Becoming a substantial holder
603 page 1/2
15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme ANZ Group Holdings Limited______________________________________________
ACN/ARSN 659 510 791
1. Details of substantial holder (1)
Name Vanguard Group (The Vanguard Group, Inc. and its controlled entities including those
listed in Annexure A)
ACN/ARSN (if applicable) N/A
The holder became a substantial holder on 23 December 2022
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an
associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person’s votes (5) Voting power (6)
Ordinary 158,333,352 158,333,352 5.272%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder
became a substantial holder are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Vanguard Group Vanguard Group is the manager of various Mutual funds and
accounts and in that capacity has the power to dispose of the
shares. The other members of Vanguard Group have a relevant
interest under section 608(3) of the Corporations Act.
Ordinary – 158,333,352
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and
number of
securities
Vanguard Group Brown Brothers Harriman Various funds and other accounts of Vanguard Group Ordinary –
8,926,785
Vanguard Group BNY Mellon Various funds and other accounts of Vanguard Group Ordinary –
11,362,132
Vanguard Group JP Morgan Chase Bank,
N.A.
Various funds and other accounts of Vanguard Group Ordinary –
111,981,251
Vanguard Group State Street Bank and Trust
Company
Various funds and other accounts of Vanguard Group Ordinary –
26,063,184
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder is as follows:
Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities
See Annexure A
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
N/A N/A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Vanguard Group P.O. Box 2600, V26 Valley Forge, PA 19482 USA
print name Shawn Acker capacity Compliance Manager
sign here date 29 December 2022
DIRECTIONS
(1) If there are a number of substantial holders with similar or related interests (eg. a corporation and its related corporations, or the
manager and
trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are
essentially
similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names
and addresses
of members is clearly set out in paragraph 7 of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person
or an
Associate has a relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a
copy of
any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate
details of any contract,
scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or
arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers
or disposal of the
securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
“unknown”.
(9) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest has
acquired has, or
may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
happening or not of a
contingency. Details must be included of any benefit paid on behalf of the substantial holder of its associate in relation to the
acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
To CompanyANZ Group Holdings Limited
ACN/ARSN659 510 791
Substantial Holder NameVanguard Group
ACN/ARSNN/A
Date of changePerson whose relevant interest changed Nature of Change(6)Consideration given in relation to change(7) Class Number of securities affected Person's votes affected
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary24,616 24,616
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary387,027 387,027
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary21,476 21,476
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary48,203 48,203
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary842,590 842,590
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary114,393 114,393
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary6,101,672 6,101,672
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary1,569,428 1,569,428
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary22,745,293 22,745,293
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary3,564,081 3,564,081
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary39,890,421 39,890,421
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary479,010 479,010
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary144,561 144,561
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary17,820,738 17,820,738
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary1,546,658 1,546,658
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary2,313,824 2,313,824
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary310,158 310,158
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary726,162 726,162
20-Dec-2022 The Vanguard Group, Inc.BUY23.67 Ordinary5,160 5,160
20-Dec-2022 The Vanguard Group, Inc.SELL23.79 Ordinary(7,123) (7,123)
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary731,520 731,520
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary1,039,791 1,039,791
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary422,054 422,054
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary136,173 136,173
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary7,446 7,446
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary728,382 728,382
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary5,265,793 5,265,793
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary243,342 243,342
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary20,662 20,662
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary57,012 57,012
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary63,479 63,479
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary98,061 98,061
20-Dec-2022 The Vanguard Group, Inc.Tax Free Exchange - Receive- Ordinary61,525 61,525
21-Dec-2022 The Vanguard Group, Inc.BUY24.11 Ordinary1,954 1,954
21-Dec-2022 The Vanguard Group, Inc.BUY24.11 Ordinary2,786 2,786
21-Dec-2022 The Vanguard Group, Inc.SELL24.11 Ordinary(675) (675)
21-Dec-2022 The Vanguard Group, Inc.BUY24.11 Ordinary53,657 53,657
23-Dec-2022 The Vanguard Group, Inc.BUY24.07 Ordinary946 946
20-Dec-2022 Vanguard Investments Australia Ltd.Tax Free Exchange - Receive- Ordinary40,145,958 40,145,958
20-Dec-2022 Vanguard Investments Australia Ltd.Tax Free Exchange - Receive- Ordinary410,263 410,263
20-Dec-2022 Vanguard Investments Australia Ltd.Tax Free Exchange - Receive- Ordinary1,767 1,767
20-Dec-2022 Vanguard Investments Australia Ltd.Tax Free Exchange - Receive- Ordinary1,251,567 1,251,567
20-Dec-2022 Vanguard Investments Australia Ltd.Tax Free Exchange - Receive- Ordinary8,938,451 8,938,451
21-Dec-2022 Vanguard Investments Australia Ltd.SELL24.11 Ordinary(3,090) (3,090)
23-Dec-2022 Vanguard Investments Australia Ltd.BUY24.07 Ordinary6,180 6,180
This is Annexure A of 1 page referred to in Form 603, Notice of initial substantial holder.
Signature:
Name: Shawn Acker
Capacity: Compliance Manager
Date: 29 December 2022
Page 1 of 1
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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