SPH Notice – Mitsubishi UFJ Financial Group, Inc.
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX Limited
and
To Move Logistics Group Ltd
Date this disclosure made: 10 August, 2023
Date on which substantial holding began: 7 August, 2023
Substantial product holder(s) giving disclosure
Full name(s): Mitsubishi UFJ Financial Group, Inc.,First Sentier Investors (Australia) IM Ltd
Summary of substantial holding
Class of quoted voting products: Ordinary Shares (security code: NZMOWE0001S5)
Summary for Mitsubishi UFJ Financial Group, Inc., First Sentier Investors (Australia) IM Ltd
For this disclosure,—
(a) total number held in class: 6,784,036
(b) total in class: 127,614,019
(c) total percentage held in class: 5.316 %
Details of relevant interests
Details for Mitsubishi UFJ Financial Group, Inc.
Nature of relevant interest(s): Deemed relevant interest by reason of being a holding
company and a related company of First Sentier Investors (Australia) IM Ltd and being
deemed to have the same relevant interests as are disclosed by First Sentier Investors
(Australia) IM Ltd in this notice.
For that relevant interest,—
(a) number held in class: 6,767,862
(b) percentage held in class: 5.303%
(c) current registered holder(s): unknown
(d) registered holder(s) once transfers are registered: N/A
Nature of relevant interest(s): Deemed relevant interest arising from being a greater
than 20% shareholder in Morgan Stanley and being deemed to have the same relevant
interests as are held in the Morgan Stanley group. The relevant interests held in the
Morgan Stanley group which are included in this disclosure are set out in Annexure B to
this notice.
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For that relevant interest,—
(a) number held in class: 16,174
(b) percentage held in class: 0.0127%
(c) current registered holder(s): As listed in Annexure B
(d) registered holder(s) once transfers are registered: N/A
Details for First Sentier Investors (Australia) IM Ltd
Nature of relevant interest(s): Relevant interest arising from having the power
to control the exercise of the right to vote attached to securities and/or to control the
exercise of the power to dispose of securities in its capacity as a responsible entity of
a managed investment scheme. The relevant agreement need not be attached under
regulation 139.
(a) number held in class: 6,767,862
(b) percentage held in class : 5.303%
(c) current registered holder(s) : Unknown
(d) registered holder(s) once transfers are registered : N/A
Nature of relevant interest(s): Deemed relevant interest arising from being a wholly-
owned subsidiary and a related company of Mitsubishi UFJ Financial Group, Inc., which is
deemed to have the same relevant interests as are held in the Morgan Stanley group by
reason of being a greater than 20% shareholder in the Morgan Stanley group. The
relevant interests held in the Morgan Stanley group which are included in this disclosure
are set out in Annexure B to this notice.
For that relevant interest,—
(a) number held in class: 16,174
(b) percentage held in class: 0.0127%
(c) current registered holder(s): As listed in Annexure B
(d) registered holder(s) once transfers are registered: N/A
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure:
3
For transaction details relating to subsidiaries of Mitsubishi UFJ Financial Group, Inc. see
Annexure A.
For transaction details relating to the Morgan Stanley group see Annexure C.
Additional information
Address(es) of substantial product holder(s):
Mitsubishi UFJ Financial Group, Inc. – 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330,
Japan
First Sentier Investors (Australia) IM Ltd - Level 5, Tower Three International Towers
Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia
Contact details:
Mariko Onda, Phone: +81-50-3844-4922, E-mail:mariko_onda@mufg.jp
Nature of connection between substantial product holders: First Sentier Investors
(Australia) IM Ltd is wholly-owned subsidiaries of Mitsubishi UFJ Financial Group,
Inc.
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Not applicable
Certification
I, Mariko Onda, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
4
Annexure A
Transaction details for subsidiaries of Mitsubishi UFJ Financial Group, Inc.
Date of
Transaction
Holder of Relevant
Interest
Nature of
Transaction
Class of
Securities
Number of
Securities
Cash
Consideration
(NZD)
26-Jun-2023
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
400,000 324,000.00
03-Aug-2023
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
57,430 45,944.00
07-Aug-2023
First Sentier
Investors (Australia)
IM Ltd
BUY
Ordinary
Shares
442,570 365,120.25
5
Annexure B
Relevant interests held in the Morgan Stanley group
List of Morgan Stanley and its subsidiaries that have a relevant interest or are deemed
to have a relevant interest in the shares.
Entities
└─┬─Morgan Stanley
├─┬─Morgan Stanley Capital Management, LLC
│ └─┬─Morgan Stanley Domestic Holdings, Inc.
│ ├───Morgan Stanley & Co. LLC
│ └───Morgan Stanley Capital Services LLC
└─┬─Morgan Stanley International Holdings Inc.
├─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited
│ └───Morgan Stanley Australia Securities Limited
└─┬─Morgan Stanley International Limited
└─┬─Morgan Stanley Investments (UK)
└───Morgan Stanley & Co. International plc
Details for Morgan Stanley & Co. International plc
Nature of relevant interest(s): Shares held or in respect of which the holder may
exercise control over disposal in the ordinary course of sales and trading businesses. The
relevant agreement need not be attached under regulation 139.
For that relevant interest,-
(a) number held in class: 5,393
(b) percentage held in class : 0.004%
(c) current registered holder(s) : HSBC Nominees (New Zealand) Limited
(d) registered holder(s) once transfers are registered : Unknown
6
Details for Morgan Stanley Australia Securities Limited
Nature of relevant interest(s): Shares held or in respect of which the holder may
exercise control over disposal in the ordinary course of sales and trading businesses. The
relevant agreement need not be attached under regulation 139.
For that relevant interest,-
(a) number held in class: 10,781
(b) percentage held in class : 0.008%
(c) current registered holder(s) : Morgan Stanley Australia Securities (Nominee) Pty
Limited
(d) registered holder(s) once transfers are registered : Unknown
Table 2: For a derivative relevant interest– N/A
7
Annexure C
Transaction details for the Morgan Stanley group
Date of
Transaction
Holder of Relevant
Interest
Transac
tion
Nature
Considera
tion
Class and
number of
securities
07/26/2023
Morgan Stanley Australia
Securities Limited
Buy
2,340.03
(AUD)
3,039 Ordinary
Shares
08/01/2023
Morgan Stanley & Co.
International plc
Buy 1,785.80
2,255 Ordinary
Shares
08/01/2023
Morgan Stanley Australia
Securities Limited
Buy
1,740.32
(AUD)
2,336 Ordinary
Shares
08/01/2023
Morgan Stanley Australia
Securities Limited
Buy
4,000.44
(AUD)
5,406 Ordinary
Shares
08/01/2023
Morgan Stanley & Co.
International plc
Buy 2,494.24
3,138 Ordinary
Shares
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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