Ceasing to be a substantial holder
Form605
To: Company Name/Scheme:
ACN/ARSN:
1. Details of substantial holder
Name:
The holder ceased to be a substantial holder on:
23/12/2022
The previous notice was given to the company on:
23/12/2022
The previous notice was dated:
23/12/2022
The holder became aware on:
27/12/2022
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities
of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Nature of change
Consideration given in
relation to change
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Not applicable
4. Addresses
The addresses of persons named in this form are as follows:
5. Signature
Dated 28/12/2022
Authorised signatory
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
Downer EDI Limited
003 872 848
Mitsubishi UFJ Financial Group, Inc.
Date of
change
Person whose
relevant interest
changed
Class and
number of
securities affected
Person's votes
affected
Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
Name Address
See annexure A to
this notice
Name and ACN/ARSN (if applicable) Nature of association
Page 1
AnnexureA
Authorised signatory Dated 28/12/2022
Date of change
Person whose relevant
interest changedNature of change
Consideration given in relation
to change
Person's votes
affected
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,499.70937 Fully paid ordinary shares937
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,557.001,225 Fully paid ordinary shares1,225
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
11,751.483,159 Fully paid ordinary shares3,159
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
401.22108 Fully paid ordinary shares108
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,497.74401
Fully paid ordinary shares
401
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
32,378.888,704
Fully paid ordinary shares
8,704
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
20,270.285,449
Fully paid ordinary shares
5,449
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
20,421.755,475
Fully paid ordinary shares
5,475
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
17,487.724,701
Fully paid ordinary shares
4,701
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
25,694.046,907
Fully paid ordinary shares
6,907
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
313.3284
Fully paid ordinary shares
84
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
849.3228
Fully paid ordinary shares
228
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
918.81246
Fully paid ordinary shares
246
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7,163.181,923
Fully paid ordinary shares
1,923
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,822.80490
Fully paid ordinary shares
490
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,742.84466
Fully paid ordinary shares
466
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
25,336.926,811
Fully paid ordinary shares
6,811
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
37.210
Fully paid ordinary shares
10
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
33.489
Fully paid ordinary shares
9
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
42,612.6011,455
Fully paid ordinary shares
11,455
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
41,246.3411,058
Fully paid ordinary shares
11,058
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
69,735.1218,746
Fully paid ordinary shares
18,746
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
115,305.1230,996
Fully paid ordinary shares
30,996
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,723.26462
Fully paid ordinary shares
462
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,822.481,834
Fully paid ordinary shares
1,834
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
122.633
Fully paid ordinary shares
33
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,717.23461
Fully paid ordinary shares
461
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,236.43602
Fully paid ordinary shares
602
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
13,804.343,691
Fully paid ordinary shares
3,691
Annexure A
This is annexure A of 7 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 28/12/2022
Class and number of securities affected
Page 2
AnnexureA
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
56,548.8015,120
Fully paid ordinary shares
15,120
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
190.7451
Fully paid ordinary shares
51
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,007.10270
Fully paid ordinary shares
270
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
5,155.921,386
Fully paid ordinary shares
1,386
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
4,228.741,146
Fully paid ordinary shares
1,146
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
3,452.02923
Fully paid ordinary shares
923
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,120.40570
Fully paid ordinary shares
570
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,439.19647
Fully paid ordinary shares
647
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
67,953.2418,267
Fully paid ordinary shares
18,267
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,644.93441
Fully paid ordinary shares
441
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,172.36316
Fully paid ordinary shares
316
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
7,221.281,936
Fully paid ordinary shares
1,936
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
9,360.002,496
Fully paid ordinary shares
2,496
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
18,827.955,056
Fully paid ordinary shares
5,056
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
3,245.10870
Fully paid ordinary shares
870
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,509.15670
Fully paid ordinary shares
670
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
10,430.862,789
Fully paid ordinary shares
2,789
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
37,145.689,932
Fully paid ordinary shares
9,932
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
68,844.6118,457
Fully paid ordinary shares
18,457
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
32,081.738,601
Fully paid ordinary shares
8,601
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,538.16408
Fully paid ordinary shares
408
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
7,847.952,090
Fully paid ordinary shares
2,090
