Change in substantial holding
Form 604
To: Company Name/Scheme:
Downer EDI Ltd
ACN/ARSN
003 872 848
1. Details of substantial holder
Name
Mitsubishi UFJ Financial Group, Inc.
There was a change in the interests of the
28 February 2023
substantial holder on
The previous notice was given to the company on
2 March 2023
The previous notice was dated
2 March 2023
The holder became aware on
2 March 2023
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the
company or scheme are as follows:
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of
the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Mitsubishi UFJ Financial
Group, Inc.
368,096
Fully paid
ordinary shares
Mitsubishi UFJ Financial
Group, Inc.
1,806,873
Fully paid
ordinary shares
Mitsubishi UFJ Financial
Group, Inc.
657,989
Fully paid
ordinary shares
Mitsubishi UFJ Financial
Group, Inc.
58,260
Fully paid
ordinary shares
Mitsubishi UFJ Financial
Group, Inc.
77,737
Fully paid
ordinary shares
Mitsubishi UFJ Financial
Group, Inc.
24,890,988
Fully paid
ordinary shares
HSBC Custody Nominees
(Australia) Limited
Not applicable
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
24,890,988
Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
368,096
Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
58,260
Citicorp Nominees Pty
Limited (Australia)
Not applicable
Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
1,806,873
HSBC Bank Australia
Limited
Not applicable
Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
657,989
Previous notice
Person’s votes
Person entitled to be
registered as holder
Nature of relevant
interest
77,737
Class and number
of securities
Person's votes
Not applicable
Northern Trust Company
Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
See Annexure A to this notice
Nature of change
Not applicable
Citibank N A Hong KongNot applicable
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Consideration given in
relation to change
Holder of
relevant
interest
Registered holder
of securities
State Street Global
Advisors (Australia) Limited
Voting power (%)
5.93%
Fully Paid ordinary shares
7.38%39,820,976
Present notice
Class of securities
Date of
change
Person’s votesVoting power (%)
Class and number
of securities
affected
Person's votes
affected
49,558,076
Person whose
relevant interest
changed
Page 1
Form 604
Mitsubishi UFJ Financial
Group, Inc.
126,104
Fully paid
ordinary shares
Mitsubishi UFJ Financial
Group, Inc.
6,318,535
Fully paid
ordinary shares
Mitsubishi UFJ Financial
Group, Inc.
3,246,031
Fully paid
ordinary shares
Mitsubishi UFJ Financial
Group, Inc.
326
Fully paid
ordinary shares
Mitsubishi UFJ Financial
Group, Inc.
1,328,407
Fully paid
ordinary shares
Mitsubishi UFJ Financial
Group, Inc.
941,630
Fully paid
ordinary shares
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
6. Addresses
The addresses of persons named in this form are as follows:
Signature
Dated 3 March 2023
Authorised signatory
126,104
Morgan Stanley Australia
Securities (Nominee) Pty
Limited
Not applicable
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
6,318,535
Not applicable
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
326
HSBC Custody Nominees
(Australia) Limited
Not applicable
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
Morgan Stanley Wealth
Management Australia Pty
discretionary client account
Not applicable
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
1,328,407
Morgan Stanley Australia
Securities (Nominee) Pty
Limited
Not applicable
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
3,246,031
HSBC Custody Nominees
(Australia) Limited
941,630
2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
Not Applicable
Address
Name and ACN/ARSN (if applicable)
Not applicable
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
Nature of association
Name
Unknown
Mitsubishi UFJ Financial Group, Inc.
