Appendix 3Y – Nerida Caesar
Appendix 3Y
Change of Director’s Interest Notice
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity: Westpac Banking Corporation (“Westpac”)
ABN: 33 007 457 141
Date: 21 November 2022
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Nerida Frances Caesar
Date of last notice 5 November 2021
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest
N/A
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Frant Investments Pty Ltd ATF The Craig and
Nerida Caesar Family Trust
Date of change N/A
No. of securities held prior to change 13,583
Class
Westpac fully paid ordinary shares
Number acquired N/A
Number disposed
N/A
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
N/A
No. of securities held after change 13,583
Appendix 3Y
Change of Director’s Interest Notice
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
N/A
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract
Contracts to acquire interests in units of managed investment schemes held
with BT Panorama investments.
Nature of interest
In the case of each of the three entities below controlled by Nerida Caesar
(TNCJ Pty Limited, C A J Caesar Pty Ltd ATF CAJ & NF Caesar
Superannuation Fund, and Frant Investments Pty Ltd ATF the Craig and Nerida
Caesar Family Trust), the nature of the interests acquired consist of units in
various 'Wholesale Plus' funds for which Westpac related bodies corporate are
the responsible entities. These ‘Wholesale Plus’ funds, in turn, invest in units of
externally managed funds.
Name of registered
holder
(if issued securities)
TNCJ Pty Limited C A J Caesar Pty Ltd
ATF CAJ & NF
Caesar
Superannuation
Fund
Frant Investments
Pty Ltd ATF the
Craig and Nerida
Caesar Family Trust
Date of change
TNCJ Pty Limited C A J Caesar Pty Ltd
ATF CAJ & NF
Caesar
Superannuation Fund
Frant Investments
Pty Ltd ATF the
Craig and Nerida
Caesar Family Trust
Changes in the
interests described
below occurred
during the period
October 2021 to
November 2022.
Changes in the
interests described
below occurred
during the period
October 2021 to
November 2022.
Changes in the
interests described
below occurred
during the period
October 2021 to
November 2022.
BTA0477AU
Ironbark Karara
Wholesale Plus
Aust Small
Companies Fund
BTA0477AU Ironbark
Karara Wholesale
Plus Aust Small
Companies Fund
BTA0477AU Ironbark
Karara Wholesale
Plus Aust Small
Companies Fund
BTA0498AU
PIMCO Wholesale
Plus Global Bond
Fund
BTA0498AU PIMCO
Wholesale Plus
Global Bond Fund
BTA0498AU PIMCO
Wholesale Plus
Global Bond Fund
BTA0542AU Walter
Scott Wholesale
Plus Global Equity
Fund
BTA0481AU Fidelity
Wholesale Plus
Australian Equities
Fund
BTA0542AU Walter
Scott Wholesale Plus
Global Equity Fund
Appendix 3Y
Change of Director’s Interest Notice
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
No. and class of
securities to which
interest related prior
to change
Note: Details are only required
for a contract in relation to
which the interest has
changed
Refer to table below
Interest acquired
TNCJ Pty Limited C A J Caesar Pty Ltd
ATF CAJ & NF
Caesar
Superannuation Fund
Frant Investments
Pty Ltd ATF the
Craig and Nerida
Caesar Family Trust
BTA0498AU
PIMCO Wholesale
Plus Global Bond
Fund
1
BTA0481AU Fidelity
Wholesale Plus
Australian Equities
Fund
2
BTA0498AU PIMCO
Wholesale Plus
Global Bond Fund
3
Interest disposed
TNCJ Pty Limited C A J Caesar Pty Ltd
ATF CAJ & NF
Caesar
Superannuation Fund
Frant Investments
Pty Ltd ATF the
Craig and Nerida
Caesar Family Trust
BTA0477AU
Ironbark Karara
Wholesale Plus
Aust Small
Companies Fund
i) 27,930.3808
units
BTA0477AU Ironbark
Karara Wholesale
Plus Aust Small
Companies Fund
i) 121,437.0400 units
BTA0477AU Ironbark
Karara Wholesale
Plus Aust Small
Companies Fund
i) 214,664.6169 units
BTA0498AU
PIMCO Wholesale
Plus Global Bond
Fund
i) 42,186.44 units
BTA0498AU PIMCO
Wholesale Plus
Global Bond Fund
i) 151,817.50 units
BTA0498AU PIMCO
Wholesale Plus
Global Bond Fund
i) 66,503 units
ii) 41,330.92 units
BTA0542AU Walter
Scott Wholesale
Plus Global Equity
Fund
i) 18,084.2386
units
BTA0481AU Fidelity
Wholesale Plus
Australian Equities
Fund
i) 72,135.20 units
BTA0542AU Walter
Scott Wholesale Plus
Global Equity Fund
i) 79,517.7842 units
1
Additional units in this fund were acquired during the period October 2021 to August 2022, which was prior to
TNCJ Pty Limited selling down its entire holding in this fund, as set out in the section of this form titled ‘Interest
Disposed’.