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,004.40270
Fully paid ordinary shares
270
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
8,631.222,314
Fully paid ordinary shares
2,314
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
32,631.848,772
Fully paid ordinary shares
8,772
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
4,782.901,284
Fully paid ordinary shares
1,284
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,155.94578
Fully paid ordinary shares
578
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
12,968.243,449
Fully paid ordinary shares
3,449
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
3,526.56948
Fully paid ordinary shares
948
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,428.70652
Fully paid ordinary shares
652
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
263.970
Fully paid ordinary shares
70
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,122.73301
Fully paid ordinary shares
301
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,811.48485
Fully paid ordinary shares
485
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
10,716.292,873
Fully paid ordinary shares
2,873
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
7,910.272,101
Fully paid ordinary shares
2,101
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
7,562.762,033
Fully paid ordinary shares
2,033
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
208.656
Fully paid ordinary shares
56
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
119.6832
Fully paid ordinary shares
32
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,726.25727
Fully paid ordinary shares
727
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
59.5216
Fully paid ordinary shares
16
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
598.12161
Fully paid ordinary shares
161
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
374.5100
Fully paid ordinary shares
100
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
803.57214
Fully paid ordinary shares
214
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,235.85330
Fully paid ordinary shares
330
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,029.99278
Fully paid ordinary shares
278
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,406.96641
Fully paid ordinary shares
641
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,759.19471
Fully paid ordinary shares
471
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
5,072.801,360
Fully paid ordinary shares
1,360
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
6,222.511,666
Fully paid ordinary shares
1,666
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,535.09411
Fully paid ordinary shares
411
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,342.66359
Fully paid ordinary shares
359
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
7,281.401,960
Fully paid ordinary shares
1,960
Page 3
AnnexureA
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,060.74551
Fully paid ordinary shares
551
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,000.16266
Fully paid ordinary shares
266
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
71,440.6919,153
Fully paid ordinary shares
19,153
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
37.3510
Fully paid ordinary shares
10
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
18850
Fully paid ordinary shares
50
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
7,460.002,000
Fully paid ordinary shares
2,000
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
28,402.357,616
Fully paid ordinary shares
7,616
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
33.449
Fully paid ordinary shares
9
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Collateral Returned by an entity controlled
by Morgan Stanley - see Annexure B
N/A55
Fully paid ordinary shares
55
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
443.87119
Fully paid ordinary shares
119
21/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
253.6468
Fully paid ordinary shares
68
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,055.93285
Fully paid ordinary shares
285
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
8,471.252,259
Fully paid ordinary shares
2,259
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,690.18988
Fully paid ordinary shares
988
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,067.04288
Fully paid ordinary shares
288
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
14,237.413,817
Fully paid ordinary shares
3,817
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,270.23341
Fully paid ordinary shares
341
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
5,938.161,592
Fully paid ordinary shares
1,592
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
4,681.571,267
Fully paid ordinary shares
1,267
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
5,778.301,545
Fully paid ordinary shares
1,545
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
552.04148
Fully paid ordinary shares
148
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
54,977.8814,779
Fully paid ordinary shares
14,779
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,101.87297
Fully paid ordinary shares
297
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,884.45510
Fully paid ordinary shares
510
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
613.37166
Fully paid ordinary shares
166
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,105.62563
Fully paid ordinary shares
563
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
887.74238
Fully paid ordinary shares
238
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
16,860.904,557
Fully paid ordinary shares
4,557
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3.71
Fully paid ordinary share
1
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
16,288.344,361
Fully paid ordinary shares
4,361
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
14,230.913,841
Fully paid ordinary shares
3,841
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
4,204.911,138
Fully paid ordinary shares
1,138
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
6,769.401,810
Fully paid ordinary shares
1,810
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
93,792.4225,418
Fully paid ordinary shares
25,418
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
7,835.302,095
Fully paid ordinary shares
2,095
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
