SPH Notice - Forsyth Barr Investment Management Limited

1

Disclosure of movement of 1% or more in substantial holding or change in nature of relevant
interest, or both
Section 277 and 278, Financial Markets Conduct Act 2013
To: NZX Limited
and
To: Oceania Healthcare Limited
Relevant event being disclosed: Movement of 1% or more in substantial
holding
Date of relevant event: 29 August 2024
Date of this disclosure: 30 August 2024
Date last disclosure made: 30 July 2024
Substantial product holder(s) giving
disclosure:

Full name(s):
Forsyth Barr Investment Management Limited
(FBIM)

Summary of substantial holding

Class of quoted voting products: Oceania Healthcare Limited Ordinary Shares
Summary for FBIM
For this disclosure,—
(a) total number held in class: 59,268,538
(b) total in class: 724,231,030
(c) total percentage held in class:

8.184%
For last disclosure,—
(a) total number held in class: 51,954,370
(b) total in class: 724,231,030
(c) total percentage held in class:

7.174%

2

Details of transactions and events giving rise to relevant event
Date of
event
Nature of
event
Consideration Number of
financial
products
Current
registered
holder(s)
Registered
holder(s) once
transfers are
registered
26 July
2024 –
29
August
2024
On-market
sales
$947,782 1,195,343
Forsyth Barr
Custodians
Limited
(“FBCL”)
Unknown
On-market
purchases
$6,605,867 8,399,477 Unknown FBCL
Off-market
transfers
out
of DIMS
Nil 24,000 FBCL Unknown
Off-market
transfers
into DIMS
Nil 155,330 Unknown FBCL
Reversal
out of
purchases
or
transfers
in
identified
as yet to
be
allocated
in last
notice
N/A 21,296 Unknown Unknown

Details after relevant event
Details for Forsyth Barr Investment Management Limited
Nature of relevant interest(s):

The relevant interest arises under various
investment management agreements to which
Forsyth Barr Investment Management Limited
is a party in its capacity as a provider of
discretionary investment management
services (DIMS) and as manager of the
Octagon Investment Funds (Funds). The
relevant interest arises only from the powers
of investment contained in those agreements,
including the power to control the exercise of
the right to vote attached to the shares and to
control the disposal of the shares.
A relevant agreement document need not be
attached under regulations 139.
For that relevant interest, —

3

(a) number held in class: 59,268,538
(b) percentage held in class: 8.184%
(c) current registered holder(s): See above
(d) registered holder(s) once transfers are
registered:
See above
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a
party to the derivative, the nature of the
relevant interest in the derivative:
Not applicable

Additional Information

Address(es) of substantial product holder(s): Forsyth Barr House, The Octagon, Dunedin
Contact details: Jeremiah Craig
T: +64 4 495 8208
E: compliance@forsythbarr.co.nz
Name of any other person believed to have
given, or believed to be required to give, a
disclosure under the Financial Markets
Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
Not applicable

Certification
I, Jeremiah Craig, certify that, to the best of my knowledge and belief, the information contained
in this disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.