NZX Shareholder Metrics – September 2023

NZX Listed IssuersSep 2023Change YoYCapital Listed and RaisedYTDChange YoY
Total equity securities129-3.0% Total capital listed and raised$3,008 m $12,864 m-22.3%
Total fund securities538.2%
Total retail debt securities1481.4%New Capital Listed
Total wholesale debt securities8-11.1% Total capital listed by all issuers$1,752 m $6,395 m9.8%
Total other securities30.0%
Total listed securities3410.3% Equity listings---100.0%
Fund listings-$53 m657.1%
Retail debt listings$1,752 m $6,342 m27.9%
Total NZX Main Board equity issuers128-3.0% Wholesale debt listings---100.0%
Total NZX Main Board fund issuers538.2%
Total NZX Debt Market retail debt issuers48-4.0%Secondary Capital Raised
Total NZX Debt Market wholesale debt issuers20.0% Total capital raised by all issuers$1,256 m $6,469 m-39.7%
Total other issuers30.0%
Total unique issuers207-1.0% Total equity raised - NZ issuers$156 m $2,477 m-4.1%
Total equity raised - dual or foreign issuer$5 m$55 m-98.7%
Total funds raised - NZ issuers$328 m $1,738 m108.4%
Market CapitalisationSep 2023Change YoY% of GDPTotal funds raised - dual or foreign issuer$47 m $474 m2.7%
Total market capitalisation$214,493 m-1.9%55.4% Total retail debt raised$720 m $1,725 m-23.9%
Total wholesale debt raised - --100.0%
All equity$149,915 m-6.8%38.7%
All funds$8,685 m18.6%2.2%
All other$3 m106.4%0.0% Total number of secondary capital raising events1491,291 -24.6%
Total NZX Main Board$158,603 m-5.7%40.9% Equity issuers - capital raised < $10m40199-5.7%
Equity issuers - capital raised ≥ $10m < $100m416-11.1%
Retail debt$41,594 m12.8%10.7% Equity issuers - capital raised ≥ $100m- 4-55.6%
Green bonds$6,550 m17.8%1.7% Fund issuers - capital raised1031,049 -27.5%
Wholesale debt$7,746 m-3.2%2.0% Retail debt issuers - capital raised223-14.8%
Total NZX Debt Market$55,890 m10.8%14.4% Wholesale debt issuers - capital raised-0-100.0%
Cash MarketSep 2023Change YoYClearing House / DepositorySep 2023Change YoY
Total value traded$3,516 m23.9% Gross value of cleared trades over month$3,522 m24.0%
Auction Value Traded$810 m0.1% Assets under custody in depository$7,639 m29.2%
On-market value traded$1,774 m-8.9% Depository Uplifts8,965 5.5%
% of value on-market50.4%-26.5% Settlement Lines20,147 6.4%
Total trades817,476-0.4% OTC Trades6,643 -2.2%
Daily average value traded$167 m23.9%
Daily average trades38,927-0.4%
DerivativesSep 2023Change YoY
Total Equity TransactionsFutures - total lots traded44,32828.1%
Total trades810,940-0.6% Options - total lots traded12,053171.9%
Value traded$3,295 m25.1% Total derivatives lots traded56,38144.4%
% of value on-market51.4%-28.1% Total derivatives lots traded - YTD439,63732.9%
Average on-market trade size$2,095-9.5% Open interest128,5304.9%
Notional value traded ($USD)$366 m53.1%
Total Debt TransactionsOptions to futures ratio27.2%109.2%
Total trades6,53645.6% Negotiated Large Trade (NLT) %*56.5%66.2%
Value traded $221 m9.0%*Following SGX-NZX partnership, block trades are now represented by SGX Negotiated Large Trades
Cumulative Numbers - YTDEnergy and Environment ContractsSep 2023Change YoY
Number of trades7,011,364 -25.5% Operating / Technology contracts17-5.6%
Total value traded$26,655 m-8.0% - contracts ≥ $500k p.a.4-20.0%
% of value on-market60.2%-7.4% - contracts < $500k p.a.130.0%
NZX Limited - Monthly Shareholder Metrics
September 2023
These shareholder metrics represent the key operations of NZX's business.
Core Markets
Sep 2023

NZX Indices PerformanceSep 2023Change YoYWholesale DataSep 2023Change YoY
S&P/NZX 50 Index (Gross)11,2962.1% Terminal numbers - professional6,484-5.8%
S&P/NZX 50 Index (Capital)4,360-1.2% Terminal numbers - retail1,184-27.1%
S&P/NZX 50 Portfolio Index7,2040.3% Licences - value ≥ $20k p.a.686.3%
S&P/NZX NZ Fixed Interest Composite Index1130.2% Licences - value < $20k p.a.810.0%
S&P/NZX A-Grade Bond Index5,5432.5%
Direct Data ProductsSep 2023Change YoYDairy Data SubscriptionsSep 2023Change YoY
Proprietary security subscription products304-1.0% Dairy data subscriptions437-1.1%
- products ≥ $3,000 p.a.103-1.9% - products ≥ $1,500 p.a. 12215.1%
- products < $3,000 p.a.201-0.5% - products < $1,500 p.a. 315-6.3%
Sep 2023Change YoY
Total external funds under management$10,439 m33.6%
Scheme FUMSep 2023Change YoY
SuperLife Kiwisaver$2,003 m16.5%
Workplace Savings Master Trusts$2,924 m3.0%
Smartshares Exchange Traded Funds - External$2,385 m2.0%
Smartshares Exchange Traded Funds - Total (external and internal)$7,065 m27.4%
Other MetricsSep 2023Change YoY
Units on issue2,577 m23.0%
Value of stock lent over month$132 m-29.9%
Sep 2023Change YoY
Funds under administration$11,058 m11.0%
Smartshares
Wealth Technologies
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.
2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.
3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.
4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.
5. "Other" securities include rights, warrants and options quoted on the NZX Main Board (NZSX).
6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.
To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com or insights@nzx.com