SPH Notice - UBS Group AG and its related bodies corporate
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To: NZX Limited
and
To: AUCKLAND INTERNATIONAL AIRPORT ORD
Date this disclosure made: 04 December 2024
Date on which substantial holding began: 04 December 2024
Substantial product holder(s) giving disclosure
Full name(s): UBS Group AG and its related bodies corporate
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for: UBS Group AG and its related bodies corporate
For this disclosure,—
(a) total number held in class: 199,287,315
(b) total in class: 1,681,824,789
(c) total percentage held in class: 11.85%
Details for: UBS New Zealand Limited
Nature of relevant interest(s): Relevant interest in Auckland International Airport Limited Ordinary Shares to
the extent arising under the terms of the Block Trade Agreement ("BTA") between UBS New Zealand
Limited and Auckland Future Fund Trustee Limited to the extent arising under Section 276, Financial
Markets Conduct Act 2013 (Please see Appendix C)
For that relevant interest,—
(a) number held in class: 163,231,446
(b) percentage held in class: 9.71%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS New Zealand Limited
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS AG Australia Branch
Nature of relevant interest(s): Prime Broker that has the right to exercise its borrowing right in respect of
shares pursuant to a Prime Broking Agreement
For that relevant interest,—
(a) number held in class: 323,417
(b) percentage held in class: 0.02%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS Nominees Pty Ltd
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Nature of relevant interest(s): Power to control disposal over shares pursuant to stock borrowing and lending
activities
For that relevant interest,—
(a) number held in class: 2,628,320
(b) percentage held in class: 0.16%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS Nominees Pty Ltd
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS AG London Branch
Nature of relevant interest(s): Power to control disposal over shares pursuant to stock borrowing and lending
activities
For that relevant interest,—
(a) number held in class: 784,043
(b) percentage held in class: 0.047%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Nature of relevant interest(s): Beneficial Owner
For a derivative relevant interest, also—
(a) type of derivative: Swap on Indices
(b) details of derivative: 437,037 cash-settled swaps on indices (0.026% held in class)
(c) parties to the derivative: Please see Appendix B
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: UBS AG London Branch
For a derivative relevant interest, also—
(a) type of derivative: Swaps on Baskets
(b) details of derivative: 5,511,282 Cash-settled Swaps on Baskets (0.33% held in class)
(c) parties to the derivative: Please see Appendix B
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: UBS AG London Branch
For a derivative relevant interest, also—
(a) type of derivative: Equity Swap
(b) details of derivative: 870 Cash-settled Equity Swap (0.0004% held in class)
(c) parties to the derivative: Please see Appendix B
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: UBS AG London Branch
Details for: UBS Asset Management (Americas) LLC
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 75,722
(b) percentage held in class: 0.005%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management (Australia) Ltd
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 11,978,318
(b) percentage held in class: 0.71%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management (Deutschland) GmbH
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 387,059
(b) percentage held in class: 0.01%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered:
Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management (Europe) S.A.
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 2,120,237
(b) percentage held in class: 0.13%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered:
Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management (Singapore) Ltd
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 62,741
(b) percentage held in class: 0.004%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management (UK) Limited
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 1,378,081
(b) percentage held in class: 0.08%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered:
Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management Life Limited
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 155,005
(b) percentage held in class: 0.009%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered:
Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management Switzerland AG
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 100,032
(b) percentage held in class: 0.006%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered:
Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Fund Management (Switzerland) AG
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 4,898,412
(b) percentage held in class: 0.29%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Securities Australia Ltd
Nature of relevant interest(s): Power to control disposal over shares pursuant to stock borrowing and lending
activities
For that relevant interest,—
(a) number held in class: 67,998
(b) percentage held in class: 0.004%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: Warbont Nominees Pty Ltd
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Nature of relevant interest(s): Beneficial Owner
For a derivative relevant interest, also—
(a) type of derivative: Swaps on Baskets
(b) details of derivative: 2,404,060 Cash-settled Swaps on Baskets (0.14% held in class)
(c) parties to the derivative: Please see Appendix B
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: UBS Securities Australia Ltd
For a derivative relevant interest, also—
(a) type of derivative: Options
(b) details of derivative: 1,476,000 Cash-settled Options (0.01% held in class)
(c) parties to the derivative: Please see Appendix D
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: UBS Securities Australia Ltd
Details for: UBS Switzerland Ltd
Nature of relevant interest(s): Power to control disposal over shares pursuant to stock borrowing and lending
activities
For that relevant interest,—
(a) number held in class: 179,397
(b) percentage held in class: 0.01%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Nature of relevant interest(s): Power to control disposal over shares pursuant to stock borrowing and lending
activities
For that relevant interest,—
(a) number held in class: 187
(b) percentage held in class: 0.000011%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: MultiConcept Fund Management S.A.
Nature of relevant interest(s):
For that relevant interest,—
(a) number held in class: 625,802
(b) percentage held in class: 0.03%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS AG
Nature of relevant interest(s): Power to control disposal over shares pursuant to stock borrowing and lending
activities
For that relevant interest,—
(a) number held in class: 461,849
(b) percentage held in class: 0.03%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: Various Custodians
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure: Please see Appendix F.
Additional information
Address(es) of substantial product holder(s)
Name Addresses
UBS AG Australia Branch Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
UBS AG London Branch 5 Broadgate, London, United Kingdom
UBS Asset Management
(Americas) LLC
Corporation Service Company 251 Little Falls Drive , Wilmington,
USA, 19808
UBS Asset Management
(Australia) Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
UBS Asset Management (UK)
Limited
5 Broadgate, London, United Kingdom
UBS Asset Management Life
Limited
5 Broadgate, London, United Kingdom
UBS Fund Management
(Switzerland) AG
Aeschenvorstadt 1, Basel, Switzerland
UBS Securities Australia Ltd Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
UBS Switzerland AG Bahnhofstrasse 45, Zürich, Switzerland
UBS Nominees Pty Ltd Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
Warbont Nominees Pty Ltd Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
UBS AG Singapore Branch 9 Penang Road 238459, Singapore
MultiConcept Fund
Management S.A.
UBS AG
Bahnhofstrasse 45, Zürich, Switzerland
UBS Asset Management
(Deutschland) GmbH
Bockenheimer Landstrasse 2-4, Frankfurt am Main, Germany
UBS Asset Management
(Europe) S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Asset Management
(Singapore) Ltd
One Raffles Quay #50-01 North Tower, Singapore
UBS New Zealand Limited Level 27, 188 Quay Street, Auckland, New Zealand
Contact details: Florian Naef
Tel: +852 3712 4687
Email: mailto:florian-p.naef@ubs.com
Nature of connection between substantial product holders:
UBS AG Australia Branch: Related body corporate
UBS AG London Branch: Related body corporate
UBS Asset Management (Americas) LLC: Related body corporate
UBS Asset Management (Australia) Ltd: Related body corporate
UBS Asset Management (UK) Limited: Related body corporate
UBS Asset Management Life Limited: Related body corporate
UBS Fund Management (Switzerland) AG: Related body corporate
UBS Securities Australia Ltd: Related body corporate
UBS Switzerland AG: Related body corporate
UBS Securities LLC : Related body corporate
UBS Nominees Pty Ltd: Related body corporate
Warbont Nominees Pty Ltd: Related body corporate
UBS AG Singapore Branch: Related body corporate
MultiConcept Fund Management S.A. : Related body corporate
UBS AG: Related body corporate
UBS Asset Management (Deutschland) GmbH: Related body corporate
UBS Asset Management (Europe) S.A. : Related body corporate
UBS Asset Management (Singapore) Ltd: Related body corporate
UBS New Zealand Limited: Related body corporate
Name of any other person believed to have given, or believed to be required to give, a disclosure under the
Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: Not
applicable
Certification
We, certify that, to the best of our knowledge and belief, the information contained in this disclosure is correct
and that we are duly authorised to make this disclosure by all persons for whom it is made.
SIGNATURE
Print Name:
Florian Naef
Capacity:
Authorised signatory
Sign Here:
Date:
04 December 2024
Print Name:
Dominic Eichrodt
Capacity:
Authorised signatory
Sign Here:
Date:
04 December 2024
Appendix A
The information in this appendix is based on the relevant standard UBS agreement.
A copy of the agreement is available to the company, or responsible entity to whom the prescribed form must be given, or to ASIC, upon request.
Holder of relevant interest UBS AG, London Branch UBS Securities Australia Ltd
Type of agreement Securities Lending Agreement Securities Lending Agreement
Parties to agreement (i) UBS AG, London Branch (“UBS
AG “
(ii) Client (Please refer to Appendix
A-1.)
(i) UBS AG, Australia Branch
(“UBS AG”)/ UBS Securities
Australia Limited
(ii) Client (Please refer to Appendix
A-1.)
Transfer date Please refer to Appendix A-1. Please refer to Appendix A-1.
Holder of voting rights UBS AG
UBS AG/ UBS Securities Australia
Limited
Are there any restrictions on
voting rights?
Please refer to the details below. Please refer to the details below.
If yes, detail
Since all right and title in the
securities passes to the transferee
(i.e. UBS AG), the transferee has
the right to vote. However, in
certain circumstances, the
transferee may seek to arrange for
voting rights to be exercised in
accordance with the instructions of
the transferor (i.e. Client).
Since all right and title in the
securities passes to the transferee
(i.e. UBS AG/ UBS Securities
Australia Limited), the transferee
has the right to vote. However, in
certain circumstances, the
transferee may seek to arrange for
voting rights to be exercised in
accordance with the instructions of
the transferor (i.e. Client).
Scheduled return date (if any) None. None, subject to the terms of the
relevant loan.
Does the borrower have the right
to return early?
Yes. Yes.
If yes, detail The borrower (i.e. UBS AG) has the
right to return at its discretion
subject to the terms of the relevant
loan.
The borrower (i.e. UBS AG/ UBS
Securities Australia Limited) has
the right to return at its discretion.
Does the lender have the right to
recall early?
Yes. Yes.
If yes, detail
The lender (i.e. Client) can recall at
its request subject to compliance
with margin requirements and the
terms of the relevant loan.
The lender (i.e. Client) can recall at
its request subject to compliance
with margin requirements and the
terms of the relevant loan.
Will the securities be returned on
settlement?
Yes. Yes.
If yes, detail any exceptions None. None.
Appendix A-1
Securities Lending Agreement - UBS AG, London Branch
Parties to agreement
Transfer date
Auckland International Airport
(i) 02 December 2024
(ii) 25 November 2024
Secs Finance TST
(i) 02 December 2024
(ii) 18 November 2024 (iii) 20 November 2024 (iv) 25 November 2024 (v) 26 November 2024 (vi) 27 November 2024 (vii) 28 November 2024
The Northern Trust Company as an agent acting on
behalf of its clients
(i) 25 November 2024
Securities Lending Agreement - UBS AG, Australia
Branch/ UBS Securities Australia Limited
Parties to agreement
Transfer date
BNP Paribas Securities Services Au
stralia Branch
(i) 25 November 2024
JPMorgan Chase Bank, N.A. as an agent acting on behalf of its clients
(i) 20 November 2024
(ii) 21 November 2024 (iii) 22 November 2024 (iv) 25 November 2024 (v) 26 November 2024 (vi) 27 November 2024 (vii) 28 November 2024
The Northern Trust Company as an agent acting on behalf of its clients
(ii) 26 November 2024
(iii) 27 November 2024
(iv) 28 November 2024
(i) 28 November 2024
Appendix B - For a derivative relevant interest
Currency
Settlement Type
Expiry date of Derivative (B)
Prices Specified in the terms of the derivative (if any)
Parties to the Derivative (C)
Swaps on Indices
27,464
*
Not Applicable
Cash
16-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
35,645
*
Not Applicable
Cash
16-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
221
*
Not Applicable
Cash
19-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
611
*
Not Applicable
Cash
20-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
26,419
*
Not Applicable
Cash
20-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
42,817
*
Not Applicable
Cash
20-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
14,021
*
Not Applicable
Cash
20-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
396
*
Not Applicable
Cash
20-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
3,014
*
Not Applicable
Cash
20-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
21,176
*
Not Applicable
Cash
20-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
4,200
*
Not Applicable
Cash
20-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
3,555
*
Not Applicable
Cash
20-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
2,278
*
Not Applicable
Cash
20-Dec-2024
Not Applicable
Not Applicable
Swaps on Indices
24,372
*
Not Applicable
Cash
07-Jan-2025
Not Applicable
Not Applicable
Swaps on Indices
856
*
Not Applicable
Cash
07-Jan-2025
Not Applicable
Not Applicable
Swaps on Indices
1
*
Not Applicable
Cash
09-Jan-2025
Not Applicable
Not Applicable
Swaps on Indices
10,477
*
Not Applicable
Cash
13-Jan-2025
Not Applicable
Not Applicable
Swaps on Indices
2,340,158
*
Not Applicable
Cash
16-Jan-2025
Not Applicable
Not Applicable
Swaps on Indices
11,222
*
Not Applicable
Cash
06-Feb-2025
Not Applicable
Not Applicable
Swaps on Indices
705
*
Not Applicable
Cash
07-Feb-2025
Not Applicable
Not Applicable
Swaps on Indices
6,142
*
Not Applicable
Cash
27-Feb-2025
Not Applicable
Not Applicable
Swaps on Indices
598
*
Not Applicable
Cash
07-Mar-2025
Not Applicable
Not Applicable
Swaps on Indices
14,485
*
Not Applicable
Cash
24-Mar-2025
Not Applicable
Not Applicable
Swaps on Indices
18,506
*
Not Applicable
Cash
31-Mar-2025
Not Applicable
Not Applicable
Swaps on Indices
11,424
*
Not Applicable
Cash
01-Apr-2025
Not Applicable
Not Applicable
Swaps on Indices
7,543
*
Not Applicable
Cash
15-Apr-2025
Not Applicable
Not Applicable
Swaps on Indices
1,215,399
*
Not Applicable
Cash
22-Apr-2025
Not Applicable
Not Applicable
Swaps on Indices
-91,137
*
Not Applicable
Cash
02-May-2025
Not Applicable
Not Applicable
Swaps on Indices
8,099
*
Not Applicable
Cash
07-May-2025
Not Applicable
Not Applicable
Swaps on Indices
35,235
*
Not Applicable
Cash
09-May-2025
Not Applicable
Not Applicable
Swaps on Indices
2,577
*
Not Applicable
Cash
19-May-2025
Not Applicable
Not Applicable
Swaps on Indices
8,058
*
Not Applicable
Cash
27-May-2025
Not Applicable
Not Applicable
Swaps on Indices
1,215,398
*
Not Applicable
Cash
27-May-2025
Not Applicable
Not Applicable
Swaps on Indices
9,200
*
Not Applicable
Cash
05-Jun-2025
Not Applicable
Not Applicable
Swaps on Indices
6,437
*
Not Applicable
Cash
10-Jun-2025
Not Applicable
Not Applicable
Swaps on Indices
1,331,667
*
Not Applicable
Cash
13-Jun-2025
Not Applicable
Not Applicable
Swaps on Indices
12,524
*
Not Applicable
Cash
20-Jun-2025
Not Applicable
Not Applicable
Swaps on Indices
1,054,336
*
Not Applicable
Cash
08-Jul-2025
Not Applicable
Not Applicable
Swaps on Indices
63,110
*
Not Applicable
Cash
08-Jul-2025
Not Applicable
Not Applicable
Swaps on Indices
3,314
*
Not Applicable
Cash
17-Jul-2025
Not Applicable
Not Applicable
Swaps on Indices
7,179
*
Not Applicable
Cash
04-Aug-2025
Not Applicable
Not Applicable
Swaps on Indices
-24,210
*
Not Applicable
Cash
08-Aug-2025
Not Applicable
Not Applicable
Swaps on Indices
1,522
*
Not Applicable
Cash
18-Aug-2025
Not Applicable
Not Applicable
Swaps on Indices
1,054,336
*
Not Applicable
Cash
27-Aug-2025
Not Applicable
Not Applicable
Swaps on Indices
78,121
*
Not Applicable
Cash
27-Aug-2025
Not Applicable
Not Applicable
Swaps on Indices
950
*
Not Applicable
Cash
03-Sep-2025
Not Applicable
Not Applicable
Swaps on Indices
6,930
*
Not Applicable
Cash
03-Sep-2025
Not Applicable
Not Applicable
Swaps on Indices
-8,011
*
Not Applicable
Cash
10-Sep-2025
Not Applicable
Not Applicable
Swaps on Indices
1,307
*
Not Applicable
Cash
12-Sep-2025
Not Applicable
Not Applicable
Swaps on Indices
2,104
*
Not Applicable
Cash
12-Sep-2025
Not Applicable
Not Applicable
Swaps on Indices
998,781
*
Not Applicable
Cash
15-Oct-2025
Not Applicable
Not Applicable
Swaps on Indices
107,110
*
Not Applicable
Cash
28-Oct-2025
Not Applicable
Not Applicable
Swaps on Indices
6,500
*
Not Applicable
Cash
31-Oct-2025
Not Applicable
Not Applicable
Swaps on Indices
-9,981
*
Not Applicable
Cash
05-Nov-2025
Not Applicable
Not Applicable
Swaps on Indices
39,973
*
Not Applicable
Cash
06-Nov-2025
Not Applicable
Not Applicable
Swaps on Indices
-783
*
Not Applicable
Cash
07-Nov-2025
Not Applicable
Not Applicable
Swaps on Indices
4,315,252
*
Not Applicable
Cash
14-Nov-2025
Not Applicable
Not Applicable
Swaps on Indices
317,814
*
Not Applicable
Cash
14-Nov-2025
Not Applicable
Not Applicable
Swaps on Indices
-227
*
Not Applicable
Cash
24-Nov-2025
Not Applicable
Not Applicable
Swaps on Indices
203,759
*
Not Applicable
Cash
25-Nov-2025
Not Applicable
Not Applicable
Swaps on Indices
1,368,549
*
Not Applicable
Cash
25-Nov-2025
Not Applicable
Not Applicable
Swaps on Indices
26,803
*
Not Applicable
Cash
19-Dec-2025
Not Applicable
Not Applicable
Swaps on Indices
51,392
*
Not Applicable
Cash
25-Jun-2026
Not Applicable
Not Applicable
Swaps on Indices
20,156
*
Not Applicable
Cash
10-Sep-2026
Not Applicable
Not Applicable
Swaps on Indices
7,684
*
Not Applicable
Cash
18-Sep-2026
Not Applicable
Not Applicable
Swaps on Indices
35,853
*
Not Applicable
Cash
07-Dec-2026
Not Applicable
Not Applicable
Details for
Type of Derivative (A)
Details of Derivative (A)
Notional value
of the Derivative
Swaps on Indices
-450,000,000
*
Not Applicable
Cash
11-Jan-2027
Not Applicable
Not Applicable
Swaps on Indices
212,406
*
Not Applicable
Cash
13-Jan-2027
Not Applicable
Not Applicable
Swaps on Indices
328,180
*
Not Applicable
Cash
13-Jan-2027
Not Applicable
Not Applicable
Swaps on Indices
2,510,006
*
Not Applicable
Cash
06-Aug-2027
Not Applicable
Not Applicable
Swaps on Indices
1
*
Not Applicable
Cash
27-Aug-2027
Not Applicable
Not Applicable
Swaps on Indices
1
*
Not Applicable
Cash
27-Aug-2027
Not Applicable
Not Applicable
Swaps on Indices
21,125
*
Not Applicable
Cash
12-Oct-2027
Not Applicable
Not Applicable
Swaps on Indices
-16,160
*
Not Applicable
Cash
26-Oct-2027
Not Applicable
Not Applicable
Swaps on Indices
13,415
*
Not Applicable
Cash
26-Oct-2027
Not Applicable
Not Applicable
Swaps on Indices
-38,237
*
Not Applicable
Cash
26-Oct-2027
Not Applicable
Not Applicable
Swaps on Indices
-10,969
*
Not Applicable
Cash
26-Oct-2027
Not Applicable
Not Applicable
Swaps on Indices
-75,334
*
Not Applicable
Cash
26-Oct-2027
Not Applicable
Not Applicable
Swaps on Indices
217,327
*
Not Applicable
Cash
29-Oct-2027
Not Applicable
Not Applicable
Swaps on Indices
20,451
*
Not Applicable
Cash
10-Nov-2027
Not Applicable
Not Applicable
Swaps on Indices
-41,339
*
Not Applicable
Cash
22-Nov-2027
Not Applicable
Not Applicable
Swaps on Indices
20,560
*
Not Applicable
Cash
10-Dec-2027
Not Applicable
Not Applicable
Swaps on Indices
9,979
*
Not Applicable
Cash
17-Dec-2027
Not Applicable
Not Applicable
Swaps on Indices
23,310
*
Not Applicable
Cash
17-Dec-2027
Not Applicable
Not Applicable
Swaps on Indices
-29,980
*
Not Applicable
Cash
18-Feb-2028
Not Applicable
Not Applicable
Swaps on Indices
92,040
*
Not Applicable
Cash
18-Sep-2028
Not Applicable
Not Applicable
Swaps on Indices
1,290
*
Not Applicable
Cash
20-Sep-2028
Not Applicable
Not Applicable
Swaps on Indices
473,950
*
Not Applicable
Cash
20-Sep-2028
Not Applicable
Not Applicable
Swaps on Indices
473,950
*
Not Applicable
Cash
20-Sep-2028
Not Applicable
Not Applicable
Swaps on Indices
-75,830
*
Not Applicable
Cash
28-Nov-2028
Not Applicable
Not Applicable
Swaps on Indices
-743,132
*
Not Applicable
Cash
28-Nov-2028
Not Applicable
Not Applicable
Swaps on Indices
10,500
*
Not Applicable
Cash
25-Jan-2029
Not Applicable
Not Applicable
Swaps on Indices
-449,420
*
Not Applicable
Cash
25-Oct-2029
Not Applicable
Not Applicable
Swaps on Baskets
20,865
Not Applicable
Cash
24-Jan-2025
Not Applicable
Not Applicable
Swaps on Baskets
6,718
Not Applicable
Cash
24-Jan-2025
Not Applicable
Not Applicable
Swaps on Baskets
4,417
Not Applicable
Cash
24-Jan-2025
Not Applicable
Not Applicable
Swaps on Baskets
6,524
Not Applicable
Cash
29-Jan-2025
Not Applicable
Not Applicable
Swaps on Baskets
769
Not Applicable
Cash
29-Jan-2025
Not Applicable
Not Applicable
Swaps on Baskets
504
Not Applicable
Cash
05-Feb-2025
Not Applicable
Not Applicable
Swaps on Baskets
6,188
Not Applicable
Cash
05-Feb-2025
Not Applicable
Not Applicable
Swaps on Baskets
233,832
Not Applicable
Cash
21-Feb-2025
Not Applicable
Not Applicable
Swaps on Baskets
425
Not Applicable
Cash
28-Apr-2025
Not Applicable
Not Applicable
Swaps on Baskets
12
Not Applicable
Cash
25-Jul-2025
Not Applicable
Not Applicable
Swaps on Baskets
41,117
Not Applicable
Cash
29-Jul-2025
Not Applicable
Not Applicable
Swaps on Baskets
13,797
Not Applicable
Cash
29-Jul-2025
Not Applicable
Not Applicable
Swaps on Baskets
939
Not Applicable
Cash
29-Jul-2025
Not Applicable
Not Applicable
Swaps on Baskets
1,224
Not Applicable
Cash
29-Jul-2025
Not Applicable
Not Applicable
Swaps on Baskets
24,543
Not Applicable
Cash
08-Oct-2025
Not Applicable
Not Applicable
Swaps on Baskets
273,727
Not Applicable
Cash
29-Oct-2025
Not Applicable
Not Applicable
Swaps on Baskets
76,810
Not Applicable
Cash
29-Oct-2025
Not Applicable
Not Applicable
Swaps on Baskets
412,266
Not Applicable
Cash
29-Oct-2025
Not Applicable
Not Applicable
Swaps on Baskets
7,308
Not Applicable
Cash
11-Dec-2025
Not Applicable
Not Applicable
Swaps on Baskets
34,610
Not Applicable
Cash
18-Dec-2025
Not Applicable
Not Applicable
Swaps on Baskets
31,451
Not Applicable
Cash
18-Dec-2025
Not Applicable
Not Applicable
Swaps on Baskets
23,057
Not Applicable
Cash
18-Dec-2025
Not Applicable
Not Applicable
Swaps on Baskets
682
Not Applicable
Cash
24-Dec-2025
Not Applicable
Not Applicable
Swaps on Baskets
331
Not Applicable
Cash
28-Jan-2026
Not Applicable
Not Applicable
Swaps on Baskets
19,228
Not Applicable
Cash
25-Feb-2026
Not Applicable
Not Applicable
Swaps on Baskets
417,539
Not Applicable
Cash
26-Feb-2026
Not Applicable
Not Applicable
Swaps on Baskets
174,787
Not Applicable
Cash
26-Feb-2026
Not Applicable
Not Applicable
Swaps on Baskets
15,177
Not Applicable
Cash
01-Apr-2026
Not Applicable
Not Applicable
Swaps on Baskets
5
Not Applicable
Cash
27-Apr-2026
Not Applicable
Not Applicable
Swaps on Baskets
213,668
Not Applicable
Cash
30-Apr-2026
Not Applicable
Not Applicable
Swaps on Baskets
14,168
Not Applicable
Cash
28-May-2026
Not Applicable
Not Applicable
Swaps on Baskets
2,589
Not Applicable
Cash
31-Jul-2026
Not Applicable
Not Applicable
Swaps on Baskets
87,964
Not Applicable
Cash
26-Aug-2026
Not Applicable
Not Applicable
Swaps on Baskets
53,989
Not Applicable
Cash
26-Aug-2026
Not Applicable
Not Applicable
Swaps on Baskets
703,810
Not Applicable
Cash
26-Aug-2026
Not Applicable
Not Applicable
Swaps on Baskets
39,778
Not Applicable
Cash
26-Aug-2026
Not Applicable
Not Applicable
Swaps on Baskets
109,435
Not Applicable
Cash
12-Nov-2026
Not Applicable
Not Applicable
Swaps on Baskets
200,908
Not Applicable
Cash
02-Dec-2026
Not Applicable
Not Applicable
Swaps on Baskets
8,709
Not Applicable
Cash
08-Jan-2027
Not Applicable
Not Applicable
Swaps on Baskets
480
Not Applicable
Cash
09-Feb-2027
Not Applicable
Not Applicable
Swaps on Baskets
22,321
Not Applicable
Cash
10-Feb-2027
Not Applicable
Not Applicable
Swaps on Baskets
48,820
Not Applicable
Cash
18-Feb-2027
Not Applicable
Not Applicable
Swaps on Baskets
433,407
Not Applicable
Cash
18-Feb-2027
Not Applicable
Not Applicable
Swaps on Baskets
44,365
Not Applicable
Cash
24-Feb-2027
Not Applicable
Not Applicable
Swaps on Baskets
63,981
Not Applicable
Cash
24-Feb-2027
Not Applicable
Not Applicable
Swaps on Baskets
27,916
Not Applicable
Cash
25-Feb-2027
Not Applicable
Not Applicable
Swaps on Baskets
24
Not Applicable
Cash
16-Mar-2027
Not Applicable
Not Applicable
Swaps on Baskets
92,789
Not Applicable
Cash
29-Apr-2027
Not Applicable
Not Applicable
Swaps on Baskets
62,806
Not Applicable
Cash
20-May-2027
Not Applicable
Not Applicable
Swaps on Baskets
56,872
Not Applicable
Cash
27-Aug-2027
Not Applicable
Not Applicable
Swaps on Baskets
6,099
Not Applicable
Cash
27-Aug-2027
Not Applicable
Not Applicable
UBS AG London Branch
Swaps on Baskets
379,228
Not Applicable
Cash
27-Aug-2027
Not Applicable
Not Applicable
Swaps on Baskets
84,170
Not Applicable
Cash
30-Aug-2027
Not Applicable
Not Applicable
Swaps on Baskets
338,743
Not Applicable
Cash
09-Sep-2027
Not Applicable
Not Applicable
Swaps on Baskets
239,479
Not Applicable
Cash
15-Sep-2027
Not Applicable
Not Applicable
Swaps on Baskets
123,930
Not Applicable
Cash
16-Sep-2027
Not Applicable
Not Applicable
Swaps on Baskets
1,288
Not Applicable
Cash
28-Sep-2027
Not Applicable
Not Applicable
Swaps on Baskets
92,844
Not Applicable
Cash
28-Sep-2027
Not Applicable
Not Applicable
Swaps on Baskets
39,789
Not Applicable
Cash
12-Apr-2028
Not Applicable
Not Applicable
Swaps on Baskets
-49
Not Applicable
Cash
28-Nov-2028
Not Applicable
Not Applicable
Swaps on Baskets
29
Not Applicable
Cash
25-Sep-2029
Not Applicable
Not Applicable
Swaps on Baskets
2,178
Not Applicable
Cash
01-Jan-2031
Not Applicable
Not Applicable
Swaps on Baskets
229
Not Applicable
Cash
01-Jan-2031
Not Applicable
Not Applicable
Not Applicable
Not Applicable
Not Applicable
Not Applicable
* Notional value refer to the position quantity. Currency/Price is not available.
