D&O Ongoing and Initial Disclosure Notices
Initial Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:Tuesday, 29 October 2024
Date on which issuer listed or appointment made: Monday, 20 May 2024
Director or senior manager giving disclosure
Full name:Emma Oettli
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:
Interim Chief Financial Officer
Summary of relevant interest (excluding specified derivatives)
Class of quoted financial product:
Ordinary Shares in Genesis Energy
Limited (GNE)
Number held in class:6,803 ordinary shares
Nature of relevant interest:
Registered holder and beneficial
owner of ordinary shares
Current registered holder:
Emma Oettli
Summary of specified derivatives relevant interest (if applicable)
Type of derivative: N/A
Class of underlying financial products:
Details of derivativeN/A
The notional value of the derivative (if any) or the notional amount of underlying
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price specified in the terms of the derivative(if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Tuesday, 29 October 2024
Name and title of authorised person:
Charles Bolt
Assistant Company Secretary
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Genesis Energy Limited (GNE)
Date this disclosure made:
Tuesday, 29 October 2024
Date of last disclosure:
Friday, 4 October 2024
Director or senior manager giving disclosure
Full name(s):
Tracey Elaine Hickman
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:Chief Wholesale Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Grant of performance share rights to
receive ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the in Genesis
Energy Equity Incentive Plan
FY2025
For that relevant interest-
Number held in class before acquisition or disposal:
Not applicable (the performance
share rights do not constitute a class
of financial products)
Number held in class after acquisition or disposal:
Not applicable (per above)
Current registered holder(s):
N/A as no transfer(s)
Registered holder(s) once transfers are registered:
N/A as no transfer(s)
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:
Friday, 25 October 2024
Nature of transaction:
Grant of 152,585 performance share
rights in Genesis Energy Limited
under the Genesis Energy Equity
Incentive Plan FY2025
Name of any other party or parties to the transaction (if known):
Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
Nil
Number of financial products to which the transaction related:
152,585 performance share rights,
each of which, if it vests after the
achievement of certain performance
hurdles in accordance with the terms
of the Genesis Energy Equity
Incentive Plan FY2025, will entitle
the holder to receive one ordinary
share in Genesis Energy Limited at
the expiry of the performance period
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:
(1) Beneficial interest in shares held
on trust for the Senior Manager
pursuant to the Genesis Energy
employee incentive scheme 2021
(2) Beneficial interest in
performance share rights to receive
ordinary shares in Genesis Energy
Limited pursuant to the Genesis
Energy Performance Share Rights
Plan FY2023
(3) Beneficial interest in
performance share rights to receive
ordinary shares in Genesis Energy
Limited pursuant to the Genesis
Energy Performance Share Rights
Plan FY2024
(4) Beneficial interest in shares held
on trust for the Senior Manager
pursuant to the Genesis Energy
Employee Share Scheme
(5) Registered holder and beneficial
owner of ordinary shares
For that relevant interest,-
Number held in class:
(1) 22,756 ordinary shares
(2) 108,951 (performance share
rights)
(3) 116,150 (performance share
rights)
(4) 28,123 ordinary shares
(5) 125,740 ordinary shares
Current registered holder(s):
(1)(4) CRS Nominees Limited
(2)(3) N/A
(5) Tracey Elaine Hickman
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Tuesday, 29 October 2024
Name and title of authorised person:
Charles Bolt
Assistant Company Secretary
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Tuesday, 29 October 2024
Date of last disclosure:
Friday, 20 October 2023
Director or senior manager giving disclosure
Full name(s):Stephen John England-Hall
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief Retail Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Grant of performance share rights to
receive ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Equity Incentive Plan FY2025
For that relevant interest-
Number held in class before acquisition or disposal:
Not applicable (the performance
share rights do not constitute a class
of financial products)
Number held in class after acquisition or disposal:Not applicable (per above)
Current registered holder(s):N/A as no transfer
Registered holder(s) once transfers are registered:N/A as no transfer
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative: N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:
Friday, 25 October 2024
Nature of transaction:
Grant of 142,364 performance share
rights in Genesis Energy Limited
under the Genesis Energy Equity
Incentive Plan FY2025
Name of any other party or parties to the transaction (if known):Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Nil
Number of financial products to which the transaction related:
142,364 performance share rights,
each of which, if it vests after the
achievement of certain performance
hurdles in accordance with the terms
of the Genesis Energy Equity
Incentive Plan FY2025, will entitle
the holder to receive one ordinary
share in Genesis Energy Limited at
the expiry of the performance period
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:
(1) By acting in concert with his
spouse Suzanne Jayne England-
Hall, Stephen John England-Hall has
the power to exercise, or to control
the exercise of, rights to vote
attached to, and to dispose of, the
ordinary shares in which Suzanne
Jayne England-Hall has a beneficial
interest (legal title held by Sharesies
Nominee Limited on behalf of
Suzanne Jayne England-Hall).
