Notification regarding unquoted securities – WBC
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
1 / 8
Announcement Summary
Entity name
WESTPAC BANKING CORPORATION
Date of this announcement
Friday October 13, 2023
The +securities the subject of this notification are:
Total number of +securities to be issued/transferred
ASX +security
codeSecurity description
Total number of
+securities to be
issued/transferredIssue date
WBCORDINARY FULLY PAID9,46930/09/2023
Refer to next page for full details of the announcement
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
2 / 8
Part 1 - Entity and announcement details
1.1 Name of entity
WESTPAC BANKING CORPORATION
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ABN
Registration number
33007457141
1.3 ASX issuer code
WBC
1.4 The announcement is
1.5 Date of this announcement
13/10/2023
New announcement
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
3 / 8
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other
+convertible securities being converted are:
securities that have already been quoted on ASX ("existing class")
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
4 / 8
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to
ASX in an Appendix 3B
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Existing +securities converting into an existing class
FROM (Existing Class)
ASX +Security code and description
WBCAB : SHARE RIGHTS
TO (Existing Class)
ASX +Security code and description
WBC : ORDINARY FULLY PAID
Please state the number of options
that were exercised or other
+convertible securities that were
converted
9,469
The first date the options were
exercised or other +convertible
securities were converted
6/7/2023
The last date the options were
exercised or other +convertible
securities were converted
28/9/2023
Is this all of the options or other +convertible securities on issue of that type?
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Date the +securities the subject of this notification were issued/transferred
30/9/2023
Any other information the entity wishes to provide about the +securities the subject of this notification
3,696 Shares - 6 July 2023
4,430 Shares - 13 July 2023
665 Shares - 21 September 2023
678 Shares - 28 September 2023
No
Yes
No
Already quoted by ASX
A transfer of existing +securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
5 / 8
Issue details
Number of +securities
9,469
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
6 / 8
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
7 / 8
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of
the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
ASX +security code and description
Total number of
+securities on issue
WBCHCQ : 3.25% INSTRUMENTS MAT 2-JAN-2026 MIN CONS $5HT NC4,000
WBCPL : CAP NOTE 3-BBSW+3.40% PERP NON-CUM RED T-09-2815,090,880
WBC : ORDINARY FULLY PAID3,509,076,960
WBCHBN : 4.125% MAT 04-JUN-2026 MIN CONS $5HT NC42,500
WBCHCA : 4.334% MAT 16-AUG-2029 MIN CONS $5HT NC17,500
WBCHCO : 3.25% INSTRUMENTS MAT 16-NOV-2023 MIN CONS $5HT NC30,000
WBCHCP : FR INSTRUMENTS MAT 16-NOV-2023 MIN CONS $5HT NC245,000
WBCPH : CAP NOTE 3-BBSW+3.20% PERP NON-CUM RED T-09-2516,903,383
WBCHCR : FR INSTRUMENTS MAT 24-APR-2024 MIN CONS $5HT NC190,000
WBCHCS : 3.000% INSTRUMENTS MAT 24-APR-2024 CONS $5HT NC35,000
WBCHDD : FRN MAT 14-FEB-2024 MIN CONS $5HT NC10,000
WBCHDE : FRN MAT 14-JUN-2024 MIN CONS $5HT NC5,000
WBCPI : CAP NOTE 3-BBSW+3.70% PERP NON-CUM RED T-07-2414,230,580
WBCHBT : 0.76% MAT 09-JUN-2026 MIN CONS $5HT NC1,000,000
WBCHBO : 5.00% MAT 23-FEB-2046 MIN CONS $5HT NC5,000
WBCPJ : CAP NOTE 3-BBSW+3.40% PERP NON-CUM RED T-03-2717,229,363
WBCHCU : FR INSTRUMENT MAT 16-AUG-2024 CONS $5HT NC170,000
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
8 / 8
WBCHCV : 2.250% INSTRUMENTS MAT 16-AUG-2024 CONS $5HT NC30,000
WBCHCL : 3.250% INSTRUMENTS MAT 4-SEP-2026 MIN CONS $5HT NC5,000
WBCHCG : 5.00% SUB INS MAT 02-MAR-2048 MIN CONS $5HT NC6,500
WBCHCJ : 3.70% INSTRUMENTS MAT 29-JUN-2028 MIN CONS $5HT NC5,000
WBCHCE : 5.00% FIXED RATE INSTRUMENTS MAT 24-JAN-2048 MIN CONS $5HT NC9,250
WBCHCW : FRN INSTRUMENT MAT 27-AUG-29CONS $5HT NC100,000
WBCHDG : 4.65% SUB ORD INS MAT 07SEP2032 MIN CONS $5HT NC45,000
WBCPK : CAP NOTE 3-BBSW+2.90% PERP NON-CUM RED T-09-2917,500,000
WBCHDF : 0.766% NOTES MAT 13-MAY-2031 MIN CONS $5HT NC100,000
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
WBCAB : SHARE RIGHTS4,860,532
WBCAC : US$ 5.0% FIXED RATE RESET PERP SUB CONV SECURITIES1,250,000,000
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.