UBS Securities Australia Ltd
Swaps on Baskets
24,275
Not Applicable
Cash
18-Dec-2024
BLOCK TRADE AGREEMENT
SALE OF SHARES IN AUCKLAND
INTERNATIONAL AIRPORT LIMITED
UBS New Zealand Limited
(Purchaser)
Auckland Future Fund Trustee Limited
(Vendor)
SIMPSN
êRIÉRSON
CONTENTS
CLAUSE
PAGE
1. DEFINITIONS AND INTERPRETATION
1
2. SALE AND SETTLEMENT 3
3. FEES AND COSTS 4
4. REPRESENTATIONS AND WARRANTIES 5
s. UNDERTAKINGS 10
6. INDEMNITY 10
7. PUBLICITY 12
8. TAX 13
9.
NOTICE
13
10. GENERAL 14
41799345_1
AGREEMENT DATED
l+
2024
PARTIES
1. UBS New Zealand Limited (Purchaser)
2. Auckland Future Fund Trustee Limited (Vendor)
INTRODUCTION
A. The Vendor is the trustee of the Auckland Future Fund (the Trust). Auckland Council
established the Trust by deed of trust dated on 27 September 2024 (Trust Deed). The
Trust was established as an inter-generational investment trust for the benefit of
Auckland.
B. The Trust and therefore the Vendor owns 163,231,446 existing fully paid ordinary
shares (Sale Shares) in Auckland International Airport Limited (the Company).
C. The Vendor wishes to sell, and the Purchaser wishes to buy the Sale Shares by way of
"bought deal".
D. This agreement sets out the terms and conditions upon which the offer and sale of the
Sale Shares will take place.
THIS AGREEMENT RECORDS THAT:
1. DEFINITIONS AND INTERPRETATION
1.1
Definitions: In this agreement, unless the context requires otherwise:
Affiliate of any person has the meaning given to that term in Rule 501(b) of the U.S.
Securities Act and means, in respect of any person, any other person that, directly or
indirectly through one or more intermediaries, Controls, or is controlled by, or is under
common control with, such person.
ASX means ASX Limited or the securities market operated by it (as the context
requires).
ASX Listing Rules means the official listing rules of ASX as waived or modified by ASX
from time to time.
Business Day means a day on which:
(a) NZX and ASX are open for trading in securities; and
(b) banks are open for general banking business in Auckland, New Zealand and
Sydney, Australia.
41799345_1
Block Trade Agreement
Page 2
Control (including the terms "controlled by" and "under common control with") means
the possession, direct or indirect, of the power to direct or cause the direction of the
management and policies of a person, whether through the ownership of voting
securities, by contract or otherwise and the term "person" is deemed to include a
partnership.
Exchange Act has the meaning set out in clause 4.1(k)(vi)4.1(k)(vi).
FMA means the Financial Markets Authority established under the Financial Markets
Authority Act 2011.
FMCA means the Financial Markets Conduct Act 2013.
FMCR means the Financial Market Conduct Regulations 2014.
GST means goods and services tax chargeable under the GST Act.
GST Act means the Goods and Services Tax Act 1985.
NZX means NZX Limited or the securities market operated by it (as the context
requires).
NZX Listing Rules means the NZX Limited Listing Rules as amended from time to time.
QIB has the meaning given to it in clause 4.2(j)(v)B.1.
Regulation S means Regulation S promulgated under the U.S. Securities Act.
Sale has the meaning given to it in clause 2.1.
Sale Price has the meaning given to it in clause 2.1.
Settlement Date has the meaning given to it in clause 2.2.
Takeovers Code means the Takeovers Regulations 2000.
Trade Date has the meaning given to it in clause 2.2.
U.S. Securities Act means the U.S. Securities Act of 1933.
1.2 Interpretation: In this agreement, unless expressly stated otherwise the following
principles of interpretation apply:
(a) headings and sub-headings are for convenience only and do not affect
interpretation;
(b) a reference to legislation or to a provision of legislation includes a
modification or re-enactment of it, a legislative provision substituted for it
and a regulation or statutory instrument issued under it;
(c) a reference to "dollars" and "$" is to New Zealand currency;
(d) references to the singular include the plural and vice versa;
Auckland Airport - Template Block Trade Agreement (Master)(41799345.1)
Block Trade Agreement
Page 3
(e) references to expressions defined in the main body of this agreement or in
any schedule or annexure have the defined meaning throughout this
agreement and in any schedules and annexures;
(f) references to a person include an individual, company, corporation,
partnership, firm, joint venture, association, trust, unincorporated body of
persons, governmental or other regulatory body, authority or entity, in each
case whether or not having a separate legal identity;
(g) references to any obligations not to do anything includes obligation not to
suffer, permit or cause that thing to be done;
(h) references to any document (however described) are references to that
document as novated, supplemented, altered or replaced from time to time
and in any form, whether on paper or in an electronic form;
(i) a reference to a right or obligation of any two or more persons confers that
right, or imposes that obligation, severally and not jointly and severally; and
U) all references to time are to New Zealand time.
2. SALE AND SETTLEMENT
2.1
Sale: The Vendor agrees to sell, and the Purchaser agrees to purchase, the Sale Shares
(the Sale) on the terms of this agreement and at a price equal to $8.08 (Sale Price) per
Sale Share.
2.2
Trade Date and Settlement Date: The Sale of the Sale Shares will be effected on the
date of this agreement (the Trade Date) with settlementtaking place on a "T+2" basis
in accordance with New Zealand Clearing and Depository Corporation Limited's
Clearing and Settlement Rules (the date of settlement being referred to as the
Settlement Date). On the Settlement Date the Vendor will transfer and sell to the
Purchaser full legal and beneficial title to the Sale Shares, free and clear of all security
interests.
2.3 Settlement:
(a) Transfer Shares into Nominee Account: The Vendor will do all things
necessary to enable the Purchaser to purchase the Sale Shares in accordance
with this agreement. By 7am on the Settlement Date, the Vendor will ensure
that all Sale Shares are made available, or placed into an account nominated
by, the Purchaser to facilitate settlement on a delivery vs payment basis (and
strictly on the basis that such Sale Shares are held by the Purchaser (or its
nominee) for the benefit of the Vendor pending settlement).
(b) Settlement Payment: By 2pm on the Settlement Date, the Purchaser will
arrange for the payment to the Vendor of an amount equal to the Sale Price
multiplied by the number of Sale Shares being sold by the Vendor, by transfer
to the following bank account for value (in cleared funds) or alternatively any
other account(s) notified by the Vendor to the Purchaser in writing) against
delivery of the Sale Shares being sold by the Vendor.
Auckland Airport - Template Block Trade Agreement (Master)(41799345.l)
Block Trade Agreement Page 4
ASB Account
Account Name:
Account Currency:
Account Number:
Auckland Future Fund
NZD
12-3113-0028548-00
Bank: ASB Bank Limited
Level 6, 12 Jellicoe Street
Auckland 1010
New Zealand
SWIFT: ASBBNZ2A
In addition, the Purchaser agrees to pay (or procure the payment of) to the
Vendor an amount equivalent to 90% of the positive difference between the average
price that the Sale Shares are on sold by the Purchaser (over a 2 day period
commencing on the Trade Date and ending on the Settlement Date) (the Resale
Period) and the Sale Price, multiplied by the number of Sale Shares sold by the
Purchaser in the Resale Period.
2.4
Trading Halt: The Vendor will, promptly following execution of this agreement (and if
not in place prior to execution), engage with the Company with a view to the Company
putting in place a trading halt to facilitate the immediate resale (as principal) of the
Sale Shares by the Purchaser should the Purchaser wish to do so. The parties
acknowledge that the discretion to request, and apply, a trading halt sits with the
Company and NZX respectively, and that market practice and limitations apply to any
such halt.
3. FEES AND COSTS
3.1
Fees and Transparency: The parties acknowledge that the Vendor is not required to
pay any fees or expenses to the Purchaser in consideration of the Purchaser
performing its obligations under this agreement but that the Purchaser may (as
principal) resell the Sale Shares at a premium and/ or receive brokerage on any resale.
Should the Purchaser propose an additional structure or mechanism to enhance AFF
returns, then the Purchaser will promptly provide, at the reasonable request of the
Vendor, reasonable transparency on onsale price, brokerage or other forms of
consideration received by the Purchaser to validate any amount due to the Vendor
under such structure or mechanism.
3.2 Costs: The parties will each bear their own legal costs (if any) and all their other out-
of-pocket expenses (if any) in connection with this agreement and the transactions
contemplated by it.
Auckland Airport· Template Block Trade Agreement (Master)(41799345.1)
Block Trade Agreement
Page 5
4. REPRESENTATIONS AND WARRANTIES
4.1 Representations and Warranties by Vendor: As at the date of this agreement and on
each day until and including the Settlement Date, the Vendor represents and warrants
to the Purchaser that:
(a) Authority: it has taken all corporate action necessary to authorise its entry
into this agreement and to carry out the transactions that this agreement
contemplates;
(b) Agreement Effective: this agreement constitutes its legal, valid and binding
obligation, enforceable against it in accordance with its terms;
(c) Power to Sell: it has the corporate authority and power to sell the Sale
Shares under this agreement (and has received any necessary approvals from
Auckland Council) and no person has a conflicting right, whether contingent
or otherwise, to purchase or to be offered for purchase the Sale Shares;
(d) No Contravention: the sale of the Sale Shares and compliance by the Vendor
with its obligations under this agreement will not conflict with, result in a
breach or violation of, or constitute a default under:
(i) the Trust Deed or any other agreement or instrument to which the
Vendor is a party or by which it or any of its assets is bound; or
(ii) any statute, rule or regulation applicable to, or any order of any
court or governmental agency with jurisdiction over, the Vendor or
its assets;
(e) Prior Auckland Council Actions: Auckland Council, in vesting the Sale Shares
in the Trust and therefore the Vendor, had all relevant corporate authority
to do so and the vesting of the Sale Shares does not conflict with, result in a
breach or violation of, or constitute a default under:
(i) the Trust Deed or any other agreement or instrument to which
Auckland Council is a party or by which it or any of its assets is
bound;or
(ii) any statute, rule or regulation applicable to, or any order of any
court or governmental agency with jurisdiction over, Auckland
Council or its assets;
(f) Ownership, Encumbrances: it is the registered holder and sole legal owner
of the Sale Shares and will transfer the full legal and beneficial ownership of
those Sale Shares free and clear of all liens, charges, security interests, claims,
equities and pre-emptive rights, subject to registration of the transferee(s) in
the register of shareholders of the Company;
(g) Sale Shares: following sale, the Sale Shares will rank equally in all respects
with all other outstanding ordinary shares of the Company, including their
entitlement to dividends;
Auckland Airport-Template Block Trade Agreement (Master)(41799345.1)
Block Trade Agreement Page 6
(h) Listing: the Sale Shares are quoted on the NZX and the ASX;
(i) No Insider Trading Offence: the sale of the Sale Shares by the Vendor will
not constitute a violation by it of subpart 2 of Part 5 of the FMCA or Division
3 of Part 7.10 of the Corporations Act 2001 (Cth);
U) No Stabilisation or Manipulation: it has not taken and will not take, directly
or indirectly, any action designed to, or that might reasonably be expected
to, cause or result in the stabilisation or manipulation of the price of the Sale
Shares in violation of any applicable law; and
(k) Vendor U.S. Representations:
(i) neither it, its Affiliates nor any person acting on behalf of any of
them (other than the Purchaser or its Affiliates or any person acting
on behalf of any of them (if applicable), as to whom it makes no
representation) has offered or sold, or will offer or sell, any of the
Sale Shares in the United States, using any form of "general
solicitation" or "general advertising" within the meaning of Rule
502(c) under the U.S. Securities Act or in any manner involving a
public offering of the Sale Shares in the United States within the
meaning of 4(a)(2) of the U.S. Securities Act;
(ii) to the extent the Sale Shares are offered and sold in reliance on
Regulation S, neither it, its Affiliates nor any person acting on behalf
of any of them (other than the Purchaser or its Affiliates or any
person acting on behalf of any of them (if applicable), as to whom
it makes no representation) has engaged or will engage in any
"directed selling efforts" (as that term is defined in Rule 902(c)
under the U.S. Securities Act);
(iii) to the best of its knowledge, the Company is a "foreign private
issuer" as defined in Rule 405 under the U.S. Securities Act and
there is no 'substantial U.S. market interest' (as defined in Rule
902(j) under the U.S. Securities Act) in the Sale Shares or any
security of the same class or series as the Sale Shares;
(iv) subject to the accuracy of the representations made by the
Purchaser under clause 4.2(j) of this agreement, it is not necessary
to register the offer and sale of the Sale Shares to the Purchaser (or
its Affiliates), and the initial resale of the Sale Shares by the
Purchaser, in each case in the manner contemplated by this
agreement, under the U.S. Securities Act, it being understood that
the Vendor makes no representation or warranty about any
subsequent resale of the Sale Shares;
(v) to the best of the knowledge of the Vendor, the Company is not,
and immediately after giving effect to the offering and sale of the
Sale Shares will not be, required to register as an "investment
company" under the U.S. Investment Company Act 1940;
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(vi) to the best of its knowledge, the Sale Shares are eligible for resale
pursuant to Rule 144A and are not of the same class as securities
listed on a national securities exchange registered under Section 6
of the U.S. Securities Exchange Act of 1934 (Exchange Act) or
quoted in a U.S. automated interdealer quotation system;
(vii) to the best of its knowledge, the Company is exempt from reporting
under Section 13 or 15(d) of the Exchange Act pursuant to Rule
12g3-2(b) thereunder;
(viii) neither the Vendor, its Affiliates nor any person acting on behalf of
any of them (other than the Purchaser or its Affiliates or any person
acting on behalf of any of them, as to whom no representation or
warranty is made), has solicited any offer to buy, offered to sell or
sold, and none of them will solicit any offer to buy, offer to sell or
sell, in the United States any security which could be integrated
with the sale of the Sale Shares in a manner that would require the
offer and sale of the Sale Shares to be registered under the U.S.
Securities Act;
(I) Anti-Money Laundering: the operations of the Vendor are conducted in all
material respects in compliance with all applicable anti-money laundering
laws and regulations (collectively, the Money Laundering Laws) and no
action, suit or proceeding by or before any court or governmental agency,
authority or body or any arbitrator involving the Vendor with respect to the
Money Laundering Laws is pending or, to the best knowledge of the Vendor
(after due and careful enquiry), threatened;
(m) Foreign Corrupt Practices: neither the Vendor nor any director or, to the best
of the knowledge of the Vendor (after due and careful enquiry), any agent,
employee, Affiliate or other person acting on behalf of the Vendor has
engaged in any activity or conduct that would violate any applicable anti-
bribery or anti-corruption law or regulation or which would cause the
Purchaser to be in breach of any applicable anti-bribery or anti-corruption
law or regulation; and the Vendor has conducted its businesses in compliance
with the applicable anti-bribery or anti-corruption law or regulation and have
instituted and maintained policies and procedures designed to comply with
such laws, rules and regulations;
(n) Sanctions: neither the Vendor nor any of its directors or, to the best of the
knowledge of the Vendor (after due and careful enquiry), any of its agents,
employees or Affiliates is an individual or entity (a Person) that is, or is owned
or controlled by Persons that are:
(i) the target of any sanctions administered or enforced by the Office
of Foreign Assets Control of the U.S. Department of the Treasury
(OFAC), the U.S. Department of State, the United Nations Security
Council, the European Union, the Commonwealth of Australia, His
Majesty's Treasury or any other relevant sanctions authority
(collectively, the Sanctions); or
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(ii) located, organised or resident in a country or territory that is, or
whose government is, the target of Sanctions, including, without
limitation, the Crimea region, Donetsk and Luhansk regions of
Ukraine, Cuba, Iran, North Korea, Sudan, Syria and Russia (a
Sanctions Target), nor is the Vendor transacting business, directly
or indirectly, with a Sanctions Target.
