D&O Ongoing Disclosure Notice
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 20 October 2023
Date of last disclosure:
Tuesday, 15 August 2023
Director or senior manager giving disclosure
Full name(s):Stephen John England-Hall
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief Customer Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Grant of performance share rights to
receive ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Performance Share Rights Plan
FY2024
For that relevant interest-
Number held in class before acquisition or disposal:
Not applicable (the performance
share rights do not constitute a class
of financial products)
Number held in class after acquisition or disposal:Not applicable (per above)
Current registered holder(s):N/A as no transfer
Registered holder(s) once transfers are registered:N/A as no transfer
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative: N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:
Friday, 15 September 2023
Nature of transaction:
Grant of 108,440 performance share
rights in Genesis Energy Limited
under the Genesis Energy
Performance Share Rights Plan
FY2024
Name of any other party or parties to the transaction (if known):Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Nil
Number of financial products to which the transaction related:
108,440 performance share rights,
which upon vesting at the expiry of
the performance period, entitle the
holder to receive one ordinary share
in Genesis Energy Limited for each
performance share right held
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:
By acting in concert with his spouse
Suzanne Jayne England-Hall,
Stephen John England-Hall has the
power to exercise, or to control the
exercise of, rights to vote attached
to, and to dispose of, the ordinary
shares in which Suzanne Jayne
England-Hall has a beneficial interest
(legal title held by Sharesies
Nominee Limited on behalf of
Suzanne Jayne England-Hall).
For that relevant interest,-
Number held in class:
71 (rounded)
Current registered holder(s):
Sharesies Nominee Limited (on
behalf of Suzanne Jayne England-
Hall)
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
[Paul Gillard]
Date of signature:
Friday, 20 October 2023
Name and title of authorised person:
Paul Gillard
Assistant Company Secretary
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 20 October 2023
Date of last disclosure:
Tuesday, 6 December 2022
Director or senior manager giving disclosure
Full name(s):James Spence
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief Financial Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Grant of performance share rights to
receive ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Performance Share Rights Plan
FY2024
For that relevant interest-
Number held in class before acquisition or disposal:
Not applicable (the performance
share rights do not constitute a class
of financial products)
Number held in class after acquisition or disposal:Not applicable (per above)
Current registered holder(s):N/A as no transfer(s)
Registered holder(s) once transfers are registered:N/A as no transfer(s)
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative: N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:
Friday, 15 September 2023
Nature of transaction:
Grant of 120,005 performance share
rights in Genesis Energy Limited
under the Genesis Energy
Performance Share Rights Plan
FY2024
Name of any other party or parties to the transaction (if known):Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Nil
Number of financial products to which the transaction related:
120,005 performance share rights,
which upon vesting at the expiry of
the performance period, entitle the
holder to receive one ordinary share
in Genesis Energy Limited for each
performance share right held
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:
(1) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2022
(2) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2023
For that relevant interest,-
Number held in class:
(1) 67,796 (performance share
rights)
(2) 123,355 (performance share
rights)
Current registered holder(s):(1)(2) N/A
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Friday, 20 October 2023
Name and title of authorised person:
Paul Gillard
Assistant Company Secretary
Initial Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:Friday, 20 October 2023
Date on which issuer listed or appointment made: Monday, 4 September 2023
Director or senior manager giving disclosure
Full name:Edward Hyde
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:
Chief Transformation & Technology
Officer
Summary of relevant interest (excluding specified derivatives)
Class of quoted financial product:
Ordinary Shares in Genesis Energy
Limited (GNE)
Number held in class:108440 performance share rights
Nature of relevant interest:
Grant of performance share rights to
receive ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Performance Share Rights Plan
FY2024
Current registered holder: N/A as no transfer(s)
Summary of specified derivatives relevant interest (if applicable)
Type of derivative: N/A
Class of underlying financial products:
Details of derivative
N/A
The notional value of the derivative (if any) or the notional amount of underlying