(2) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2024
For that relevant interest,-
Number held in class:
(1) 71 (rounded)
(2) 108,440 (performance share
rights)
Current registered holder(s):
(1) Sharesies Nominee Limited (on
behalf of Suzanne Jayne England-
Hall)
(2) N/A
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Tuesday, 29 October 2024
Name and title of authorised person:
Charles Bolt
Assistant Company Secretary
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Tuesday, 29 October 2024
Date of last disclosure:
Friday, 20 October 2023
Director or senior manager giving disclosure
Full name(s):Edward Hyde
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:
Chief Transformation & Technology
Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Grant of performance share rights to
receive ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Equity Incentive Plan FY2025
For that relevant interest-
Number held in class before acquisition or disposal:
Not applicable (the performance
share rights do not constitute a class
of financial products)
Number held in class after acquisition or disposal:Not applicable (per above)
Current registered holder(s):N/A as no transfer(s)
Registered holder(s) once transfers are registered:N/A as no transfer(s)
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative: N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:
Friday, 25 October 2024
Nature of transaction:
Grant of 142,364 performance share
rights in Genesis Energy Limited
under the Genesis Energy Equity
Incentive Plan FY2025
Name of any other party or parties to the transaction (if known):
Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Nil
Number of financial products to which the transaction related:
142,364 performance share rights,
each of which, if it vests after the
achievement of certain performance
hurdles in accordance with the terms
of the Genesis Energy Equity
Incentive Plan FY2025, will entitle
the holder to receive one ordinary
share in Genesis Energy Limited at
the expiry of the performance period
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2024
For that relevant interest,-
Number held in class:
108,440 (performance share rights)
Current registered holder(s):
N/A
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Tuesday, 29 October 2024
Name and title of authorised person:
Charles Bolt
Assistant Company Secretary
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Tuesday, 29 October 2024
Date of last disclosure:
Friday, 20 October 2023
Director or senior manager giving disclosure
Full name(s):Claire Walker
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief People Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Grant of performance share rights to
receive ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Equity Incentive Plan FY2025
For that relevant interest-
Number held in class before acquisition or disposal:
Not applicable (the performance
share rights do not constitute a class
of financial products)
Number held in class after acquisition or disposal:Not applicable (per above)
Current registered holder(s):N/A as no transfer
Registered holder(s) once transfers are registered:N/A as no transfer
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative: N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:
Friday, 25 October 2024
Nature of transaction:
Grant of 89,617 performance share
rights in Genesis Energy Limited
under the Genesis Energy Equity
Incentive Plan FY2025
Name of any other party or parties to the transaction (if known):Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Nil
Number of financial products to which the transaction related:
89,617 performance share rights,
each of which, if it vests after the
achievement of certain performance
hurdles in accordance with the terms
of the Genesis Energy Equity
Incentive Plan FY2025, will entitle
the holder to receive one ordinary
share in Genesis Energy Limited at
the expiry of the performance period
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:
(1) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2023
(2) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2024
For that relevant interest,-
Number held in class:
(1) 70,385 (performance share
rights)
(2) 68,319 (performance share
rights)
Current registered holder(s):(1)(2) N/A
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Tuesday, 29 October 2024
Name and title of authorised person:
Charles Bolt
Assistant Company Secretary
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Tuesday, 29 October 2024
Date of last disclosure:
Friday, 4 October 2024
Director or senior manager giving disclosure
Full name(s):Matthew Osborne
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief Corporate Affairs Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Grant of performance share rights to
receive ordinary shares subject to the
achievement of certain performance
hurdles in accordance with the terms
of the Genesis Energy Equity
Incentive Plan FY2025
For that relevant interest-
Number held in class before acquisition or disposal:
Not applicable (the performance
share rights do not constitute a class
of financial products)
Number held in class after acquisition or disposal:Not applicable (per above)
Current registered holder(s):N/A as no transfer(s)
Registered holder(s) once transfers are registered:
N/A as no transfer(s)
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative: N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:
Friday, 25 October 2024
Nature of transaction:
Grant of 91,807 performance share
rights in Genesis Energy Limited
under the Genesis Energy Equity
Incentive Plan FY2025
Name of any other party or parties to the transaction (if known):Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Nil
Number of financial products to which the transaction related:
91,807 performance share rights,
each of which, if it vests after the
achievement of certain performance
hurdles in accordance with the terms