4.2 Representations and Warranties of the Purchaser: As at the date of this agreement
and on each day until and including the Settlement Date, and on the date of resales of
Sale Shares by the Purchaser, the Purchaser represents and warrants to the Vendor
that:
(a) Body Corporate: it is a body corporate validly existing and duly established
and duly incorporated under the laws of its place of incorporation;
(b) Authority: it has taken all corporate action necessary to authorise its entry
into this agreement and to carry out the transactions that this agreement
contemplates;
(c) Agreement Effective: this agreement constitutes its legal, valid and binding
obligation, enforceable against it in accordance with its terms;
(d) Licences: it holds all licences, permits and authorities necessary for it to fulfil
its obligations under this agreement;
(e) Cartel Conduct: in connection with the Sale and/or subsequent sale of the
Sale Shares, it (or its Affiliates) will not enter into any contract or
arrangement, or arrive at any understanding, with any other person that
contains an unlawful cartel provision for the purposes of section 30 of the
Commerce Act 1986 or any other analogous competition law, or otherwise
give effect to an unlawful cartel provision or any other contract, arrangement
or understanding that would breach applicable competition law. In particular
the Purchaser must make its own independent decisions whether to hold or
sell any Sale Shares, and if so, for how long and at what price;
(f) No Stabilisation or Manipulation: neither it nor any of its Affiliates has taken
or will take, directly or indirectly, any action designed to, or that might
reasonably be expected to, cause or result in the stabilisation or
manipulation of the price of the Sale Shares in violation of any applicable law;
(g) Liability for Resales: any resales by it (or any of its Affiliates) of Sale Shares
will be arranged by it (or its Affiliate) as principal and independently of the
Vendor, and it will ensure that any resales in any jurisdiction comply with all
applicable laws and that the manner of any resales is such that the Vendor
will not be liable in respect of such resales under the laws of any relevant
jurisdiction, whether as a promoter or otherwise;
(h) No Reliance: it has made its own independent enquiry and investigations in
relation to the Sale Shares and the Company and has entered into this
agreement in reliance solely on its own judgment and not in reliance on any
representations or conduct of the Vendor or any of its representatives ( other
than those expressly set out in this agreement);
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(i) Compliance: any resale of the Sale Shares will be conducted by it, in
accordance with all applicable laws and regulations in any relevant
jurisdiction, provided that it shall not be in breach of this warranty to the
extent any breach is caused by any act or omission of the Vendor; and
U) Purchaser's U.S Representations:
(i) it acknowledges that the offer and sale of the Sale Shares have not
been and will not be registered under the U.S. Securities Act and
may not be offered or sold in the United States except pursuant to
an exemption from, or in a transaction not subject to, the
registration requirements of the U.S Securities Act;
(ii) none of it, its Affiliates nor any person acting on behalf of any of
them has solicited offers for or offered to sell, and none of them
will solicit offers for, or offer or sell, the Sale Shares in the United
States, using any form of "general solicitation" or "general
advertising" within the meaning of Rule 502(c) under the U.S.
Securities Act or in any manner involving a public offering in the
United States within the meaning of Section 4(a)(2) of the U.S.
Securities Act;
(iii) with respect to those Sale Shares to be offered and sold in reliance
on Regulation S, none of it, its Affiliates nor any person acting on
behalf of any of them has engaged or will engage in any "directed
selling efforts" (as that term is defined in Rule 902(c) under the U.S.
Securities Act);
(iv) all offers and sales of the Sale Shares in the United States by it and
any of its Affiliates will be effected through its U.S. broker-dealer
Affiliates;
(v) it, its Affiliates and any person acting on behalf of any of them has
offered and sold the Sale Shares, and will offer and sell the Sale
Shares:
(A) outside the United States, in "offshore transactions" (as
defined in Rule 902(h) under the U.S. Securities Act) in
reliance on Regulation Sunder the U.S. Securities Act; and
(B) in the United States, only to persons:
B.1. that the Purchaser reasonably believes are
"Qualified Institutional Buyers" as defined in
Rule 144A under the U.S. Securities Act (QIBs),
in transactions exempt from the registration
requirements of the U.S. Securities Act pursuant
to Rule 144A under the U.S. Securities Act (Rule
144A); or
B.2. that are dealers or other professional fiduciaries
organised or incorporated in the United States
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that are acting for a discretionary or similar
account (other than an estate or trust) held for
the benefit or account of persons that are not
"U.S. persons" (as defined in Rule 902(k) under
the U.S. Securities Act), for which they have, and
are exercising, investment discretion, within the
meaning of Rule 902()(2)(i) of Regulation S (an
Eligible U.S. Fund Manager), in reliance on, and
in compliance with, Regulation Sunder the U.S.
Securities Act,
provided that, in the case of clause 4.2(j)(v)(B), Sale
Shares will only be sold to investors that have executed
and delivered a letter containing representations and
warranties confirming, among other things, that they are
inside the United States and are either (A) a QIB or (B) an
Eligible U.S. Fund Manager, on or prior to the Settlement
Date; and
(vi) the Purchaser is an institutional "accredited investor" within the
meaning of Rule 501(a)(1), (2), (3) or (7) under the U.S. Securities
Act or it is not in the United States.
4.3 Reliance: Each party receiving a representation and warranty acknowledges that each
other has relied on the above representations and warranties and will continue to rely
on these representations and warranties in performing its obligations under this
agreement. The above representations and warranties continue in full force and effect
notwithstanding completion of this agreement.
4.4 Notification: Each party agrees that it will notify the other party immediately upon
becoming aware of any of the following occurring:
(a) any material change affecting any of the foregoing representations and
warranties; or
(b) any of the foregoing representations or warranties becoming materially
untrue or materially incorrect.
S. UNDERTAKINGS
The Vendor undertakes to the Purchaser that the Vendor is and will remain, at all times prior to
settlement on the Settlement Date, in compliance with the FMCA, the Takeovers Code, the Trust
Deed, its constitution and any legally binding requirement of the FMA, NZX and ASX insofar as
applicable to the Vendor, in each case to the extent such breach impacts or could reasonably be
expected to impact the sale of the Sale Shares, this agreement or the Company.
6.
INDEMNITY
6.1
Losses: Subject to clauses 6.2 and 6.12 the Vendor agrees with the Purchaser that it
will keep the Purchaser and its Affiliates and its (and its Affiliates') respective directors,
officers and employees (Indemnified Parties) indemnified against any losses,
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damages, liabilities, costs, claims, actions and demands (including any expenses arising
in connection therewith on a dollar for dollar basis) (Losses) to the extent that such
Losses are incurred in connection with this agreement or as a result of a breach of this
agreement by the Vendor, including any breach of any of the above representations,
warranties or undertakings given by the Vendor, and will reimburse the Purchaser and
each other Indemnified Party for all out-of-pocket costs, charges and expenses on a
dollar for dollar basis which it may reasonably pay or incur in connection with
investigating, disputing or defending any such action, demand or claim for which it is
indemnified under this agreement.
6.2 Exclusions: The indemnity in clause 6.1 does not extend to and is not to be taken as
an indemnity against any Losses of an Indemnified Party with respect to any damage
to reputation or to the extent any Losses are finally judicially determined to have
resulted from:
(a) any fraud, recklessness, wilful misconduct or negligence of the Indemnified
Party or its Affiliates, or their respective directors, officers or employees;
(b) any penalty or fine which the Indemnified Party is required to pay for any
contravention of any law by the Indemnified Party or its Affiliates, or their
respective directors, officers or employees;
(e) any amount in respect of which the indemnity would be illegal, void or
unenforceable under any applicable law; or
(d) any breach by the Purchaser of this agreement, except to the extent such a
breach resulted from an act or omission on the part of the Vendor.
6.3 Indemnified Party Release: The Vendor also agrees that no Indemnified Party will
have any liability to the Vendor, any of its Affiliates or any of their respective
councillors, directors, officers, employees, advisers, representatives or agents of any
of them or any of the Vendor's security holders or creditors for any Loss suffered by
any of them in relation to any event to which the indemnity at clause 6.1 applies. This
release does not apply to the extent that any Losses are finally judicially determined
to have resulted from any of the matters set out in clauses 6.2(a) to (d).
6.4 Settlement: The Vendor and each Indemnified Party must not make any admission of
liability or settle any action, demand or claim to which the Indemnity in clause 6.1
relates without the prior written consent of the Vendor or the Purchaser, as applicable,
such consent not to be unreasonably withheld.
6.5 Notice by Purchaser: The Purchaser will, to the extent permitted by law, notify the
Vendor as soon as reasonably practicable of any proceeding being commenced, or any
claim or action being made, against the Purchaser or any other Indemnified Party,
which is reasonably likely to give rise to a claim against the Vendor pursuant to the
indemnity under clause 6.1. The failure of the Purchaser to notify the Vendor pursuant
to this clause 6.5 will not release the Vendor from any obligation or liability which it
may have pursuant to this agreement except that, if the Purchaser's failure to notify
results in a defence no longer being available to the Vendor or a material increase in
the amount payable by the Vendor under the indemnity under clause 6.1, the amount
payable to the Indemnified Party under the indemnity in clause 6.1 will be reduced by
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the extent to which the Vendor would suffer loss or damage as a consequence of that
failure on the part of the Purchaser to notify the Vendor.
6.6 Continuing Obligations: The indemnity in clause 6.1 and the release in clause 6.3 are
continuing obligations, separate and independent from the other obligations of the
parties under this agreement and survive termination or completion of this
agreement. It is not necessary for the Purchaser to incur expense or make payment
before enforcing the indemnity.
6.7 Privity: The parties agree that, for the purposes of Subpart 1 of Part 2 of the Contract
and Commercial Law Act 2017, the indemnity in clause 6.1 and the release in clause 6.3
is intended to confer a benefit on, and be enforceable by, each Indemnified Party.
6.8 Contribution: Subject to clause 6.9, the parties agree that if for any reason the
indemnity in clause 6.1, is unavailable or insufficient to hold harmless any Indemnified
Party against any Losses against which the Indemnified Party is stated to be
indemnified (other than as expressly excluded), the respective proportional
contributions of the Vendor and the Indemnified Party or the Indemnified Parties in
relation to the relevant Losses will be as agreed or, failing agreement, as determined
by a court of competent jurisdiction, having regard to relative intent, knowledge,
access to information and opportunity to correct any untrue statement or omission.
6.9 Contribution Cap: The Vendor agrees with each of the Indemnified Parties that in no
event will the Purchaser and its associated Indemnified Parties be required to
contribute under clause 6.8 to any Losses in an aggregate amount that exceeds the
higher of:
(a) an amount equal to 1% of the aggregate Sale Price for all Sale Shares (the
Aggregate Sale Price); and
(b) the difference between the Aggregate Sale Price and the aggregate price
realised by the Purchaser on resale of the Sale Shares.
6.10 Indemnified Party Reimbursement: If an Indemnified Party pays an amount in relation
to Losses where it is entitled to contribution from the Vendor under clause 6.8 the
Vendor agrees promptly to reimburse the Indemnified Party for that amount.
6.11 Vendor Reimbursement: If the Vendor pays an amount in relation to Losses where it
is entitled to contribution from the Indemnified Parties under clause 6.8 the Purchaser
must promptly reimburse the Vendor for that amount.
6.12 General Losses from Resale Excluded: Under no circumstances will the Vendor be
liable for any Losses incurred or made by the Purchaser solely as a result of any resale
of any Sale Shares acquired from the Vendor pursuant to this agreement.
7. PUBLICITY
7.1
Announcements: Unless required by applicable law, a legal or regulatory authority or
applicable listing rules, and except as required in relation to procedural
announcements to be issued in connection with the Sale or any resale (including via
Bloomberg), the prior written consent of the Vendor must be obtained prior to the
Purchaser making any public release or public announcement in relation to the Sale
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prior to 60 Business Days after the date of this agreement and such release or
announcement must be in compliance with all applicable laws, including the securities
laws of New Zealand, Australia, the United States and any other jurisdiction.
7.2 Advertisements: Notwithstanding clause 7.1, the Purchaser may, after settlement on
the Settlement Date, place advertisements in financial and other newspapers and
journals at its own expense describing its service to the Vendor or otherwise make
reference to its service to the Vendor and the Sale in any pitch, case study, deal sheets
or credentials which the Purchaser uses as part of its ordinary course investment
banking and/or capital markets business, provided such advertisements or other
reference are in compliance with all applicable laws, including the securities laws of
New Zealand, the United States and any other jurisdiction and are consistent with
other publicly available information in relation to the Sale.
8. TAX
8.1
8.2
8.3
8.4
Interpretation: Unless the context suggests otherwise, all words and phrases used in
this clause 8 (other than clause 8.7) that are defined in the GST Act have the meanings
given in the GST Act.
GST Amount: If any supply made under this agreement is a taxable supply, the
recipient of the supply (Recipient) must pay to the party making the taxable supply
(Supplier), in addition to and at the same time as the consideration otherwise payable
for that supply, but subject to the Recipient's receipt of the requisite taxable supply
information issued by the Supplier in respect of that supply, an amount equal to the
GST charged in respect of that supply (GST Amount).
Payment Differences: If the GST payable by the Supplier in connection with a taxable
supply made under or in connection with this Agreement differs from the GST Amount
paid by the Recipient under this clause 8, the Supplier must repay any excess to the
Recipient or the Recipient must pay any deficiency to the Supplier, as appropriate
within five business days of the Supplier providing the Recipient with a written
notification regarding the difference in the GST payable. Where the difference in the
GST payable results from an event referred to in section 25(1) of the GST Act, supply
correction information will be issued as required by the GST Act.
Input Tax Credit: If any amounts payable by either party to the other party under this
agreement are calculated by reference to a cost or expense incurred by the other
party, the amount payable to the other party under any other provision of this
agreement must be reduced by the amount of any input tax credit to which the other
party (or the GST group of which the other party is a member) is entitled in connection
with that cost or expense.
9.
NOTICE
9.1
Form of Notice: Each notice or other communication given under this agreement is to
be in writing, is to be made by personal delivery, or email to the addressee at the
address, and is to be marked for the attention of the person or office holder (if any),
from time to time designated for the purpose by the addressee to the other party.
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The initial address, email address and relevant person or office holder of each party is
set out below:
Vendor:
Auckland Future Fund Trustee Limited
Attn:
Email Address:
Address:
Christopher Swasbrook
aucklandfuturefund@aucklandcouncil.govt.nz
C/- Auckland Council
135 Albert Street
Auckland Central
Auckland 1010
New Zealand
With a copy, which will not constitute notice, to:
michael.pollard@simpsongrierson.com
Purchaser
UBS New Zealand Limited
Attn: Christopher Simcock
christopher.simcock@ubs.com
Level 27, 188 Quay Street, Auckland 1010
With a copy, which will not constitute notice, to:
matthew.beggs@ubs.com and ol-legalanzccs@ubs.com
9.2 Notice Effective: No communication is to be effective until received. A communication
will, however, be deemed to be received by the addressee:
(a) in the case of personal delivery, when delivered; and
(b) in the case of email, on the date and time at which it enters the addressee's
email information system (as shown in the delivery report from the sender's
information system).
10. GENERAL
10.1
10.2
Entire Agreement: This agreement, account opening and client documentation
completed by the Vendor and any separate agreement relating to fees, together
constitute the entire agreement ofthe parties about its subject matter and supersedes
all previous agreements, understandings and negotiations on that matter.
Governing Law: This agreement is governed by the laws of New Zealand. Each party
submits to the non-exclusive jurisdiction of courts exercising jurisdiction in New
Zealand.
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10.3 Amendments: This agreement may not be amended, waived or varied without the
written agreement of both parties (it being specifically acknowledged that the consent
of any third party expressly stated to be entitled to rely on this agreement will not be
required to such an amendment, waiver or variation).
10.4 No Assignment: No party may assign its rights or obligations under this agreement
without the prior written consent of the other parties.
10.5 Severability: Any provision of this agreement which is prohibited or unenforceable in
any jurisdiction will be ineffective as to that jurisdiction to the extent of the prohibition
or unenforceability. That will not invalidate the remaining provisions of this agreement
nor affect the validity or enforceability of that provision in any other jurisdiction.
10.6 Time is of the Essence: Time is of the essence in each party's performance of its
obligations under this agreement.
10.7 Waiver and Variation: A provision of or right vested under this agreement may not
be:
(a) waived except in writing signed by the party granting the waiver; or
(b) varied except in writing signed by the parties.
10.8 No Merger: The rights and obligations of the parties will not merge on the completion
of the Sale. Following termination of this agreement, any provision intended to remain
in force will continue to do so in accordance with its terms.
10.9 Counterparts: This agreement may be executed in any number of counterparts. All
counterparts, together, will be taken to constitute one agreement.
10.10 Affiliates: The Vendor agrees that the Purchaser may provide the services under this
agreement through any of its Affiliates. Each of the Purchaser's Affiliates will have the
benefit of the Vendor's obligations under this agreement and will be able to enforce
those obligations pursuant to Subpart 1 of Part 2 of the Contract and Commercial Law
Act 2017.
10.11 Acknowledgement: The Vendor acknowledges that:
(a) the Purchaser is not obliged to disclose to the Vendor or utilise for the benefit
of the Vendor, any non-public information which the Purchaser obtains in
the normal course of its business where such disclosure or use would result
in a breach of any obligation of confidentiality or any internal information
barrier policies of the Purchaser;
(b) without prejudice to any claim the Vendor may have against the Purchaser
or any Affiliate, no proceedings may be taken against any director, officer,
employee or agent of the Purchaser or its Affiliate in respect of any claim that
the Vendor may have against the Purchaser or its Affiliate;
(c) it is contracting with the Purchaser on an arm's length basis to provide the
services described in this agreement and the Purchaser has not assumed, and
is not assuming, any duties or obligations (fiduciary or otherwise) in respect
of the Vendor other than those expressly set out in this agreement;
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(d) the Purchaser is a full service securities and corporate advisory firm and
commercial bank and, along with its Affiliates, the Purchaser is engaged in
various activities, including writing research, securities trading, investment
management, corporate advisory, financing and brokerage activities and
financial planning and benefits counselling for both companies and
individuals. In the ordinary course of these activities, the Purchaser, its
Affiliates, employees and officers may be providing, or may be in the future
providing, financial or other services to other parties with conflicting
interests to the Vendor and may receive fees for those services and may
actively trade the debt and equity securities (or related derivative securities),
loans or other financial products of those persons for the Purchaser's
account and for the account of its customers and may at any time hold long
and short positions in such financial products; and
(e) the Purchaser is not required to disclose to the Vendor the matters referred
to in subrules 3.10.1(1) and 3.10.1(2) of the ASIC Market Integrity Rules
(Securities Markets) 2017 (Cth).
10.12 Recognition of the U.S. Special Resolution Regimes:
(a) in the event that the Purchaser becomes subject to a proceeding under a U.S.
Special Resolution Regime, the transfer from the Purchaser of this
agreement, and any interest and obligation in or under this agreement, will
be effective to the same extent as the transfer would be effective under the
U.S. Special Resolution Regime if this agreement, and any such interest and
obligation, were governed by the laws of the United States or a state of the
United States;
(b) in the event that the Purchaser or a BHC Act Affiliate of it becomes subject
to a proceeding under a U.S. Special Resolution Regime, Default Rights under
this agreement that may be exercised against the Purchaser are permitted to
be exercised to no greater extent than such Default Rights could be exercised
under the U.S. Special Resolution Regime if this agreement were governed
by the laws of the United States or a state of the United States; and
(c) in this clause 10.12 these capitalised expressions and terms have the
following meanings:
(i) U.S. Special Resolution Regime means each of (i) the Federal
Deposit Insurance Act and the regulations promulgated thereunder
and (ii) Title II of the Dodd-Frank Wall Street Reform and Consumer
Protection Act and the regulations promulgated thereunder;
(ii) BHC Act Affiliate has the meaning assigned to the term "affiliate"
in, and shall be interpreted in accordance with, 12 U.S.C § 1841(k);
and
(iii) Default Right has the meaning assigned to that term in, and shall
be interpreted in accordance with, 12 C.F.R §§ 252.81, 47.2 or
382.1, as applicable.
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SIGNED
SIGNED for and on behalf of AUCKLAND FUTURE
FUND TRUSTEE LIMITED by:
.' „»
22-.1
_ _,kif.~~-------------
Director
Director
I
SIGNED fo, t" beh a If of UBS NEW ZEALAND LIMITED by,
~#<
Authorised signatory
Name: Christopher Simock
Position: Country Head
Name: Dominic Higgins
Position: Director
Auckland Airport - Template Block Trade Agreement (Master)(41799345.1)
UBS AG, Australia Branch
ABN 47 088 129 613
AFSL No. 231087
Level 16 Chifley Tower
2 Chifley Square
Sydney NSW 2000 Australia
OTC Operations
Tel. +612-9324 2454
Fax. +612-8215-8558
Call Option on Auckland International Airport Ltd
Terms and Conditions -
This information is communicated by UBS AG and/or any of its affiliates ("UBS"). UBS may from time to time, as principal or
agent, have positions in, or may buy or sell, or make a market in any securities, currencies, financial instruments or other assets
underlying the transaction to which the term sheet relates. UBS may provide investment banking and other services to and/
or have officers who serve as directors of the companies referred to in this term sheet. UBS may pay or receive brokerage or
retrocession fees in connection with the transaction described herein (further details available on request). UBS has policies
and procedures designed to minimise the risk that officers and employees are influenced by any conflicting interest or duty and
that confidential information is improperly disclosed or made available.
Structured transactions are complex and may involve a high risk of loss. Prior to entering into a transaction you should consult
with your own legal, regulatory, tax, financial and accounting advisors to the extent you consider it necessary, and make your
own investment, hedging and trading decisions (including decisions regarding the suitability of this transaction) based upon
your own judgement and advice from those advisers you consider necessary. Save as otherwise expressly agreed in writing, UBS
is not acting as your financial adviser or fiduciary in any transaction.
UBS generally hedges its exposure under structured transactions, although it may elect not to hedge or to partially hedge
any transaction. UBS’s hedging activity may be conducted through transactions in the underlying asset, index or instrument
or in options, futures or other derivatives related to the underlying asset, index or instrument on publicly traded markets or
otherwise, and may have an impact on the price of the underlying asset. If a transaction is cash settled, UBS will generally
unwind or offset any hedge it has for such transaction in close proximity to the relevant valuation time or period. In some cases,
this activity may affect the value of the transaction.
This document is for information purposes only and should not be construed as an offer, personal recommendation or solicitation
to conclude a transaction and should not be treated as giving investment advice. The terms of an OTC derivative transaction
will be subject to the detailed provisions of the confirmation. To the fullest extent permitted by law, UBS is not liable for any
loss (even if UBS has been advised of the possibility of loss) arising out of any person’s use of, or reliance upon, the information.
UBS makes no representation or warranty relating to any information herein which is derived from independent sources. This
term sheet shall not be copied or reproduced without UBS's prior written permission.
Trade Date:
Expiration Date:
Option Seller:
Option Buyer:UBS AG, Australia Branch
Share:Auckland International Airport Ltd (Bloomberg Code: AIA)
Exchange :Australian Stock Exchange
Related Exchange: All Exchanges.
