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Appendix 3Y – Nerida Caesar

Insider/Shareholder Notice21 November 2022WBCFinancials

Appendix 3Y
Change of Director’s Interest Notice




+ See chapter 19 for defined terms.


01/01/2011 Appendix 3Y Page 1


Rule 3.19A.2

Appendix 3Y


Change of Director’s Interest Notice


Information or documents not available now must be given to ASX as soon as available. Information and

documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11


Name of entity: Westpac Banking Corporation (“Westpac”)

ABN: 33 007 457 141

Date: 21 November 2022


We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for

the director for the purposes of section 205G of the Corporations Act.


Name of Director Nerida Frances Caesar

Date of last notice 5 November 2021


Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust


Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should

be disclosed in this part.


Direct or indirect interest

N/A

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant

interest.


Frant Investments Pty Ltd ATF The Craig and

Nerida Caesar Family Trust


Date of change N/A

No. of securities held prior to change 13,583

Class

Westpac fully paid ordinary shares

Number acquired N/A

Number disposed

N/A

Value/Consideration

Note: If consideration is non-cash, provide details and estimated

valuation


N/A

No. of securities held after change 13,583

Appendix 3Y
Change of Director’s Interest Notice




+ See chapter 19 for defined terms.


Appendix 3Y Page 2 01/01/2011


Nature of change

Example: on-market trade, off-market trade, exercise of options,

issue of securities under dividend reinvestment plan, participation in

buy-back

N/A


Part 2 – Change of director’s interests in contracts


Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should

be disclosed in this part.


Detail of contract

Contracts to acquire interests in units of managed investment schemes held

with BT Panorama investments.


Nature of interest


In the case of each of the three entities below controlled by Nerida Caesar

(TNCJ Pty Limited, C A J Caesar Pty Ltd ATF CAJ & NF Caesar

Superannuation Fund, and Frant Investments Pty Ltd ATF the Craig and Nerida

Caesar Family Trust), the nature of the interests acquired consist of units in

various 'Wholesale Plus' funds for which Westpac related bodies corporate are

the responsible entities. These ‘Wholesale Plus’ funds, in turn, invest in units of

externally managed funds.


Name of registered

holder

(if issued securities)


TNCJ Pty Limited C A J Caesar Pty Ltd

ATF CAJ & NF

Caesar

Superannuation

Fund

Frant Investments

Pty Ltd ATF the

Craig and Nerida

Caesar Family Trust



Date of change

TNCJ Pty Limited C A J Caesar Pty Ltd

ATF CAJ & NF

Caesar

Superannuation Fund

Frant Investments

Pty Ltd ATF the

Craig and Nerida

Caesar Family Trust


Changes in the

interests described

below occurred

during the period

October 2021 to

November 2022.


Changes in the

interests described

below occurred

during the period

October 2021 to

November 2022.

Changes in the

interests described

below occurred

during the period

October 2021 to

November 2022.

BTA0477AU

Ironbark Karara

Wholesale Plus

Aust Small

Companies Fund


BTA0477AU Ironbark

Karara Wholesale

Plus Aust Small

Companies Fund


BTA0477AU Ironbark

Karara Wholesale

Plus Aust Small

Companies Fund



BTA0498AU

PIMCO Wholesale

Plus Global Bond

Fund


BTA0498AU PIMCO

Wholesale Plus

Global Bond Fund


BTA0498AU PIMCO

Wholesale Plus

Global Bond Fund


BTA0542AU Walter

Scott Wholesale

Plus Global Equity

Fund


BTA0481AU Fidelity

Wholesale Plus

Australian Equities

Fund


BTA0542AU Walter

Scott Wholesale Plus

Global Equity Fund


Appendix 3Y
Change of Director’s Interest Notice




+ See chapter 19 for defined terms.


