NZX Shareholder Metrics – November 2022

NZX Listed IssuersNov 2022Change YoYCapital Listed and RaisedYTDChange YoY
Total equity securities132-2.9%Total capital listed and raised$2,120 m$19,887 m17.9%
Total fund securities492.1%
Total retail debt securities1482.8%New Capital Listed
Total wholesale debt securities912.5%Total capital listed by all issuers$1,475 m$7,651 m-20.3%
Total other securities2-50.0%
Total listed securities340-Equity listings-$59 m-98.3%
Fund listings-$7 mn/a
Retail debt listings$1,475 m$6,785 m10.7%
Total NZX Main Board equity issuers131-3.0%Wholesale debt listings-$800 mn/a
Total NZX Main Board fund issuers492.1%
Total NZX Debt Market retail debt issuers506.4%Secondary Capital Raised
Total NZX Debt Market wholesale debt issuers2-Total capital raised by all issuers$645 m$12,236 m68.3%
Total other issuers2-50.0%
Total unique issuers2080.5%Total equity raised - NZ issuers$12 m$2,643 m8.5%
Total equity raised - dual or foreign issuer$36 m$4,217 m6194.8%
Total funds raised - NZ issuers$274 m$1,157 m-42.7%
Market CapitalisationNov 2022Change YoY% of GDPTotal funds raised - dual or foreign issuer$147 m$641 m46.8%
Total market capitalisation$217,673 m-4.0%60.6%Total retail debt raised$176 m$3,167 m92.2%
Total wholesale debt raised-$411 m-38.4%
All equity$157,013 m-11.9%43.7%
All funds$7,593 m2.6%2.1%
All other$2 m-87.1%-Total number of secondary capital raising events1762036-37.8%
Total NZX Main Board$164,608 m-11.3%45.8%Equity issuers - capital raised < $10m23256-37.7%
Equity issuers - capital raised ≥ $10m < $100m120-37.5%
Retail debt$39,304 m12.2%10.9%Equity issuers - capital raised ≥ $100m - 950.0%
Green bonds$5,710 m53.3%1.6%Fund issuers - capital raised1491718-38.5%
Wholesale debt$8,051 m35.0%2.2%Retail debt issuers - capital raised332-
Total NZX Debt Market$53,065 m18.7%14.8%Wholesale debt issuers - capital raised - 1-
Cash MarketNov 2022Change YoYClearing House / DepositoryNov 2022Change YoY
Total value traded$3,428 m-20.2%Gross value of cleared trades over month$3,248 m-24.2%
Auction Value Traded$800 m-28.9%Assets under custody in depository$6,402 m13.0%
On-market value traded$1,962 m-29.4%Depository Uplifts9,139-11.0%
% of value on-market57.2%-11.5%Settlement Lines20,587 -2.9%
Total trades782,707-39.9%OTC Trades6,659 -13.9%
Daily average value traded$156 m-20.2%
Daily average trades35,578-39.9%
DerivativesNov 2022Change YoY
Total Equity TransactionsFutures - total lots traded29,07875.9%
Total trades776,922-40.2%Options - total lots traded2,942279.6%
Value traded$3,190 m-22.4%Total derivatives lots traded32,02085.0%
% of value on-market59.7%-10.1%Total derivatives lots traded - YTD404,61944.9%
Average on-market trade size$2,45816.7%Open interest71,87219.9%
Notional value traded ($USD)$222 m70.0%
Total Debt TransactionsOptions to futures ratio10.1%115.3%
Total trades5,78519.9%Negotiated Large Trade (NLT) %*34.4%n/a
Value traded $238 m28.2%*Following SGX-NZX partnership, block trades are now represented by SGX Negotiated Large Trades
Cumulative Numbers - YTDEnergy and Environment ContractsNov 2022Change YoY
Number of trades10,913,008 -24.0%Operating / Technology contracts17-5.6%
Total value traded$34,671 m-28.5%- contracts ≥ $500k p.a.4-20.0%
% of value on-market64.0%2.7%- contracts < $500k p.a.13-
NZX Limited - Monthly Shareholder Metrics
November 2022
These shareholder metrics represent the key operations of NZX's business.
Core Markets
Nov 2022

NZX Indices PerformanceNov 2022Change YoYWholesale DataNov 2022Change YoY
S&P/NZX 50 Index (Gross)11,552-9.2%Terminal numbers - professional6,662-2.5%
S&P/NZX 50 Index (Capital)4,598-11.8%Terminal numbers - retail1,170-39.4%
S&P/NZX 50 Portfolio Index7,362-8.3%Licences - value ≥ $20k p.a.638.6%
S&P/NZX NZ Fixed Interest Composite Index114-5.5%Licences - value < $20k p.a.832.5%
S&P/NZX A-Grade Bond Index5,460-3.9%
Direct Data ProductsNov 2022Change YoYDairy Data SubscriptionsNov 2022Change YoY
Proprietary security subscription products308-0.6%Dairy data subscriptions442-0.7%
- products ≥ $3,000 p.a.105-5.4% - products ≥ $1,500 p.a. 105-
- products < $3,000 p.a.2032.0% - products < $1,500 p.a. 337-0.9%
Nov 2022Change YoY
Total external funds under management$8,413 m41.5%
Scheme FUMNov 2022Change YoY
SuperLife Kiwisaver$1,808 m28.5%
Workplace Savings Master Trusts$2,938 m105.4%
Smartshares Exchange Traded Funds - External$2,302 m2.4%
Smartshares Exchange Traded Funds - Total (external and internal)$5,872 m10.3%
Other MetricsNov 2022Change YoY
Units on issue2,186 m21.6%
Value of stock lent over month$158 m-40.6%
Funds under administration$10,079 m-6.7%
Smartshares
Wealth Technologies
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.
2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.
3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.
4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.
5. "Other" securities include rights, warrants and options quoted on the NZX Main Board (NZSX).
6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.
To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com