Option Style and Type:American Style Call
Number of Options:150,000
Option Entitlement:1 shares per option
Physical Settlement: Applicable
Commencement Date: Trade Date
Latest Exercise Time: The Scheduled Closing Time on the Exchange
Multiple Exercise: Applicable
Minimum Number of Options: 1
Maximum Number of Options: Number of Options
Integral Multiple: Not Applicable
Settlement Price: The Strike Price
Failure to Deliver: Applicable
Valuation Time : The Scheduled Closing Time on the Exchange.
Reference Spot:AUD
Strike Price:AUD
(% of Reference Spot)
Premium per Option:AUD (% of Reference Spot)
Total Premium Payable:AUD
Premium Payment Date:2 Currency Business days after the Trade Date
Settlement Date:One
Settlement Cycle after the Expiration Date
Early Exercise: Applicable
Automatic Exercise: Applicable; “In-the-Money” for purposes of Section 3.4(c) of the Equity
Definitions shall mean (a) in respect of a Call, that the Reference Price
is greater than the Strike Price and (b) in respect of a Put, that the
Reference Price is less than the Strike Price, with the Reference Price
determined as of the Valuation Time on the Expiration Date
Calculation Agent: UBS AG
Method of Adjustment: Calculation Agent Adjustment. In its determinations of the existence
and extent of any dilutive or concentrative effect on the theoretical
value of the Shares of any Potential Adjustment Event, and any related
adjustments to the terms of the Transaction, the Calculation Agent
shall take into account any amounts of Local Taxes that would, in the
determination of the Calculation Agent, be withheld from or paid or
otherwise incurred by an Offshore Investor in connection with such
Potential Adjustment Event.
Extraordinary Events:
Consequences of Merger Events:
Share-for-Share: Modified Calculation Agent Adjustment
Share-for-Other: Modified Calculation Agent Adjustment
Share-for-Combined: Modified Calculation Agent Adjustment
Tender Offer: Applicable
Consequences of Tender Offers:
Share-for-Share: Modified Calculation Agent Adjustment
Share-for-Other: Modified Calculation Agent Adjustment
Share-for-Combined: Modified Calculation Agent Adjustment
Composition of Combined Consideration : Not Applicable
Nationalization, Delisting or Insolvency : Cancellation and Payment
Additional Disruption Events:
Disclosure Requirement: Details of this Transaction (including the identity of the counterparty)
may, (1) upon request or order by any competent authority, regulatory
or enforcement organization, governmental or otherwise, including the
stock exchange on which the underlying shares are listed, (2) as required
by applicable law, rules, regulations, codes or guidelines (whether having
the force of law or otherwise), be disclosed in accordance with such
request, order, law, rules, regulations, codes or guidelines (whether such
disclosure is to be made to third parties or otherwise).
By entering into the Transaction, the counterparty agrees to such
disclosure and releases UBS AG and its subsidiaries and affiliates from any
duty of confidentiality owed to it in relation to such information.
The counterparty confirms that the entering into of the Transaction and
any related action in connection with the exercise of any rights under the
Transaction by any of them will not cause or result in violation of any
provision of applicable law and regulation.
Change in Law: Applicable; provided that Section 12.9(a)(ii)(B) is replaced in its entirety
as follows: "(B) due to the promulgation of or any change in the
interpretation by any court, tribunal or regulatory authority with
competent jurisdiction of any applicable law or regulation (including any
action taken by a taxing authority), the Calculation Agent determines in
good faith that it has become illegal to hold, acquire or dispose of Hedge
Positions relating to such Transaction".
Hedge Positions: The definition of “Hedge Positions” in Section 13.2(b) of the Equity
Definitions shall be amended by inserting the words “or an Affiliate
thereof” after the words “a party” in the third line.
Hedging Disruption: Applicable. Section 12.9(a)(v) of the Equity Definitions is replaced in its
entirety by the words: “Hedging Disruption” means that the Hedging
Party is unable, after using commercially reasonable efforts, to either (i)
acquire, establish, re-establish, substitute, maintain, unwind or dispose
of any transaction(s) or asset(s) it deems necessary to hedge the equity
price risk (or any other relevant price risk including, but not limited to,
the currency risk) of entering into and performing its obligations with
respect to this Transaction, or (ii) freely realize, recover, receive, repatriate,
remit or transfer the proceeds of Hedge Positions or this Transaction
between accounts within the jurisdiction of the Hedge Positions (the
“Affected Jurisdiction”) or from accounts within the Affected Jurisdiction
to accounts outside of the Affected Jurisdiction.
Increased Cost of Hedging: Applicable. Section 12.9(a)(vi) of the Equity Definitions is replaced as
follows: “(vi) “Increased Cost of Hedging” means that the Hedging Party
would incur a materially increased (as compared with the circumstances
that existed on the Trade Date) amount of tax, duty, expense or fee
(other than brokerage commissions) to (A) acquire, establish, re-establish,
substitute, maintain, unwind or dispose of the any transaction(s) or
asset(s) it deems necessary to hedge the equity price risk (or any
other relevant price risk including, but not limited to, the currency risk)
of entering into and performing its obligations with respect to this
Transaction or (B) freely realise, recover or remit the proceeds of the
Hedge Positions or this Transaction between accounts within the Affected
Jurisdiction or from accounts within the Affected Jurisdiction to accounts
outside of the Affected Jurisdiction.
Insolvency Filing: Applicable
De-Listing: Applicable
Determining Party: UBS AG
Hedging Party: UBS AG
Documentation: ISDA Master Agreement with Credit Support Annex (if applicable),
Confirmation and ISDA 2002 Equity Derivative Definitions (the “Equities
Definitions”).
closing time of the Exchange on that day in the good faith estimation of
the Calculation Agent.
Valuation Date:
Valuation Time :
Reference Spot:AUD
Strike Price:AUD (% of Reference Spot)
Premium per Option:AUD (% of Reference Spot)
Total Premium:AUD
Premium Payment Date:2 Currency Business days after the Trade Date
Settlement Date:2 Scheduled Trading Days after the Valuation Date
Early Exercise: Applicable
Automatic Exercise: Applicable
Initial Margin: The Option Seller shall post up-front collateral of AUD . The Initial
Margin is the Independent Amount for the purposes of the Credit
Support Annex.
FX Disruption Event: As determined by the Calculation Agent in its sole discretion, the
occurrence and/or existence of an event (an "FX Disruption Event") on
any Scheduled Trading Day and/or Currency Business Day with respect
to the Local Currency that has the effect of preventing or delaying the
Issuer or any of its Affiliates including the Hedge Counterparty directly
or indirectly from:
(i) Converting Local Currency into USD through customary legal
channels,
(ii) Converting Local Currency into USD at a rate at least as favorable as
the rate for domestic institutions located in the financial center for the
Local Currency,
(iii) Delivering the USD from accounts inside the financial center for the
Local Currency to accounts outside the financial center for the Local
Currency,
(iv) Delivering local currency between accounts inside the financial
center for the Local Currency or to a party that is a non-resident of the
financial center for the Local Currency, or
(v) Effectively realizing the value of its underlying hedge in USD at any
time
OR
If the government of the country of Local Currency gives public notice
of its intention to impose any capital controls which the Calculation
Agent determines in good faith are likely to materially affect the
Issuer's ability to hedge its position under the Transaction or to unwind
such hedge.
"Local Currency" means the local currency in which the Shares are
traded.
Effects of Disruption Event: Upon the occurrence of a FX Disruption Event, as determined in
the sole discretion of the Calculation Agent, the Option Seller in its
sole discretion shall either (i) unilaterally accelerate the Expiration
Date so that the date of such event shall be the newly accelerated
Expiration Date; or (ii) unilaterally extend the Expiration Date or the
Early Termination Date (as the case may be) to a date when such
event no longer exists or is continuing; or (iii) unilaterally extend the
Expiration Date or the Early Termination Date (as the case may be) to
a date when such event is still continuing and make a determination
of a AUD amount that will be used as the Cash Settlement Payment
Amount. If a FX Disruption Event occurs on any Scheduled Trading
Day and Currency Business Day between the Valuation Date or the
Early Termination Date (as the case may be) and the Cash Settlement
Payment Date (each the “Settlement Period”), the Cash Settlement
Payment Date shall be delayed to the first Currency Business Day on
which there is no FX Disruption Event.
Calculation Agent: UBS AG
Method of Adjustment: Calculation Agent Adjustment
Extraordinary Events:
Consequences of Merger Events:
Share-for-Share:Modified Calculation Agent Adjustment
Share-for-Other:Modified Calculation Agent Adjustment
Share-for-Combined:Modified Calculation Agent Adjustment
Tender Offer:Applicable
Consequences of Tender Offers:
Share-for-Share:Modified Calculation Agent Adjustment
Share-for-Other:Modified Calculation Agent Adjustment
Share-for-Combined:Modified Calculation Agent Adjustment
Composition of Combined Consideration:Not Applicable
Nationalization, Delisting or Insolvency:Cancellation and Payment (Calculation Agent Determination)
Limited Recourse Provisions: The parties acknowledge and agree that to the extent the Option Buyer
(or its affiliates) enter into securities or futures or derivatives transaction(s)
(“Hedge Transaction”) with any party in the local jurisdiction, including,
without limitation, an entity affiliated, related to or controlled by the
Option Buyer (“Hedge Counterparty”) to hedge this Transaction and the
Hedge Counterparty for such transactions fails or delays for any reason
(including a default by the local exchange or clearinghouse, a change in
laws, rules or regulations applicable to the holding of the hedge position)
to make any payment, delivery or distribution with respect to a Hedge
Transaction, then the Option Buyer's obligation to pay any amounts due
hereunder shall be reduced and/or delayed accordingly.
Additional Disruption Events:
Change in Law: Applicable; provided that Section 12.9(a)(ii)(B) of the Equity Definitions is
replaced in its entirety as follows: "(B) due to the promulgation of or any
change in the interpretation by any court, tribunal or regulatory authority
with competent jurisdiction of any applicable law or regulation (including
any action taken by a taxing authority), the Calculation Agent determines
in good faith that it has become illegal to hold, acquire or dispose of
Hedge Positions relating to such Option Transaction
Hedging Disruption: Applicable; provided that Section 12.9(a)(v) of the Equity Definitions is
replaced in its entirety by the words: “Hedging Disruption” means that
the Hedging Party is unable, after using commercially reasonable efforts,
to either (i) acquire, establish, re-establish, substitute, maintain, unwind
or dispose of any transaction(s) or asset(s) it deems necessary to hedge the
equity price risk (or any other relevant price risk including, but not limited
to, the currency risk) of entering into and performing its obligations
with respect to this Option Transaction, or (ii) freely realize, recover,
receive, repatriate, remit or transfer the proceeds of Hedge Positions or
this Option Transaction between accounts within the jurisdiction of the
Hedge Positions (the “Affected Jurisdiction”) or from accounts within the
Affected Jurisdiction to accounts outside of the Affected Jurisdiction.
Increased Cost of Hedging: Applicable;
Determining Party: UBS AG
Hedging Party: UBS AG
Non-Reliance: Applicable
Agreements and Acknowledgements
Regarding Hedging Activities
: Applicable
Additional Acknowledgments: Applicable
Documentation: ISDA Master Agreement with Credit Support Annex, Confirmation and
ISDA 2002 Equity Derivative Definitions (the “Equities Definitions”).
Disclosure Requirement: Details of this Transaction (including the identity of the counterparty)
may, (1) upon request or order by any competent authority, regulatory
or enforcement organization, governmental or otherwise, including the
stock exchange on which the underlying shares are listed, (2) as required
by applicable law, rules, regulations, codes or guidelines (whether having
the force of law or otherwise), be disclosed in accordance with such
request, order, law, rules, regulations, codes or guidelines (whether such
disclosure is to be made to third parties or otherwise).
By entering into the Transaction, the counterparty agrees to such
disclosure and releases UBS AG and its subsidiaries and affiliates from any
duty of confidentiality owed to it in relation to such information.
The counterparty confirms that the entering into of the Transaction and
any related action in connection with the exercise of any rights under the
Transaction by any of them will not cause or result in violation of any
provision of applicable law and regulation.
Call Option on Auckland International Airport Ltd
Terms and Conditions -
This information is communicated by UBS AG and/or any of its affiliates ("UBS"). UBS may from time to time, as principal or
agent, have positions in, or may buy or sell, or make a market in any securities, currencies, financial instruments or other assets
underlying the transaction to which the term sheet relates. UBS may provide investment banking and other services to and/
or have officers who serve as directors of the companies referred to in this term sheet. UBS may pay or receive brokerage or
retrocession fees in connection with the transaction described herein (further details available on request). UBS has policies
and procedures designed to minimise the risk that officers and employees are influenced by any conflicting interest or duty and
that confidential information is improperly disclosed or made available.
Structured transactions are complex and may involve a high risk of loss. Prior to entering into a transaction you should consult
with your own legal, regulatory, tax, financial and accounting advisors to the extent you consider it necessary, and make your
own investment, hedging and trading decisions (including decisions regarding the suitability of this transaction) based upon
your own judgement and advice from those advisers you consider necessary. Save as otherwise expressly agreed in writing, UBS
is not acting as your financial adviser or fiduciary in any transaction.
UBS generally hedges its exposure under structured transactions, although it may elect not to hedge or to partially hedge
any transaction. UBS’s hedging activity may be conducted through transactions in the underlying asset, index or instrument
or in options, futures or other derivatives related to the underlying asset, index or instrument on publicly traded markets or
otherwise, and may have an impact on the price of the underlying asset. If a transaction is cash settled, UBS will generally
unwind or offset any hedge it has for such transaction in close proximity to the relevant valuation time or period. In some cases,
this activity may affect the value of the transaction.
This document is for information purposes only and should not be construed as an offer, personal recommendation or solicitation
to conclude a transaction and should not be treated as giving investment advice. The terms of an OTC derivative transaction
will be subject to the detailed provisions of the confirmation. To the fullest extent permitted by law, UBS is not liable for any
loss (even if UBS has been advised of the possibility of loss) arising out of any person’s use of, or reliance upon, the information.
UBS makes no representation or warranty relating to any information herein which is derived from independent sources. This
term sheet shall not be copied or reproduced without UBS's prior written permission.
Trade Date:
Expiration Date:
Option Seller:
Option Buyer:UBS AG, Australia Branch
Share:Auckland International Airport Ltd (Reuters Code: AIA.AX)
Exchange :Australian Stock Exchange
Related Exchange: All Exchanges.
Option Type:European Style Call
Number of Options:282,000
Multiplier:1
Physical Settlement: Applicable
Settlement Price: The official closing price of the Share as published by the Exchange on
the Expiration Date, or if such price is not published for whatever reason
other than as a result of the occurrence of a Disrupted Day (as defined in
the Equities Definitions), the value of a Underlying Share as of the actual
closing time of the Exchange on that day in the good faith estimation of
the Calculation Agent.
Valuation Date:
Valuation Time :
Reference Spot:AUD
Strike Price:AUD (% of Reference Spot)
Premium per Option:AUD (% of Reference Spot)
Total Premium:AUD
Premium Payment Date:2 Currency Business days after the Trade Date
Settlement Date:2 Scheduled Trading Days after the Valuation Date
Early Exercise: Not Applicable
Automatic Exercise: Applicable
Initial Margin: The Option Seller shall post up-front collateral of . The Initial
Margin is the Independent Amount for the purposes of the Credit
Support Annex.
FX Disruption Event: As determined by the Calculation Agent in its sole discretion, the
occurrence and/or existence of an event (an "FX Disruption Event") on
any Scheduled Trading Day and/or Currency Business Day with respect
to the Local Currency that has the effect of preventing or delaying the
Issuer or any of its Affiliates including the Hedge Counterparty directly
or indirectly from:
(i) Converting Local Currency into USD through customary legal
channels,
(ii) Converting Local Currency into USD at a rate at least as favorable as
the rate for domestic institutions located in the financial center for the
Local Currency,
(iii) Delivering the USD from accounts inside the financial center for the
Local Currency to accounts outside the financial center for the Local
Currency,
(iv) Delivering local currency between accounts inside the financial
center for the Local Currency or to a party that is a non-resident of the
financial center for the Local Currency, or
(v) Effectively realizing the value of its underlying hedge in USD at any
time
OR
If the government of the country of Local Currency gives public notice
of its intention to impose any capital controls which the Calculation
Agent determines in good faith are likely to materially affect the
Issuer's ability to hedge its position under the Transaction or to unwind
such hedge.
"Local Currency" means the local currency in which the Shares are
traded.
Effects of Disruption Event: Upon the occurrence of a FX Disruption Event, as determined in
the sole discretion of the Calculation Agent, the Option Seller in its
sole discretion shall either (i) unilaterally accelerate the Expiration
Date so that the date of such event shall be the newly accelerated
Expiration Date; or (ii) unilaterally extend the Expiration Date or the
Early Termination Date (as the case may be) to a date when such
event no longer exists or is continuing; or (iii) unilaterally extend the
Expiration Date or the Early Termination Date (as the case may be) to
a date when such event is still continuing and make a determination
of a AUD amount that will be used as the Cash Settlement Payment
Amount. If a FX Disruption Event occurs on any Scheduled Trading
Day and Currency Business Day between the Valuation Date or the
Early Termination Date (as the case may be) and the Cash Settlement
Payment Date (each the “Settlement Period”), the Cash Settlement
Payment Date shall be delayed to the first Currency Business Day on
which there is no FX Disruption Event.
Calculation Agent: UBS AG
Method of Adjustment: Calculation Agent Adjustment
Extraordinary Events:
Consequences of Merger Events:
Share-for-Share:Modified Calculation Agent Adjustment
Share-for-Other:Modified Calculation Agent Adjustment
Share-for-Combined:Modified Calculation Agent Adjustment
Tender Offer:Applicable
Consequences of Tender Offers:
Share-for-Share:Modified Calculation Agent Adjustment
Share-for-Other:Modified Calculation Agent Adjustment
Share-for-Combined:Modified Calculation Agent Adjustment
Composition of Combined Consideration:Not Applicable
Nationalization, Delisting or Insolvency:Cancellation and Payment (Calculation Agent Determination)
Limited Recourse Provisions: The parties acknowledge and agree that to the extent the Option Buyer
(or its affiliates) enter into securities or futures or derivatives transaction(s)
(“Hedge Transaction”) with any party in the local jurisdiction, including,
without limitation, an entity affiliated, related to or controlled by the
Option Buyer (“Hedge Counterparty”) to hedge this Transaction and the
Hedge Counterparty for such transactions fails or delays for any reason
(including a default by the local exchange or clearinghouse, a change in
laws, rules or regulations applicable to the holding of the hedge position)
to make any payment, delivery or distribution with respect to a Hedge
Transaction, then the Option Buyer's obligation to pay any amounts due
hereunder shall be reduced and/or delayed accordingly.
Additional Disruption Events:
Change in Law: Applicable; provided that Section 12.9(a)(ii)(B) of the Equity Definitions is
replaced in its entirety as follows: "(B) due to the promulgation of or any
change in the interpretation by any court, tribunal or regulatory authority
with competent jurisdiction of any applicable law or regulation (including
any action taken by a taxing authority), the Calculation Agent determines
in good faith that it has become illegal to hold, acquire or dispose of
Hedge Positions relating to such Option Transaction
Hedging Disruption: Applicable; provided that Section 12.9(a)(v) of the Equity Definitions is
replaced in its entirety by the words: “Hedging Disruption” means that
the Hedging Party is unable, after using commercially reasonable efforts,
to either (i) acquire, establish, re-establish, substitute, maintain, unwind
or dispose of any transaction(s) or asset(s) it deems necessary to hedge the
equity price risk (or any other relevant price risk including, but not limited
to, the currency risk) of entering into and performing its obligations
with respect to this Option Transaction, or (ii) freely realize, recover,
receive, repatriate, remit or transfer the proceeds of Hedge Positions or
this Option Transaction between accounts within the jurisdiction of the
Hedge Positions (the “Affected Jurisdiction”) or from accounts within the
Affected Jurisdiction to accounts outside of the Affected Jurisdiction.
Increased Cost of Hedging: Applicable;
Determining Party: UBS AG
Hedging Party: UBS AG
Non-Reliance: Applicable
Agreements and Acknowledgements
Regarding Hedging Activities
: Applicable
Additional Acknowledgments: Applicable
Documentation: ISDA Master Agreement with Credit Support Annex, Confirmation and
ISDA 2002 Equity Derivative Definitions (the “Equities Definitions”).
Disclosure Requirement: Details of this Transaction (including the identity of the counterparty)
may, (1) upon request or order by any competent authority, regulatory
or enforcement organization, governmental or otherwise, including the
stock exchange on which the underlying shares are listed, (2) as required
by applicable law, rules, regulations, codes or guidelines (whether having
the force of law or otherwise), be disclosed in accordance with such
request, order, law, rules, regulations, codes or guidelines (whether such
disclosure is to be made to third parties or otherwise).
By entering into the Transaction, the counterparty agrees to such
disclosure and releases UBS AG and its subsidiaries and affiliates from any
duty of confidentiality owed to it in relation to such information.
The counterparty confirms that the entering into of the Transaction and
any related action in connection with the exercise of any rights under the
Transaction by any of them will not cause or result in violation of any
provision of applicable law and regulation.
Call Option on Auckland International Airport Ltd
Terms and Conditions -
This information is communicated by UBS AG and/or any of its affiliates ("UBS"). UBS may from time to time, as principal or
agent, have positions in, or may buy or sell, or make a market in any securities, currencies, financial instruments or other assets
underlying the transaction to which the term sheet relates. UBS may provide investment banking and other services to and/
or have officers who serve as directors of the companies referred to in this term sheet. UBS may pay or receive brokerage or
retrocession fees in connection with the transaction described herein (further details available on request). UBS has policies
and procedures designed to minimise the risk that officers and employees are influenced by any conflicting interest or duty and
that confidential information is improperly disclosed or made available.
Structured transactions are complex and may involve a high risk of loss. Prior to entering into a transaction you should consult
with your own legal, regulatory, tax, financial and accounting advisors to the extent you consider it necessary, and make your
own investment, hedging and trading decisions (including decisions regarding the suitability of this transaction) based upon
your own judgement and advice from those advisers you consider necessary. Save as otherwise expressly agreed in writing, UBS
is not acting as your financial adviser or fiduciary in any transaction.
UBS generally hedges its exposure under structured transactions, although it may elect not to hedge or to partially hedge
any transaction. UBS’s hedging activity may be conducted through transactions in the underlying asset, index or instrument
or in options, futures or other derivatives related to the underlying asset, index or instrument on publicly traded markets or
otherwise, and may have an impact on the price of the underlying asset. If a transaction is cash settled, UBS will generally
unwind or offset any hedge it has for such transaction in close proximity to the relevant valuation time or period. In some cases,
this activity may affect the value of the transaction.