411.4110
Fully paid ordinary shares
110
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
3,249.29877
Fully paid ordinary shares
877
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
78,296.9020,935
Fully paid ordinary shares
20,935
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,053.08285
Fully paid ordinary shares
285
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
5,980.261,599
Fully paid ordinary shares
1,599
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
3,400.08914
Fully paid ordinary shares
914
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
51,183.9913,871
Fully paid ordinary shares
13,871
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
574.42154
Fully paid ordinary shares
154
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,708.01461
Fully paid ordinary shares
461
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
119,448.9932,371
Fully paid ordinary shares
32,371
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
9,285.212,486
Fully paid ordinary shares
2,486
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
34,272.369,176
Fully paid ordinary shares
9,176
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,836.45495
Fully paid ordinary shares
495
Page 4
AnnexureA
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
6,386.091,719
Fully paid ordinary shares
1,719
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
10,678.992,863
Fully paid ordinary shares
2,863
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,485.06403
Fully paid ordinary shares
403
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,123.82842
Fully paid ordinary shares
842
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
43,178.0411,607
Fully paid ordinary shares
11,607
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,335.77633
Fully paid ordinary shares
633
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
22,243.326,028
Fully paid ordinary shares
6,028
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,247.88335
Fully paid ordinary shares
335
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
21,113.965,653
Fully paid ordinary shares
5,653
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
47,430.4312,733
Fully paid ordinary shares
12,733
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,697.30729
Fully paid ordinary shares
729
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
5,524.201,485
Fully paid ordinary shares
1,485
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
64,607.3317,321
Fully paid ordinary shares
17,321
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
19,402.805,244
Fully paid ordinary shares
5,244
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
7,675.202,080
Fully paid ordinary shares
2,080
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,201.12864
Fully paid ordinary shares
864
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
54,623.1014,763
Fully paid ordinary shares
14,763
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,012.50270
Fully paid ordinary shares
270
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
11.13
Fully paid ordinary shares
3
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
148,936.1040,253
Fully paid ordinary shares
40,253
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
48.1713
Fully paid ordinary shares
13
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
39,915.6010,788
Fully paid ordinary shares
10,788
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
8,391.602,268
Fully paid ordinary shares
2,268
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,722.901,817
Fully paid ordinary shares
1,817
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
35,283.169,434
Fully paid ordinary shares
9,434
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
11.13
Fully paid ordinary shares
3
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
502.2135
Fully paid ordinary shares
135
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
27,872.107,533
Fully paid ordinary shares
7,533
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
895.2240
Fully paid ordinary shares
240
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
67,513.0018,100
Fully paid ordinary shares
18,100
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
32,201.098,633
Fully paid ordinary shares
8,633
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
743.7201
Fully paid ordinary shares
201
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
100,063.7026,755
Fully paid ordinary shares
26,755
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
20,165.005,450
Fully paid ordinary shares
5,450
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,185.78586
Fully paid ordinary shares
586
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
511.29138
Fully paid ordinary shares
138
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
144.8939
Fully paid ordinary shares
39
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,033.21277
Fully paid ordinary shares
277
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
178,957.6248,498
Fully paid ordinary shares
48,498
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
4,443.121,188
Fully paid ordinary shares
1,188
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
38,970.0910,561
Fully paid ordinary shares
10,561
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
754.8204
Fully paid ordinary shares
204
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
4,645.711,259
Fully paid ordinary shares
1,259
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,765.12479
Fully paid ordinary shares
479
Page 5
AnnexureA
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,058.12557
Fully paid ordinary shares
557
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,701.70455
Fully paid ordinary shares
455
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
9,024.622,413
Fully paid ordinary shares
2,413
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,965.82793
Fully paid ordinary shares
793
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
5,598.601,505
Fully paid ordinary shares
1,505
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
32,885.608,888
Fully paid ordinary shares
8,888
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
609.62163
Fully paid ordinary shares
163
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
740.69201
Fully paid ordinary shares
201
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,449.01661
