SPH Notice – Forsyth Barr Investment Management Limited

1

Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To: NZX Limited
and
To: Oceania Healthcare Limited
Date this disclosure made: 6 September 2023
Date on which substantial holding began: 5 September 2023
Substantial product holder(s) giving
disclosure:

Forsyth Barr Investment Management
Limited (FBIM)

Summary of substantial holding
Class of quoted voting products: Oceania Healthcare Limited Ordinary Shares
Summary for FBIM
For this disclosure, —
(a) total number held in class: 36,315,035
(b) total in class: 724,101,018
(c) total percentage held in class:

5.015%
Details of relevant interests
Details for FBIM
Nature of relevant interest(s):

The relevant interest arises under various
investment management agreements to which
FBIM is a party in its capacity as a provider of
discretionary investment management
services (DIMS) and as manager of the
Octagon Investment Funds (Funds). The
relevant interest arises only from the powers
of investment contained in those agreements,
including the power to control the exercise of
the right to vote attached to the shares and to
control the disposal of the shares.
A relevant agreement document need not be
attached under regulation 139.
For that relevant interest,—
(a) number held in class: 36,315,035
(b) percentage held in class: 5.015%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are
registered:
Forsyth Barr Custodians Limited (FBCL)
(36,054,054 shares) / Trustees Executors
Limited (TEL) (260,981)
For a derivative relevant interest, also—

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(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a
party to the derivative, the nature of the
relevant interest in the derivative:

Not applicable
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure in the 5 May 2023 to 5
September 2023:
Nature of event Consideration Number of
financial
products
Current registered
holder(s)
Registered
holder(s) once
transfers are
registered
On-market sales $1,375,798 1,845,893 FBCL (36,054,054
shares) / TEL
(260,981 shares)
Unknown
On-market
purchases
$2,072,409 2,724,989 Unknown FBCL
Off-market
transfers out of
DIMS
Nil 233,045 FBCL Unknown
Off-market
transfers into DIMS
Nil 750,093 Unknown FBCL




Additional information
Address(es) of substantial product holder(s): Forsyth Barr House, The Octagon, Dunedin
Contact details: Jeremiah Craig
T: +64 9 918 9232
E: compliance@forsythbarr.co.nz
Name of any other person believed to have
given, or believed to be required to give, a
disclosure under the Financial Markets
Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
Not applicable
Certification
I, Jeremiah Craig, certify that, to the best of my knowledge and belief, the information contained
in this disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.