This document is for information purposes only and should not be construed as an offer, personal recommendation or solicitation
to conclude a transaction and should not be treated as giving investment advice. The terms of an OTC derivative transaction
will be subject to the detailed provisions of the confirmation. To the fullest extent permitted by law, UBS is not liable for any
loss (even if UBS has been advised of the possibility of loss) arising out of any person’s use of, or reliance upon, the information.
UBS makes no representation or warranty relating to any information herein which is derived from independent sources. This
term sheet shall not be copied or reproduced without UBS's prior written permission.
Trade Date:
Expiration Date:
Option Seller:
Option Buyer:UBS AG, Australia Branch
Share:Auckland International Airport Ltd (Reuters Code: AIA.AX)
Exchange :Australian Stock Exchange
Related Exchange: All Exchanges.
Option Type:European Style Call
Number of Options:282,000
Multiplier:1
Physical Settlement: Applicable
Settlement Price: The official closing price of the Share as published by the Exchange on
the Expiration Date, or if such price is not published for whatever reason
other than as a result of the occurrence of a Disrupted Day (as defined in
the Equities Definitions), the value of a Underlying Share as of the actual
closing time of the Exchange on that day in the good faith estimation of
the Calculation Agent.
Valuation Date:
Valuation Time :
Reference Spot:AUD
Strike Price:AUD (% of Reference Spot)
Premium per Option:AUD (% of Reference Spot)
Total Premium:AUD
Premium Payment Date:2 Currency Business days after the Trade Date
Settlement Date:2 Scheduled Trading Days after the Valuation Date
Early Exercise: Not Applicable
Automatic Exercise: Applicable
Initial Margin: The Option Seller shall post up-front collateral of . The Initial
Margin is the Independent Amount for the purposes of the Credit
Support Annex.
FX Disruption Event: As determined by the Calculation Agent in its sole discretion, the
occurrence and/or existence of an event (an "FX Disruption Event") on
any Scheduled Trading Day and/or Currency Business Day with respect
to the Local Currency that has the effect of preventing or delaying the
Issuer or any of its Affiliates including the Hedge Counterparty directly
or indirectly from:
(i) Converting Local Currency into USD through customary legal
channels,
(ii) Converting Local Currency into USD at a rate at least as favorable as
the rate for domestic institutions located in the financial center for the
Local Currency,
(iii) Delivering the USD from accounts inside the financial center for the
Local Currency to accounts outside the financial center for the Local
Currency,
(iv) Delivering local currency between accounts inside the financial
center for the Local Currency or to a party that is a non-resident of the
financial center for the Local Currency, or
(v) Effectively realizing the value of its underlying hedge in USD at any
time
OR
If the government of the country of Local Currency gives public notice
of its intention to impose any capital controls which the Calculation
Agent determines in good faith are likely to materially affect the
Issuer's ability to hedge its position under the Transaction or to unwind
such hedge.
"Local Currency" means the local currency in which the Shares are
traded.
Effects of Disruption Event: Upon the occurrence of a FX Disruption Event, as determined in
the sole discretion of the Calculation Agent, the Option Seller in its
sole discretion shall either (i) unilaterally accelerate the Expiration
Date so that the date of such event shall be the newly accelerated
Expiration Date; or (ii) unilaterally extend the Expiration Date or the
Early Termination Date (as the case may be) to a date when such
event no longer exists or is continuing; or (iii) unilaterally extend the
Expiration Date or the Early Termination Date (as the case may be) to
a date when such event is still continuing and make a determination
of a AUD amount that will be used as the Cash Settlement Payment
Amount. If a FX Disruption Event occurs on any Scheduled Trading
Day and Currency Business Day between the Valuation Date or the
Early Termination Date (as the case may be) and the Cash Settlement
Payment Date (each the “Settlement Period”), the Cash Settlement
Payment Date shall be delayed to the first Currency Business Day on
which there is no FX Disruption Event.
Calculation Agent: UBS AG
Method of Adjustment: Calculation Agent Adjustment
Extraordinary Events:
Consequences of Merger Events:
Share-for-Share:Modified Calculation Agent Adjustment
Share-for-Other:Modified Calculation Agent Adjustment
Share-for-Combined:Modified Calculation Agent Adjustment
Tender Offer:Applicable
Consequences of Tender Offers:
Share-for-Share:Modified Calculation Agent Adjustment
Share-for-Other:Modified Calculation Agent Adjustment
Share-for-Combined:Modified Calculation Agent Adjustment
Composition of Combined Consideration:Not Applicable
Nationalization, Delisting or Insolvency:Cancellation and Payment (Calculation Agent Determination)
Limited Recourse Provisions: The parties acknowledge and agree that to the extent the Option Buyer
(or its affiliates) enter into securities or futures or derivatives transaction(s)
(“Hedge Transaction”) with any party in the local jurisdiction, including,
without limitation, an entity affiliated, related to or controlled by the
Option Buyer (“Hedge Counterparty”) to hedge this Transaction and the
Hedge Counterparty for such transactions fails or delays for any reason
(including a default by the local exchange or clearinghouse, a change in
laws, rules or regulations applicable to the holding of the hedge position)
to make any payment, delivery or distribution with respect to a Hedge
Transaction, then the Option Buyer's obligation to pay any amounts due
hereunder shall be reduced and/or delayed accordingly.
Additional Disruption Events:
Change in Law: Applicable; provided that Section 12.9(a)(ii)(B) of the Equity Definitions is
replaced in its entirety as follows: "(B) due to the promulgation of or any
change in the interpretation by any court, tribunal or regulatory authority
with competent jurisdiction of any applicable law or regulation (including
any action taken by a taxing authority), the Calculation Agent determines
in good faith that it has become illegal to hold, acquire or dispose of
Hedge Positions relating to such Option Transaction
Hedging Disruption: Applicable; provided that Section 12.9(a)(v) of the Equity Definitions is
replaced in its entirety by the words: “Hedging Disruption” means that
the Hedging Party is unable, after using commercially reasonable efforts,
to either (i) acquire, establish, re-establish, substitute, maintain, unwind
or dispose of any transaction(s) or asset(s) it deems necessary to hedge the
equity price risk (or any other relevant price risk including, but not limited
to, the currency risk) of entering into and performing its obligations
with respect to this Option Transaction, or (ii) freely realize, recover,
receive, repatriate, remit or transfer the proceeds of Hedge Positions or
this Option Transaction between accounts within the jurisdiction of the
Hedge Positions (the “Affected Jurisdiction”) or from accounts within the
Affected Jurisdiction to accounts outside of the Affected Jurisdiction.
Increased Cost of Hedging: Applicable;
Determining Party: UBS AG
Hedging Party: UBS AG
Non-Reliance: Applicable
Agreements and Acknowledgements
Regarding Hedging Activities
: Applicable
Additional Acknowledgments: Applicable
Documentation: ISDA Master Agreement with Credit Support Annex, Confirmation and
ISDA 2002 Equity Derivative Definitions (the “Equities Definitions”).
Disclosure Requirement: Details of this Transaction (including the identity of the counterparty)
may, (1) upon request or order by any competent authority, regulatory
or enforcement organization, governmental or otherwise, including the
stock exchange on which the underlying shares are listed, (2) as required
by applicable law, rules, regulations, codes or guidelines (whether having
the force of law or otherwise), be disclosed in accordance with such
request, order, law, rules, regulations, codes or guidelines (whether such
disclosure is to be made to third parties or otherwise).
By entering into the Transaction, the counterparty agrees to such
disclosure and releases UBS AG and its subsidiaries and affiliates from any
duty of confidentiality owed to it in relation to such information.
The counterparty confirms that the entering into of the Transaction and
any related action in connection with the exercise of any rights under the
Transaction by any of them will not cause or result in violation of any
provision of applicable law and regulation.
Call Option on Auckland International Airport Ltd
Terms and Conditions -
This information is communicated by UBS AG and/or any of its affiliates ("UBS"). UBS may from time to time, as principal or
agent, have positions in, or may buy or sell, or make a market in any securities, currencies, financial instruments or other assets
underlying the transaction to which the term sheet relates. UBS may provide investment banking and other services to and/
or have officers who serve as directors of the companies referred to in this term sheet. UBS may pay or receive brokerage or
retrocession fees in connection with the transaction described herein (further details available on request). UBS has policies
and procedures designed to minimise the risk that officers and employees are influenced by any conflicting interest or duty and
that confidential information is improperly disclosed or made available.
Structured transactions are complex and may involve a high risk of loss. Prior to entering into a transaction you should consult
with your own legal, regulatory, tax, financial and accounting advisors to the extent you consider it necessary, and make your
own investment, hedging and trading decisions (including decisions regarding the suitability of this transaction) based upon
your own judgement and advice from those advisers you consider necessary. Save as otherwise expressly agreed in writing, UBS
is not acting as your financial adviser or fiduciary in any transaction.
UBS generally hedges its exposure under structured transactions, although it may elect not to hedge or to partially hedge
any transaction. UBS’s hedging activity may be conducted through transactions in the underlying asset, index or instrument
or in options, futures or other derivatives related to the underlying asset, index or instrument on publicly traded markets or
otherwise, and may have an impact on the price of the underlying asset. If a transaction is cash settled, UBS will generally
unwind or offset any hedge it has for such transaction in close proximity to the relevant valuation time or period. In some cases,
this activity may affect the value of the transaction.
This document is for information purposes only and should not be construed as an offer, personal recommendation or solicitation
to conclude a transaction and should not be treated as giving investment advice. The terms of an OTC derivative transaction
will be subject to the detailed provisions of the confirmation. To the fullest extent permitted by law, UBS is not liable for any
loss (even if UBS has been advised of the possibility of loss) arising out of any person’s use of, or reliance upon, the information.
UBS makes no representation or warranty relating to any information herein which is derived from independent sources. This
term sheet shall not be copied or reproduced without UBS's prior written permission.
Trade Date:
Expiration Date:
Option Seller:
Option Buyer:UBS AG, Australia Branch
Share:Auckland International Airport Ltd (Reuters Code: AIA.AX)
Exchange :Australian Stock Exchange
Related Exchange: All Exchanges.
Option Type:European Style Call
Number of Options:282,000
Multiplier:1
Physical Settlement: Applicable
Settlement Price: The official closing price of the Share as published by the Exchange on
the Expiration Date, or if such price is not published for whatever reason
other than as a result of the occurrence of a Disrupted Day (as defined in
the Equities Definitions), the value of a Underlying Share as of the actual
closing time of the Exchange on that day in the good faith estimation of
the Calculation Agent.
Valuation Date:
Valuation Time :
Reference Spot:AUD
Strike Price:AUD (% of Reference Spot)
Premium per Option:AUD (% of Reference Spot)
Total Premium:AUD
Premium Payment Date:2 Currency Business days after the Trade Date
Settlement Date:2 Scheduled Trading Days after the Valuation Date
Early Exercise: Not Applicable
Automatic Exercise: Applicable
Initial Margin: The Option Seller shall post up-front collateral of . The Initial
Margin is the Independent Amount for the purposes of the Credit
Support Annex.
FX Disruption Event: As determined by the Calculation Agent in its sole discretion, the
occurrence and/or existence of an event (an "FX Disruption Event") on
any Scheduled Trading Day and/or Currency Business Day with respect
to the Local Currency that has the effect of preventing or delaying the
Issuer or any of its Affiliates including the Hedge Counterparty directly
or indirectly from:
(i) Converting Local Currency into USD through customary legal
channels,
(ii) Converting Local Currency into USD at a rate at least as favorable as
the rate for domestic institutions located in the financial center for the
Local Currency,
(iii) Delivering the USD from accounts inside the financial center for the
Local Currency to accounts outside the financial center for the Local
Currency,
(iv) Delivering local currency between accounts inside the financial
center for the Local Currency or to a party that is a non-resident of the
financial center for the Local Currency, or
(v) Effectively realizing the value of its underlying hedge in USD at any
time
OR
If the government of the country of Local Currency gives public notice
of its intention to impose any capital controls which the Calculation
Agent determines in good faith are likely to materially affect the
Issuer's ability to hedge its position under the Transaction or to unwind
such hedge.
"Local Currency" means the local currency in which the Shares are
traded.
Effects of Disruption Event: Upon the occurrence of a FX Disruption Event, as determined in
the sole discretion of the Calculation Agent, the Option Seller in its
sole discretion shall either (i) unilaterally accelerate the Expiration
Date so that the date of such event shall be the newly accelerated
Expiration Date; or (ii) unilaterally extend the Expiration Date or the
Early Termination Date (as the case may be) to a date when such
event no longer exists or is continuing; or (iii) unilaterally extend the
Expiration Date or the Early Termination Date (as the case may be) to
a date when such event is still continuing and make a determination
of a AUD amount that will be used as the Cash Settlement Payment
Amount. If a FX Disruption Event occurs on any Scheduled Trading
Day and Currency Business Day between the Valuation Date or the
Early Termination Date (as the case may be) and the Cash Settlement
Payment Date (each the “Settlement Period”), the Cash Settlement
Payment Date shall be delayed to the first Currency Business Day on
which there is no FX Disruption Event.
Calculation Agent: UBS AG
Method of Adjustment: Calculation Agent Adjustment
Extraordinary Events:
Consequences of Merger Events:
Share-for-Share:Modified Calculation Agent Adjustment
Share-for-Other:Modified Calculation Agent Adjustment
Share-for-Combined:Modified Calculation Agent Adjustment
Tender Offer:Applicable
Consequences of Tender Offers:
Share-for-Share:Modified Calculation Agent Adjustment
Share-for-Other:Modified Calculation Agent Adjustment
Share-for-Combined:Modified Calculation Agent Adjustment
Composition of Combined Consideration:Not Applicable
Nationalization, Delisting or Insolvency:Cancellation and Payment (Calculation Agent Determination)
Limited Recourse Provisions: The parties acknowledge and agree that to the extent the Option Buyer
(or its affiliates) enter into securities or futures or derivatives transaction(s)
(“Hedge Transaction”) with any party in the local jurisdiction, including,
without limitation, an entity affiliated, related to or controlled by the
Option Buyer (“Hedge Counterparty”) to hedge this Transaction and the
Hedge Counterparty for such transactions fails or delays for any reason
(including a default by the local exchange or clearinghouse, a change in
laws, rules or regulations applicable to the holding of the hedge position)
to make any payment, delivery or distribution with respect to a Hedge
Transaction, then the Option Buyer's obligation to pay any amounts due
hereunder shall be reduced and/or delayed accordingly.
Additional Disruption Events:
Change in Law: Applicable; provided that Section 12.9(a)(ii)(B) of the Equity Definitions is
replaced in its entirety as follows: "(B) due to the promulgation of or any
change in the interpretation by any court, tribunal or regulatory authority
with competent jurisdiction of any applicable law or regulation (including
any action taken by a taxing authority), the Calculation Agent determines
in good faith that it has become illegal to hold, acquire or dispose of
Hedge Positions relating to such Option Transaction
Hedging Disruption: Applicable; provided that Section 12.9(a)(v) of the Equity Definitions is
replaced in its entirety by the words: “Hedging Disruption” means that
the Hedging Party is unable, after using commercially reasonable efforts,
to either (i) acquire, establish, re-establish, substitute, maintain, unwind
or dispose of any transaction(s) or asset(s) it deems necessary to hedge the
equity price risk (or any other relevant price risk including, but not limited
to, the currency risk) of entering into and performing its obligations
with respect to this Option Transaction, or (ii) freely realize, recover,
receive, repatriate, remit or transfer the proceeds of Hedge Positions or
this Option Transaction between accounts within the jurisdiction of the
Hedge Positions (the “Affected Jurisdiction”) or from accounts within the
Affected Jurisdiction to accounts outside of the Affected Jurisdiction.
Increased Cost of Hedging: Applicable;
Determining Party: UBS AG
Hedging Party: UBS AG
Non-Reliance: Applicable
Agreements and Acknowledgements
Regarding Hedging Activities
: Applicable
Additional Acknowledgments: Applicable
Documentation: ISDA Master Agreement with Credit Support Annex, Confirmation and
ISDA 2002 Equity Derivative Definitions (the “Equities Definitions”).
Disclosure Requirement: Details of this Transaction (including the identity of the counterparty)
may, (1) upon request or order by any competent authority, regulatory
or enforcement organization, governmental or otherwise, including the
stock exchange on which the underlying shares are listed, (2) as required
by applicable law, rules, regulations, codes or guidelines (whether having
the force of law or otherwise), be disclosed in accordance with such
request, order, law, rules, regulations, codes or guidelines (whether such
disclosure is to be made to third parties or otherwise).
By entering into the Transaction, the counterparty agrees to such
disclosure and releases UBS AG and its subsidiaries and affiliates from any
duty of confidentiality owed to it in relation to such information.
The counterparty confirms that the entering into of the Transaction and
any related action in connection with the exercise of any rights under the
Transaction by any of them will not cause or result in violation of any
provision of applicable law and regulation.
UBS AG, Australia Branch
ABN 47 088 129 613
AFSL No. 231087
Level 16 Chifley Tower
2 Chifley Square
Sydney NSW 2000 Australia
OTC Operations
Tel. +612-9324 2454
Fax. +612-8215-8558
Call Option on Auckland International Airport Ltd
Terms and Conditions -
This information is communicated by UBS AG and/or any of its affiliates ("UBS"). UBS may from time to time, as principal or
agent, have positions in, or may buy or sell, or make a market in any securities, currencies, financial instruments or other assets
underlying the transaction to which the term sheet relates. UBS may provide investment banking and other services to and/
or have officers who serve as directors of the companies referred to in this term sheet. UBS may pay or receive brokerage or
retrocession fees in connection with the transaction described herein (further details available on request). UBS has policies
and procedures designed to minimise the risk that officers and employees are influenced by any conflicting interest or duty and
that confidential information is improperly disclosed or made available.
Structured transactions are complex and may involve a high risk of loss. Prior to entering into a transaction you should consult
with your own legal, regulatory, tax, financial and accounting advisors to the extent you consider it necessary, and make your
own investment, hedging and trading decisions (including decisions regarding the suitability of this transaction) based upon
your own judgement and advice from those advisers you consider necessary. Save as otherwise expressly agreed in writing, UBS
is not acting as your financial adviser or fiduciary in any transaction.
UBS generally hedges its exposure under structured transactions, although it may elect not to hedge or to partially hedge
any transaction. UBS’s hedging activity may be conducted through transactions in the underlying asset, index or instrument
or in options, futures or other derivatives related to the underlying asset, index or instrument on publicly traded markets or
otherwise, and may have an impact on the price of the underlying asset. If a transaction is cash settled, UBS will generally
unwind or offset any hedge it has for such transaction in close proximity to the relevant valuation time or period. In some cases,
this activity may affect the value of the transaction.
This document is for information purposes only and should not be construed as an offer, personal recommendation or solicitation
to conclude a transaction and should not be treated as giving investment advice. The terms of an OTC derivative transaction
will be subject to the detailed provisions of the confirmation. To the fullest extent permitted by law, UBS is not liable for any
loss (even if UBS has been advised of the possibility of loss) arising out of any person’s use of, or reliance upon, the information.
UBS makes no representation or warranty relating to any information herein which is derived from independent sources. This
term sheet shall not be copied or reproduced without UBS's prior written permission.
Trade Date:
Expiration Date:
Option Seller:
Option Buyer:UBS AG, Australia Branch
Share:Auckland International Airport Ltd (Bloomberg Code: AIA)
Exchange :Australian Stock Exchange
Related Exchange: All Exchanges.
Option Style and Type:American Style Call
Number of Options:200,000
Option Entitlement:1 shares per option
Physical Settlement: Applicable
Commencement Date: Trade Date
Latest Exercise Time: The Scheduled Closing Time on the Exchange
Multiple Exercise: Applicable
Minimum Number of Options: 1
Maximum Number of Options: Number of Options
Integral Multiple: Not Applicable
Settlement Price: The Strike Price
Failure to Deliver: Applicable
Valuation Time : The Scheduled Closing Time on the Exchange.
Reference Spot:AUD
Strike Price:AUD (% of Reference Spot)
Premium per Option:AUD (% of Reference Spot)
Total Premium Payable:AUD
Premium Payment Date:2 Currency Business days after the Trade Date
Settlement Date:One
Settlement Cycle after the Expiration Date
Early Exercise: Applicable
Automatic Exercise: Applicable; “In-the-Money” for purposes of Section 3.4(c) of the Equity
Definitions shall mean (a) in respect of a Call, that the Reference Price
is greater than the Strike Price and (b) in respect of a Put, that the
Reference Price is less than the Strike Price, with the Reference Price
determined as of the Valuation Time on the Expiration Date
Calculation Agent: UBS AG
Method of Adjustment: Calculation Agent Adjustment. In its determinations of the existence
and extent of any dilutive or concentrative effect on the theoretical
value of the Shares of any Potential Adjustment Event, and any related
adjustments to the terms of the Transaction, the Calculation Agent
shall take into account any amounts of Local Taxes that would, in the
determination of the Calculation Agent, be withheld from or paid or
otherwise incurred by an Offshore Investor in connection with such
Potential Adjustment Event.
Extraordinary Events:
Consequences of Merger Events:
Share-for-Share: Modified Calculation Agent Adjustment
Share-for-Other: Modified Calculation Agent Adjustment
Share-for-Combined: Modified Calculation Agent Adjustment
Tender Offer: Applicable
Consequences of Tender Offers:
Share-for-Share: Modified Calculation Agent Adjustment
Share-for-Other: Modified Calculation Agent Adjustment
Share-for-Combined: Modified Calculation Agent Adjustment
Composition of Combined Consideration : Not Applicable
Nationalization, Delisting or Insolvency : Cancellation and Payment
Additional Disruption Events:
Disclosure Requirement: Details of this Transaction (including the identity of the counterparty)
may, (1) upon request or order by any competent authority, regulatory
or enforcement organization, governmental or otherwise, including the
stock exchange on which the underlying shares are listed, (2) as required
by applicable law, rules, regulations, codes or guidelines (whether having
the force of law or otherwise), be disclosed in accordance with such
request, order, law, rules, regulations, codes or guidelines (whether such
disclosure is to be made to third parties or otherwise).
By entering into the Transaction, the counterparty agrees to such
disclosure and releases UBS AG and its subsidiaries and affiliates from any
duty of confidentiality owed to it in relation to such information.
The counterparty confirms that the entering into of the Transaction and
any related action in connection with the exercise of any rights under the
Transaction by any of them will not cause or result in violation of any
provision of applicable law and regulation.
Change in Law: Applicable; provided that Section 12.9(a)(ii)(B) is replaced in its entirety
as follows: "(B) due to the promulgation of or any change in the
interpretation by any court, tribunal or regulatory authority with
competent jurisdiction of any applicable law or regulation (including any
action taken by a taxing authority), the Calculation Agent determines in
good faith that it has become illegal to hold, acquire or dispose of Hedge
Positions relating to such Transaction".