Page 2
Annexure A
This is Annexure A of 5 pages referred to in Form 604 (Notice of change of interest of substantial holder), signed by me and dated 3 March 2023
Authorised signatory Dated 3 March 2023
Date of change
Person whose relevant interest
changed
Nature of change
Consideration given in
relation to change
Class and number of
securities affected
Person's votes affected
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,421.791,431 Ordinary Shares 1,431
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,424.001,400 Ordinary Shares 1,400
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
25,596.008,100 Ordinary Shares 8,100
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
151,414.2048,068 Ordinary Shares 48,068
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
36,480.0012,000 Ordinary Shares 12,000
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,330.33419 Ordinary Shares 419
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
217,297.4269,203 Ordinary Shares 69,203
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7,154.692,257 Ordinary Shares 2,257
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,365.011,089 Ordinary Shares 1,089
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
51,915.6416,429 Ordinary Shares 16,429
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7,766.502,450 Ordinary Shares 2,450
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,387.79774 Ordinary Shares 774
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,530.001,500 Ordinary Shares 1,500
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7,681.652,490 Ordinary Shares 2,490
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
878.72283 Ordinary Shares 283
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,952.88618 Ordinary Shares 618
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,563.72498 Ordinary Shares 498
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,305.21417 Ordinary Shares 417
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
8,624.002,800 Ordinary Shares 2,800
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,325.331,049 Ordinary Shares 1,049
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,964.642,204 Ordinary Shares 2,204
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,006.881,268 Ordinary Shares 1,268
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,820.30906 Ordinary Shares 906
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
5,626.751,775 Ordinary Shares 1,775
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
78.7525 Ordinary Shares 25
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
13,866.304,473 Ordinary Shares 4,473
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,567.70514 Ordinary Shares 514
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
121.6040 Ordinary Shares 40
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
21,152.256,715 Ordinary Shares 6,715
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
149,610.2047,345 Ordinary Shares 47,345
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
36,282.7011,555 Ordinary Shares 11,555
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,499.902,090 Ordinary Shares 2,090
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
466.94148 Ordinary Shares 148
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,246.76711 Ordinary Shares 711
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
22,388.607,085 Ordinary Shares 7,085
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
103,174.0032,650 Ordinary Shares 32,650
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
14,441.204,570 Ordinary Shares 4,570
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,504.06479 Ordinary Shares 479
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,224.56713 Ordinary Shares 713
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7,335.042,336 Ordinary Shares 2,336
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
30,473.589,862 Ordinary Shares 9,862
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,161.80370 Ordinary Shares 370
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,426.00460 Ordinary Shares 460
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,273.05410 Ordinary Shares 410
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
309.50100 Ordinary Shares 100
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
27,163.368,596 Ordinary Shares 8,596
Annexure A
Page 3
Annexure A
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
35,176.6811,421 Ordinary Shares 11,421
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,803.36578 Ordinary Shares 578
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
597.24189 Ordinary Shares 189
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
13,822.284,402 Ordinary Shares 4,402
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,829.321,538 Ordinary Shares 1,538
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
15,781.044,994 Ordinary Shares 4,994
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
118,332.5237,447 Ordinary Shares 37,447
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
602.88192 Ordinary Shares 192
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
951.16301 Ordinary Shares 301
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
37,295.7212,109 Ordinary Shares 12,109
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
20,160.006,400 Ordinary Shares 6,400
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,975.88958 Ordinary Shares 958
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
5,538.001,775 Ordinary Shares 1,775
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,751.22564 Ordinary Shares 564
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
512.50164 Ordinary Shares 164
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
12,965.644,196 Ordinary Shares 4,196
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,042.73338 Ordinary Shares 338
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
22.027 Ordinary Shares 7
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
466.94148 Ordinary Shares 148
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
20,868.756,625 Ordinary Shares 6,625
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,125.35355 Ordinary Shares 355
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
100,431.1231,782 Ordinary Shares 31,782
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,140.002,000 Ordinary Shares 2,000
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,944.50975 Ordinary Shares 975
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
9,945.003,250 Ordinary Shares 3,250
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
15.755 Ordinary Shares 5
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
11,338.083,588 Ordinary Shares 3,588
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,783.96881 Ordinary Shares 881
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,073.34993 Ordinary Shares 993
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
81,727.9226,028 Ordinary Shares 26,028
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,953.08622 Ordinary Shares 622
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,368.08759 Ordinary Shares 759
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
20,540.006,500 Ordinary Shares 6,500
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
772.50250 Ordinary Shares 250
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,308.22741 Ordinary Shares 741
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,444.601,420 Ordinary Shares 1,420
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,176.951,015 Ordinary Shares 1,015
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,063.33671 Ordinary Shares 671
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
721.62228 Ordinary Shares 228
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,267.771,357 Ordinary Shares 1,357
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
15,727.954,993 Ordinary Shares 4,993
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
12,822.534,123 Ordinary Shares 4,123
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,345.201,420 Ordinary Shares 1,420