of the Genesis Energy Equity
Incentive Plan FY2025, will entitle the
holder to receive one ordinary share
in Genesis Energy Limited at the
expiry of the performance period
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:
(1) Beneficial interest in shares held
on trust for the Senior Manager
pursuant to the Genesis Energy
employee incentive scheme 2021
(2) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2023
(3) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2024
(4) Registered holder and benefical
owner of ordinary shares
For that relevant interest,-
Number held in class:
(1) 10,721 ordinary shares
(2) 59,075 (performance share rights)
(3) 56,330 (performance share rights)
(4) 32,419 ordinary shares
Current registered holder(s):
(1) CRS Nominees Limited
(2)(3) N/A
(4) Matthew Osborne
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Tuesday, 29 October 2024
Name and title of authorised person:
Charles Bolt
Assistant Company Secretary
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Genesis Energy Limited (GNE)
Date this disclosure made:
Tuesday, 29 October 2024
Date of last disclosure: Tuesday, 29 October 2024
Director or senior manager giving disclosure
Full name(s):Emma Oettli
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Interim Chief Financial Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):(1) Registered holder and
beneficial owner of ordinary shares
(2) Grant of performance share
rights to receive ordinary shares
subject to the achievement of
certain performance hurdles in
accordance with the terms of the
Genesis Energy Equity Incentive
Plan FY2025
For that relevant interest-
Number held in class before acquisition or disposal:
(1) 6,803
(2) Not applicable (the
performance share rights do no
constitute a class of financial
products)
Number held in class after acquisition or disposal:
(1) 7,016
(2) Not applicable (per above)
Current registered holder(s):
(1) New share issue
(2) N/A as no transfer(s)
Registered holder(s) once transfers are registered:
(1) Emma Oettli
(2) N/A as no transfer(s)
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
2
Details of transactions requiring disclosure-
Date of transaction:
(1) Friday, 11 October 2024
(2) Friday, 25 October 2024
Nature of transaction: (1) Acquisiton of 213 ordinary
shares in Genesis Energy Limited
in accordance with the Genesis
Energy Limited Dividend
Reinvestment Plan
(2) Grant of 41,695 performance
share rights in Genesis Energy
Limited under the Genesis Energy
Equity Incentive Plan FY2025
Name of any other party or parties to the transaction (if known):(1) N/A
(2) Genesis Energy Limited as
grantor
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
(1) $2.0786 per share (rounded)
(2) Nil
Number of financial products to which the transaction related: (1) 213 ordinary shares
(2) 41,695 performance share
rights, each of which, if it vests
after the achievement of certain
performance hurdles in
accordance with the terms of the
Genesis Energy Equity Incentive
Plan FY2025, will entitle the holder
to receive one ordinary share in
Genesis Energy Limited at the
expiry of the performance period
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:N/A
Nature of relevant interest:
For that relevant interest,-
Number held in class:
Current registered holder(s):
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons for
whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Tuesday, 29 October 2024
Name and title of authorised person:Charles Bolt
Assistant Company Secretary
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Tuesday, 29 October 2024
Date of last disclosure:
Friday, 20 October 2023
Director or senior manager giving disclosure
Full name(s):Malcolm Johns
Name of listed issuer:Genesis Energy Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief Executive
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Grant of performance share rights to
receive ordinary shares subject to
the achievement of certain
performance hurdles in accordance
with the terms of the Genesis Energy
Equity Incentive Plan FY2025
For that relevant interest-
Number held in class before acquisition or disposal:
Not applicable (the performance
share rights do not constitute a class
of financial products)
Number held in class after acquisition or disposal:Not applicable (per above)
Current registered holder(s):N/A as no transfer(s)
Registered holder(s) once transfers are registered:N/A as no transfer(s)
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative: N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:
Friday, 25 October 2024
Nature of transaction:
Grant of 372,916 performance share
rights in Genesis Energy Limited
under the Genesis Energy Equity
Incentive Plan FY2025
Name of any other party or parties to the transaction (if known):
Genesis Energy Limited as grantor
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
Nil
Number of financial products to which the transaction related:
372,916 performance share rights,
each of which, if it vests after the
achievement of certain performance
hurdles in accordance with the terms
of the Genesis Energy Equity
Incentive Plan FY2025, will entitle
the holder to receive one ordinary
share in Genesis Energy Limited at
the expiry of the performance period
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited (GNE)
Nature of relevant interest:(1) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2023
(2) Beneficial interest in performance
share rights to receive ordinary
shares in Genesis Energy Limited
pursuant to the Genesis Energy
Performance Share Rights Plan
FY2024
For that relevant interest,-
Number held in class:
(1) 245,601 (performance share
rights)
(2) 251,018 (performance share
rights)
Current registered holder(s):
(1)(2) N/A
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Tuesday, 29 October 2024
Name and title of authorised person:
Charles Bolt
Assistant Company Secretary
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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