Hedge Positions: The definition of “Hedge Positions” in Section 13.2(b) of the Equity
Definitions shall be amended by inserting the words “or an Affiliate
thereof” after the words “a party” in the third line.
Hedging Disruption: Applicable. Section 12.9(a)(v) of the Equity Definitions is replaced in its
entirety by the words: “Hedging Disruption” means that the Hedging
Party is unable, after using commercially reasonable efforts, to either (i)
acquire, establish, re-establish, substitute, maintain, unwind or dispose
of any transaction(s) or asset(s) it deems necessary to hedge the equity
price risk (or any other relevant price risk including, but not limited to,
the currency risk) of entering into and performing its obligations with
respect to this Transaction, or (ii) freely realize, recover, receive, repatriate,
remit or transfer the proceeds of Hedge Positions or this Transaction
between accounts within the jurisdiction of the Hedge Positions (the
“Affected Jurisdiction”) or from accounts within the Affected Jurisdiction
to accounts outside of the Affected Jurisdiction.
Increased Cost of Hedging: Applicable. Section 12.9(a)(vi) of the Equity Definitions is replaced as
follows: “(vi) “Increased Cost of Hedging” means that the Hedging Party
would incur a materially increased (as compared with the circumstances
that existed on the Trade Date) amount of tax, duty, expense or fee
(other than brokerage commissions) to (A) acquire, establish, re-establish,
substitute, maintain, unwind or dispose of the any transaction(s) or
asset(s) it deems necessary to hedge the equity price risk (or any
other relevant price risk including, but not limited to, the currency risk)
of entering into and performing its obligations with respect to this
Transaction or (B) freely realise, recover or remit the proceeds of the
Hedge Positions or this Transaction between accounts within the Affected
Jurisdiction or from accounts within the Affected Jurisdiction to accounts
outside of the Affected Jurisdiction.
Insolvency Filing: Applicable
De-Listing: Applicable
Determining Party: UBS AG
Hedging Party: UBS AG
Documentation: ISDA Master Agreement with Credit Support Annex (if applicable),
Confirmation and ISDA 2002 Equity Derivative Definitions (the “Equities
Definitions”).
(Multicurrency — Cross Border)
ISDA
International Swap Dealers Association, Inc.
MASTER AGREEMENT
dated as of ............................................
............................................................... and ......................................................................
have entered and/or anticipate entering into one or more transactions (each a “Transaction”) that are or will
be governed by this Master Agreement, which includes the schedule (the “Schedule”), and the documents
and other confirming evidence (each a “Confirmation”) exchanged between the parties confirming those
Transactions.
Accordingly, the parties agree as follows: —
1.Interpretation
(a)Definitions. The terms defined in Section 14 and in the Schedule will have the meanings therein
specified for the purpose of this Master Agreement.
(b)Inconsistency. In the event of any inconsistency between the provisions of the Schedule and the
other provisions of this Master Agreement, the Schedule will prevail. In the event of any inconsistency
between the provisions of any Confirmation and this Master Agreement (including the Schedule), such
Confirmation will prevail for the purpose of the relevant Transaction.
(c)Single Agreement. All Transactions are entered into in reliance on the fact that this Master
Agreement and all Confirmations form a single agreement between the parties (collectively referred to as
this “Agreement”), and the parties would not otherwise enter into any Transactions.
2.Obligations
(a)General Conditions.
(i) Each party will make each payment or delivery specified in each Confirmation to be made by
it, subject to the other provisions of this Agreement.
(ii) Payments under this Agreement will be made on the due date for value on that date in the place
of the account specified in the relevant Confirmation or otherwise pursuant to this Agreement, in
freely transferable funds and in the manner customary for payments in the required currency. Where
settlement is by delivery (that is, other than by payment), such delivery will be made for receipt on
the due date in the manner customary for the relevant obligation unless otherwise specified in the
relevant Confirmation or elsewhere in this Agreement.
(iii)Each obligation of each party under Section 2(a)(i) is subject to (1) the condition precedent
that no Event of Default or Potential Event of Default with respect to the other party has occurred
and is continuing, (2) the condition precedent that no Early Termination Date in respect of the
relevant Transaction has occurred or been effectively designated and (3) each other applicable
condition precedent specified in this Agreement.
Copyright
1992 by International Swap Dealers Association, Inc.
UBS AG
(b)Change of Account. Either party may change its account for receiving a payment or delivery by
giving notice to the other party at least five Local Business Days prior to the scheduled date for the payment
or delivery to which such change applies unless such other party gives timely notice of a reasonable objection
to such change.
(c)Netting. If on any date amounts would otherwise be payable:—
(i) in the same currency; and
(ii)in respect of the same Transaction,
by each party to the other, then, on such date, each party’s obligation to make payment of any such amount
will be automatically satisfied and discharged and, if the aggregate amount that would otherwise have been
payable by one party exceeds the aggregate amount that would otherwise have been payable by the other
party, replaced by an obligation upon the party by whom the larger aggregate amount would have been
payable to pay to the other party the excess of the larger aggregate amount over the smaller aggregate amount.
The parties may elect in respect of two or more Transactions that a net amount will be determined in respect
of all amounts payable on the same date in the same currency in respect of such Transactions, regardless of
whether such amounts are payable in respect of the same Transaction. The election may be made in the
Schedule or a Confirmation by specifying that subparagraph (ii) above will not apply to the Transactions
identified as being subject to the election, together with the starting date (in which case subparagraph (ii)
above will not, or will cease to, apply to such Transactions from such date). This election may be made
separately for different groups of Transactions and will apply separately to each pairing of Offices through
which the parties make and receive payments or deliveries.
(d) Deduction or Withholding for Tax.
(i)Gross-Up. All payments under this Agreement will be made without any deduction or
withholding for or on account of any Tax unless such deduction or withholding is required by any
applicable law, as modified by the practice of any relevant governmental revenue authority, then in
effect. If a party is so required to deduct or withhold, then that party (“X”) will:—
(1)promptly notify the other party (“Y”) of such requirement;
(2)pay to the relevant authorities the full amount required to be deducted or withheld
(including the full amount required to be deducted or withheld from any additional amount
paid by X to Y under this Section 2(d)) promptly upon the earlier of determining that such
deduction or withholding is required or receiving notice that such amount has been assessed
against Y;
(3)promptly forward to Y an official receipt (or a certified copy), or other documentation
reasonably acceptable to Y, evidencing such payment to such authorities; and
(4)if such Tax is an Indemnifiable Tax, pay to Y, in addition to the payment to which Y is
otherwise entitled under this Agreement, such additional amount as is necessary to ensure that
the net amount actually received by Y (free and clear of Indemnifiable Taxes, whether assessed
against X or Y) will equal the full amount Y would have received had no such deduction or
withholding been required. However, X will not be required to pay any additional amount to
Y to the extent that it would not be required to be paid but for:—
(A)the failure by Y to comply with or perform any agreement contained in
Section 4(a)(i), 4(a)(iii) or 4(d); or
(B)the failure of a representation made by Y pursuant to Section 3(f) to be accurate and
true unless such failure would not have occurred but for (I) any action taken by a taxing
authority, or brought in a court of competent jurisdiction, on or after the date on which a
Transaction is entered into (regardless of whether such action is taken or brought with
respect to a party to this Agreement) or (II) a Change in Tax Law.
2 ISDA 1992
(ii)Liability. If: —
(1) X is required by any applicable law, as modified by the practice of any relevant
governmental revenue authority, to make any deduction or withholding in respect of which X
would not be required to pay an additional amount to Y under Section 2(d)(i)(4);
(2)X does not so deduct or withhold; and
(3)a liability resulting from such Tax is assessed directly against X,
then, except to the extent Y has satisfied or then satisfies the liability resulting from such Tax, Y
will promptly pay to X the amount of such liability (including any related liability for interest, but
including any related liability for penalties only if Y has failed to comply with or perform any
agreement contained in Section 4(a)(i), 4(a)(iii) or 4(d)).
(e)Default Interest; Other Amounts. Prior to the occurrence or effective designation of an Early
Termination Date in respect of the relevant Transaction, a party that defaults in the performance of any
payment obligation will, to the extent permitted by law and subject to Section 6(c), be required to pay interest
(before as well as after judgment) on the overdue amount to the other party on demand in the same currency
as such overdue amount, for the period from (and including) the original due date for payment to (but
excluding) the date of actual payment, at the Default Rate. Such interest will be calculated on the basis of
daily compounding and the actual number of days elapsed. If, prior to the occurrence or effective designation
of an Early Termination Date in respect of the relevant Transaction, a party defaults in the performance of
any obligation required to be settled by delivery, it will compensate the other party on demand if and to the
extent provided for in the relevant Confirmation or elsewhere in this Agreement.
3.Representations
Each party represents to the other party (which representations will be deemed to be repeated by each party
on each date on which a Transaction is entered into and, in the case of the representations in Section 3(f), at
all times until the termination of this Agreement) that:—
(a)Basic Representations.
(i)Status. It is duly organised and validly existing under the laws of the jurisdiction of its
organisation or incorporation and, if relevant under such laws, in good standing;
(ii)Powers. It has the power to execute this Agreement and any other documentation relating to
this Agreement to which it is a party, to deliver this Agreement and any other documentation relating
to this Agreement that it is required by this Agreement to deliver and to perform its obligations
under this Agreement and any obligations it has under any Credit Support Document to which it is
a party and has taken all necessary action to authorise such execution, delivery and performance;
(iii)No Violation or Conflict. Such execution, delivery and performance do not violate or conflict
with any law applicable to it, any provision of its constitutional documents, any order or judgment
of any court or other agency of government applicable to it or any of its assets or any contractual
restriction binding on or affecting it or any of its assets;
(iv)Consents. All governmental and other consents that are required to have been obtained by it
with respect to this Agreement or any Credit Support Document to which it is a party have been
obtained and are in full force and effect and all conditions of any such consents have been complied
with; and
(v)Obligations Binding. Its obligations under this Agreement and any Credit Support Document
to which it is a party constitute its legal, valid and binding obligations, enforceable in accordance
with their respective terms (subject to applicable bankruptcy, reorganisation, insolvency,
moratorium or similar laws affecting creditors’ rights generally and subject, as to enforceability, to
equitable principles of general application (regardless of whether enforcement is sought in a
proceeding in equity or at law)).
proceeding in equity or at law)).
3
ISDA 1992
(b)Absence of Certain Events. No Event of Default or Potential Event of Default or, to its knowledge,
Termination Event with respect to it has occurred and is continuing and no such event or circumstance would
occur as a result of its entering into or performing its obligations under this Agreement or any Credit Support
Document to which it is a party.
(c)Absence of Litigation. There is not pending or, to its knowledge, threatened against it or any of its
Affiliates any action, suit or proceeding at law or in equity or before any court, tribunal, governmental body,
agency or official or any arbitrator that is likely to affect the legality, validity or enforceability against it of
this Agreement or any Credit Support Document to which it is a party or its ability to perform its obligations
under this Agreement or such Credit Support Document.
(d)Accuracy of Specified Information. All applicable information that is furnished in writing by or on
behalf of it to the other party and is identified for the purpose of this Section 3(d) in the Schedule is, as of
the date of the information, true, accurate and complete in every material respect.
(e)Payer Tax Representation. Each representation specified in the Schedule as being made by it for
the purpose of this Section 3(e) is accurate and true.
(f)Payee Tax Representations. Each representation specified in the Schedule as being made by it for
the purpose of this Section 3(f) is accurate and true.
4.Agreements
Each party agrees with the other that, so long as either party has or may have any obligation under this
Agreement or under any Credit Support Document to which it is a party:—
(a)Furnish Specified Information. It will deliver to the other party or, in certain cases under
subparagraph (iii) below, to such government or taxing authority as the other party reasonably directs:—
(i) any forms, documents or certificates relating to taxation specified in the Schedule or any
Confirmation;
(ii) any other documents specified in the Schedule or any Confirmation; and
(iii) upon reasonable demand by such other party, any form or document that may be required or
reasonably requested in writing in order to allow such other party or its Credit Support Provider to
make a payment under this Agreement or any applicable Credit Support Document without any
deduction or withholding for or on account of any Tax or with such deduction or withholding at a
reduced rate (so long as the completion, execution or submission of such form or document would
not materially prejudice the legal or commercial position of the party in receipt of such demand),
with any such form or document to be accurate and completed in a manner reasonably satisfactory
to such other party and to be executed and to be delivered with any reasonably required certification,
in each case by the date specified in the Schedule or such Confirmation or, if none is specified, as soon as
reasonably practicable.
(b) Maintain Authorisations. It will use all reasonable efforts to maintain in full force and effect all
consents of any governmental or other authority that are required to be obtained by it with respect to this
Agreement or any Credit Support Document to which it is a party and will use all reasonable efforts to obtain
any that may become necessary in the future.
(c) Comply with Laws. It will comply in all material respects with all applicable laws and orders to
which it may be subject if failure so to comply would materially impair its ability to perform its obligations
under this Agreement or any Credit Support Document to which it is a party.
(d) Tax Agreement. It will give notice of any failure of a representation made by it under Section 3(f)
to be accurate and true promptly upon learning of such failure.
(e)Payment of Stamp Tax. Subject to Section 11, it will pay any Stamp Tax levied or imposed upon
it or in respect of its execution or performance of this Agreement by a jurisdiction in which it is incorporated,
4ISDA 1992
organised, managed and controlled, or considered to have its seat, or in which a branch or office through
which it is acting for the purpose of this Agreement is located (“Stamp Tax Jurisdiction”) and will indemnify
the other party against any Stamp Tax levied or imposed upon the other party or in respect of the other party’s
execution or performance of this Agreement by any such Stamp Tax Jurisdiction which is not also a Stamp
Tax Jurisdiction with respect to the other party.
5. Events of Default and Termination Events
(a) Events of Default. The occurrence at any time with respect to a party or, if applicable, any Credit
Support Provider of such party or any Specified Entity of such party of any of the following events constitutes
an event of default (an “Event of Default”) with respect to such party:—
(i)Failure to Pay or Deliver. Failure by the party to make, when due, any payment under this
Agreement or delivery under Section 2(a)(i) or 2(e) required to be made by it if such failure is not
remedied on or before the third Local Business Day after notice of such failure is given to the party;
(ii)Breach of Agreement. Failure by the party to comply with or perform any agreement or
obligation (other than an obligation to make any payment under this Agreement or delivery under
Section 2(a)(i) or 2(e) or to give notice of a Termination Event or any agreement or obligation
under Section 4(a)(i), 4(a)(iii) or 4(d)) to be complied with or performed by the party in accordance
with this Agreement if such failure is not remedied on or before the thirtieth day after notice of
such failure is given to the party;
(iii)Credit Support Default.
(1) Failure by the party or any Credit Support Provider of such party to comply with or
perform any agreement or obligation to be complied with or performed by it in accordance
with any Credit Support Document if such failure is continuing after any applicable grace
period has elapsed;
(2) the expiration or termination of such Credit Support Document or the failing or ceasing
of such Credit Support Document to be in full force and effect for the purpose of this Agreement
(in either case other than in accordance with its terms) prior to the satisfaction of all obligations
of such party under each Transaction to which such Credit Support Document relates without
the written consent of the other party; or
(3) the party or such Credit Support Provider disaffirms, disclaims, repudiates or rejects, in
whole or in part, or challenges the validity of, such Credit Support Document;
(iv)Misrepresentation. A representation (other than a representation under Section 3(e) or (f))
made or repeated or deemed to have been made or repeated by the party or any Credit Support
Provider of such party in this Agreement or any Credit Support Document proves to have been
incorrect or misleading in any material respect when made or repeated or deemed to have been made
or repeated;
(v)Default under Specified Transaction. The party, any Credit Support Provider of such party or
any applicable Specified Entity of such party (1) defaults under a Specified Transaction and, after
giving effect to any applicable notice requirement or grace period, there occurs a liquidation of, an
acceleration of obligations under, or an early termination of, that Specified Transaction, (2) defaults,
after giving effect to any applicable notice requirement or grace period, in making any payment or
delivery due on the last payment, delivery or exchange date of, or any payment on early termination
of, a Specified Transaction (or such default continues for at least three Local Business Days if there
is no applicable notice requirement or grace period) or (3) disaffirms, disclaims, repudiates or
rejects, in whole or in part, a Specified Transaction (or such action is taken by any person or entity
appointed or empowered to operate it or act on its behalf);
(vi) Cross Default. If “Cross Default” is specified in the Schedule as applying to the party, the
occurrence or existence of (1) a default, event of default or other similar condition or event (however
5
ISDA 1992
described) in respect of such party, any Credit Support Provider of such party or any applicable
Specified Entity of such party under one or more agreements or instruments relating to Specified
Indebtedness of any of them (individually or collectively) in an aggregate amount of not less than
the applicable Threshold Amount (as specified in the Schedule) which has resulted in such Specified
Indebtedness becoming, or becoming capable at such time of being declared, due and payable under
such agreements or instruments, before it would otherwise have been due and payable or (2) a default
by such party, such Credit Support Provider or such Specified Entity (individually or collectively)
in making one or more payments on the due date thereof in an aggregate amount of not less than the
applicable Threshold Amount under such agreements or instruments (after giving effect to any
applicable notice requirement or grace period);
(vii) Bankruptcy. The party, any Credit Support Provider of such party or any applicable Specified
Entity of such party: —
(1) is dissolved (other than pursuant to a consolidation, amalgamation or merger); (2) becomes
insolvent or is unable to pay its debts or fails or admits in writing its inability generally to pay
its debts as they become due; (3) makes a general assignment, arrangement or composition
with or for the benefit of its creditors; (4) institutes or has instituted against it a proceeding
seeking a judgment of insolvency or bankruptcy or any other relief under any bankruptcy or
insolvency law or other similar law affecting creditors’ rights, or a petition is presented for its
winding-up or liquidation, and, in the case of any such proceeding or petition instituted or
presented against it, such proceeding or petition (A) results in a judgment of insolvency or
bankruptcy or the entry of an order for relief or the making of an order for its winding-up or
liquidation or (B) is not dismissed, discharged, stayed or restrained in each case within 30 days
of the institution or presentation thereof; (5) has a resolution passed for its winding-up, official
management or liquidation (other than pursuant to a consolidation, amalgamation or merger);
(6) seeks or becomes subject to the appointment of an administrator, provisional liquidator,
conservator, receiver, trustee, custodian or other similar official for it or for all or substantially
all its assets; (7) has a secured party take possession of all or substantially all its assets or has
a distress, execution, attachment, sequestration or other legal process levied, enforced or sued
on or against all or substantially all its assets and such secured party maintains possession, or
any such process is not dismissed, discharged, stayed or restrained, in each case within 30 days
thereafter; (8) causes or is subject to any event with respect to it which, under the applicable
laws of any jurisdiction, has an analogous effect to any of the events specified in clauses (1)
to (7) (inclusive); or (9) takes any action in furtherance of, or indicating its consent to, approval
of, or acquiescence in, any of the foregoing acts; or
(viii) Merger Without Assumption. The party or any Credit Support Provider of such party
consolidates or amalgamates with, or merges with or into, or transfers all or substantially all its assets
to, another entity and, at the time of such consolidation, amalgamation, merger or transfer: —
(1) the resulting, surviving or transferee entity fails to assume all the obligations of such party
or such Credit Support Provider under this Agreement or any Credit Support Document to
which it or its predecessor was a party by operation of law or pursuant to an agreement
reasonably satisfactory to the other party to this Agreement; or
(2) the benefits of any Credit Support Document fail to extend (without the consent of the
other party) to the performance by such resulting, surviving or transferee entity of its
obligations under this Agreement.
(b)Termination Events. The occurrence at any time with respect to a party or, if applicable, any Credit
Support Provider of such party or any Specified Entity of such party of any event specified below constitutes
an Illegality if the event is specified in (i) below, a Tax Event if the event is specified in (ii) below or a Tax
Event Upon Merger if the event is specified in (iii) below, and, if specified to be applicable, a Credit Event
6 ISDA 1992
(i)Illegality. Due to the adoption of, or any change in, any applicable law after the date on which
a Transaction is entered into, or due to the promulgation of, or any change in, the interpretation by
any court, tribunal or regulatory authority with competent jurisdiction of any applicable law after
such date, it becomes unlawful (other than as a result of a breach by the party of Section 4(b)) for
such party (which will be the Affected Party): —
(1) to perform any absolute or contingent obligation to make a payment or delivery or to
receive a payment or delivery in respect of such Transaction or to comply with any other
material provision of this Agreement relating to such Transaction; or
(2) to perform, or for any Credit Support Provider of such party to perform, any contingent
or other obligation which the party (or such Credit Support Provider) has under any Credit
Support Document relating to such Transaction;
(ii)Tax Event. Due to (x) any action taken by a taxing authority, or brought in a court of competent
jurisdiction, on or after the date on which a Transaction is entered into (regardless of whether such
action is taken or brought with respect to a party to this Agreement) or (y) a Change in Tax Law,
the party (which will be the Affected Party) will, or there is a substantial likelihood that it will, on
the next succeeding Scheduled Payment Date (1) be required to pay to the other party an additional
amount in respect of an Indemnifiable Tax under Section 2(d)(i)(4) (except in respect of interest
under Section 2(e), 6(d)(ii) or 6(e)) or (2) receive a payment from which an amount is required to
be deducted or withheld for or on account of a Tax (except in respect of interest under Section 2(e),
6(d)(ii) or 6(e)) and no additional amount is required to be paid in respect of such Tax under
Section 2(d)(i)(4) (other than by reason of Section 2(d)(i)(4)(A) or (B));
(iii)Tax Event Upon Merger. The party (the “Burdened Party”) on the next succeeding Scheduled
Payment Date will either (1) be required to pay an additional amount in respect of an Indemnifiable
Tax under Section 2(d)(i)(4) (except in respect of interest under Section 2(e), 6(d)(ii) or 6(e)) or
(2) receive a payment from which an amount has been deducted or withheld for or on account of
any Indemnifiable Tax in respect of which the other party is not required to pay an additional amount
(other than by reason of Section 2(d)(i)(4)(A) or (B)), in either case as a result of a party
consolidating or amalgamating with, or merging with or into, or transferring all or substantially all
its assets to, another entity (which will be the Affected Party) where such action does not constitute
an event described in Section 5(a)(viii);
(iv)Credit Event Upon Merger. If “Credit Event Upon Merger” is specified in the Schedule as applying
to the party, such party (“X”), any Credit Support Provider of X or any applicable Specified Entity of X
consolidates or amalgamates with, or merges with or into, or transfers all or substantially all its assets
to, another entity and such action does not constitute an event described in Section 5(a)(viii) but the
creditworthiness of the resulting, surviving or transferee entity is materially weaker than that of X, such
Credit Support Provider or such Specified Entity, as the case may be, immediately prior to such action
(and, in such event, X or its successor or transferee, as appropriate, will be the Affected Party); or
(v)Additional Termination Event. If any “Additional Termination Event” is specified in the
Schedule or any Confirmation as applying, the occurrence of such event (and, in such event, the
Affected Party or Affected Parties shall be as specified for such Additional Termination Event in
the Schedule or such Confirmation).