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price specified in the terms of the derivative(if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:[Paul Gillard]
Date of signature:Friday, 20 October 2023
Name and title of authorised person:
Paul Gillard
Assistant Company Secretary
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 20 October 2023
Date of last disclosure:
Wednesday, 12 April 2023
Director or senior manager giving disclosure
Full name(s):Claire Walker
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief People Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Grant of performance share rights to
receive ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Performance Share Rights Plan
FY2024
For that relevant interest-
Number held in class before acquisition or disposal:
Not applicable (the performance
share rights do not constitute a class
of financial products)
Number held in class after acquisition or disposal:Not applicable (per above)
Current registered holder(s):N/A as no transfer
Registered holder(s) once transfers are registered:N/A as no transfer
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative: N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:
Friday, 15 September 2023
Nature of transaction:
Grant of 68,319 performance share
rights in Genesis Energy Limited
under the Genesis Energy
Performance Share Rights Plan
FY2024
Name of any other party or parties to the transaction (if known):Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Nil
Number of financial products to which the transaction related:
68,319 performance share rights,
which upon vesting at the expiry of
the performance period, entitle the
holder to receive one ordinary share
in Genesis Energy Limited for each
performance share right held
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:
Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2023
For that relevant interest,-
Number held in class:
70,385 (performance share rights)
Current registered holder(s):N/A
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
[Paul Gillard]
Date of signature:
Friday, 20 October 2023
Name and title of authorised person:
Paul Gillard
Assistant Company Secretary
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Date this disclosure made:
Date of last disclosure:
Director or senior manager giving disclosure
Full name(s):
Name of listed issuer:
Name of related body corporate (if applicable):
Position held in listed issuer:
Summary of acquisition or disposal of relevant interest (excluding specified deriva
Class of affected quoted financial products:
Nature of the affected relevant interest(s):
For that relevant interest-
Number held in class before acquisition or disposal:
Number held in class after acquisition or disposal:
Current registered holder(s):
Registered holder(s) once transfers are registered:
Summary of acquisition or disposal of specified derivatives relevant interest (if app
Type of affected derivative:
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
Details of transactions requiring disclosure-
Date of transaction:
Nature of transaction:
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Number of financial products to which the transaction related:
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Nature of relevant interest:
For that relevant interest,-
Number held in class:
Current registered holder(s):
For a derivative relevant interest,-
Type of derivative:
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in
this disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Genesis Energy Limited (GNE)
Friday, 20 October 2023
Tuesday, 6 December 2022
Rebecca Larking
Genesis Energy Limited
N/A
(former) Chief Operations Officer
atives)
Ordinary Shares in Genesis Energy Limited
(GNE)
(1) Beneficial interest in shares held on trust
for the Senior Manager pursuant to the
Genesis Energy Employee Share Scheme
(2) Beneficial interest in performance share
rights pursuant to the Genesis Energy
Performance Share Rights Plan FY2022
(3) Beneficial interest in performance share
rights pursuant to the Genesis Energy
Performance Share Rights Plan FY2023
(1) 8,885
(2)(3) Not applicable (the performance share
rights do not constitute a class of financial
products)
(1) 0
(2)(3) Not applicable (per above)
(1) CRS Nominees Limited
(2)(3) N/A as no transfer(s)
(1) CRS Nominees Limited
(2)(3) N/A as no transfer(s)
plicable)
N/A
N/A
3
(1)(2)(3) Friday, 20 October 2023
(1) Lapse of beneficial interest in 8,885
shares held on trust by CRS Nominees
Limited pursuant to the Genesis Energy
Employee Share Scheme
(2) Lapse of 50,771 performance share rights
granted pursuant to the Genesis Energy
Performance Share Rights Plan FY2022
(3) Lapse of 69,280 performance share rights
granted pursuant to the Genesis Energy
Performance Share Rights Plan FY2023
(1)(2)(3) Nil
(1) 8,885 ordinary shares
(2) 50,771 performance share rights
(3) 69,280 performance share rights
No
Ordinary shares in Genesis Energy Limited
(GNE)
Registered holder and beneficial owner of
ordinary shares
12,094
Rebecca Larking
N/A
N/A
[Paul Gillard]
Friday, 20 October 2023
Paul Gillard
Assistant Company Secretary
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 20 October 2023
