Steel & Tube – Capital Chane Notice

Capital Change Notice

Updated as at 17 October 2019


Section 1: Issuer information
Name of issuer Steel & Tube Holdings Limited
NZX ticker code STU
Class of financial product Ordinary shares
ISIN (If unknown, check on NZX website) NZSUTE0001S5
Currency NZD
Section 2: Capital change details
Number issued/acquired/redeemed 855,125
Nominal value (if any) N/A
Issue price per security Nil
Nature of the payment (for example, cash or other
consideration)
N/A
Amount paid up (if not in full) N/A
Percentage of total class of Financial Products issued
(calculated on the number of Financial Products of the
Class, excluding any Treasury Stock, in existence)
0.51514317%
For an issue of Convertible Financial Products or Options,
the principal terms of Conversion (for example the
Conversion price and Conversion date and the ranking of
the Financial Product in relation to other Classes of
Financial Product) or the Option (for example, the exercise
price and exercise date)
N/A
Reason for issue and specific authority for issue (the
reason for change must be identified here)
Vesting of Performance Rights
and issue of ordinary shares
pursuant to Performance Rights
Plan dated 20 February 2018.
Total number of Financial Products of the Class after the
issue (excluding Treasury Stock) and the total number of
Financial Products of the Class held as Treasury Stock
after the issue.
166,852,665
In the case of an acquisition of shares, whether those
shares are to be held as treasury stock
N/A
Specific authority for the issue, acquisition, or redemption,
including a reference to the rule pursuant to which the
issue, acquisition, or redemption is made
Directors’ resolution dated
30 September 2002 and NZX
Listing Rule 4.9.1(b).
Terms or details of the issue (for example: restrictions,
escrow arrangements)
N/A
Date of issue/acquisition/redemption 1 November 2022

Section 3: Authority for this announcement and contact person
Name of person

authorised to make this announcement Richard Smyth
Contact person for this announcement Richard Smyth
Contact phone number +64 21 646 822
Contact email address richard.smyth@steelandtube.co.nz
Date of release through MAP

07/11/2022

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Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Steel & Tube Holdings Limited
Date this disclosure made:
7-Nov-22
Date of last disclosure:
13-Jun-22
Director or senior manager giving disclosure
Full name(s):
Mark Malpass
Name of listed issuer:
Steel & Tube Holdings Limited
Name of related body corporate (if applicable):
n/a
Position held in listed issuer:
Chief Executive Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares
Nature of the affected relevant interest(s):
Acquired 200,087 ordinary shares
For that relevant interest-
Number held in class before acquisition or disposal:
348,284
Number held in class after acquisition or disposal:
548,371
Current registered holder(s):
Ngaire Malpass
Registered holder(s) once transfers are registered:
Mark and Ngaire Malpass
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1

Details of transactions requiring disclosure-
Date of transaction:1-Nov-22
Nature of transaction: Acquired 200,087 ordinary shares
Name of any other party or parties to the transaction (if known):
Mark Malpass
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Issued pursuant to the Steel & Tube
Performance Rights Plan 2017, net
of tax.
Number of financial products to which the transaction related: 1
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Nature of relevant interest:
For that relevant interest,-
Number held in class:
Current registered holder(s):
For a derivative relevant interest,-
Type of derivative:
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:7/11/2022
Name and title of authorised person:John Gordon, General Counsel