SPH Notice - Regal Funds Management Pty Ltd

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Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the
form.
To NZX

And

To Gentrack Group Ltd
Relevant event being disclosed: Change of Substantial Shareholding by 1% or more
Date of relevant event: 12 June 2024
Date this disclosure made: 14 June 2024
Date last disclosure made: 20 May 2024
Substantial product holder(s) giving disclosure
Full name(s): Regal Funds Management Pty Ltd
Summary of substantial holding
Class of quoted voting products: Ordinary Shares, ISIN: NZGTKE0002S9
Summary for Regal Funds Management Pty Ltd
For this disclosure,—
(a) total number held in class: 7,015,335
(b) total in class: 103,489,369
(c) total percentage held in class: 6.779%
For last disclosure,—
(a) total number held in class: 8,304,155
(b) total in class: 103,489,369
(c) total percentage held in class: 8.024%
Details of transactions and events giving rise to relevant event
In the period from the last disclosure, as part of normal on-market trading activity Regal Funds
Management Pty Limited total buy = 841,594 shares ($ 7,544,277.76 AUD) and total sell =
2,130,414 ($ 19,245,918.32 AUD)

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Details of relevant interests
Details for Regal Funds Management Pty Ltd
Nature of relevant interest(s): Relevant interest by virtue of Regal Funds Management Pty
Limited having the power to acquire or dispose of financial products in its capacity as
trustee and manager of the Regal Atlantic Absolute Return Fund, Regal Tasman Market
Neutral Fund, Regal Australian Long Short Equity Fund, Regal Australian Active Extension
Trust, Regal Australian Long Short Geared Equity Fund, Regal Australian Small Companies
Fund, Regal Australian Small Companies Trust ,Regal Partners Private Fund, Regal
Emerging Companies Opportunities Fund, Regal Tactical Opportunities Fund, Regal
Emerging Companies Fund III & investment manager for Regal Investment Fund &
investment adviser of the Zambezi Absolute Return Fund, Amazon Market Neutral Fund,
Regal Absolute Return Fund.
For that relevant interest,—
(a) number held in class: 5,164,425
(b) percentage held in class: 4.990%
(c) current registered holder(s):
Atlantic Absolute Return Fund (0.098%), (Custodian – J.P. Morgan Prime Nominees Ltd)
Atlantic Absolute Return Fund (0.106%), (Custodian – Merrill Lynch (Aus) Nominees Pty Ltd)
Atlantic Absolute Return Fund (0.198%), (Custodian – UBS Nominees Pty Ltd)
Atlantic Absolute Return Fund (0.136%), (Custodian – HSBC Custody Nominees (Australia)
Limited)
Regal Tasman Market Neutral Fund (0.077%), (Custodian – J.P. Morgan Prime Nominees Ltd)
Regal Tasman Market Neutral Fund (0.005%), (Custodian – HSBC Custody Nominees (Australia)
Regal Australian Long Short Equity Fund (0.088%), (Custodian – J.P. Morgan Prime Nominees
Ltd)
Regal Australian Active Extension Trust (0.322%), (Custodian – J.P. Morgan Prime Nominees
Ltd)
Regal Australian Long Short Geared Equity Fund (0.013%), (Custodian – UBS Nominees Pty
Ltd)
Regal Australian Long Short Geared Equity Fund (0.071%), (Custodian – J.P. Morgan Prime
Nominees Ltd)
Regal Australian Long Short Geared Equity Fund (0.008%), (Custodian – HSBC Custody
Nominees (Australia) Limited)
Regal Australian Small Companies Fund (0.574%), (Custodian – UBS Nominees Pty Ltd)
Regal Australian Small Companies Fund (0.405%), (Custodian – J.P. Morgan Prime Nominees
Ltd)
Regal Australian Small Companies Trust (0.676%), (Custodian – UBS Nominees Pty Ltd)
Regal Australian Small Companies Trust (0.338%), (J.P. Morgan Prime Nominees Ltd)
Regal Investment Fund (0.133%), (Custodian – UBS Nominees Pty Ltd)
Regal Investment Fund (0.286%), (Custodian – J.P. Morgan Prime Nominees Ltd)
Regal Investment Fund (0.00005%), (Custodian – Custodian – HSBC Custody Nominees
(Australia) Limited A/C 2)
Regal Investment Fund (0.009%), (Custodian – HSBC Custody Nominees (Australia) Limited)
Regal Partners Private Fund (0.018%), (Custodian – J.P. Morgan Prime Nominees Ltd)
Regal Partners Private Fund (0.037%), (Custodian – UBS Nominees Pty Ltd)
Regal Partners Private Fund (0.011%), (Custodian– HSBC Custody Nominees (Australia)
Limited A/C 2)
Regal Emerging Companies Opportunities Fund (0.447%), (Custodian – Merrill Lynch (Aus)
Nominees Pty Ltd)
Regal Emerging Companies Opportunities Fund (0.238%), (Custodian – J.P. Morgan Prime
Nominees Ltd)

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Regal Emerging Companies Opportunities Fund (0.300%), (Custodian – UBS Nominees Pty
Ltd)
Regal Emerging Companies Fund III (0.093%), (Custodian – Merrill Lynch (Aus) Nominees Pty
Ltd)
Regal Tactical Opportunities Fund (0.080%), (Custodian – UBS Nominees Pty Ltd)
Regal Tactical Opportunities Fund (0.097%), (Custodian – Merrill Lynch (Aus) Nominees Pty
Ltd)
Regal Tactical Opportunities Fund (0.048%), (Custodian – HSBC Custody Nominees (Australia)
Limited)
Regal Tactical Opportunities Fund (0.078%), (Custodian – J.P. Morgan Prime Nominees Ltd)