Fully paid ordinary shares
661
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,206.20326
Fully paid ordinary shares
326
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,305.10623
Fully paid ordinary shares
623
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,508.29406
Fully paid ordinary shares
406
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
37,065.019,937
Fully paid ordinary shares
9,937
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
851.58228
Fully paid ordinary shares
228
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
97,491.0126,137
Fully paid ordinary shares
26,137
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,562.21686
Fully paid ordinary shares
686
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
32,549.498,821
Fully paid ordinary shares
8,821
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
819.06219
Fully paid ordinary shares
219
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,838.89493
Fully paid ordinary shares
493
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,569.33423
Fully paid ordinary shares
423
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
11,218.743,028
Fully paid ordinary shares
3,028
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,078.40832
Fully paid ordinary shares
832
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
10,176.702,732
Fully paid ordinary shares
2,732
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
2,277.66609
Fully paid ordinary shares
609
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
6,833.641,837
Fully paid ordinary shares
1,837
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
32,463.808,774
Fully paid ordinary shares
8,774
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
594.09161
Fully paid ordinary shares
161
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
391.65105
Fully paid ordinary shares
105
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,199.95323
Fully paid ordinary shares
323
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7,437.002,010
Fully paid ordinary shares
2,010
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7,248.301,959
Fully paid ordinary shares
1,959
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
391.67106
Fully paid ordinary shares
106
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
19,239.845,172
Fully paid ordinary shares
5,172
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
563.16152
Fully paid ordinary shares
152
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
10,173.332,757
Fully paid ordinary shares
2,757
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Borrow by an entity controlled by Morgan
Stanley - see Annexure B
N/A1,146
Fully paid ordinary shares
1,146
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Borrow Returned by an entity controlled
by Morgan Stanley - see Annexure B
N/A75,550
Fully paid ordinary shares
75,550
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Collateral Received by an entity
controlled by Morgan Stanley - see
Annexure B
N/A927,012
Fully paid ordinary shares
927,012
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Collateral Received by an entity
controlled by Morgan Stanley - see
Annexure B
N/A26,600
Fully paid ordinary shares
26,600
22/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
3,225.24867
Fully paid ordinary shares
867
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
25,561.906,890
Fully paid ordinary shares
6,890
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
92,752.0024,800
Fully paid ordinary shares
24,800
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,268.82342
Fully paid ordinary shares
342
Page 6
AnnexureA
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
48.6213
Fully paid ordinary shares
13
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
20,108.205,420
Fully paid ordinary shares
5,420
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
30,604.448,227
Fully paid ordinary shares
8,227
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,156.05315
Fully paid ordinary shares
315
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,762.25475
Fully paid ordinary shares
475
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
3,183.75849
Fully paid ordinary shares
849
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
15,352.684,116
Fully paid ordinary shares
4,116
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
828.75221
Fully paid ordinary shares
221
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
4,980.001,328
Fully paid ordinary shares
1,328
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,580.46426
Fully paid ordinary shares
426
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
5,051.761,358
Fully paid ordinary shares
1,358
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
100,883.5227,414
Fully paid ordinary shares
27,414
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,790.00750
Fully paid ordinary shares
750
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
658.8180
Fully paid ordinary shares
180
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
607.56166
Fully paid ordinary shares
166
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
96.8526
Fully paid ordinary shares
26
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,114.52298
Fully paid ordinary shares
298
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
5,126.701,380
Fully paid ordinary shares
1,380
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,013.20272
Fully paid ordinary shares
272
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
32,078.008,600
Fully paid ordinary shares
8,600
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,389.41374
Fully paid ordinary shares
374
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
18,097.864,839
Fully paid ordinary shares
4,839
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
21,641.465,802
Fully paid ordinary shares
5,802
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
129,595.1234,744
Fully paid ordinary shares
34,744
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
111.4530
Fully paid ordinary shares
30
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
17,646.634,731
Fully paid ordinary shares
4,731
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
8,599.782,318
Fully paid ordinary shares
2,318
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,758.20472
Fully paid ordinary shares
