SPH Notice - Regal Funds Management Pty Ltd

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Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the
form.
To NZX

And

To
Gentrack Group Ltd
Relevant event being disclosed:
Change of Substantial Shareholding by 1% or more
Date of relevant event: 25 October 2024
Date this disclosure made:
29 October 2024
Date last disclosure made: 12 August 2024
Substantial product holder(s) giving disclosure
Full name(s):
Regal Funds Management Pty Ltd
Summary of substantial holding
Class of quoted voting products: Ordinary Shares, ISIN: NZGTKE0002S9
Summary for Regal Funds Management Pty Ltd
For this disclosure,—
(a) total number held in class: 6,223,983
(b) total in class:
103,494,986
(c) total percentage held in class: 6.014%
For last disclosure,—
(a) total number held in class:
5,178,174
(b) total in class: 103,489,369
(c) total percentage held in class: 5.004%
Details of transactions and events giving rise to relevant event
In the period from the last disclosure, as part of normal on-market trading activity Regal Funds
Management Pty Limited total buy = 2,552,713 shares ($ 24,220,453.04 AUD) and total sell =
1,506,904 ($ 14,344,990.69 AUD).

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Details of relevant interests
Details for Regal Funds Management Pty Ltd
Nature of relevant interest(s): Relevant interest by virtue of Regal Funds Management Pty
Limited having the power to acquire or dispose of financial products in its capacity as
trustee and manager of the Regal Atlantic Absolute Return Fund, Regal Absolute Return
Master Fund, Regal Australian Long Short Geared Equity Fund, Regal Australian Small
Companies Fund, Regal Australian Small Companies Trust ,Regal Partners Private Fund,
Regal Emerging Companies Opportunities Fund, Regal Tactical Opportunities Fund, Regal
Emerging Companies Fund III & investment manager for Regal Investment Fund &
investment adviser of the Zambezi Absolute Return Fund.

For that relevant interest,—
(a) number held in class: 4,698,887
(b) percentage held in class: 4.540%
(c) current registered holder(s):
Atlantic Absolute Return Fund (0.167%), (Custodian – UBS Nominees Pty Ltd)
Atlantic Absolute Return Fund (0.114%), (Custodian – J.P. Morgan Prime Nominees Ltd)
Atlantic Absolute Return Fund (0.117%), (Custodian – Merrill Lynch (Aus) Nominees Pty Ltd)
Atlantic Absolute Return Fund (0.146%), (Custodian – HSBC Custody Nominees (Australia)
Limited)
Atlantic Absolute Return Fund (0.104%), (Custodian – Citicorp Nominees Pty Ltd)
Regal Australian Long Short Geared Equity Fund (0.044%), (Custodian – UBS Nominees Pty
Ltd)
Regal Australian Long Short Geared Equity Fund (0.023%), (Custodian – J.P. Morgan Prime
Nominees Ltd)
Regal Australian Long Short Geared Equity Fund (0.056%), (Custodian – HSBC Custody
Nominees (Australia) Limited)
Regal Australian Small Companies Fund (0.804%), (Custodian – UBS Nominees Pty Ltd)
Regal Australian Small Companies Fund (0.094%), (Custodian – J.P. Morgan Prime Nominees
Ltd)
Regal Australian Small Companies Trust (0.389%), (Custodian – UBS Nominees Pty Ltd)
Regal Australian Small Companies Trust (0.214%), (J.P. Morgan Prime Nominees Ltd)
Regal Investment Fund (0.155%), (Custodian – UBS Nominees Pty Ltd)
Regal Investment Fund (0.068%), (Custodian – HSBC Custody Nominees (Australia) Limited)
Regal Investment Fund (0.066%), (Custodian – J.P. Morgan Prime Nominees Ltd)
Regal Partners Private Fund (0.006%), (Custodian – J.P. Morgan Prime Nominees Ltd)
Regal Partners Private Fund (0.125%), (Custodian – UBS Nominees Pty Ltd)
Regal Partners Private Fund (0.011%), (Custodian– HSBC Custody Nominees (Australia)
Limited A/C 2)
Regal Emerging Companies Fund III (0.104%), (Custodian – Merrill Lynch (Aus) Nominees Pty
Ltd)
Regal Emerging Companies Opportunities Fund (0.329%), (Custodian – Merrill Lynch (Aus)
Nominees Pty Ltd)
Regal Emerging Companies Opportunities Fund (0.021%), (Custodian – J.P. Morgan Prime
Nominees Ltd)
Regal Emerging Companies Opportunities Fund (0.837%), (Custodian – UBS Nominees Pty
Ltd)
Regal Emerging Companies Opportunities Fund (0.069%), (Custodian – Citicorp Nominees
Pty Ltd)
Regal Emerging Companies Opportunities Fund (0.054%), (Custodian – J.P. Morgan
Nominees Australia Ltd)

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Regal Tactical Opportunities Fund (0.200%), (Custodian – UBS Nominees Pty Ltd)
Regal Tactical Opportunities Fund (0.097%), (Custodian – Merrill Lynch (Aus) Nominees Pty
Ltd)

