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SPH Notice – Mitsubishi UFJ Financial Group, Inc.

Substantial Holder Notice10 August 2023MOVIndustrials

1
Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013

To NZX Limited

and

To Move Logistics Group Ltd

Date this disclosure made: 10 August, 2023

Date on which substantial holding began: 7 August, 2023

Substantial product holder(s) giving disclosure

Full name(s): Mitsubishi UFJ Financial Group, Inc.,First Sentier Investors (Australia) IM Ltd

Summary of substantial holding

Class of quoted voting products: Ordinary Shares (security code: NZMOWE0001S5)

Summary for Mitsubishi UFJ Financial Group, Inc., First Sentier Investors (Australia) IM Ltd

For this disclosure,—

(a) total number held in class: 6,784,036

(b) total in class: 127,614,019

(c) total percentage held in class: 5.316 %


Details of relevant interests

Details for Mitsubishi UFJ Financial Group, Inc.

Nature of relevant interest(s): Deemed relevant interest by reason of being a holding

company and a related company of First Sentier Investors (Australia) IM Ltd and being

deemed to have the same relevant interests as are disclosed by First Sentier Investors

(Australia) IM Ltd in this notice.

For that relevant interest,—

(a) number held in class: 6,767,862

(b) percentage held in class: 5.303%

(c) current registered holder(s): unknown

(d) registered holder(s) once transfers are registered: N/A

Nature of relevant interest(s): Deemed relevant interest arising from being a greater

than 20% shareholder in Morgan Stanley and being deemed to have the same relevant

interests as are held in the Morgan Stanley group. The relevant interests held in the

Morgan Stanley group which are included in this disclosure are set out in Annexure B to

this notice.



2

For that relevant interest,—

(a) number held in class: 16,174

(b) percentage held in class: 0.0127%

(c) current registered holder(s): As listed in Annexure B

(d) registered holder(s) once transfers are registered: N/A


Details for First Sentier Investors (Australia) IM Ltd


Nature of relevant interest(s): Relevant interest arising from having the power

to control the exercise of the right to vote attached to securities and/or to control the

exercise of the power to dispose of securities in its capacity as a responsible entity of

a managed investment scheme. The relevant agreement need not be attached under

regulation 139.



(a) number held in class: 6,767,862


(b) percentage held in class : 5.303%


(c) current registered holder(s) : Unknown


(d) registered holder(s) once transfers are registered : N/A



Nature of relevant interest(s): Deemed relevant interest arising from being a wholly-

owned subsidiary and a related company of Mitsubishi UFJ Financial Group, Inc., which is

deemed to have the same relevant interests as are held in the Morgan Stanley group by

reason of being a greater than 20% shareholder in the Morgan Stanley group. The

relevant interests held in the Morgan Stanley group which are included in this disclosure

are set out in Annexure B to this notice.

For that relevant interest,—

(a) number held in class: 16,174

(b) percentage held in class: 0.0127%

(c) current registered holder(s): As listed in Annexure B

(d) registered holder(s) once transfers are registered: N/A



Details of transactions and events giving rise to substantial holding

Details of the transactions or other events requiring disclosure:



3

For transaction details relating to subsidiaries of Mitsubishi UFJ Financial Group, Inc. see

Annexure A.

For transaction details relating to the Morgan Stanley group see Annexure C.



Additional information

Address(es) of substantial product holder(s):

Mitsubishi UFJ Financial Group, Inc. – 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330,

Japan

First Sentier Investors (Australia) IM Ltd - Level 5, Tower Three International Towers

Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia


Contact details:

Mariko Onda, Phone: +81-50-3844-4922, E-mail:mariko_onda@mufg.jp


Nature of connection between substantial product holders: First Sentier Investors

(Australia) IM Ltd is wholly-owned subsidiaries of Mitsubishi UFJ Financial Group,

Inc.



Name of any other person believed to have given, or believed to be required to give, a

disclosure under the Financial Markets Conduct Act 2013 in relation to the financial

products to which this disclosure relates: Not applicable

Certification

I, Mariko Onda, certify that, to the best of my knowledge and belief, the information

contained in this disclosure is correct and that I am duly authorised to make this disclosure

by all persons for whom it is made.




4

Annexure A

Transaction details for subsidiaries of Mitsubishi UFJ Financial Group, Inc.



Date of

Transaction

Holder of Relevant

Interest

Nature of

Transaction

Class of

Securities

Number of

Securities

Cash

Consideration

(NZD)

26-Jun-2023

First Sentier

Investors (Australia)

IM Ltd

BUY

Ordinary

Shares

400,000 324,000.00

03-Aug-2023

First Sentier

Investors (Australia)

IM Ltd

BUY

Ordinary

Shares

57,430 45,944.00

07-Aug-2023

First Sentier

Investors (Australia)

IM Ltd

BUY

Ordinary

Shares

442,570 365,120.25








5

Annexure B

Relevant interests held in the Morgan Stanley group


List of Morgan Stanley and its subsidiaries that have a relevant interest or are deemed

to have a relevant interest in the shares.



Entities

└─┬─Morgan Stanley

├─┬─Morgan Stanley Capital Management, LLC

│ └─┬─Morgan Stanley Domestic Holdings, Inc.

│ ├───Morgan Stanley & Co. LLC

│ └───Morgan Stanley Capital Services LLC

└─┬─Morgan Stanley International Holdings Inc.

├─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited

│ └───Morgan Stanley Australia Securities Limited

└─┬─Morgan Stanley International Limited

└─┬─Morgan Stanley Investments (UK)

└───Morgan Stanley & Co. International plc






Details for Morgan Stanley & Co. International plc


Nature of relevant interest(s): Shares held or in respect of which the holder may

exercise control over disposal in the ordinary course of sales and trading businesses. The

relevant agreement need not be attached under regulation 139.


For that relevant interest,-


(a) number held in class: 5,393


(b) percentage held in class : 0.004%


(c) current registered holder(s) : HSBC Nominees (New Zealand) Limited


(d) registered holder(s) once transfers are registered : Unknown




6

Details for Morgan Stanley Australia Securities Limited


Nature of relevant interest(s): Shares held or in respect of which the holder may

exercise control over disposal in the ordinary course of sales and trading businesses. The

relevant agreement need not be attached under regulation 139.


For that relevant interest,-


(a) number held in class: 10,781


(b) percentage held in class : 0.008%


(c) current registered holder(s) : Morgan Stanley Australia Securities (Nominee) Pty

Limited


(d) registered holder(s) once transfers are registered : Unknown





Table 2: For a derivative relevant interest– N/A







7

Annexure C

Transaction details for the Morgan Stanley group



Date of

Transaction

Holder of Relevant

Interest

Transac

tion

Nature

Considera

tion

Class and

number of

securities

07/26/2023

Morgan Stanley Australia

Securities Limited

Buy

2,340.03

(AUD)

3,039 Ordinary

Shares

08/01/2023

Morgan Stanley & Co.

International plc

Buy 1,785.80

2,255 Ordinary

Shares

08/01/2023

Morgan Stanley Australia

Securities Limited

Buy

1,740.32

(AUD)

2,336 Ordinary

Shares

08/01/2023

Morgan Stanley Australia

Securities Limited

Buy

4,000.44

(AUD)

5,406 Ordinary

Shares

08/01/2023

Morgan Stanley & Co.

International plc

Buy 2,494.24

3,138 Ordinary

Shares

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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