2
Additional units in this fund were acquired during the period October 2021 to November 2022, which was prior to
C A J Caesar Pty Ltd ATF CAJ & NF Caesar Superannuation Fund selling down its entire holding in this fund, as
set out in the section of this form titled ‘Interest Disposed’.
3
Additional units in this fund were acquired during the period October 2021 to November 2022, which was prior to
Frant Investments Pty Ltd ATF the Craig and Nerida Caesar Family Trust selling down its entire holding in this
fund, as set out in the section of this form titled ‘Interest Disposed’.
Appendix 3Y
Change of Director’s Interest Notice
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 01/01/2011
Value/Consideration
Note: If consideration is non-
cash, provide details and an
estimated valuation
TNCJ Pty Limited C A J Caesar Pty Ltd
ATF CAJ & NF
Caesar
Superannuation Fund
Frant Investments
Pty Ltd ATF the
Craig and Nerida
Caesar Family Trust
BTA0477AU
Ironbark Karara
Wholesale Plus
Aust Small
Companies Fund
i) $31,033.45
BTA0477AU Ironbark
Karara Wholesale
Plus Aust Small
Companies Fund
i) $134,928.70
BTA0477AU Ironbark
Karara Wholesale
Plus Aust Small
Companies Fund
i) $238,513.86
BTA0498AU
PIMCO Wholesale
Plus Global Bond
Fund
i) $35,689.73
BTA0498AU PIMCO
Wholesale Plus
Global Bond Fund
i) $128,437.61
BTA0498AU PIMCO
Wholesale Plus
Global Bond Fund
i) $65,000.00
ii) $34,965.96
BTA0542AU Walter
Scott Wholesale
Plus Global Equity
Fund
i) $30,654.59
BTA0481AU Fidelity
Wholesale Plus
Australian Equities
Fund
i) $83,244.60
BTA0542AU Walter
Scott Wholesale Plus
Global Equity Fund
i) $134,790.60
Interest after change
TNCJ Pty Limited C A J Caesar Pty Ltd
CAJ & NF Caesar
Superannuation Fund
Frant Investments
Pty Ltd ATF the
Craig and Nerida
Caesar Family Trust
BTA0477AU
Ironbark Karara
Wholesale Plus
Aust Small
Companies Fund
i) Nil units
BTA0477AU Ironbark
Karara Wholesale
Plus Aust Small
Companies Fund
i) Nil units
BTA0477AU Ironbark
Karara Wholesale
Plus Aust Small
Companies Fund
i) Nil units
BTA0498AU
PIMCO Wholesale
Plus Global Bond
Fund
i) Nil units
BTA0498AU PIMCO
Wholesale Plus
Global Bond Fund
i) Nil units
BTA0498AU PIMCO
Wholesale Plus
Global Bond Fund
i) Nil units
BTA0542AU Walter
Scott Wholesale
Plus Global Equity
Fund
i) Nil units
BTA0481AU Fidelity
Wholesale Plus
Australian Equities
Fund
i) Nil units
BTA0542AU Walter
Scott Wholesale Plus
Global Equity Fund
i) Nil units
The figures set out above represent interests held as at 16
November 2022.
Appendix 3Y
Change of Director’s Interest Notice
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 5
Part 3 –
+
Closed period
Were the interests in the securities or contracts detailed
above traded during a
+
closed period where prior written
clearance was required?
N/A
If so, was prior written clearance provided to allow the trade
to proceed during this period?
N/A
If prior written clearance was provided, on what date was this
provided?
N/A
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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