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,128.92678 Ordinary Shares 678
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
13,398.384,267 Ordinary Shares 4,267
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,030.001,000 Ordinary Shares 1,000
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,416.552,037 Ordinary Shares 2,037
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
331.80105 Ordinary Shares 105
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,842.70917 Ordinary Shares 917
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
8,064.002,560 Ordinary Shares 2,560
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,378.752,025 Ordinary Shares 2,025
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,610.84523 Ordinary Shares 523
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
16,914.525,404 Ordinary Shares 5,404
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,180.64376 Ordinary Shares 376
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,100.002,000 Ordinary Shares 2,000
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
36,634.5011,630 Ordinary Shares 11,630
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,856.64904 Ordinary Shares 904
Page 4
Annexure A
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
64,260.0021,000 Ordinary Shares 21,000
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,389.241,389 Ordinary Shares 1,389
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,392.202,062 Ordinary Shares 2,062
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
9,487.803,012 Ordinary Shares 3,012
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
102,677.8832,493 Ordinary Shares 32,493
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,190.70378 Ordinary Shares 378
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,703.971,174 Ordinary Shares 1,174
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
28,431.738,969 Ordinary Shares 8,969
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,395.00450 Ordinary Shares 450
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
38,875.0012,500 Ordinary Shares 12,500
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,118.25355 Ordinary Shares 355
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,763.90569 Ordinary Shares 569
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
8,609.722,716 Ordinary Shares 2,716
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
9,510.003,000 Ordinary Shares 3,000
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,098.73355 Ordinary Shares 355
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
5,467.381,758 Ordinary Shares 1,758
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
578.28183 Ordinary Shares 183
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
15,605.104,954 Ordinary Shares 4,954
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
19,279.946,082 Ordinary Shares 6,082
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,129.76368 Ordinary Shares 368
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
293.2575 Ordinary Shares 75
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
146.3437 Ordinary Shares 37
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
479.16121 Ordinary Shares 121
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,890.49478 Ordinary Shares 478
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
32,076.008,100 Ordinary Shares 8,100
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
654.87166 Ordinary Shares 166
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
714.35182 Ordinary Shares 182
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
733.98187 Ordinary Shares 187
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
68,957.8817,502 Ordinary Shares 17,502
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,080.81275 Ordinary Shares 275
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
738.88188 Ordinary Shares 188
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,128.44796 Ordinary Shares 796
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
986.48251 Ordinary Shares 251
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,069.01272 Ordinary Shares 272
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
103,177.9526,121 Ordinary Shares 26,121
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
8,771.122,229 Ordinary Shares 2,229
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,154.86292 Ordinary Shares 292
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,866.75475 Ordinary Shares 475
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
27,383.006,950 Ordinary Shares 6,950
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,861.20470 Ordinary Shares 470
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
34,392.658,707 Ordinary Shares 8,707
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,743.00950 Ordinary Shares 950
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
8,559.652,167 Ordinary Shares 2,167
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
876.90222 Ordinary Shares 222
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,131.90288 Ordinary Shares 288
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,497.88890 Ordinary Shares 890
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
770.32196 Ordinary Shares 196
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,175.13299 Ordinary Shares 299
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,077.35783 Ordinary Shares 783
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,678.20427 Ordinary Shares 427
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
12,423.083,150 Ordinary Shares 3,150
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
546.27139 Ordinary Shares 139
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
34,903.448,814 Ordinary Shares 8,814
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,144.44289 Ordinary Shares 289
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
6,328.081,598 Ordinary Shares 1,598
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,837.70470 Ordinary Shares 470
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
395.92101 Ordinary Shares 101
Page 5
Annexure A
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
560.90142 Ordinary Shares 142
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,090.88528 Ordinary Shares 528
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
644.52164 Ordinary Shares 164
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,638.89417 Ordinary Shares 417
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,465.96373 Ordinary Shares 373
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
4,299.641,094 Ordinary Shares 1,094
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
17,138.884,328 Ordinary Shares 4,328
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,950.001,000 Ordinary Shares 1,000
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
5,196.861,319 Ordinary Shares 1,319
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,934.581,005 Ordinary Shares 1,005
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,236.52572 Ordinary Shares 572
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
34,656.728,841 Ordinary Shares 8,841
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,076.87274 Ordinary Shares 274
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
931.46237 Ordinary Shares 237
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,108.32282 Ordinary Shares 282
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
13,012.893,311 Ordinary Shares 3,311
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
958.97244 Ordinary Shares 244
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
860.71219 Ordinary Shares 219
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,116.18284 Ordinary Shares 284
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,428.86618 Ordinary Shares 618
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,155.48294 Ordinary Shares 294
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
927.53236 Ordinary Shares 236
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,876.91732 Ordinary Shares 732
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
