NZD
(5) 0.00NZD
Nature of the payment Not applicable
Amount paid up (if not in full) In full
Percentage of total class of Financial
Products issued
(1) 0.00068%
(2) 0.00190%
(3) 0.00030%
(4) 0.00012%
(5) 0.02015%
For an issue of Convertible Financial
Products or Options, the principal
terms of Conversion
Not applicable
Reason for issue
(1) Exercise of 1,694 options and issue of 1,694 ordinary shares;
Cancellation of 5,599 options and issue of 2,243 ordinary shares
under the FPH Share Option Plan.
(2) Cancellation of 27,117 options and issue of 10,975 ordinary
shares.
(3) Cancellation of 4,354 options and issue of 1,757 ordinary shares.
(4) Cancellation of 3,096 options and issue of 669 ordinary shares.
(5) Vesting of 116,381 ESRs under the Employee Share Rights Plan
(established in 2018) and issue of 116,381 ordinary shares.
All cancellations are under the FPH Share Option Plan Cancellation
Facility
Page 2 of 2
Total number of Financial Products of
the Class after the issue (excluding
Treasury Stock) and the total number
of Financial Products of the Class held
as Treasury Stock after the issue.
(1) Total number (excluding Treasury Stock): 577,395,852.
Treasury stock: 137,282
(2) Total number (excluding Treasury Stock): 577,406,827.
Treasury stock: 137,282
(3) Total number (excluding Treasury Stock): 577,408,584.
Treasury stock: 137,282
(4) Total number (excluding Treasury Stock): 577,409,253.
Treasury stock: 137,282
(5) Total number (excluding Treasury Stock): 577,525,634.
Treasury stock: 137,282
Total number of ordinary shares on issue as at the date of this notice
after the issues disclosed in this notice (excluding Treasury Stock):
577,525,634.
Treasury stock as at the date of this notice: 137,282.
Total number of ordinary shares on issue as at the date of this notice
after the issues disclosed in this notice (including Treasury Stock):
577,662,916.
In the case of an acquisition of shares,
whether those shares are to be held as
treasury stock
Not applicable
Specific authority for the issue Directors’ resolution, Listing Rule 4.6
Terms or details of the issue The ordinary shares issued rank pari passu with the existing ordinary
shares
Date of issue
(1) 2 September 2022
(2) 5 September 2022
(3) 6 September 2022
(4) 8 September 2022
(5) 12 September 2022
Section 3: authority for this announcement
Name of person authorised to make
this announcement
Raelene Leonard
Contact phone number +64 9 574 0147
Contact email address raelene.leonard@fphcare.co.nz
Date of release via MAP 15 September 2022
---
Application for quotation of +securities
Application for quotation of +securities
1 / 13
Announcement Summary
Entity name
FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED
Announcement Type
New announcement
Date of this announcement
Thursday September 15, 2022
The +securities to be quoted are:
Total number of +securities to be quoted
ASX +security
codeSecurity description
Number of +securities to
be quotedIssue date
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
3,93702/09/2022
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
10,97505/09/2022
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
1,75706/09/2022
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
66908/09/2022
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
116,38112/09/2022
Refer to next page for full details of the announcement
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Application for quotation of +securities
Application for quotation of +securities
2 / 13
Part 1 - Entity and announcement details
1.1 Name of entity
FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration number
098026281
1.3 ASX issuer code
FPH
1.4 The announcement is
1.5 Date of this announcement
15/9/2022
New announcement
Application for quotation of +securities
Application for quotation of +securities
3 / 13
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Application for quotation of +securities
Application for quotation of +securities
4 / 13
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
7,293
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
2/9/2022
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
2/9/2022
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
5 / 13
Issue details
Number of +securities to be quoted
2,243
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 11.81000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Number of +securities to be quoted
1,694
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 11.81000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the exercise of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
Yes
Yes
Application for quotation of +securities
Application for quotation of +securities
6 / 13
converted
27,117
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
5/9/2022
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
5/9/2022
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
7 / 13
Issue details
Number of +securities to be quoted
10,975
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 11.81000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
4,354
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
6/9/2022
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
YesYes
Application for quotation of +securities
Application for quotation of +securities
8 / 13
Issue date
6/9/2022
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
1,757
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 11.81000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
3,096
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
8/9/2022
Yes
Yes
Application for quotation of +securities
Application for quotation of +securities
9 / 13
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
8/9/2022
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
669
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
Yes
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
10 / 13
FROM (Existing Class)
ASX +security code and description
FPHAY : EMPLOYEE SHARE RIGHTS
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
116,381
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
12/9/2022
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
12/9/2022
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
11 / 13
Issue details
Number of +securities to be quoted
116,381
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Vesting of 116,381 ESRs under the Employee Share Rights Plan for nil consideration.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Vesting of 116,381 ESRs under the Employee Share Rights Plan.
NoNo
Application for quotation of +securities
Application for quotation of +securities
12 / 13
Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX577,662,916
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
FPHAZ : PERFORMANCE SHARE RIGHTS EXPIRING 11-SEP-2024251,782
FPHAAA : OPTION EXPIRING 11-SEP-2024 EX $17.21797,006
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91205,839
FPHAY : EMPLOYEE SHARE RIGHTS1,338
FPHAV : OPTION EXPIRING 07-SEP-2022 EX $11.812,732
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.8114,845
FPHAAC : PERFORMANCE SHARE RIGHTS EXPIRING 04-SEP-2025129,188
FPHAAB : OPTION EXPIRING 04-SEP-2025 EX $36.54407,166
FPHAAD : EMPLOYEE SHARE RIGHTS EXPIRING 04-SEP-202557,880
FPHAAE : EMPLOYEE SHARE RIGHTS EXPIRING 06-SEP-202477,630
FPHAAF : OPTION EXPIRING 08-JAN-2027 EX NZD32.69456,992
FPHAAG : PERFORMANCE SHARE RIGHTS EXPIRING 28-SEP-2026159,937
Application for quotation of +securities
Application for quotation of +securities
13 / 13
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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