Becoming a substantial holder
To
Company Name/Scheme
ACN/ARSN
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
The holder became a substantial holder on
03-11-2023
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial
holder became a substantial holder are as follows:
2,065,145
Form 603
Nature of relevant interest (7)
40,463,413
Number of securities
Class and number of securities
First Sentier Investors Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure A
630 725 558
Class of securities (4)
Holder of relevant interest
Voting power (6)
Corporations Act 2001
*Note these securities are comprised of 2,065,145 shares in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 38,398,268 securities in which First
Sentier Investors Holdings Pty Limited's ultimate parent, Mitsubishi UFJ Financial Group, Inc. on and from 3 November 2023, has informed it that it has voting power prior to the date of this
notice.
Fully Paid ordinary shares
First Sentier Investors Realindex Pty Ltd
ACN 133 312 017
40,463,413
Section 671B
Fully Paid ordinary shares
Downer EDI Ltd
Notice of initial substantial holder
6.03%
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a relevant interest arising from having
the power to control the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of securities in its
capacity as investment manager, as provided for under its investment
mandates. In addition, if any OTC derivatives, warrants or other securities
(other than ordinary shares or ordinary units (as applicable)) are referred to
below in this row, the relevant interest in respect of those securities arises
under subsection 608(8) being an accelerated relevant interest held in the
same capacity.
Person's votes (5)
003 872 848
2,065,145
38,398,268
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
193,649
Fully Paid ordinary
shares
1,783,439
Fully Paid ordinary
shares
88,057
Fully Paid ordinary
shares
38,398,268
Fully Paid ordinary
shares
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder is as follows:
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
First Sentier Investors Realindex Pty Ltd ACN 133 312 017
Name and ACN/ARSN (if applicable)
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a relevant interest arising from having
the power to control the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of securities in its
capacity as investment manager, as provided for under its investment
mandates. In addition, if any OTC derivatives, warrants or other securities
(other than ordinary shares or ordinary units (as applicable)) are referred to
below in this row, the relevant interest in respect of those securities arises
under subsection 608(8) being an accelerated relevant interest held in the
same capacity.
First Sentier Investors (Australia) IM Ltd
Cash
Date of acquisition
A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors
Holdings Pty Limited
First Sentier Investors (Australia) IM Ltd
ACN 114 194 311
ACN 133 312 017
Citicorp Nominees Pty Limited
(Australia)
Holder of relevant
interest
Mitsubishi UFJ Financial Group
Registered holder of
securities
Fully Paid ordinary shares
Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section
12 of the Corporations Act
Nature of association
First Sentier Investors Realindex Pty Ltd ACN 133 312 017
Mitsubishi UFJ Financial Group
A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors
Holdings Pty Limited
See annexure B to this notice
Holder of relevant
interest
Fully Paid ordinary shares
Citibank N A Hong KongFirst Sentier Investors Realindex Pty Ltd ACN 133 312 017
State Street Global Advisors
(Australia) Limited
Person entitled to be
registered as holder (8)
Mitsubishi UFJ Financial Group
ACN 114 194 311
Mitsubishi UFJ Financial Group Inc. (MUFG) owns 100% of First Sentier
Investors Holdings Pty Limited (indirectly) and has informed First Sentier
Investors Holdings Pty Limited that it has a relevant interest in the shares
noted in this column. Accordingly, First Sentier Investors Holdings Pty
Limited has a relevant interest or voting power in those shares pursuant to
section 608(3) or section 12(2)(a) of the Corporations Act (as relevant).
MUFG has not provided any further details of that relevant interest -
accordingly no transaction information is recorded in Appendix B or holder
information is recorded in Section 4. Reference is made to any subsequent
filing of MUFG which will reflect this interest.
