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SPH Notice – J.P. Morgan Chase & Co. and its affiliates

Substantial Holder Notice29 March 2023NZMCommunication Services

100080615/3821102.1
1

Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013

Note: This form must be completed in accordance with the instructions at the end of the form.

To New Zealand Stock Exchange

and

To NZME LTD

Date this disclosure made: 29 March 2023

Date on which substantial holding began: 27 March 2023

Substantial product holder(s) giving disclosure

Full name(s): J.P. Morgan Chase & Co. and its affiliates

Summary of substantial holding

Class of quoted voting products: Ordinary Shares

Summary for J.P. MORGAN SECURITIES LLC, JPMORGAN CHASE BANK, N.A., J.P. MORGAN

SECURITIES AUSTRALIA LIMITED , J.P. MORGAN SECURITIES PLC

For this disclosure, —

(a) total number held in class: 10,121,263

(b) total in class: 183,913,614

(c) total percentage held in class: 5.50%

Details of relevant interests

Details for substantial product holder(s)]: Please refer to table below

Nature of relevant interest(s): Please refer to table below

For that relevant interest, —

(a) number held in class: 10,121,263

(b) percentage held in class: 5.50%

(c) current registered holder(s): Please refer to table below

(d) registered holder(s) once transfers are registered: unknown





100080615/3821102.1

2

Legal entity Nature of relevant interest(s)

Number held

in class

Percentage

held in class

Current registered

holder(s)

JPMORGAN CHASE

BANK, N.A.

Purchase and sales of shares in its capacity as

Principal/Proprietary


26


0.00% JPMORGAN CHASE

BANK, N. A

J.P. MORGAN

SECURITIES PLC

Holder of securities subject to an obligation to

return under a securities lending agreement

270,000 0.15%

JPM Nominees

Australia Pty Limited

J.P. MORGAN

SECURITIES

AUSTRALIA LIMITED

Purchase and sales of shares in its capacity as

Principal/Proprietary

85,346 0.05%

Ecapital Nominees

Pty Ltd

J.P. MORGAN

SECURITIES LLC

Re-hypothecation of client securities under a

Prime Brokerage Agreement


9,765,891



5.31%

Citibank NZ


For a derivative relevant interest, also—

(a) type of derivative: Equity Swap

(b) details of derivative:

(1) Long 1155 cash-settled Equity Swap (0.000628% long held in class) maturing on 27 March 2024

(2) Long 118 cash-settled Equity Swap (0.000064% long held in class) maturing on 27 March 2024

(3) Long 260 cash-settled Equity Swap (0.000141% long held in class) maturing on 27 March 2024

(c) parties to the derivative: N/A

(d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest in

the derivative: N/A

Details of transactions and events giving rise to substantial holding

Details of the transactions or other events requiring disclosure: Refer to Appendix attached

Additional information

Address(es) of substantial product holder(s):

Name Address

JPMorgan Chase & Co.

383 Madison Avenue, New York, New York, NY, 10179,

United States

J.P. MORGAN SECURITIES LLC

383 Madison Ave., New York, New York, NY, 10179, United

States

J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England

J.P. MORGAN SECURITIES AUSTRALIA

LIMITED

Level 18, 83-85 Castlereagh Street, Sydney, NSW 2000,

Australia

JPMORGAN CHASE BANK, N.A.

1111 Polaris Parkway, Columbus, Delaware, OH, 43240,

United States

Contact details: APAC_Compliance_DOI_India@jpmorgan.com



100080615/3821102.1

3





*Nature of connection between substantial product holders:

Substantial security holders Nature of association

J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.

JPMORGAN CHASE BANK, N.A.

Subsidiary of JPMorgan Chase & Co.

J.P. MORGAN SECURITIES PLC

Subsidiary of JPMorgan Chase & Co.

J.P. MORGAN SECURITIES AUSTRALIA

LIMITED

Subsidiary of JPMorgan Chase & Co.


Name of any other person believed to have given, or believed to be required to give, a disclosure under the

Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: N/A

Certification

I, , Vasim Pathan, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is

made.

