Change in Substantial Shareholding
To Company Name/Scheme
ACN/ARSN
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
-
12/09/2024
The previous notice was given to the company on
17/04/2024
The previous notice was dated
15/04/2024
2. Previous and present voting power
*The % substantial is based on the shares on issue of 209,135,047 as disclosed by the Company on 09-09-2024.
3. Changes in relevant interests
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Nature of relevant
interest (6)
Class and
number of
securities
Person's
votes
Power to control the
exercise of a power
to dispose of
securities
3,214,688
ORDINARY
3,214,688
Power to control the
exercise of a power
to dispose of
securities
3,922,346
ORDINARY
3,922,346
Power to control the
exercise of a power
to dispose of
securities
3,410,340
ORDINARY
3,410,340
Power to control the
exercise of a power
to dispose of
securities
81,868
ORDINARY
81,868
Power to control the
exercise of a power
to dispose of
securities
164,456
ORDINARY
164,456
Class and number of securities
Form 604
Corporations Act 2001
Section 671B
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Notice of change of interests of substantial holder
There was a change in the interests of the substantial holder on
Class of securities (4)
Voting power
(5)
Person's votes
Previous noticeCurrent notice
Person's votesVoting power (5)
SANTANA MINERALS LTD (SMI)
161 946 989
Regal Funds Management Pty Limited and its associates
(see Annexure 1)
ORDINARY
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme,
since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Consideration (9)
12,233,503 6.86% 10,793,698 *5.16%
Holder of relevant interestDate of acquisition
See Annexure 2
MERRILL LYNCH (AUS) NOMINEES PTY
LTD
Regal Funds Management Pty
Ltd and its associates
Regal Funds Management Pty
Ltd and its associates
HSBC CUSTODY NOMINEES
(AUSTRALIA) LIMITED
MERRILL LYNCH
INTERNATIONAL LIMITED
GOLDMAN SACHS
INTERNATIONAL, LONDON
Holder of relevant interest
Regal Funds Management Pty
Ltd and its associates
Registered holder of securities
UBS NOMINEES PTY LTD
Person entitled to be registered
as holder (8)
UBS AG, AUSTRALIA BRANCH
Regal Funds Management Pty
Ltd and its associates
J.P. MORGAN PRIME NOMINEES LTD
J.P MORGAN SECURITIES
PLC
Regal Funds Management Pty
Ltd and its associates
CITICORP NOMINEES PTY LIMITED
CITIGROUP GLOBAL
MARKETS LIMITED
5. Changes in association
6. Addresses
The addresses of persons named in this form are as follows:
Signature
print namecapacity
sign heredate
Annexure 1
Details of Substantial Holders
ACN
107 576 821
129 188 450 REGAL PARTNERS LIMITED
Annexure 2
Changes in Relevant Interests
Date
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
18/04/2024Sell106409.2582182 Ordinary82182
18/04/2024Sell665000.00500000 Ordinary500000
19/04/2024Sell64824.5049865 Ordinary49865
22/04/2024Sell34873.6926530 Ordinary26530
Name
REGAL FUNDS MANAGEMENT PTY LIMITED
16/09/2024
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Person whose relevant interest changed
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Company Secretary
Name and ACN/ARSN (if applicable)Nature of association
Name
REGAL PARTNERS LIMITED
Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
NSW 2000
Kenny Ho
REGAL FUNDS MANAGEMENT PTY LIMITED
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
NSW 2000
N/A
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
3/05/2024Buy3277072.202849628 Ordinary2849628
3/05/2024Sell142761.06125229 Ordinary125229
3/05/2024Buy142761.06125229 Ordinary125229
17/05/2024Buy236250.00210000 Ordinary210000
20/05/2024Sell50824.3543514 Ordinary43514
12/06/2024Sell860831.05804515 Ordinary804515
12/06/2024Buy860831.05804515 Ordinary804515
8/07/2024Sell11850.0010000 Ordinary10000
9/07/2024Sell51248.9643435 Ordinary43435
10/07/2024Sell8187.566914 Ordinary6914
11/07/2024Sell43808.3536854 Ordinary36854
12/07/2024Sell19416.3416210 Ordinary16210
15/07/2024Sell127605.19105914 Ordinary105914
17/07/2024Sell43241.4935000 Ordinary35000
18/07/2024Sell19129.4915883 Ordinary15883
19/07/2024Sell18194.7715655 Ordinary15655
24/07/2024Sell17790.6815450 Ordinary15450
5/08/2024Sell19537.7615933 Ordinary15933
15/08/2024Sell116762.2187071 Ordinary87071
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
20/08/2024Sell167602.86103811 Ordinary103811
21/08/2024Sell177053.75114873 Ordinary114873
28/08/2024Sell293796.80176000 Ordinary176000
29/08/2024Sell60718.5334736 Ordinary34736
2/09/2024Sell152115.6091000 Ordinary91000
5/09/2024Sell350940.00200000 Ordinary200000
9/09/2024Sell115105.8359696 Ordinary59696
12/09/2024Sell5147426.792612907 Ordinary2612907
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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