Date of last disclosure:
Tuesday, 6 December 2022
Director or senior manager giving disclosure
Full name(s):
Tracey Elaine Hickman
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:Chief Wholesale Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
(1) Beneficial interest in performance
share rights pursuant to the Genesis
Energy Performance Share Rights
Plan FY2021
(2) Grant of performance share
rights to receive ordinary shares
subject to the achievement of certain
performance hurdles in accordance
with the terms of the Genesis
Energy Performance Share Rights
Plan FY2024
(3) Registered holder and beneficial
owner of ordinary shares
For that relevant interest-
Number held in class before acquisition or disposal:
(1)(2) Not applicable (the
performance share rights do not
constitute a class of financial
products)
(3) 88,529
Number held in class after acquisition or disposal:
(1)(2) Not applicable (per above)
(3) 96,194
Current registered holder(s):
(1)(2) N/A as no transfer(s)
(3) Genesis Energy Limited (treasury
stock)
Registered holder(s) once transfers are registered:
(1)(2) N/A as no transfer(s)
(3) Tracey Elaine Hickman
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 3
Details of transactions requiring disclosure-
Date of transaction:
(1) Thursday, 30 June 2023
(2) Friday, 15 September 2023
(3) Wednesday, 27 September 2023
Nature of transaction:
(1) Lapse of 53,654 performance
share rights granted pursuant to the
Genesis Energy Performance Share
Rights Plan FY2021
(2) Grant of 116,150 performance
share rights in Genesis Energy
Limited under the Genesis Energy
Performance Share Rights Plan
FY2024
(3) Acquisition of 7,665 ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2021
Name of any other party or parties to the transaction (if known):
(1)(3) N/A
(2) Genesis Energy Limited as
grantor
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
(1)(2) Nil
(3) $2.50 per share (rounded)
Number of financial products to which the transaction related:
(1) 53,654 performance share rights
(2) 116,150 performance share
rights, which upon vesting at the
expiry of the performance period,
entitle the holder to receive one
ordinary share in Genesis Energy
Limited for each performance share
right held
(3) 7,665 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:
(1) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2022
(2) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2023
(3) Beneficial interest in shares held
on trust for the Senior Manager
pursuant to the Genesis Energy
employee incentive scheme 2021
(4) Beneficial interest in shares held
on trust for the Senior Manager
pursuant to the Genesis Energy
Employee Share Scheme
For that relevant interest,-
Number held in class:
(1) 54,320 (performance share
rights)
(2) 108,951 (performance share
rights)
(3) 45,512 ordinary shares
(4) 28,123 ordinary shares
Current registered holder(s):
(1)(2) N/A
(3)(4) CRS Nominees Limited
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
[Paul Gillard]
Date of signature:
Friday, 20 October 2023
Name and title of authorised person:
Paul Gillard
Assistant Company Secretary
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 20 October 2023
Date of last disclosure:
Tuesday, 21 March 2023
Director or senior manager giving disclosure
Full name(s):Malcolm Johns
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief Executive
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Grant of performance share rights to
receive ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Performance Share Rights Plan
FY2024
For that relevant interest-
Number held in class before acquisition or disposal:
Not applicable (the performance
share rights do not constitute a class
of financial products)
Number held in class after acquisition or disposal:Not applicable (per above)
Current registered holder(s):N/A as no transfer(s)
Registered holder(s) once transfers are registered:N/A as no transfer(s)
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative: N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:
Friday, 15 September 2023
Nature of transaction:
Grant of 251,018 performance share
rights in Genesis Energy Limited
under the Genesis Energy
Performance Share Rights Plan
FY2024
Name of any other party or parties to the transaction (if known):
Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Nil
Number of financial products to which the transaction related:
251,018 performance share rights,
which upon vesting at the expiry of
the performance period, entitle the
holder to receive one ordinary share
in Genesis Energy Limited for each
performance share right held
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2023
For that relevant interest,-
Number held in class:
245,601 (performance share rights)
Current registered holder(s):
N/A
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
[Paul Gillard]
Date of signature:
Friday, 20 October 2023
Name and title of authorised person:
Paul Gillard
Assistant Company Secretary
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 20 October 2023
Date of last disclosure: Tuesday, 6 December 2022
Director or senior manager giving disclosure
Full name(s):Matthew Osborne