Class and number of securities
First Sentier Investors Realindex Pty Ltd
Mitsubishi UFJ Financial Group
Class and number of securities
Consideration (9)
Non-cash
7. Addresses
The addresses of persons named in this form are as follows:
Signature
print namecapacity
sign here
date07-11-2023
Mitsubishi UFJ Financial Group
First Sentier Investors Realindex Pty Ltd ACN 133 312 017
Rachel Lim
Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW
2000, Australia
Address
First Sentier Investors (Australia) IM Ltd ACN 114 194 311
Company Secretary
Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW
2000, Australia
2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
Name
Annexure A
This is Annexure A referred to in Form 603, Notice of initial substantial holder dated 03-11-2023
Dated the 07-11-2023
SCHEDULE
Rachel Lim
Mitsubishi UFJ Financial Group, Inc (Registration No. 0100-01-073486)
Company Secretary
First Sentier Investors Asia Holdings Limited (ACN 054 571 701)
First Sentier Investors (Hong Kong) Limited (CR No. 0206616)
First Sentier Investors (Luxembourg) EDIF I Feeders MC S.A.R.L (Company No. B134314)
First Sentier Investors (UK) IM Limited (Company No. SC047708)
First Sentier Investors UK Holdings Limited (Company No. 03904310)
First Sentier Investors (Japan) Limited (Company No. 0104-01-093090)
First Sentier Investors (Luxembourg) EDIF I MC S.A.R.L (Company No. B128117)
First Sentier Investors International IM Limited (Company No. SC079063)
FSIB LTD (Registration No. 26193)
First Sentier Investors (Luxembourg) Infrastructure (B) GP
S.A.R.L (Company No. B262476)
First Sentier Investors (Singapore) Holdings Limited (Registration No. 199901706Z)
First Sentier Investors (Hong Kong) Nominees Limited (CR NO. 0206615)
First Sentier Infrastructure Managers (International) Limited (Company No. 298444)
First Sentier Investors (Ireland) Limited (Company No. 629188)
First Sentier Investors Realindex Pty Ltd (ACN 133 312 017)
First Sentier Investors (UK) Services Limited (Company No. 03904320)
First Sentier Investors (UK) Funds Limited (Company No. 02294743)
First Sentier Investors (Singapore) (Company No. 196900420D)
Mitsubishi UFJ Trust and Banking Corporation (Registration No. 0100-01-008770)
AlbaCore Capital Group Limited (Company No. 727871)
First Sentier Investors
(Luxembourg) EDIF III GP S.A.R.L (Company No. B238701)
SI Holdings Limited (Company No. SC109439)
First Sentier Investors (Malta) Limited (Company Code C41267)
First Sentier Investors (Australia) Infrastructure Holdings Ltd (ACN 085 313 926)
First Sentier Investors Strategic Investments Pty Limited (ACN 625 765 399)
CFSIM Limited (Company No. 00153197)
First Sentier Investors (Australia) Services Pty Limited (ACN 624 305 595)
First Sentier Investors EU Holdings Limited (Company No. 727873)
First Sentier Investors (Hong Kong) AMC Limited (CR NO. 0580652)
First Sentier Investors (Malta) Holdings Limited (Company Code C41260)
First Sentier Investors (Australia) Infrastructure Managers Pty Ltd (ACN 101 384 294)
First Sentier Investors (Australia) RE Ltd (ACN 006 464 428)
First Sentier Investors (Australia) IM Ltd (ACN 114 194 311)
First Sentier Investors (Luxembourg) EDIF II GP S.Á.R.L (Company No. B204413)
Annexure B
This is Annexure B referred to in Form 603, Notice of initial substantial holder dated 03-11-2023
Dated the 07-11-2023
8,395
Fully Paid ordinary
shares
8,668
Fully Paid ordinary
shares
2,957
Fully Paid ordinary
shares
6,583
Fully Paid ordinary
shares
14,574
Fully Paid ordinary
shares
1,642
Fully Paid ordinary
shares
10,377
Fully Paid ordinary
shares
11,244
Fully Paid ordinary
shares
45,037.22
01-11-2023
Consideration non-cash
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
47,353.58
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
13,668.18
16-08-2023
39,082.08
21-09-2023
64,569.52
26-09-2023
Rachel Lim
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
Company Secretary
7,274.82
15-09-2023
26-09-2023
12-07-2023
29,064.25
39,612.37
12-10-2023
Consideration CashClass and number of securities affected
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
Holder of relevant Interest
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
Date of Acquisition
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.