7 ISDA 1992
Upon Merger if the event is specified pursuant to (iv) below or an Additional Termination Event if the event
is specified pursuant to (v) below:—
(c) Event of Default and Illegality. If an event or circumstance which would otherwise constitute or
give rise to an Event of Default also constitutes an Illegality, it will be treated as an Illegality and will not
constitute an Event of Default.
6.Early Termination
(a)Right to Terminate Following Event of Default. If at any time an Event of Default with respect to
a party (the “Defaulting Party”) has occurred and is then continuing, the other party (the “Non-defaulting
Party”) may, by not more than 20 days notice to the Defaulting Party specifying the relevant Event of Default,
designate a day not earlier than the day such notice is effective as an Early Termination Date in respect of
all outstanding Transactions. If, however, “Automatic Early Termination” is specified in the Schedule as
applying to a party, then an Early Termination Date in respect of all outstanding Transactions will occur
immediately upon the occurrence with respect to such party of an Event of Default specified in
Section 5(a)(vii)(1), (3), (5), (6) or, to the extent analogous thereto, (8), and as of the time immediately
preceding the institution of the relevant proceeding or the presentation of the relevant petition upon the
occurrence with respect to such party of an Event of Default specified in Section 5(a)(vii)(4) or, to the extent
analogous thereto, (8).
(b)Right to Terminate Following Termination Event.
(i)Notice. If a Termination Event occurs, an Affected Party will, promptly upon becoming aware of
it, notify the other party, specifying the nature of that Termination Event and each Affected Transaction
and will also give such other information about that Termination Event as the other party may reasonably
require.
(ii)Transfer to Avoid Termination Event. If either an Illegality under Section 5(b)(i)(1) or a Tax
Event occurs and there is only one Affected Party, or if a Tax Event Upon Merger occurs and the
Burdened Party is the Affected Party, the Affected Party will, as a condition to its right to designate
an Early Termination Date under Section 6(b)(iv), use all reasonable efforts (which will not require
such party to incur a loss, excluding immaterial, incidental expenses) to transfer within 20 days after
it gives notice under Section 6(b)(i) all its rights and obligations under this Agreement in respect of
the Affected Transactions to another of its Offices or Affiliates so that such Termination Event
ceases to exist.
If the Affected Party is not able to make such a transfer it will give notice to the other party to that
effect within such 20 day period, whereupon the other party may effect such a transfer within
30 days after the notice is given under Section 6(b)(i).
Any such transfer by a party under this Section 6(b)(ii) will be subject to and conditional upon the
prior written consent of the other party, which consent will not be withheld if such other party’s
policies in effect at such time would permit it to enter into transactions with the transferee on the
terms proposed.
(iii)Two Affected Parties. If an Illegality under Section 5(b)(i)(1) or a Tax Event occurs and there
are two Affected Parties, each party will use all reasonable efforts to reach agreement within 30 days
after notice thereof is given under Section 6(b)(i) on action to avoid that Termination Event.
(iv) Right to Terminate. If: —
(1) a transfer under Section 6(b)(ii) or an agreement under Section 6(b)(iii), as the case may
be, has not been effected with respect to all Affected Transactions within 30 days after an
Affected Party gives notice under Section 6(b)(i); or
(2) an Illegality under Section 5(b)(i)(2), a Credit Event Upon Merger or an Additional
Termination Event occurs, or a Tax Event Upon Merger occurs and the Burdened Party is not
the Affected Party,
either party in the case of an Illegality, the Burdened Party in the case of a Tax Event Upon Merger,
any Affected Party in the case of a Tax Event or an Additional Termination Event if there is more
than one Affected Party, or the party which is not the Affected Party in the case of a Credit Event
Upon Merger or an Additional Termination Event if there is only one Affected Party may, by not
more than 20 days notice to the other party and provided that the relevant Termination Event is then
8
ISDA 1992
continuing, designate a day not earlier than the day such notice is effective as an Early Termination
Date in respect of all Affected Transactions.
(c)Effect of Designation.
(i) If notice designating an Early Termination Date is given under Section 6(a) or (b), the Early
Termination Date will occur on the date so designated, whether or not the relevant Event of Default
or Termination Event is then continuing.
(ii)Upon the occurrence or effective designation of an Early Termination Date, no further
payments or deliveries under Section 2(a)(i) or 2(e) in respect of the Terminated Transactions will
be required to be made, but without prejudice to the other provisions of this Agreement. The amount,
if any, payable in respect of an Early Termination Date shall be determined pursuant to Section 6(e).
(d)Calculations.
(i) Statement. On or as soon as reasonably practicable following the occurrence of an Early
Termination Date, each party will make the calculations on its part, if any, contemplated by Section 6(e)
and will provide to the other party a statement (1) showing, in reasonable detail, such calculations
(including all relevant quotations and specifying any amount payable under Section 6(e)) and (2) giving
details of the relevant account to which any amount payable to it is to be paid. In the absence of written
confirmation from the source of a quotation obtained in determining a Market Quotation, the records of
the party obtaining such quotation will be conclusive evidence of the existence and accuracy of such
quotation.
(ii) Payment Date. An amount calculated as being due in respect of any Early Termination Date
under Section 6(e) will be payable on the day that notice of the amount payable is effective (in the
case of an Early Termination Date which is designated or occurs as a result of an Event of Default)
and on the day which is two Local Business Days after the day on which notice of the amount payable
is effective (in the case of an Early Termination Date which is designated as a result of a Termination
Event). Such amount will be paid together with (to the extent permitted under applicable law)
interest thereon (before as well as after judgment) in the Termination Currency, from (and including)
the relevant Early Termination Date to (but excluding) the date such amount is paid, at the
Applicable Rate. Such interest will be calculated on the basis of daily compounding and the actual
number of days elapsed.
(e)Payments on Early Termination. If an Early Termination Date occurs, the following provisions
shall apply based on the parties’ election in the Schedule of a payment measure, either “Market Quotation”
or “Loss”, and a payment method, either the “First Method” or the “Second Method”. If the parties fail to
designate a payment measure or payment method in the Schedule, it will be deemed that “Market Quotation”
or the “Second Method”, as the case may be, shall apply. The amount, if any, payable in respect of an Early
Termination Date and determined pursuant to this Section will be subject to any Set-off.
(i) Events of Default. If the Early Termination Date results from an Event of Default: —
(1) First Method and Market Quotation. If the First Method and Market Quotation apply, the
Defaulting Party will pay to the Non-defaulting Party the excess, if a positive number, of (A) the
sum of the Settlement Amount (determined by the Non-defaulting Party) in respect of the
Terminated Transactions and the Termination Currency Equivalent of the Unpaid Amounts owing
to the Non-defaulting Party over (B) the Termination Currency Equivalent of the Unpaid Amounts
owing to the Defaulting Party.
(2) First Method and Loss. If the First Method and Loss apply, the Defaulting Party will pay
to the Non-defaulting Party, if a positive number, the Non-defaulting Party’s Loss in respect
of this Agreement.
(3) Second Method and Market Quotation. If the Second Method and Market Quotation apply,
an amount will be payable equal to (A) the sum of the Settlement Amount (determined by the
9
ISDA 1992
Non-defaulting Party) in respect of the Terminated Transactions and the Termination Currency
Equivalent of the Unpaid Amounts owing to the Non-defaulting Party less (B) the Termination
Currency Equivalent of the Unpaid Amounts owing to the Defaulting Party. If that amount is
a positive number, the Defaulting Party will pay it to the Non-defaulting Party; if it is a negative
number, the Non-defaulting Party will pay the absolute value of that amount to the Defaulting
Party.
(4) Second Method and Loss. If the Second Method and Loss apply, an amount will be payable
equal to the Non-defaulting Party’s Loss in respect of this Agreement. If that amount is a
positive number, the Defaulting Party will pay it to the Non-defaulting Party; if it is a negative
number, the Non-defaulting Party will pay the absolute value of that amount to the Defaulting
Party.
(ii)Termination Events. If the Early Termination Date results from a Termination Event: —
(1) One Affected Party. If there is one Affected Party, the amount payable will be determined
in accordance with Section 6(e)(i)(3), if Market Quotation applies, or Section 6(e)(i)(4), if Loss
applies, except that, in either case, references to the Defaulting Party and to the Non-defaulting
Party will be deemed to be references to the Affected Party and the party which is not the
Affected Party, respectively, and, if Loss applies and fewer than all the Transactions are being
terminated, Loss shall be calculated in respect of all Terminated Transactions.
(2) Two Affected Parties. If there are two Affected Parties: —
(A) if Market Quotation applies, each party will determine a Settlement Amount in
respect of the Terminated Transactions, and an amount will be payable equal to (I) the
sum of (a) one-half of the difference between the Settlement Amount of the party with
the higher Settlement Amount (“X”) and the Settlement Amount of the party with the
lower Settlement Amount (“Y”) and (b) the Termination Currency Equivalent of the
Unpaid Amounts owing to X less (II) the Termination Currency Equivalent of the Unpaid
Amounts owing to Y; and
(B) if Loss applies, each party will determine its Loss in respect of this Agreement (or,
if fewer than all the Transactions are being terminated, in respect of all Terminated
Transactions) and an amount will be payable equal to one-half of the difference between
the Loss of the party with the higher Loss (“X”) and the Loss of the party with the lower
Loss (“Y”).
If the amount payable is a positive number, Y will pay it to X; if it is a negative number, X
will pay the absolute value of that amount to Y.
(iii) Adjustment for Bankruptcy. In circumstances where an Early Termination Date occurs
because “Automatic Early Termination” applies in respect of a party, the amount determined under
this Section 6(e) will be subject to such adjustments as are appropriate and permitted by law to
reflect any payments or deliveries made by one party to the other under this Agreement (and retained
by such other party) during the period from the relevant Early Termination Date to the date for
payment determined under Section 6(d)(ii).
(iv)Pre-Estimate. The parties agree that if Market Quotation applies an amount recoverable under
this Section 6(e) is a reasonable pre-estimate of loss and not a penalty. Such amount is payable for
the loss of bargain and the loss of protection against future risks and except as otherwise provided
in this Agreement neither party will be entitled to recover any additional damages as a consequence
of such losses.
10 ISDA 1992
7.Transfer
Subject to Section 6(b)(ii), neither this Agreement nor any interest or obligation in or under this Agreement
may be transferred (whether by way of security or otherwise) by either party without the prior written consent
of the other party, except that: —
(a)a party may make such a transfer of this Agreement pursuant to a consolidation or amalgamation
with, or merger with or into, or transfer of all or substantially all its assets to, another entity (but without
prejudice to any other right or remedy under this Agreement); and
(b)a party may make such a transfer of all or any part of its interest in any amount payable to it from
a Defaulting Party under Section 6(e).
Any purported transfer that is not in compliance with this Section will be void.
8.Contractual Currency
(a)Payment in the Contractual Currency. Each payment under this Agreement will be made in the
relevant currency specified in this Agreement for that payment (the “Contractual Currency”). To the extent
permitted by applicable law, any obligation to make payments under this Agreement in the Contractual
Currency will not be discharged or satisfied by any tender in any currency other than the Contractual
Currency, except to the extent such tender results in the actual receipt by the party to which payment is owed,
acting in a reasonable manner and in good faith in converting the currency so tendered into the Contractual
Currency, of the full amount in the Contractual Currency of all amounts payable in respect of this Agreement.
If for any reason the amount in the Contractual Currency so received falls short of the amount in the
Contractual Currency payable in respect of this Agreement, the party required to make the payment will, to
the extent permitted by applicable law, immediately pay such additional amount in the Contractual Currency
as may be necessary to compensate for the shortfall. If for any reason the amount in the Contractual Currency
so received exceeds the amount in the Contractual Currency payable in respect of this Agreement, the party
receiving the payment will refund promptly the amount of such excess.
(b)Judgments. To the extent permitted by applicable law, if any judgment or order expressed in a
currency other than the Contractual Currency is rendered (i) for the payment of any amount owing in respect
of this Agreement, (ii) for the payment of any amount relating to any early termination in respect of this
Agreement or (iii) in respect of a judgment or order of another court for the payment of any amount described
in (i) or (ii) above, the party seeking recovery, after recovery in full of the aggregate amount to which such
party is entitled pursuant to the judgment or order, will be entitled to receive immediately from the other
party the amount of any shortfall of the Contractual Currency received by such party as a consequence of
sums paid in such other currency and will refund promptly to the other party any excess of the Contractual
Currency received by such party as a consequence of sums paid in such other currency if such shortfall or
such excess arises or results from any variation between the rate of exchange at which the Contractual
Currency is converted into the currency of the judgment or order for the purposes of such judgment or order
and the rate of exchange at which such party is able, acting in a reasonable manner and in good faith in
converting the currency received into the Contractual Currency, to purchase the Contractual Currency with
the amount of the currency of the judgment or order actually received by such party. The term “rate of
exchange” includes, without limitation, any premiums and costs of exchange payable in connection with the
purchase of or conversion into the Contractual Currency.
(c)Separate Indemnities. To the extent permitted by applicable law, these indemnities constitute
separate and independent obligations from the other obligations in this Agreement, will be enforceable as
separate and independent causes of action, will apply notwithstanding any indulgence granted by the party
to which any payment is owed and will not be affected by judgment being obtained or claim or proof being
made for any other sums payable in respect of this Agreement.
(d)Evidence of Loss. For tbe purpose of this Section 8, it will be sufficient for a party to demonstrate
that it would have suffered a loss had an actual exchange or purchase been made.
11 ISDA 1992
9.Miscellaneous
(a)Entire Agreement. This Agreement constitutes the entire agreement and understanding of the parties
with respect to its subject matter and supersedes all oral communication and prior writings with respect
thereto.
(b)Amendments. No amendment, modification or waiver in respect of this Agreement will be effective
unless in writing (including a writing evidenced by a facsimile transmission) and executed by each of the
parties or confirmed by an exchange of telexes or electronic messages on an electronic messaging system.
(c)Survival of Obligations. Without prejudice to Sections 2(a)(iii) and 6(c)(ii), the obligations of the
parties under this Agreement will survive the termination of any Transaction.
(d)Remedies Cumulative. Except as provided in this Agreement, the rights, powers, remedies and
privileges provided in this Agreement are cumulative and not exclusive of any rights, powers, remedies
and privileges provided by law.
(e)Counterparts and Confirmations.
(i) This Agreement (and each amendment, modification and waiver in respect of it) may be
executed and delivered in counterparts (including by facsimile transmission), each of which will be
deemed an original.
(ii) The parties intend that they are legally bound by the terms of each Transaction from the moment
they agree to those terms (whether orally or otherwise). A Confirmation shall he entered into as
soon as practicable and may he executed and delivered in counterparts (including by facsimile
transmission) or be created by an exchange of telexes or by an exchange of electronic messages on
an electronic messaging system, which in each case will be sufficient for all purposes to evidence
a binding supplement to this Agreement. The parties will specify therein or through another effective
means that any such counterpart, telex or electronic message constitutes a Confirmation.
(f)No Waiver of Rights. A failure or delay in exercising any right, power or privilege in respect of this
Agreement will not be presumed to operate as a waiver, and a single or partial exercise of any right, power
or privilege will not be presumed to preclude any subsequent or further exercise, of that right, power or
privilege or the exercise of any other right, power or privilege.
(g)Headings. The headings used in this Agreement are for convenience of reference only and are not
to affect the construction of or to be taken into consideration in interpreting this Agreement.
10.Offices; Multibranch Parties
(a)If Section 10(a) is specified in the Schedule as applying, each party that enters into a Transaction
through an Office other than its head or home office represents to the other party that, notwithstanding the
place of booking office or jurisdiction of incorporation or organisation of such party, the obligations of such
party are the same as if it had entered into the Transaction through its head or home office. This representation
will be deemed to be repeated by such party on each date on which a Transaction is entered into.
(b)Neither party may change the Office through which it makes and receives payments or deliveries
for the purpose of a Transaction without the prior written consent of the other party.
(c)If a party is specified as a Multibranch Party in the Schedule, such Multibranch Party may make
and receive payments or deliveries under any Transaction through any Office listed in the Schedule, and the
Office through which it makes and receives payments or deliveries with respect to a Transaction will be
specified in the relevant Confirmation.
11.Expenses
A Defaulting Party will, on demand, indemnify and hold harmless the other party for and against all
reasonable out-of-pocket expenses, including legal fees and Stamp Tax, incurred by such other party by
reason of the enforcement and protection of its rights under this Agreement or any Credit Support Document
12 ISDA 1992
to which the Defaulting Party is a party or by reason of the early termination of any Transaction, including,
but not limited to, costs of collection.
12.Notices
(a)Effectiveness. Any notice or other communication in respect of this Agreement may be given in any
manner set forth below (except that a notice or other communication under Section 5 or 6 may not be given
by facsimile transmission or electronic messaging system) to the address or number or in accordance with
the electronic messaging system details provided (see the Schedule) and will be deemed effective as
indicated:—
(i)if in writing and delivered in person or by courier, on the date it is delivered;
(ii)if sent by telex, on the date the recipient’s answerback is received;
(iii) if sent by facsimile transmission, on the date that transmission is received by a responsible
employee of the recipient in legible form (it being agreed that the burden of proving receipt will be
on the sender and will not be met by a transmission report generated by the sender’s facsimile
machine);
(iv)if sent by certified or registered mail (airmail, if overseas) or the equivalent (return receipt
requested), on the date that mail is delivered or its delivery is attempted; or
(v)if sent by electronic messaging system, on the date that electronic message is received,
unless the date of that delivery (or attempted delivery) or that receipt, as applicable, is not a Local Business
Day or that communication is delivered (or attempted) or received, as applicable, after the close of business
on a Local Business Day, in which case that communication shall be deemed given and effective on the first
following day that is a Local Business Day.
(b)Change of Addresses. Either party may by notice to the other change the address, telex or facsimile
number or electronic messaging system details at which notices or other communications are to be given to
it.
13.Governing Law and Jurisdiction
(a)Governing Law. This Agreement will be governed by and construed in accordance with the law
specified in the Schedule.
(b)Jurisdiction. With respect to any suit, action or proceedings relating to this Agreement
(“Proceedings”), each party irrevocably:—
(i)submits to the jurisdiction of the English courts, if this Agreement is expressed to be governed
by English law, or to the non-exclusive jurisdiction of the courts of the State of New York and the
United States District Court located in the Borough of Manhattan in New York City, if this
Agreement is expressed to be governed by the laws of the State of New York; and
(ii) waives any objection which it may have at any time to the laying of venue of any Proceedings
brought in any such court, waives any claim that such Proceedings have been brought in an
inconvenient forum and further waives the right to object, with respect to such Proceedings, that
such court does not have any jurisdiction over such party.
Nothing in this Agreement precludes either party from bringing Proceedings in any other jurisdiction
(outside, if this Agreement is expressed to be governed by English law, the Contracting States, as defined
in Section 1(3) of the Civil Jurisdiction and Judgments Act 1982 or any modification, extension or
re-enactment thereof for the time being in force) nor will the bringing of Proceedings in any one or more
jurisdictions preclude the bringing of Proceedings in any other jurisdiction.
(c)Service of Process. Each party irrevocably appoints the Process Agent (if any) specified opposite
its name in the Schedule to receive, for it and on its behalf, service of process in any Proceedings. If for any
13 ISDA 1992
reason any party’s Process Agent is unable to act as such, such party will promptly notify the other party
and within 30 days appoint a substitute process agent acceptable to the other party. The parties irrevocably
consent to service of process given in the manner provided for notices in Section 12. Nothing in this
Agreement will affect the right of either party to serve process in any other manner permitted by law.
(d)Waiver of Immunities. Each party irrevocably waives, to the fullest extent permitted by applicable
law, with respect to itself and its revenues and assets (irrespective of their use or intended use), all immunity
on the grounds of sovereignty or other similar grounds from (i) suit, (ii) jurisdiction of any court, (iii) relief
by way of injunction, order for specific performance or for recovery of property, (iv) attachment of its assets
(whether before or after judgment) and (v) execution or enforcement of any judgment to which it or its
revenues or assets might otherwise be entitled in any Proceedings in the courts of any jurisdiction and
irrevocably agrees, to the extent permitted by applicable law, that it will not claim any such immunity in any
Proceedings.
14.Definitions
As used in this Agreement:—
“Additional Termination Event” has the meaning specified in Section 5(b).
“Affected Party” has the meaning specified in Section 5(b).
“Affected Transactions” means (a) with respect to any Termination Event consisting of an Illegality, Tax
Event or Tax Event Upon Merger, all Transactions affected by the occurrence of such Termination Event
and (b) with respect to any other Termination Event, all Transactions.
“Affiliate” means, subject to the Schedule, in relation to any person, any entity controlled, directly or
indirectly, by the person, any entity that controls, directly or indirectly, the person or any entity directly or
indirectly under common control with the person. For this purpose, “control” of any entity or person means
ownership of a majority of the voting power of the entity or person.
“Applicable Rate” means:—
(a)in respect of obligations payable or deliverable (or which would have been but for Section 2(a)(iii))
by a Defaulting Party, the Default Rate;
(b)in respect of an obligation to pay an amount under Section 6(e) of either party from and after the date
(determined in accordance with Section 6(d)(ii)) on which that amount is payable, the Default Rate;
(c)in respect of all other obligations payable or deliverable (or which would have been but for
Section 2(a)(iii)) by a Non-defaulting Party, the Non-default Rate; and
(d)in all other cases, the Termination Rate.
“Burdened Party” has the meaning specified in Section 5(b).
“Change in Tax Law” means the enactment, promulgation, execution or ratification of, or any change in or
amendment to, any law (or in the application or official interpretation of any law) that occurs on or after the
date on which the relevant Transaction is entered into.
“consent” includes a consent, approval, action, authorisation, exemption, notice, filing, registration or
exchange control consent.
“Credit Event Upon Merger” has the meaning specified in Section 5(b).
“Credit Support Document” means any agreement or instrument that is specified as such in this Agreement.
“Credit Support Provider” has the meaning specified in the Schedule.
“Default Rate” means a rate per annum equal to the cost (without proof or evidence of any actual cost) to
the relevant payee (as certified by it) if it were to fund or of funding the relevant amount plus 1% per annum.
14ISDA 1992
“Defaulting Party” has the meaning specified in Section 6(a).
“Early Termination Date” means the date determined in accordance with Section 6(a) or 6(b)(iv).
“Event of Default” has the meaning specified in Section 5(a) and, if applicable, in the Schedule.
“Illegality” has the meaning specified in Section 5(b).