TRADES FOR RELEVANT PERIODAppendix
Transaction DateEntityProduct TypeType of TransactionQuantityPrice (NZD)Consideration (in NZD)

Balance at start of relevant period427,759

5-Dec-22J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(1,156)

1.10

1,271.60$

16-Dec-22J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquityBuy2,300

1.10

2,530.00$

16-Dec-22J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(2,300)

1.13

2,599.00$

21-Dec-22J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(250)

1.09

272.50$

4-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(695)

1.06

736.70$

5-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(784)

1.05

819.28$

6-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(705)

1.05

736.73$

9-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(613)

1.06

646.72$

10-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(630)

1.06

667.80$

11-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(386)

1.06

409.16$

12-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(278)

1.07

297.46$

13-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(325)

1.07

346.13$

16-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(486)

1.07

517.59$

17-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(583)

1.07

620.90$

18-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(560)

1.07

596.40$

19-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(620)

1.08

666.50$

20-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(672)

1.07

715.68$

20-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquityBuy500

1.08

537.50$

20-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(500)

1.08

537.50$

23-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(752)

1.08

808.40$

24-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(772)

1.08

829.90$

25-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(891)

1.09

966.74$

27-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(711)

1.07

757.22$

30-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(699)

1.07

747.93$

31-Jan-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(846)

1.05

888.30$

1-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(972)

1.06

1,030.32$

2-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(953)

1.06

1,010.18$

3-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(984)

1.06

1,043.04$

6-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(966)

1.06

1,019.13$

7-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(961)

1.06

1,013.86$

9-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(927)

1.06

982.62$

10-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(874)

1.07

930.81$

13-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(756)

1.07

805.14$

14-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(804)

1.06

852.24$

15-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(933)

1.06

984.32$

16-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(898)

1.06

947.39$

17-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(752)

1.06

793.36$

20-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(736)

1.04

765.44$

21-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquityBuy5,568

1.04

5,790.72$

21-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(2,580)

1.04

2,670.30$

22-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(2,308)

1.04

2,400.32$

22-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(945)

1.04

982.80$

23-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquityBuy13

1.05

13.65$

23-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(693)

1.04

720.72$

23-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquitySell(953)

1.04

994.01$

24-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquityBuy685

1.05

719.25$

27-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquityBuy734

1.06

774.37$

28-Feb-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquityBuy786

1.06

833.16$

1-Mar-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquityBuy844

1.10

924.18$

2-Mar-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquityBuy809

1.10

885.86$

13-Mar-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquityBuy401

1.00

401.00$

27-Mar-23J.P. MORGAN SECURITIES LLCEquityOn-Lend9,714,540

-

-$

27-Mar-23J.P. MORGAN SECURITIES AUSTRALIA LIMITEDEquity SwapAdjustment1,533

-

-$

Balance at end of relevant period10,121,263

1/1





Appendix: Prescribed information pursuant to securities lending transaction disclosed under the

substantial shareholding notice filed with ASX.

Date:

29-Mar-2023

Company’s name: NZME LTD

ISIN: NZNZME0001S0

Date of change of

relevant interests:

27-Mar-2023

Schedule

Type of agreement Global Master Securities Lending Agreement ("GMSLA")

Parties to

agreement

J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender")

Transfer date

Settlement Date:


07-Dec-2022

20-Dec-2022

20-Mar-2023



Holder of voting

rights

Borrower

Are there any

restriction on

voting rights

Yes

If yes, detail

The borrower undertakes to use its best endeavours to arrange for the voting rights to be

exercised in accordance with the instructions of the lender, provided that the lender uses its

best endeavours to notify the borrower of its instructions in writing no later than 7 business

days prior to the date upon which such votes are exercisable or as otherwise agreed between

the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA.

Scheduled return

date (if any)

None

Does the borrower

have the right to

return early?

Yes

If yes, detail

Borrower has right to return all and any equivalent securities early at any time in accordance

with the lender’s instructions.

Does the lender

have the right to

recall early?

Yes

If yes, detail

Lender has right to recall all or any equivalent securities at any time by giving notice on any

business day of not less than the standard settlement time for such equivalent securities on

the exchange or in the clearing organisation through which the relevant borrowed securities

were originally delivered. The borrower must return the securities not later than the expiry

of such notice in accordance with the lender’s instructions.

Will the securities

be returned on

settlement?

Yes

If yes, detail any

exceptions

No exceptions

Statement

If requested by the company to whom the prescribed form must be given, or if requested by

ASIC, a copy of the agreement will be given to that company or ASIC.

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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