951.11242 Ordinary Shares 242
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
14,775.003,750 Ordinary Shares 3,750
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
34,744.268,886 Ordinary Shares 8,886
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
117,437.7629,656 Ordinary Shares 29,656
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
5,111.681,304 Ordinary Shares 1,304
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,331.15337 Ordinary Shares 337
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,900.61483 Ordinary Shares 483
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,747.14444 Ordinary Shares 444
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,631.03415 Ordinary Shares 415
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
16,012.444,064 Ordinary Shares 4,064
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
83.0621 Ordinary Shares 21
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,930.25995 Ordinary Shares 995
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
4,088.251,035 Ordinary Shares 1,035
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
188.8848 Ordinary Shares 48
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,575.93401 Ordinary Shares 401
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
5,104.441,289 Ordinary Shares 1,289
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
5,544.911,402 Ordinary Shares 1,402
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,913.44992 Ordinary Shares 992
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
5,480.541,391 Ordinary Shares 1,391
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
4,814.501,225 Ordinary Shares 1,225
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
805.69205 Ordinary Shares 205
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,088.67277 Ordinary Shares 277
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,743.28698 Ordinary Shares 698
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,434.99874 Ordinary Shares 874
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
6,154.691,566 Ordinary Shares 1,566
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
39,600.0010,000 Ordinary Shares 10,000
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
34,744.268,886 Ordinary Shares 8,886
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
8,822.882,228 Ordinary Shares 2,228
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
35,451.258,975 Ordinary Shares 8,975
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,139.76290 Ordinary Shares 290
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
825.34210 Ordinary Shares 210
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,275.59579 Ordinary Shares 579
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,741.08443 Ordinary Shares 443
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
911.81232 Ordinary Shares 232
Page 6
Annexure A
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
742.81189 Ordinary Shares 189
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
825.34210 Ordinary Shares 210
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,579.94402 Ordinary Shares 402
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,444.58622 Ordinary Shares 622
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,035.44514 Ordinary Shares 514
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
738.65187 Ordinary Shares 187
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
11,852.883,016 Ordinary Shares 3,016
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
4,179.791,069 Ordinary Shares 1,069
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,856.50725 Ordinary Shares 725
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
41,978.7510,641 Ordinary Shares 10,641
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
87,254.6422,034 Ordinary Shares 22,034
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
20,273.365,139 Ordinary Shares 5,139
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
26,070.006,600 Ordinary Shares 6,600
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,084.74276 Ordinary Shares 276
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
990.41252 Ordinary Shares 252
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
821.41209 Ordinary Shares 209
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,369.91603 Ordinary Shares 603
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,190.85303 Ordinary Shares 303
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
998.27254 Ordinary Shares 254
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
852.85217 Ordinary Shares 217
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,249.80318 Ordinary Shares 318
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,290.30330 Ordinary Shares 330
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,783.88703 Ordinary Shares 703
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
34,656.728,841 Ordinary Shares 8,841
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
5,404.731,377 Ordinary Shares 1,377
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
68,785.3017,414 Ordinary Shares 17,414
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
628.05159 Ordinary Shares 159
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
809.75205 Ordinary Shares 205
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,124.30796 Ordinary Shares 796
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
25,603.056,490 Ordinary Shares 6,490
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,580.00400 Ordinary Shares 400
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
6,727.461,701 Ordinary Shares 1,701
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,006.13256 Ordinary Shares 256
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
974.69248 Ordinary Shares 248
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,041.50265 Ordinary Shares 265
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,043.70520 Ordinary Shares 520
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
754.60192 Ordinary Shares 192
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
50.5316 Ordinary Shares 16
28/02/2023Mitsubishi UFJ Financial Group, Inc.
Collateral Returned by an entity controlled
by Morgan Stanley - see Annexure B
N/A10,075,563 Ordinary Shares 10,075,563
Page 7
Annexure B
This is Annexure B of 1 page referred to in Form 604 (Notice of change of interest of substantial holder), signed by me and dated 3 March 2023
Authorised signatory Dated 3 March 2023
Type of AgreementInternational Prime Brokerage Agreement
Parties to agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley
Companies and EQUITY TRUSTEES LIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND
Transfer Date20230228;
Holder of Voting RightsPrime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights?Yes/No
Does the borrower have the right to return early?Yes/No
Does the lender have the right to recall early?Yes/No
Will the securities be returned on settlement?Yes/No
Type of AgreementInternational Prime Brokerage Agreement
Parties to agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley
Companies and L1 LONG SHORT FUND LIMITED
Transfer Date20230228;
Holder of Voting RightsPrime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights?Yes/
No
Does the borrower have the right to return early?Yes/No
Does the lender have the right to recall early?Yes/No
Will the securities be returned on settlement?Yes/No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an
account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account
shall be payable.
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an
account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account
shall be payable.
Schedule
If yes, detail Not applicable
Scheduled Return Date (if any)Open
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Schedule
If yes, detail Not applicable
Scheduled Return Date (if any)Open
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Annexure B
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the
prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
Page 8
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.