NZX Shareholder Metrics – October 2023

NZX Listed IssuersOct 2023Change YoYCapital Listed and RaisedYTDChange YoY
Total equity securities128-3.0%Total capital listed and raised$372 m$13,236 m-25.5%
Total fund securities538.2%
Total retail debt securities1480.7%New Capital Listed
Total wholesale debt securities8-11.1%Total capital listed by all issuers-$6,395 m3.5%
Total other securities4100.0%
Total listed securities3410.6%Equity listings---100.0%
Fund listings-$53 m657.1%
Retail debt listings-$6,342 m19.4%
Total NZX Main Board equity issuers127-3.1%Wholesale debt listings---100.0%
Total NZX Main Board fund issuers538.2%
Total NZX Debt Market retail debt issuers48-4.0%Secondary Capital Raised
Total NZX Debt Market wholesale debt issuers2- Total capital raised by all issuers$372 m$6,841 m-41.0%
Total other issuers4100.0%
Total unique issuers206-1.0%Total equity raised - NZ issuers$97 m$2,574 m-2.2%
Total equity raised - dual or foreign issuer$1 m$56 m-98.7%
Total funds raised - NZ issuers$143 m$1,881 m113.0%
Market CapitalisationOct 2023Change YoY% of GDPTotal funds raised - dual or foreign issuer - $474 m-4.1%
Total market capitalisation$207,043 m-6.7%53.4%Total retail debt raised$131 m$1,856 m-37.9%
Total wholesale debt raised---100.0%
All equity$142,473 m-12.6%36.8%
All funds$8,529 m15.3%2.2%
All other$3 m321.4%0.0%Total number of secondary capital raising events130 1,421 -23.6%
Total NZX Main Board$151,005 m-11.3%39.0%Equity issuers - capital raised < $10m23 222 -4.7%
Equity issuers - capital raised ≥ $10m < $100m3 19 -
Retail debt$41,369 m9.6%10.7%Equity issuers - capital raised ≥ $100m- 4 -55.6%
Green bonds$6,925 m19.2%1.8%Fund issuers - capital raised100 1,149 -26.8%
Wholesale debt$7,744 m-3.9%2.0%Retail debt issuers - capital raised4 27 -6.9%
Total NZX Debt Market$56,038 m8.6%14.5%Wholesale debt issuers - capital raised- - -100.0%
Cash MarketOct 2023Change YoYClearing House / DepositoryOct 2023Change YoY
Total value traded$2,112 m-7.3%Gross value of cleared trades over month$2,117 m-6.9%
Auction Value Traded$512 m2.8%Assets under custody in depository$7,416 m22.4%
On-market value traded$1,387 m-0.8%Depository Uplifts8,909 7.4%
% of value on-market65.7%7.1%Settlement Lines19,934 7.3%
Total trades719,095-0.5%OTC Trades6,486 5.0%
Daily average value traded$101 m-11.8%
Daily average trades34,243-5.2%
DerivativesOct 2023Change YoY
Total Equity TransactionsFutures - total lots traded31,956-22.8%
Total trades713,149-0.6%Options - total lots traded4,1351045.4%
Value traded$1,890 m-8.0%Total derivatives lots traded36,091-13.6%
% of value on-market69.7%6.2%Total derivatives lots traded - YTD475,72827.7%
Average on-market trade size$1,853-1.7%Open interest115,7703.6%
Notional value traded ($USD)$243 m-20.8%
Total Debt TransactionsOptions to futures ratio12.9%1337.7%
Total trades5,94624.1%Negotiated Large Trade (NLT) %*43.1%95.8%
Value traded $222 m-1.4%*Following SGX-NZX partnership, block trades are now represented by SGX Negotiated Large Trades
Cumulative Numbers - YTDEnergy and Environment ContractsOct 2023Change YoY
Number of trades7,730,459 -23.7%Operating / Technology contracts18-
Total value traded$28,767 m-7.9%- contracts ≥ $500k p.a.4-20.0%
% of value on-market60.6%-6.4%- contracts < $500k p.a.147.7%
NZX Limited - Monthly Shareholder Metrics
October 2023
These shareholder metrics represent the key operations of NZX's business.
Core Markets
Oct 2023

NZX Indices PerformanceOct 2023Change YoYWholesale DataOct 2023Change YoY
S&P/NZX 50 Index (Gross)10,758-5.1%Terminal numbers - professional6,496-5.0%
S&P/NZX 50 Index (Capital)4,151-8.2%Terminal numbers - retail1,100-16.5%
S&P/NZX 50 Portfolio Index6,826-6.8%Licences - value ≥ $20k p.a.664.8%
S&P/NZX NZ Fixed Interest Composite Index113-0.3%Licences - value < $20k p.a.82-1.2%
S&P/NZX A-Grade Bond Index5,5472.8%
Direct Data ProductsOct 2023Change YoYDairy Data SubscriptionsOct 2023Change YoY
Proprietary security subscription products303-1.3%Dairy data subscriptions436-1.1%
- products ≥ $3,000 p.a.102-2.9% - products ≥ $1,500 p.a. 12418.1%
- products < $3,000 p.a.201-0.5% - products < $1,500 p.a. 312-7.1%
Oct 2023Change YoY
Total external funds under management$10,217 m25.9%
Scheme FUMOct 2023Change YoY
SuperLife Kiwisaver$1,967 m11.0%
Workplace Savings Master Trusts$2,858 m-1.2%
Smartshares Exchange Traded Funds - External$2,309 m-4.4%
Smartshares Exchange Traded Funds - Total (external and internal)$6,936 m22.0%
Other MetricsOct 2023Change YoY
Units on issue2,587 m22.9%
Value of stock lent over month$124 m-23.0%
Oct 2023Change YoY
Funds under administration$11,121 m10.6%
Smartshares
Wealth Technologies
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.
2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.
3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.
4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.
5. "Other" securities include rights, warrants and options quoted on the NZX Main Board (NZSX).
6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.
To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com or insights@nzx.com