SPH Notice – Harbour Asset Management and Jarden
041898866/4160982.2
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX Limited
and
To Pacific Edge Limited (PEB)
Relevant event being disclosed:
Disclosure of movement of 1% or more in substantial
holding
Date of relevant event: 4 December 2023
Date this disclosure made: 5 December 2023
Date last disclosure made: 14 June 2023
Substantial product holder(s) giving disclosure
Full name(s): Harbour Asset Management Limited and
Jarden Securities Limited
Summary of substantial holding:
Harbour Asset Management Limited:
Class of quoted voting products: Ordinary Shares (Shares)
Summary for: Harbour Asset Management Limited only
For this
disclosure -
(a) total number held in class: 113,837,923
(b) total in class: 810,717,112
(c) total percentage held in class: 14.042%
For last
disclosure -
(a) total number held in class: 117,643,231
(b) total in class: 810,365,218
(c) total percentage held in class: 14.517%
041898866/4160982.2
Summary of substantial holding:
Related Body Corporate - Jarden Securities Limited:
Class of quoted voting products: Ordinary shares (Shares)
Summary for:
Jarden Securities Limited only (includes DIMS
Service)
For this
disclosure -
(a) total number held in class: 10,458,837
(b) total in class: 810,717,112
(c) total percentage held in class: 1.290%
For last
disclosure -
(a) total in class: 16,546,778
(b) total in class: 810,365,218
(c) total percentage held in class: 2.042%
Summary of substantial holdings:
Including All Related Bodies Corporate:
Class of quoted voting products: Ordinary shares (Shares)
Summary for:
Harbour Asset Management Limited and
Jarden Securities Limited
For this
disclosure -
(a) total in class: 124,296,760
(b) total in class: 810,717,112
(c) total percentage held in class: 15.332%
For last
disclosure -
(a) total in class: 134,190,009
(b) total in class: 810,365,218
(c) total percentage held in class: 16.559%
041898866/4160982.2
Details of transactions and events giving rise to relevant event:
The transactions/events giving rise to this disclosure obligation are on-market buy and sell trades, net transfers into DIMS service, net in-specie
inward transfers related to basket creations/redemptions and borrowings of Shares by the related bodies corporate since the previous relevant event
on 13 June 2023, as summarised in the table below:
Details for: Harbour Asset Management Limited Jarden Securities Limited Jarden Securities Limited (DIMS)
Nature of relevant
interest(s):
As fund manager, the power to
exercise (or control the exercise of) a
right to vote attached to, and power
to acquire or dispose of (or control
the acquisition or disposal of), the
Shares, under investment powers
contained in investment management
agreements with clients (the
beneficial owners of the product) or
managed fund trust deeds.
As beneficial owner, through
normal on-market trading
activity, with the power to
exercise (or control the
exercise of) a right to vote
attached to, and power to
acquire or dispose of (or
control the acquisition or
disposal of), or to borrow
the Shares.
Jarden Securities Limited has, as provider
of discretionary investment management
services (DIMS) under various investment
management agreements with clients (the
beneficial owners of the product), the
power to exercise (or control the exercise
of) a right to vote attached to, and power
to acquire or dispose of (or control the
acquisition or disposal of), the Shares.
On-market purchases –
Number of Shares
6,593,012 7,967,591 179,684
On-market purchases –
Gross Consideration
$1,341,072 $1,077,864 $24,221
On-market sales –
Number of Shares
10,398,320 8,520,544 6,368,771
On-market sales –
Gross Consideration
$1,120,898 $1,174,068 $711,606
Net transfers into DIMS
Service
N/A N/A 48,146
Net in-specie transfers
in, re basket
creations/redemptions
N/A 552,953 N/A
Borrowed stock
N/A 53,000 N/A
041898866/4160982.2
Details after relevant event:
Details for:
Harbour Asset Management Limited
Jarden Securities Limited Jarden Securities Limited (DIMS)
Nature of relevant
interest(s):
As fund manager, the power to
exercise (or control the exercise of) a
right to vote attached to, and power
to acquire or dispose of (or control
the acquisition or disposal of), the
Shares, under investment powers
contained investment management
agreements with clients (the
beneficial owners of the product) or
managed fund trust deeds.
As beneficial owner,
through normal on-market
trading activity, with the
power to exercise (or
control the exercise of) a
right to vote attached to,
and power to acquire or
dispose of (or control the
acquisition or disposal of),
or to borrow the Shares.
Jarden Securities Limited has, as provider
of discretionary investment management
services (DIMS) under various investment
management agreements with clients (the
beneficial owners of the product), the
power to exercise (or control the exercise
of) a right to vote attached to, and power
to acquire or dispose of (or control the
acquisition or disposal of), the Shares.
For that relevant event:
Number held in class after
the relevant event:
113,837,923 53,000 (borrowed) 10,405,837
Percentage held in class: 14.042% 0.007% 1.283%
Current registered holder
of financial products:
Various nominees or custodians for
and on behalf of Harbour Asset
Management Limited
Jarden Securities Limited
and Smartshares Limited
FNZ Custodians Limited (as sub-
custodian of Jarden Custodial Services
Limited)
Registered holder of
financial products once
transfer is registered:
Various nominees or custodians for
and on behalf of Harbour Asset
Management Limited and unknown
Jarden Securities Limited,
Smartshares Limited and
unknown
FNZ Custodians Limited (as sub-
custodian of Jarden Custodial Services
Limited)
041898866/4160982.2
Additional information:
Address(es) of substantial
product holder(s):
Level 21, 171 Featherston Street, Wellington
Contact details: Shane Willett
+ 64 4 496 5334
shane.willett@jarden.co.nz
Nature of connection between
substantial product holders:
Harbour Asset Management Limited and Jarden
Securities Limited are related bodies corporate.
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: none.
Certification:
I, Shane Willett, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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