Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
30 September 2022
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It ha s been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 30 September 2022
The previous notice was given to the ASX on: 21 September 2022
The previous notice was dated: 21 September 2022
2. Issued Share Capital
2,989,923,751 fully paid Ordinary Shares in the capital of ANZ have been issued as at
29 September 2022.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,567,528 0.15%
4,608,605 0.15%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,567,528 0.15%
4,608,605 0.15%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
49,604 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments Limited on
behalf of various investment funds and
client portfolios 106,666 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments Limited on
behalf of various investment funds and
client portfolios 2,144,719 0.07%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments Limited on
behalf of various investment funds and
client portfolios 482,395 0.02%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,825,221 0.06%
Aggregation
4,608,605 0.15%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled Entity
entitled whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
27/09/2022
ANZEST Pty Ltd as
Trustee for ANZ
Employee Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred
as a result of
shares under the
Plan being
forfeited due to
cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under
the Plan
Not applicable
Ordinary fully
paid
30,815
28/09/2022
ANZEST Pty Ltd as
Trustee for ANZ
Employee Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred
as a result of
shares under the
Plan being
forfeited due to
cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under
the Plan
Not applicable
Ordinary fully
paid
32
28/09/2022
ANZ New Zealand
Investments
Limited on behalf
of various
investment funds
and client
portfolios
On-market
purchase
-238,155.91
Ordinary fully
paid
10,325
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 2,244.48
Ordinary fully
paid
-85
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 924.20
Ordinary fully
paid
-35
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 52.63
Ordinary fully
paid
-2
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 52.63
Ordinary fully
paid
-2
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1,373.09
Ordinary fully
paid
-52
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 2,350.10
Ordinary fully
paid
-89
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 554.52
Ordinary fully
paid
-21
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market
purchase
17,454.13
Ordinary fully
paid
661
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 421.01
Ordinary fully
paid
-16
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1,236.72
Ordinary fully
paid
-47
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 131.57
Ordinary fully
paid
-5
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 11,063.96
Ordinary fully
paid
-419
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 422.49
Ordinary fully
paid
-16
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1,188.25
Ordinary fully
paid
-45
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 924.20
Ordinary fully
paid
-35
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market
purchase
23,131.34
Ordinary fully
paid
876
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 605.21
Ordinary fully
paid
-23
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 3,591.17
Ordinary fully
paid
-136
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1,135.44
Ordinary fully
paid
-43
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 2,191.67
Ordinary fully
paid
-83
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 11,407.23
Ordinary fully
paid
-432
28/09/2022
ANZ Custodial
Services New
Zealand Limited as
trustee for various
private clients
On-market sale 1,214.66
Ordinary fully
paid
-46
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
30 September 2022
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