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief Corporate Affairs Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
(1) Beneficial interest in performance
share rights pursuant to the Genesis
Energy Performance Share Rights
Plan FY2021
(2) Grant of performance share rights
to receive ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Performance Share Rights Plan
FY2024
(3) Registered holder and beneficial
owner of ordinary shares
For that relevant interest-
Number held in class before acquisition or disposal:
(1)(2) Not applicable (the
performance share rights do not
constitute a class of financial
products)
(3) 12,190
Number held in class after acquisition or disposal:
(1)(2) Not applicable (per above)
(3) 17,255
Current registered holder(s):
(1)(2) N/A as no transfer(s)
(3) Genesis Energy Limited (treasury
stock)
Registered holder(s) once transfers are registered:
(1)(2) N/A as no transfer(s)
(3) Matthew Osborne
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative: N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 3
Details of transactions requiring disclosure-
Date of transaction:
(1) Friday, 30 June 2023
(2) Friday, 15 September 2023
(3) Wednesday, 27 September 2023
Nature of transaction:
(1) Lapse of 35,452 performance
share rights granted pursuant to the
Genesis Energy Performance Share
Rights Plan FY2021
(2) Grant of 56,330 performance
share rights in Genesis Energy
Limited under the Genesis Energy
Performance Share Rights Plan
FY2024
(3) Acquisition of 5,065 ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2021
Name of any other party or parties to the transaction (if known):
(1)(3) N/A
(2) Genesis Energy Limited as
grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
(1)(2) Nil
(3) $2.50 per share (rounded)
Number of financial products to which the transaction related:
(1) 35,452 performance share rights
(2) 56,330 performance share rights,
which upon vesting at the expiry of
the performance period, entitle the
holder to receive one ordinary share
in Genesis Energy Limited for each
performance share right held
(3) 5,065 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:
(1) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2022
(2) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2023
(3) Beneficial interest in shares held
on trust for the Senior Manager
pursuant to the Genesis Energy
employee incentive scheme 2021
For that relevant interest,-
Number held in class:
(1) 35,543 (performance share
rights)
(2) 59,075 (performance share
rights)
(3) 21,442 ordinary shares
Current registered holder(s):
(1)(2) N/A
(3) CRS Nominees Limited
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
[Paul Gillard]
Date of signature:
Friday, 20 October 2023
Name and title of authorised person:
Paul Gillard
Assistant Company Secretary
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 20 October 2023
Date of last disclosure:
Tuesday, 6 December 2022
Director or senior manager giving disclosure
Full name(s):Pauline Martin
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:(former) Chief Trading Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
(1) Beneficial interest in performance
share rights pursuant to the Genesis
Energy Performance Share Rights
Plan FY2022
(2) Beneficial interest in performance
share rights pursuant to the Genesis
Energy Performance Share Rights
Plan FY2023
(3) Beneficial interest in shares held
on trust for the Senior Manager
pursuant to the Genesis Energy
employee incentive scheme 2020
For that relevant interest-
Number held in class before acquisition or disposal:
(1)(2) Not applicable (the
performance share rights do not
constitute a class of financial
products)
(3) 4,678
Number held in class after acquisition or disposal:
(1)(2) Not applicable (per above)
(3) 0
Current registered holder(s):
(1)(2) N/A as no transfer(s)
(3) CRS Nominees Limited
Registered holder(s) once transfers are registered:
(1)(2) N/A as no transfer(s)
(3) CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative: N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 3
Details of transactions requiring disclosure-
Date of transaction:
(1)(2)(3) Friday, 6 October 2023
Nature of transaction:
(1) Lapse of 42,552 performance
share rights granted pursuant to the
Genesis Energy Performance Share
Rights Plan FY2022
(2) Lapse of 48,386 performance
share rights granted pursuant to the
Genesis Energy Performance Share
Rights Plan FY2023
(3) Forfeit of beneficial interest in
4,678 shares held on trust by CRS
Nominees Limited pursuant to the
Genesis Energy employee incentive
scheme 2020
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
(1)(2)(3) Nil
Number of financial products to which the transaction related:
(1) 42,552 performance share rights
(2) 48,386 performance share rights
(3) 4,678 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:
Registered holder and beneficial
owner of ordinary shares
For that relevant interest,-
Number held in class:
4,679
Current registered holder(s):Pauline Martin
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
[Paul Gillard]
Date of signature:
Friday, 20 October 2023
Name and title of authorised person:
Paul Gillard
Assistant Company Secretary
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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