472
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
11.163
Fully paid ordinary shares
3
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
67,500.0018,000
Fully paid ordinary shares
18,000
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
24,217.206,510
Fully paid ordinary shares
6,510
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,649.381,802
Fully paid ordinary shares
1,802
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,209.491,147
Fully paid ordinary shares
1,147
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
40,333.3010,990
Fully paid ordinary shares
10,990
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
19,448.225,214
Fully paid ordinary shares
5,214
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
996.96268
Fully paid ordinary shares
268
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,710.00456
Fully paid ordinary shares
456
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
11,620.183,107
Fully paid ordinary shares
3,107
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
5,175.001,380
Fully paid ordinary shares
1,380
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
5,642.911,521
Fully paid ordinary shares
1,521
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,305.72351
Fully paid ordinary shares
351
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
71,225.0019,250
Fully paid ordinary shares
19,250
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,925.60795
Fully paid ordinary shares
795
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,670.001,000
Fully paid ordinary shares
1,000
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
20,268.455,553
Fully paid ordinary shares
5,553
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,021.02273
Fully paid ordinary shares
273
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,848.83495
Fully paid ordinary shares
495
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,830.24492
Fully paid ordinary shares
492
Page 7
AnnexureA
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
620.5170
Fully paid ordinary shares
170
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
8,508.502,275
Fully paid ordinary shares
2,275
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,008.12271
Fully paid ordinary shares
271
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
24,243.246,517
Fully paid ordinary shares
6,517
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
140,913.6037,880
Fully paid ordinary shares
37,880
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
6,066.601,633
Fully paid ordinary shares
1,633
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
815.49221
Fully paid ordinary shares
221
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
40,032.8110,849
Fully paid ordinary shares
10,849
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
32,520.248,742
Fully paid ordinary shares
8,742
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
660.6180
Fully paid ordinary shares
180
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
36,828.009,900
Fully paid ordinary shares
9,900
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
48,839.8813,129
Fully paid ordinary shares
13,129
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
286,049.4076,895
Fully paid ordinary shares
76,895
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
533.39143
Fully paid ordinary shares
143
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
579.33157
Fully paid ordinary shares
157
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
9,346.772,533
Fully paid ordinary shares
2,533
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,240.46338
Fully paid ordinary shares
338
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
312,189.8183,697
Fully paid ordinary shares
83,697
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,133.92304
Fully paid ordinary shares
304
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
15,588.324,168
Fully paid ordinary shares
4,168
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
42,355.9211,386
Fully paid ordinary shares
11,386
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
10,726.302,899
Fully paid ordinary shares
2,899
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
10,053.762,732
Fully paid ordinary shares
2,732
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
5,164.941,381
Fully paid ordinary shares
1,381
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
973.53261
Fully paid ordinary shares
261
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
43,181.7611,608
Fully paid ordinary shares
11,608
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
82,811.0822,142
Fully paid ordinary shares
22,142
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
97,709.5226,266
Fully paid ordinary shares
26,266
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
70,947.8419,072
Fully paid ordinary shares
19,072
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
7,140.231,922
Fully paid ordinary shares
1,922
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,206.601,140
Fully paid ordinary shares
1,140
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity controlled
by Morgan Stanley
1,799.18483
Fully paid ordinary shares
483
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
901.55247
Fully paid ordinary shares
247
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
466.2126
Fully paid ordinary shares
126
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
743.36202
Fully paid ordinary shares
202
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,905.50515
Fully paid ordinary shares
515
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
150,757.7140,504
Fully paid ordinary shares
40,504
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Transfer Out by an entity controlled by
Morgan Stanley - see Annexure B
N/A2,200
Fully paid ordinary shares
2,200
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Transfer In by an entity controlled by
Morgan Stanley - see Annexure B
N/A2,200
Fully paid ordinary shares
2,200
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Borrow by an entity controlled by Morgan
Stanley - see Annexure B
N/A8,221
Fully paid ordinary shares
8,221
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Collateral Returned by an entity controlled
by Morgan Stanley - see Annexure B
N/A7,358,660
Fully paid ordinary shares
7,358,660
23/12/2022
Mitsubishi UFJ Financial
Group, Inc.
