ANZ considers a new Capital Notes issue

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
News Release
For release: 3 February 2023
ANZ considers a new Capital Notes issue
Au
stralia and New Zealand Banking Group Limited (ANZ) (ASX: AN3) today announced it is
considering the launch of a new ANZ Capital Notes offer in February 2023, which may
include a limited reinvestment offer for certain holders of ANZ Capital Notes 3 (CN3) (ASX:
AN3PF).
A
NZ has appointed ANZ Securities, CBA, E&P Corporate Advisory, Morgan Stanley, Morgans,
Ord Minnett, Shaw and Partners, UBS AG, Australia Branch and Westpac Institutional Bank
(a division of Westpac Banking Corporation) as Joint Lead Managers and Bell Potter and LGT
Crestone Wealth Management as Co-Managers (together the Syndicate Brokers) to help
consider the offer.
L
aunch of the offer remains subject to the receipt of various regulatory and Board approvals
and prevailing economic conditions and there is no guarantee it will proceed.
R
estrictions on distribution
I
n response to the implementation of the Design and Distribution Obligations legislation in
October 2021, any ANZ Capital Notes offer (including any reinvestment offer) will be limited
to wholesale investors and investors receiving personal advice, who apply through a
Syndicate Broker.
A
NZ Capital Notes offers will not include a securityholder offer which would enable existing
ANZ securityholders to apply directly for the notes.
I
nvestors interested in participating in any future ANZ Capital Notes offer (including existing
ANZ securityholders through any reinvestment offer) should consider the target market
determination for the notes and should speak to a Syndicate Broker or a financial adviser
associated with a Syndicate Broker. However, not all financial advisers will have access to a
new offer of ANZ Capital Notes. The contact details for the Syndicate Brokers are provided
below.
T
hese restrictions on distribution for future ANZ Capital Notes offers are consistent with the
approach taken by ANZ for the issue of ANZ Capital Notes 7 in March 2022.
The Australian Government’s MoneySmart website contains details on choosing a financial
adviser at moneysmart.gov.au/financial-advice/choosing-a-financial-adviser.
An
y future ANZ Capital Notes offer will be made under a prospectus and any person wishing
to apply will need to do so via an application form in or accompanying that prospectus.
For media enquiries contact:
La
chlan McNaughton
Senior Manager Media Relations
Tel: +61 457 494 414
For shareholder enquiries contact:
Computershare
Tel: 1800 11 33 99
NZ: 0800 174 007
International: +61 3 9415 4010
Approved for distribution by ANZ’s Continuous Disclosure Committee

Syndicate Broker contact details

Joint Lead Manager Wholesale Investors Investors seeking
personal advice
ANZ Securities Tariq Holdich: 02 8037 0622 Not available to retail investors
Commonwealth Bank of Australia Mitchell Walls: 1300 887 733 Not available to retail investors
E&P Corporate Advisory Andrew Serle: 03 9411 4076 Andrew Serle: 03 9411 4076
Morgan Stanley Jaimee Honter: 13 13 70 Jaimee Honter: 13 13 70
Morgans Callum Lanskey: 07 3334 4831 Callum Lanskey: 07 3334 4831
Ord Minnett Tom Morris: 02 8216 6331 Tom Morris: 02 8216 6331
Shaw and Partners Steve Anagnos: 02 9238 1513 Russell Karlson: 02 9238 1238
UBS AG, Australia Branch Jared Barr: 02 8121 5917 Not available to retail investors
Westpac Institutional Bank Tyler O’Brien: 02 8253 4574 Not available to retail investors

Co- Manager Wholesale Investors Investors seeking
personal advice
Bell Potter Tim Griffin: 02 8224 2841 Tim Griffin: 02 8224 2841
LGT Crestone Wealth
Management
James Williams: 02 8422 5500 Not available to retail investors