ASX Appendix 2A
Appendix 2A - Application for quotation of securities
Appendix 2A - Application for quotation of securities
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Announcement Summary
Entity name
SUMMERSET GROUP HOLDINGS LIMITED
Announcement Type
New announcement
Date of this announcement
Wednesday March 06, 2024
The +securities to be quoted are:
Total number of +securities to be quoted
ASX +security
codeSecurity description
Number of +securities to
be quotedIssue date
SNZORDINARY FULLY PAID FOREIGN EXEMPT
NZX
74,27505/03/2024
Refer to next page for full details of the announcement
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being
converted
Appendix 2A - Application for quotation of securities
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Part 1 - Entity and announcement details
1.1 Name of entity
SUMMERSET GROUP HOLDINGS LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration number
164228399
1.3 ASX issuer code
SNZ
1.4 The announcement is
1.5 Date of this announcement
6/3/2024
New announcement
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
2.2 The +class of +securities to be quoted is:
Additional +securities in a class that is already quoted on ASX ("existing class")
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being
converted
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
SNZAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
TO (Existing Class)
ASX +security code and description
SNZ : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
128,219
The first date the options were
exercised or other +convertible
securities were converted
5/3/2024
The last date the options were
exercised or other +convertible
securities were converted
5/3/2024
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying +securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Provide details of the KMP or +associates who are exercising options or converting convertible securities
Name of KMPName of registered holder
Number of options being exercised
or other +convertible securities
being converted
Scott ScoullarScott Scoullar
7,877
Will WrightWill Wright
6,185
Issue date
5/3/2024
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
Yes
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
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Issue details
Number of +securities to be quoted
74,275
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 10.36000000
Any other information the entity wishes to provide about the +securities to be quoted
Issue of 74,275 Ordinary Shares by net settlement upon exercise of 128,219 options in accordance with the terms of
Summerset¿s LTI Share Option Plan. The final exercise price was as follows:
¿ 46,714 options with an exercise price of $7.132 per option;
¿ 19,446 options with an exercise price of $10.454 per option;
¿ 5,653 options with an exercise price of $10.360 per option;
¿ 56,406 options with an exercise price of $0.000 per option.
Yes
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Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
SNZ : ORDINARY FULLY PAID FOREIGN EXEMPT NZX234,355,657
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
SNZAA : BONDS VARIOUS CLASSES375,000,000
SNZAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES1,348,780
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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