Collateral Returned by an entity controlled
by Morgan Stanley - see Annexure B
N/A1,146
Fully paid ordinary share
1,146
Page 8
AnnexureB
Authorised signatory Dated 28/12/2022
Type of AgreementInternational Prime Brokerage Agreement
Parties to agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies
and EQUITY TRUSTEES LIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND
Transfer Date20221223;
Holder of Voting RightsPrime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights?Yes/No
Does the borrower have the right to return early?Yes/No
Does the lender have the right to recall early?Yes/No
Will the securities be returned on settlement?Yes/No
Type of AgreementInternational Prime Brokerage Agreement
Parties to agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies
and L1 LONG SHORT FUND LIMITED
Transfer Date20221223;
Holder of Voting RightsPrime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights?Yes/No
Does the borrower have the right to return early?Yes/No
Does the lender have the right to recall early?Yes/No
Will the securities be returned on settlement?Yes/No
Type of AgreementInternational Prime Brokerage Agreement
Parties to agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies
and EVO ABSOLUTE RETURN MASTER FUND
Transfer Date20221223;
Holder of Voting RightsPrime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights?Yes/No
Does the borrower have the right to return early?Yes/No
Does the lender have the right to recall early?Yes/No
Will the securities be returned on settlement?Yes/No
Type of AgreementCustomer Prime Broker Account Agreement
Parties to agreementMorgan Stanley & Co. LLC on behalf of all Morgan Stanley entities and customer BALDR BAYES FUND INC.
Transfer Date20221222;
Holder of Voting RightsMorgan Stanley
Are there any restrictions on voting rights?No
Does the borrower have the right to return early?Yes
Does the lender have the right to recall early?Yes
Will the securities be returned on settlement?Yes
If yes, detail Morgan Stanley may return rehypothecated shares at any time.
If yes, detail The customer may recall shares from Morgan Stanley at any time.
If yes, detail any exceptions In the ordinary course of business, securities will be returned to customers. Upon a customer Event of Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations
of the customer to Morgan Stanley and to foreclose on any collateral, including rehypothecated securities, for the purpose of arriving at a single closeout amount. In such a default scenario, Morgan Stanley may do an actual or deemed
sale of the rehypothecated securities.
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due
from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
Schedule
If yes, detail Not applicable
Scheduled Return Date (if any)Open
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due
from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
Schedule
If yes, detail Not applicable
Scheduled Return Date (if any)Open
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due
from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
Schedule
If yes, detail Not applicable
Scheduled Return Date (if any)Open
Annexure B
This is annexure B of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 28/12/2022
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given
or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
Schedule
If yes, detail Not applicable
Scheduled Return Date (if any)Open
Page 9
AnnexureB
Type of AgreementInternational Prime Brokerage Agreement
Parties to agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies
and SAGE CAPITAL ABSOLUTE RETURN MASTER FUND LTD.
Transfer Date20221223;
Holder of Voting RightsPrime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights?Yes/No
Does the borrower have the right to return early?Yes/No
Does the lender have the right to recall early?Yes/No
Will the securities be returned on settlement?Yes/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due
from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
Schedule
If yes, detail Not applicable
Scheduled Return Date (if any)Open
Page 10
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.