Regal Tactical Opportunities Fund
(0.048%), (Custodian – HSBC Custody Nominees (Australia)
Limited)
Regal Tactical Opportunities Fund (0.078%), (Custodian – J.P. Morgan Prime Nominees Ltd)


Details of relevant interests
Details for Regal Funds Management Pty Limited
Nature of relevant interest(s):
derivative relevant interest over quoted underlying.
For that relevant interest,—
(a) number held in class: 1,525,096
(b) percentage held in class: 1.474%
(c) current registered holder(s):
Zambezi Absolute Return Fund (0.276%), (Custodian – UBS Nominees Pty Ltd)
Zambezi Absolute Return Fund (0.176%), (Custodian – Merrill Lynch (Aus) Nominees Pty Ltd)
Zambezi Absolute Return Fund (0.271%), (Custodian – Macquarie Bank Limited)
Zambezi Absolute Return Fund (0.202%), (Custodian – HSBC Custody Nominees (Australia)
Limited)
Zambezi Absolute Return Fund (0.223%), (Custodian – J.P. Morgan Prime Nominees Ltd)
Zambezi Absolute Return Fund (0.101%), (Custodian – Citicorp Nominees Pty Ltd)
Regal Absolute Return Master Fund (0.082%), (Custodian – UBS Nominees Pty Ltd)
Regal Absolute Return Master Fund (0.054%), (Custodian – Merrill Lynch (Aus) Nominees Pty
Ltd)
Regal Absolute Return Master Fund (0.016%), (Custodian – HSBC Custody Nominees
(Australia) Limited)
Regal Absolute Return Master Fund (0.058%), (Custodian – J.P. Morgan Prime Nominees Ltd)
Regal Absolute Return Master Fund (0.016%), (Custodian – Citicorp Nominees Pty Ltd)


(d) registered holder(s) once transfers are registered: Unknown
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure: (refer attached)

Additional information
Address(es) of substantial product holder(s): Regal Funds Management Pty Ltd
Level 47, 1 Macquarie Place, NSW, 2000, Sydney, Australia
Contact details: Regal Funds Management Pty Ltd
Ph: +61 2 8197 4333
Email:
reception@regalfm.com

Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
N/A

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Certification
I, Kenny Ho certify that, to the best of my knowledge and belief, the information contained
in this disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.

____________________ Date: 29/10/2024
Kenny Ho
Secretary
Regal Funds Management

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Attachment
GTK – Disclosure of movement of 1% or more in substantial Shareholding by Regal
Funds Management Pty Limited dated 25/10/2024
Details of Derivative
Parties to the Derivative
UBS Nominees Pty Ltd,
Zambezi Absolute
Return Fund
UBS Nominees Pty
Ltd, Regal Absolute
Return Master Fund

Macquarie Bank
Limited, Zambezi
Absolute Return
Fund
Notional number of
underlying financial products
285,967 84,399 280,322
Cash or physical settled Cash settled swap Cash settled swap Cash settled swap
Maturity Date 13 September 2027 31 October 2025 30 July 2025
Expiry Date n/a n/a n/a
Entry price AUD 9.94
AUD 8.72 – AUD
9.31
AUD 8.10
How value of derivative
determined by value of the
underlying

Mark to market

Mark to market

Mark to market


Parties to the Derivative
J.P. Morgan Prime
Nominees Ltd,
Zambezi Absolute
Return Fund
J.P. Morgan Prime
Nominees Ltd,
Regal Absolute
Return Master Fund
Merrill Lynch (Aus)
Nominees Pty Ltd,
Zambezi Absolute
Return Fund
Notional number of
underlying financial products
230,462 59,807 181,969
Cash or physical settled Cash settled swap Cash settled swap Cash settled swap
Maturity Date 3 November 2025 2 January 2026 19 October 2026
Expiry Date n/a n/a n/a
Entry price AUD 8.66 AUD 9.58 AUD 7.25 - AUD 10.07
How value of derivative
determined by value of the
underlying

Mark to market

Mark to market

Mark to market

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Parties to the Derivative
Citicorp Nominees Pty Ltd,
Zambezi Absolute Return
Fund
Citicorp Nominees Pty Ltd,
Regal Absolute Return Master
Fund
Notional number of
underlying financial products
104,554 16,569
Cash or physical settled Cash settled swap Cash settled swap
Maturity Date 4 October 2027 4 October 2027
Expiry Date n/a n/a
Entry price AUD 9.98 AUD 9.94
How value of derivative
determined by value of the
underlying

Mark to market

Mark to market




Parties to the Derivative
Merrill Lynch (Aus)
Nominees Pty Ltd,
Regal Absolute Return
Master Fund
Goldman Sachs
International,
London, Regal
Absolute Return
Master Fund
Goldman Sachs
International,
London, Zambezi
Absolute Return Fund

Notional number of
underlying financial
products
55,370 16,569 209,108
Cash or physical settled Cash settled swap Cash settled swap Cash settled swap
Maturity Date 19 October 2026 11 April 2029 2 March 2029
Expiry Date n/a n/a n/a
Entry price AUD 4.71 – AUD 10.07 AUD 8.41 AUD 5.71
How value of derivative
determined by value of
the underlying

Mark to market

Mark to market

Mark to market