01/01/2011 Appendix 3Y Page 3


No. and class of

securities to which

interest related prior

to change

Note: Details are only required

for a contract in relation to

which the interest has

changed


Refer to table below

Interest acquired

TNCJ Pty Limited C A J Caesar Pty Ltd

ATF CAJ & NF

Caesar

Superannuation Fund

Frant Investments

Pty Ltd ATF the

Craig and Nerida

Caesar Family Trust


BTA0498AU

PIMCO Wholesale

Plus Global Bond

Fund

1



BTA0481AU Fidelity

Wholesale Plus

Australian Equities

Fund

2



BTA0498AU PIMCO

Wholesale Plus

Global Bond Fund

3




Interest disposed


TNCJ Pty Limited C A J Caesar Pty Ltd

ATF CAJ & NF

Caesar

Superannuation Fund

Frant Investments

Pty Ltd ATF the

Craig and Nerida

Caesar Family Trust


BTA0477AU

Ironbark Karara

Wholesale Plus

Aust Small

Companies Fund


i) 27,930.3808

units

BTA0477AU Ironbark

Karara Wholesale

Plus Aust Small

Companies Fund


i) 121,437.0400 units

BTA0477AU Ironbark

Karara Wholesale

Plus Aust Small

Companies Fund


i) 214,664.6169 units


BTA0498AU

PIMCO Wholesale

Plus Global Bond

Fund


i) 42,186.44 units



BTA0498AU PIMCO

Wholesale Plus

Global Bond Fund


i) 151,817.50 units



BTA0498AU PIMCO

Wholesale Plus

Global Bond Fund


i) 66,503 units

ii) 41,330.92 units


BTA0542AU Walter

Scott Wholesale

Plus Global Equity

Fund


i) 18,084.2386

units


BTA0481AU Fidelity

Wholesale Plus

Australian Equities

Fund


i) 72,135.20 units


BTA0542AU Walter

Scott Wholesale Plus

Global Equity Fund


i) 79,517.7842 units



1

Additional units in this fund were acquired during the period October 2021 to August 2022, which was prior to

TNCJ Pty Limited selling down its entire holding in this fund, as set out in the section of this form titled ‘Interest

Disposed’.

2

Additional units in this fund were acquired during the period October 2021 to November 2022, which was prior to

C A J Caesar Pty Ltd ATF CAJ & NF Caesar Superannuation Fund selling down its entire holding in this fund, as

set out in the section of this form titled ‘Interest Disposed’.

3

Additional units in this fund were acquired during the period October 2021 to November 2022, which was prior to

Frant Investments Pty Ltd ATF the Craig and Nerida Caesar Family Trust selling down its entire holding in this

fund, as set out in the section of this form titled ‘Interest Disposed’.

Appendix 3Y
Change of Director’s Interest Notice




+ See chapter 19 for defined terms.


Appendix 3Y Page 4 01/01/2011


Value/Consideration

Note: If consideration is non-

cash, provide details and an

estimated valuation


TNCJ Pty Limited C A J Caesar Pty Ltd

ATF CAJ & NF

Caesar

Superannuation Fund

Frant Investments

Pty Ltd ATF the

Craig and Nerida

Caesar Family Trust


BTA0477AU

Ironbark Karara

Wholesale Plus

Aust Small

Companies Fund


i) $31,033.45

BTA0477AU Ironbark

Karara Wholesale

Plus Aust Small

Companies Fund


i) $134,928.70

BTA0477AU Ironbark

Karara Wholesale

Plus Aust Small

Companies Fund


i) $238,513.86

BTA0498AU

PIMCO Wholesale

Plus Global Bond

Fund


i) $35,689.73


BTA0498AU PIMCO

Wholesale Plus

Global Bond Fund


i) $128,437.61


BTA0498AU PIMCO

Wholesale Plus

Global Bond Fund


i) $65,000.00

ii) $34,965.96

BTA0542AU Walter

Scott Wholesale

Plus Global Equity

Fund


i) $30,654.59


BTA0481AU Fidelity

Wholesale Plus

Australian Equities

Fund


i) $83,244.60


BTA0542AU Walter

Scott Wholesale Plus

Global Equity Fund


i) $134,790.60


Interest after change

TNCJ Pty Limited C A J Caesar Pty Ltd

CAJ & NF Caesar

Superannuation Fund

Frant Investments

Pty Ltd ATF the

Craig and Nerida

Caesar Family Trust


BTA0477AU

Ironbark Karara

Wholesale Plus

Aust Small

Companies Fund


i) Nil units


BTA0477AU Ironbark

Karara Wholesale

Plus Aust Small

Companies Fund


i) Nil units

BTA0477AU Ironbark

Karara Wholesale

Plus Aust Small

Companies Fund


i) Nil units

BTA0498AU

PIMCO Wholesale

Plus Global Bond

Fund


i) Nil units


BTA0498AU PIMCO

Wholesale Plus

Global Bond Fund


i) Nil units


BTA0498AU PIMCO

Wholesale Plus

Global Bond Fund


i) Nil units

BTA0542AU Walter

Scott Wholesale

Plus Global Equity

Fund


i) Nil units


BTA0481AU Fidelity

Wholesale Plus

Australian Equities

Fund


i) Nil units


BTA0542AU Walter

Scott Wholesale Plus

Global Equity Fund


i) Nil units


The figures set out above represent interests held as at 16

November 2022.

Appendix 3Y
Change of Director’s Interest Notice




+ See chapter 19 for defined terms.


01/01/2011 Appendix 3Y Page 5



Part 3 –

+

Closed period


Were the interests in the securities or contracts detailed

above traded during a

+

closed period where prior written

clearance was required?

N/A

If so, was prior written clearance provided to allow the trade

to proceed during this period?

N/A

If prior written clearance was provided, on what date was this

provided?

N/A

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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