Details of relevant interests
Details for Regal Funds Management Pty Limited
Nature of relevant interest(s): derivative relevant interest over quoted underlying.
For that relevant interest,—
(a) number held in class: 1,850,910
(b) percentage held in class: 1.789%
(c) current registered holder(s):
Zambezi Absolute Return Fund (0.370%), (Custodian – UBS Nominees Pty Ltd)
Zambezi Absolute Return Fund (0.293%), (Custodian – Merrill Lynch (Aus) Nominees Pty Ltd)
Zambezi Absolute Return Fund (0.232%), (Custodian – Macquarie Bank Limited)
Zambezi Absolute Return Fund (0.303%), (Custodian – HSBC Custody Nominees (Australia)
Limited)
Zambezi Absolute Return Fund (0.128%), (Custodian – J.P. Morgan Prime Nominees Ltd)
Regal Absolute Return Master Fund (0.091%), (Custodian – UBS Nominees Pty Ltd)
Regal Absolute Return Master Fund (0.030%), (Custodian – Merrill Lynch (Aus) Nominees Pty
Ltd)
Regal Absolute Return Master Fund (0.074 %), (Custodian – Macquarie Bank Limited)
Regal Absolute Return Master Fund (0.014%), (Custodian – HSBC Custody Nominees
(Australia) Limited)
Regal Absolute Return Master Fund (0.005%), (Custodian – J.P. Morgan Prime Nominees Ltd)
Amazon Market Neutral Fund (0.122%), (Custodian – UBS Nominees Pty Ltd)
Amazon Market Neutral Fund (0.127%), (Custodian – J.P. Morgan Prime Nominees Ltd)



(d) registered holder(s) once transfers are registered: Unknown
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure: (refer attached)

Additional information
Address(es) of substantial product holder(s): Regal Funds Management Pty Ltd
Level 47, 1 Macquarie Place, NSW, 2000, Sydney, Australia
Contact details: Regal Funds Management Pty Ltd
Ph: +61 2 8197 4333

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Email: reception@regalfm.com

Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: N/A



Certification
I, Kenny Ho certify that, to the best of my knowledge and belief, the information contained
in this disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.

____________________ Date: 14/06/2024
Kenny Ho
Secretary
Regal Funds Management












Attachment
GTK – Disclosure of movement of 1% or more in substantial Shareholding by Regal
Funds Management Pty Limited dated 12/06/2024

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Details of Derivative
Parties to the Derivative
UBS Nominees Pty Ltd,
Zambezi Absolute
Return Fund
UBS Nominees Pty
Ltd, Regal Absolute
Return Master Fund
UBS Nominees Pty
Ltd, Amazon Market
Neutral Fund
Notional number of
underlying financial products
382,999 94,013 125,813
Cash or physical settled Cash settled swap Cash settled swap Cash settled swap
Maturity Date 23 September 2024 31 October 2025 23 September 2024
Expiry Date n/a n/a n/a
Entry price AUD 7.23 – AUD 9.01
AUD 6.029 – AUD
9.01
AUD 4.80 – AUD 9
How value of derivative
determined by value of the
underlying

Mark to market

Mark to market

Mark to market


Parties to the Derivative
J.P. Morgan Prime
Nominees Ltd,
Zambezi Absolute
Return Fund
J.P. Morgan Prime
Nominees Ltd,
Amazon Market
Neutral Fund
J.P. Morgan Prime
Nominees Ltd, Regal
Absolute Return
Master Fund
Notional number of
underlying financial products
132,401 131,754 5,500
Cash or physical settled Cash settled swap Cash settled swap Cash settled swap
Maturity Date 3 November 2025 2 January 2026 2 January 2026
Expiry Date n/a n/a n/a
Entry price AUD 7.34 AUD 5.98 AUD 7.63
How value of derivative
determined by value of the
underlying

Mark to market

Mark to market

Mark to market

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Parties to the Derivative
Macquarie Bank
Limited, Zambezi
Absolute Return Fund
Macquarie Bank
Limited, Regal
Absolute Return
Master Fund
Merrill Lynch (Aus)
Nominees Pty Ltd,
Zambezi Absolute
Return Fund
Notional number of
underlying financial products
240,322 76,393 302,799
Cash or physical settled Cash settled swap Cash settled swap Cash settled swap
Maturity Date 30 July 2024 30 July 2024 20 May 2026
Expiry Date n/a n/a n/a
Entry price AUD 7.93 AUD 9.17
AUD 4.71 - AUD
8.66
How value of derivative
determined by value of the
underlying

Mark to market

Mark to market

Mark to market



Parties to the Derivative
Merrill Lynch (Aus)
Nominees Pty Ltd,
Regal Absolute
Return Master Fund
Goldman Sachs
International,
London, Regal
Absolute Return
Master Fund
Goldman Sachs
International,
London, Zambezi
Absolute Return Fund
Notional number of
underlying financial
products
31,214 14,040 313,662
Cash or physical settled Cash settled swap Cash settled swap Cash settled swap
Maturity Date 20 May 2026 11 April 2029 2 March 2029
Expiry Date n/a n/a n/a
Entry price AUD 4.71 - AUD 8.66 AUD 7.63 AUD 5.71
How value of derivative
determined by value of the
underlying

Mark to market

Mark to market

Mark to market