Application for quotation of securities – ANZ
Application for quotation of +securities
Application for quotation of +securities
1 / 9
Announcement Summary
Entity name
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Announcement Type
New announcement
Date of this announcement
Monday November 21, 2022
The +securities to be quoted are:
Total number of +securities to be quoted
ASX +security
codeSecurity description
Number of +securities to
be quotedIssue date
ANZORDINARY FULLY PAID306,90214/11/2022
Refer to next page for full details of the announcement
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be
quoted notwithstanding there is a restriction on transfer
Application for quotation of +securities
Application for quotation of +securities
2 / 9
Part 1 - Entity and announcement details
1.1 Name of entity
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number
11005357522
1.3 ASX issuer code
ANZ
1.4 The announcement is
1.5 Date of this announcement
21/11/2022
New announcement
Application for quotation of +securities
Application for quotation of +securities
3 / 9
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be
quoted notwithstanding there is a restriction on transfer
Application for quotation of +securities
Application for quotation of +securities
4 / 9
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class)
ASX +security code and description
No security currently exists
FROM (Existing Class)
+Security description
n/a
TO (Existing Class)
ASX +security code and description
ANZ : ORDINARY FULLY PAID
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a
restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
306,902
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee
incentive scheme or a summary of the terms
Refer to ANZ's 2022 Annual Report (pages 222 - 225) for details of the terms of ANZ's employee incentive schemes: https
://www.anz.com/content/dam/anzcom/shareholder/2022-anz-annual-report.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate
Issue date
14/11/2022
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Application for quotation of +securities
Application for quotation of +securities
5 / 9
Issue details
Number of +securities to be quoted
306,902
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
New issue for deferred share rights vested, exercisable over 2 years to 22 Nov 2024 (granted under the ANZ employee
share scheme). No consideration payable by participants at vest or exercise.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Regarding Part 4:(i) at 18/11/22, the number of unquoted options/rights (ANZAA) is 6,195,775 and following lodgement of
two Appendix 2As on 21/11/22, the number of Ordinary Fully Paid Shares (ANZ) is 2,991,231,386 with the discrepancies
attributable to timing requirements for lodgement of certain ASX forms and (ii) the number of debt securities is
automatically generated by ASX's online system and does not reflect the actual number of securities.
NoNo
Application for quotation of +securities
Application for quotation of +securities
6 / 9
Application for quotation of +securities
Application for quotation of +securities
7 / 9
Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
ANZ : ORDINARY FULLY PAID2,990,230,653
ANZHAY : 3.40% NOTES MAT 20-DEC-2039 MIN CONS $5HT N-C13,250
ANZHBC : 1.809% NOTES MAT 16-SEP-203150,000
ANZPG : CAP NOTE 3-BBSW+4.70% PERP NON-CUM RED T-03-2416,220,000
ANZHAU : 6.75% PERP SUB NOTES MIN.CONS. $5HT NC50,000
ANZHBD : 4.500% NOTES MAT 02-DEC-203224,000
ANZPH : CAP NOTE 3-BBSW+3.80% PERP NON-CUM RED T-03-259,310,782
ANZPI : CAP NOTE 3-BBSW+3.00 PERP NON-CUM RED T-03-2815,000,000
ANZHAV : 4.75% SUB MAT 7-SEP-2032 MIN.CONS. $5HT NC11,250
ANZHAX : 1.125% NOTES MAT 21-NOV-2029 MIN CONS $5HT N-C100,000
ANZHBB : 0.669% NOTES MAT 5-MAY-203175,000
ANZPJ : CAP NOTE 3-BBSW+2.70% PERP NON-CUM RED T-03-2913,100,000
ANZPF : CAP NOTE 6-BBSW+3.60% PERP NON-CUM RED T-03-239,701,791
ANZHBA : 3.00% NOTES MAT 17-DEC-2040 MIN CONS $5HT NC16,500
ANZHAZ : 2.92% NOTES MAT 22-DEC-2040 MIN CONS $5HT NC9,750
ANZHAW : 0.625% NOTES MAT 21-FEB-2023 MIN CONS $5HT NC75,000
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
Application for quotation of +securities
Application for quotation of +securities
8 / 9
ASX +security code and description
Total number of
+securities on issue
ANZAA : OPTIONS/RIGHTS6,579,728
Application for quotation of +securities
Application for quotation of +securities
9 / 9
Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the
issue does not need any security holder approval under Listing Rule 7.1?
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
5.2b Are any of the +securities being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
5.2b.1 How many +securities are being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
306,902
5.2c Are any of the +securities being issued without +security holder approval using the
entity's additional 10% placement capacity under listing rule 7.1A (if applicable)?
N/A
Yes
No
No
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- EBO — EBOS Group Limited: Capital Change Notice – Employee Share Plan2022-12-14
“Application for quotation of +securities Application for quotation of +securities 1 / 7 Announcement Summary Entity name EBOS GROUP LIMITED Announcement Type New announcement Date of this announcement Wednesday December 14, 2022 The +securities to be quoted are: Total number of +…”
- EBO — EBOS Group Limited: Capital Change Notice – Employee Share Plan2022-11-24
“Application for quotation of +securities Application for quotation of +securities 1 / 7 Announcement Summary Entity name EBOS GROUP LIMITED Announcement Type New announcement Date of this announcement Friday November 25, 2022 The +securities to be quoted are: Total number of +sec…”
- EBO — EBOS Group Limited: Capital Change Notice – Employee Share Plan2022-10-26
“Application for quotation of +securities Application for quotation of +securities 1 / 7 Announcement Summary Entity name EBOS GROUP LIMITED Announcement Type New announcement Date of this announcement Thursday October 27, 2022 The +securities to be quoted are: Total number of +se…”