SPH Notice – ASB Bank Limited (ASB)
100080615/3821103.1
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX LIMITED
and
To TRADE WINDOW HOLDINGS LIMITED
Relevant event being disclosed: movement of 1 % or more in substantial holding
Date of relevant event: 30-Nov-2023
Date this disclosure made: 04-Dec-2023
Date last disclosure made: 22-Nov-2021
Substantial product holder(s) giving disclosure
Full name(s): ASB Bank Limited (Company Number 398445) (ASB)
Summary of substantial holding
Class of quoted voting products: Ordinary shares in Trade Window Holdings Limited (NZX Ticker Code: TWL)
Summary for ASB
For this disclosure,—
(a) total number held in class:24,441,939
(b) total in class:115,852,336
(c)total percentage held in class:21.097%
For last disclosure,—
(a) total number held in class:19,243,410
(b) total in class:86,031,600
(c)total percentage held in class:22.368%
Details of transactions and events giving rise to relevant event
Decrease in voting power arising from issuance of shares on 30 November 2023 and transactions as set out in Appendix A
100080615/3821103.1
Details after relevant event
Details for ASB
Nature of relevant interest(s):
Relevant interest as registered holder and beneficial owner of financial products.
Number held in class: 24,441,939
Percentage held in class (%): 21.097%
Custodian Name Custodian Total Holding Custodian Total Holding(%)
ASB Bank Limited
24,441,939 21.097%
Grand Total 24,441,939 21.097%
Additional information
Address(es) of substantial product holder(s):
ASB Bank Limited Company Number 398445, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010, New Zealand
Contact details: Renato Stupar, +61 (0) 475 945 221, AUSR_SM02041@cba.com.au
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products
to which this disclosure relates: Trade Window Holdings Limited
Certification
I, Stephen Bendall, General Counsel, ASB, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to
make this disclosure by all persons for whom it is made.
100080615/3821103.1
Appendix A
Details of the transactions or other events requiring disclosure:
Date of Transaction Holder of Relevant
Interest
Registered Company Before
Event
Registered Company After
Event
Nature of Change Class
Number of
Securities
Cash
Consideration
Currency
Wednesday, 20 July 2022 ASB Bank Limited 398445 Unknown ASB Bank Limited Purchase Ordinary shares 2,571,429 1,800,000.30 NZD
Thursday, 2 March 2023 ASB Bank Limited 398445 Unknown ASB Bank Limited Purchase Ordinary shares 2,627,100 1,182,195.00 NZD
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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