“Indemnifiable Tax” means any Tax other than a Tax that would not be imposed in respect of a payment
under this Agreement but for a present or former connection between the jurisdiction of the government or
taxation authority imposing such Tax and the recipient of such payment or a person related to such recipient
(including, without limitation, a connection arising from such recipient or related person being or having
been a citizen or resident of such jurisdiction, or being or having been organised, present or engaged in a
trade or business in such jurisdiction, or having or having had a permanent establishment or fixed place of
business in such jurisdiction, but excluding a connection arising solely from such recipient or related person
having executed, delivered, performed its obligations or received a payment under, or enforced, this
Agreement or a Credit Support Document).
“law” includes any treaty, law, rule or regulation (as modified, in the case of tax matters, by the practice of
any relevant governmental revenue authority) and “lawful” and “unlawful” will be construed accordingly.
“Local Business Day” means, subject to the Schedule, a day on which commercial banks are open for
business (including dealings in foreign exchange and foreign currency deposits) (a) in relation to any
obligation under Section 2(a)(i), in the place(s) specified in the relevant Confirmation or, if not so specified,
as otherwise agreed by the parties in writing or determined pursuant to provisions contained, or incorporated
by reference, in this Agreement, (b) in relation to any other payment, in the place where the relevant account
is located and, if different, in the principal financial centre, if any, of the currency of such payment, (c) in
relation to any notice or other communication, including notice contemplated under Section 5(a)(i), in the
city specified in the address for notice provided by the recipient and, in the case of a notice contemplated
by Section 2(b), in the place where the relevant new account is to be located and (d) in relation to
Section 5(a)(v)(2), in the relevant locations for performance with respect to such Specified Transaction.
“Loss” means, with respect to this Agreement or one or more Terminated Transactions, as the case may be, and
a party, the Termination Currency Equivalent of an amount that party reasonably determines in good faith to be
its total losses and costs (or gain, in which case expressed as a negative number) in connection with this Agreement
or that Terminated Transaction or group of Terminated Transactions, as the case may be, including any loss of
bargain, cost of funding or, at the election of such party but without duplication, loss or cost incurred as a result
of its terminating, liquidating, obtaining or reestablishing any hedge or related trading position (or any gain
resulting from any of them). Loss includes losses and costs (or gains) in respect of any payment or delivery
required to have been made (assuming satisfaction of each applicable condition precedent) on or before the
relevant Early Termination Date and not made, except, so as to avoid duplication, if Section 6(e)(i)(1) or (3) or
6(e)(ii)(2)(A) applies. Loss does not include a party’s legal fees and out-of-pocket expenses referred to under
Section 11. A party will determine its Loss as of the relevant Early Termination Date, or, if that is not reasonably
practicable, as of the earliest date thereafter as is reasonably practicable. A party may (but need not) determine
its Loss by reference to quotations of relevant rates or prices from one or more leading dealers in the relevant
markets.
“Market Quotation” means, with respect to one or more Terminated Transactions and a party making the
determination, an amount determined on the basis of quotations from Reference Market-makers. Each
quotation will be for an amount, if any, that would be paid to such party (expressed as a negative number)
or by such party (expressed as a positive number) in consideration of an agreement between such party (taking
into account any existing Credit Support Document with respect to the obligations of such party) and the
quoting Reference Market-maker to enter into a transaction (the “Replacement Transaction”) that would
have the effect of preserving for such party the economic equivalent of any payment or delivery (whether
the underlying obligation was absolute or contingent and assuming the satisfaction of each applicable
condition precedent) by the parties under Section 2(a)(i) in respect of such Terminated Transaction or group
of Terminated Transactions that would, but for the occurrence of the relevant Early Termination Date, have
15 ISDA 1992
been required after that date. For this purpose, Unpaid Amounts in respect of the Terminated Transaction or
group of Terminated Transactions are to be excluded but, without limitation, any payment or delivery that
would, but for the relevant Early Termination Date, have been required (assuming satisfaction of each
applicable condition precedent) after that Early Termination Date is to be included. The Replacement
Transaction would be subject to such documentation as such party and the Reference Market-maker may, in
good faith, agree. The party making the determination (or its agent) will request each Reference
Market-maker to provide its quotation to the extent reasonably practicable as of the same day and time
(without regard to different time zones) on or as soon as reasonably practicable after the relevant Early
Termination Date. The day and time as of which those quotations are to be obtained will be selected in good
faith by the party obliged to make a determination under Section 6(e), and, if each party is so obliged, after
consultation with the other. If more than three quotations are provided, the Market Quotation will be the
arithmetic mean of the quotations, without regard to the quotations having the highest and lowest values. If
exactly three such quotations are provided, the Market Quotation will be the quotation remaining after
disregarding the highest and lowest quotations. For this purpose, if more than one quotation has the same
highest value or lowest value, then one of such quotations shall be disregarded. If fewer than three quotations
are provided, it will be deemed that the Market Quotation in respect of such Terminated Transaction or group
of Terminated Transactions cannot be determined.
“Non-default Rate” means a rate per annum equal to the cost (without proof or evidence of any actual cost)
to the Non-defaulting Party (as certified by it) if it were to fund the relevant amount.
“Non-defaulting Party” has the meaning specified in Section 6(a).
“Office” means a branch or office of a party, which may be such party’s head or home office.
“Potential Event of Default” means any event which, with the giving of notice or the lapse of time or both,
would constitute an Event of Default.
“Reference Market-makers” means four leading dealers in the relevant market selected by the party
determining a Market Quotation in good faith (a) from among dealers of the highest credit standing which
satisfy all the criteria that such party applies generally at the time in deciding whether to offer or to make
an extension of credit and (b) to the extent practicable, from among such dealers having an office in the same
city.
“Relevant Jurisdiction” means, with respect to a party, the jurisdictions (a) in which the party is
incorporated, organised, managed and controlled or considered to have its seat, (b) where an Office through
which the party is acting for purposes of this Agreement is located, (c) in which the party executes this
Agreement and (d) in relation to any payment, from or through which such payment is made.
“Scheduled Payment Date” means a date on which a payment or delivery is to be made under Section 2(a)(i)
with respect to a Transaction.
“Set-off” means set-off, offset, combination of accounts, right of retention or withholding or similar right
or requirement to which the payer of an amount under Section 6 is entitled or subject (whether arising under
this Agreement, another contract, applicable law or otherwise) that is exercised by, or imposed on, such
payer.
“Settlement Amount” means, with respect to a party and any Early Termination Date, the sum of: —
(a) the Termination Currency Equivalent of the Market Quotations (whether positive or negative) for each
Terminated Transaction or group of Terminated Transactions for which a Market Quotation is determined;
and
(b)such party’s Loss (whether positive or negative and without reference to any Unpaid Amounts) for
each Terminated Transaction or group of Terminated Transactions for which a Market Quotation cannot be
determined or would not (in the reasonable belief of the party making the determination) produce a
commercially reasonable result.
“Specified Entity” has the meanings specified in the Schedule.
16 ISDA 1992
“Specified Indebtedness” means, subject to the Schedule, any obligation (whether present or future,
contingent or otherwise, as principal or surety or otherwise) in respect of borrowed money.
“Specified Transaction” means, subject to the Schedule, (a) any transaction (including an agreement with respect
thereto) now existing or hereafter entered into between one party to this Agreement (or any Credit Support
Provider of such party or any applicable Specified Entity of such party) and the other party to this Agreement (or
any Credit Support Provider of such other party or any applicable Specified Entity of such other party) which is
a rate swap transaction, basis swap, forward rate transaction, commodity swap, commodity option, equity or
equity index swap, equity or equity index option, bond option, interest rate option, foreign exchange transaction,
cap transaction, floor transaction, collar transaction, currency swap transaction, cross-currency rate swap
transaction, currency option or any other similar transaction (including any option with respect to any of these
transactions), (b) any combination of these transactions and (c) any other transaction identified as a Specified
Transaction in this Agreement or the relevant confirmation.
“Stamp Tax” means any stamp, registration, documentation or similar tax.
“Tax” means any present or future tax, levy, impost, duty, charge, assessment or fee of any nature (including
interest, penalties and additions thereto) that is imposed by any government or other taxing authority in
respect of any payment under this Agreement other than a stamp, registration, documentation or similar tax.
“Tax Event” has the meaning specified in Section 5(b).
“Tax Event Upon Merger” has the meaning specified in Section 5(b).
“Terminated Transactions” means with respect to any Early Termination Date (a) if resulting from a
Termination Event, all Affected Transactions and (b) if resulting from an Event of Default, all Transactions
(in either case) in effect immediately before the effectiveness of the notice designating that Early Termination
Date (or, if “Automatic Early Termination” applies, immediately before that Early Termination Date).
“Termination Currency” has the meaning specified in the Schedule.
“Termination Currency Equivalent” means, in respect of any amount denominated in the Termination
Currency, such Termination Currency amount and, in respect of any amount denominated in a currency other
than the Termination Currency (the “Other Currency”), the amount in the Termination Currency determined
by the party making the relevant determination as being required to purchase such amount of such Other
Currency as at the relevant Early Termination Date, or, if the relevant Market Quotation or Loss (as the case
may be), is determined as of a later date, that later date, with the Termination Currency at the rate equal to
the spot exchange rate of the foreign exchange agent (selected as provided below) for the purchase of such
Other Currency with the Termination Currency at or about 11:00 a.m. (in the city in which such foreign
exchange agent is located) on such date as would be customary for the determination of such a rate for the
purchase of such Other Currency for value on the relevant Early Termination Date or that later date. The
foreign exchange agent will, if only one party is obliged to make a determination under Section 6(e), be
selected in good faith by that party and otherwise will be agreed by the parties.
“Termination Event” means an Illegality, a Tax Event or a Tax Event Upon Merger or, if specified to be
applicable, a Credit Event Upon Merger or an Additional Termination Event.
“Termination Rate” means a rate per annum equal to the arithmetic mean of the cost (without proof or
evidence of any actual cost) to each party (as certified by such party) if it were to fund or of funding such
amounts.
“Unpaid Amounts” owing to any party means, with respect to an Early Termination Date, the aggregate of
(a) in respect of all Terminated Transactions, the amounts that became payable (or that would have become
payable but for Section 2(a)(iii)) to such party under Section 2(a)(i) on or prior to such Early Termination
Date and which remain unpaid as at such Early Termination Date and (b) in respect of each Terminated
Transaction, for each obligation under Section 2(a)(i) which was (or would have been but for
Section 2(a)(iii)) required to be settled by delivery to such party on or prior to such Early Termination Date
and which has not been so settled as at such Early Termination Date, an amount equal to the fair market
17 ISDA 1992
value of that which was (or would have been) required to be delivered as of the originally scheduled date
for delivery, in each case together with (to the extent permitted under applicable law) interest, in the currency
of such amounts, from (and including) the date such amounts or obligations were or would have been required
to have been paid or performed to (but excluding) such Early Termination Date, at the Applicable Rate. Such
amounts of interest will be calculated on the basis of daily compounding and the actual number of days
elapsed. The fair market value of any obligation referred to in clause (b) above shall be reasonably
determined by the party obliged to make the determination under Section 6(e) or, if each party is so obliged,
it shall be the average of the Termination Currency Equivalents of the fair market values reasonably
determined by both parties.
IN WITNESS WHEREOF the parties have executed this document on the respective dates specified below
with effect from the date specified on the first page of this document.
18 ISDA 1992
.............................................................................
.........................................................................
(Name of Party)
(Name of Party)
By: ......................................................................By: .................................................................
Name:Name:
Title:Title:
Date:Date:
By: .....................................................................By: .................................................................
Name:Name:
Title:Title:
Date:Date:
UBS AG
FOR REFERENCE ONLY
SUBJECT TO FURTHER APPROVAL BY UBS
19
SCHEDULE
to the
Master Agreement
dated as of ________________
between
UBS AG
("Party A")
a bank organised under the laws of
Switzerland
And [ ]
("Party B")
a corporation/partnership/national banking
association/etc. organised under the laws of [ ]
Part 1
Termination Provisions
(a)"Specified Entity" means:
(i)in relation to Party A for the purpose of:
Section 5(a)(v) of this Agreement, [ ],
Section 5(a)(vi) of this Agreement, [ ],
Section 5(a)(vii) of this Agreement, [ ],
Section 5(b)(iv) of this Agreement, [ ]; and
(ii)in relation to Party B for the purpose of:
Section 5(a)(v) of this Agreement, [ ],
Section 5(a)(vi) of this Agreement, [ ],
Section 5(a)(vii) of this Agreement, [ ],
Section 5(b)(iv) of this Agreement, [ ].
(b)Specified Transaction will not have the meaning specified in Section 14 of this Agreement and instead
means, (a) any transaction (including an agreement with respect to any such transaction) now existing or
hereafter entered into between one party to this Agreement (or any Credit Support Provider of such party or
any applicable Specified Entity of such party) and the other party to this Agreement (or any Credit Support
Provider of such other party or any applicable Specified Entity of such other party) which is not a Transaction
under this Agreement but (i) which is a rate swap transaction, swap option, basis swap, forward rate
transaction, commodity swap, commodity option, equity or equity index swap, equity or equity index option,
bond option, interest rate option, foreign exchange transaction, cap transaction, floor transaction, collar
transaction, currency swap transaction, cross-currency rate swap transaction, currency option, credit
protection transaction, credit swap, credit default swap, credit default option, total return swap, credit spread
transaction, repurchase transaction, reverse repurchase transaction, buy/sell-back transaction, securities
lending transaction, weather index transaction, precious metal transaction, letters of credit reimbursement
obligation, indebtedness for borrowed money (whether or not evidenced by a note or similar instrument) and
any amounts payable under any prime brokerage or centrally cleared derivative agreements, or forward
purchase or sale of a security, commodity or other financial instrument or interest (including any option with
respect to any of these transactions) or (ii) which is a type of transaction that is similar to any transaction
referred to in clause (i) above that is currently, or in the future becomes, recurrently entered into in the
financial markets (including terms and conditions incorporated by reference in such agreement) and which is
a forward, swap, future, option or other derivative on one or more rates, currencies, commodities, equity
securities or other equity instruments, debt securities or other debt instruments, economic indices or measures
of economic risk or value, or other benchmarks against which payments or deliveries are to be made, (b) any
combination of these transactions and (c) any other transaction identified as a Specified Transaction in this
Agreement or the relevant confirmation.
(c)The Cross Default provisions of Section 5(a)(vi) of this Agreement, as modified below, will apply to Party A
and to Party B. Section 5(a)(vi) of this Agreement is hereby amended by the addition of the following at the
end thereof:
FOR REFERENCE ONLY
SUBJECT TO FURTHER APPROVAL BY UBS
20
"provided, however, that notwithstanding the foregoing, an Event of Default shall not occur under either (1)
or (2) above if, as demonstrated to the reasonable satisfaction of the other party, (a) the event or condition
referred to in (1) or the failure to pay referred to in (2) is a failure to pay caused by an error or omission of
an administrative or operational nature; and (b) funds were available to such party to enable it to make the
relevant payment when due; and (c) such relevant payment is made within three Business Days following
receipt of written notice from an interested party of such failure to pay."
"Specified Indebtedness" means any obligation (whether present or future, contingent or otherwise as
principal or surety or otherwise) for the payment or repayment of any money.
"Threshold Amount" means:
(i) in relation to Party A: an amount equal to [ ]% of shareholder’s equity (howsoever described) of
Party A as shown on the most recent annual audited financial statements of Party A; and
(ii) in relation to Party B, or any Credit Support Provider or Specified Entity of Party B: an amount equal
to [ ]% of Net Asset Value (as defined in Part 5 below) of Party B, or the relevant Credit Support
Provider or Specified Entity of Party B.
(d) The Credit Event Upon Merger provisions of Section 5(b)(iv) of this Agreement do not apply to either party
(e) The Automatic Early Termination provision of Section 6(a) of this Agreement will apply to Party A and will
[not] apply to Party B.
(f) Payments on Early Termination for the purpose of Section 6(e) of this Agreement: (i) Loss shall apply;
and (ii) the Second Method shall apply.
(g) "Termination Currency" means one of the currencies in which payments are required to be made pursuant
to a Confirmation in respect of a Terminated Transaction selected by the Non-defaulting Party or the non-
Affected Party, as the case may be, or, in the circumstances where there are two Affected Parties, as agreed
between the parties or, failing such agreement as aforesaid, or if the currency so selected is not freely
available, the Termination Currency shall be USD Dollars.
(h) Additional Termination Event will apply. The following shall constitute Additional Termination Events. Upon
the occurrence of any one of the events or circumstances specified below, Party B shall be the Affected Party
and all Transactions shall be Affected Transactions:
[ ]
FOR REFERENCE ONLY
SUBJECT TO FURTHER APPROVAL BY UBS
21
Part 2
Tax Representations
(a) Payer Tax Representations. For the purpose of Section 3(e) of this Agreement, Party A and Party B each
makes the following representation:
It is not required by any applicable law, as modified by the practice of any relevant governmental revenue
authority, of any Relevant Jurisdiction to make any deduction or withholding for or on account of any Tax
from any payment (other than interest under Section 2(e), 6(d)(ii) or 6(e) of this Agreement) to be made by
it to the other party under this Agreement. In making this representation, it may rely on (i) the accuracy of
any representations made by the other party pursuant to Section 3(f) of this Agreement, (ii) the satisfaction
of the agreement contained in Section 4(a)(i) or 4(a)(iii) of this Agreement and the accuracy and effectiveness
of any document provided by the other party pursuant to Section 4(a)(i) or 4(a)(iii) of this Agreement and (iii)
the satisfaction of the agreement of the other party contained in Section 4(d) of this Agreement, PROVIDED
THAT it shall not be a breach of this representation where reliance is placed on sub-clause (ii) above and the
other party does not deliver a form or document under Section 4(a)(iii) by reason of material prejudice to its
legal or commercial position.
(b) Payee Tax Representations. For the purpose of Section 3(f) of this Agreement, Party A and Party B make
no representations.
FOR REFERENCE ONLY
SUBJECT TO FURTHER APPROVAL BY UBS
22
Part 3
Agreement to Deliver Documents
For the purposes of Sections 3(d), 4(a)(i) and (ii) of this Agreement, each party agrees to supply the following
documents:
(a) Tax forms, documents or certificates to be delivered are:
Each party agrees to complete, accurately and in a manner reasonably satisfactory to the other party (or any
Specified Entity of the other party), and to execute, arrange for any required certification of, and deliver to
the other party (or such Specified Entity) (or to such government or taxing authority as the other party (or
such Specified Entity) reasonably directs), any form or document that may be required or reasonably
requested in order to allow the other party (or such Specified Entity) to make a payment under this Agreement
(or a Credit Support Document of the other party or a Specified Entity thereof) without any deduction or
withholding for or on account of any Tax or with such deduction or withholding at a reduced rate, promptly
upon the earlier of (i) reasonable demand by the other party (or such Specified Entity) and (ii) learning that
the form or document is required.
(b) Other documents to be delivered are:
PARTY REQUIRED
TO DELIVER
DOCUMENT:
FORM/DOCUMENT/
CERTIFICATE:
DATE BY WHICH
TO BE DELIVERED:
COVERED BY SECTION
3(D) REPRESENTATION:
Party A and Party B Evidence of the authority
and true signatures of
each official or
representative signing this
Agreement or, as the case
may be, a Confirmation,
on its behalf.
On or before execution of
this Agreement and each
Confirmation forming a
part of this Agreement.
Yes
Party B Copy of the resolution of
Party B’s Board of
Directors (or equivalent
authorising
documentation)
authorising the execution
and delivery of this
Agreement and each
Confirmation and
performance of its
obligations hereunder.
On or before execution of
this Agreement.
Yes
Party B Copies of Memorandum
and Articles of Association
of Party B, and Certificate
of Incorporation (or
equivalent constitutive
documents).
On or before execution of
this Agreement.
Yes
Party B
Annual Audited
Financial Statements
As soon as practicable but
in any event within [ ] days
of the end of each
financial year
Yes
Party B Semi-annual unaudited
financial statements.
As soon as practicable but
in any event within [ ] days
of the end of each
financial mid-year
Yes
FOR REFERENCE ONLY
SUBJECT TO FURTHER APPROVAL BY UBS
23
Party B Letter of Process Agent of
Party B confirming
acceptance of
appointment.
On or before execution of
this Agreement.
Yes
Party B Net Asset Value and Net
Asset Value per Share to
be provided by an
independent third party
Within [ ] days of the last
Local Business Day in each
calendar month
Yes
Party B Any other information
which Party A may
reasonably request from
Party B from time to time
Upon request of Party A Yes
FOR REFERENCE ONLY
SUBJECT TO FURTHER APPROVAL BY UBS
24
Part 4
Miscellaneous
(a) Address for Notices. For the purpose of Section 12(a) of this Agreement:
Address for notices or communications to Party A shall, with respect to a particular Transaction, be sent to
the address, telex number or facsimile number specified in the Confirmation for the relevant Transaction,
and any notice for the purposes of Sections 5 or 6 of this Agreement shall be sent to the address, telex
number or facsimile specified below:
Address: UBS AG, Hong Kong Branch,
52/F, Two International Finance Centre, Central, Hong Kong
Attention: Legal Department
Telephone: +852 3712 2282
With a copy to:
Address: UBS AG, London Branch
5 Broadgate, London EC2M 2QS
Attention: Legal Department
Copy to email: ol-notices-admin@ubs.com
Telephone: +44 20 7567 8000
Address for notices or communications to Party B shall be sent to the address, telex number or facsimile
number specified below:
Address:
Attention:
Telephone:
Electronic Messaging Details:
(b) Process Agent. For the purpose of Section 13(c) of this Agreement: In respect of Party A: Not applicable.
In respect of Party B, Party B appoints as its Process Agent:
(c) Offices. The provisions of Section 10(a) of this Agreement will apply to Party A and Party B.
(d) Multibranch Party. For the purpose of Section 10(c) of this Agreement:
(i) Party A is a Multibranch Party and may act through its branches in any of the following territories or
countries:
Australia, England and Wales, Hong Kong, Singapore, and Switzerland.
(ii) Party B is not a Multibranch Party.
(e) Calculation Agent. The Calculation Agent is Party A, unless otherwise specified in a Confirmation in relation
to the relevant Transaction.
(f) Credit Support Document. Details of any Credit Support Document in relation to Party A and Party B: not
applicable.
(g) Credit Support Provider. Credit Support Provider means in relation to Party A and Party B: not applicable.
(h) Governing Law. This Agreement and any non-contractual obligations arising out of or in connection with
it or with the subject matter of this contract shall be governed by, and construed in accordance with, English
law.
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(i) Netting of Payments. Subparagraph (ii) of Section 2(c) of this Agreement will apply, except for the following
groups of Transactions which shall be treated separately: (1) FX Transactions (including FX Transactions
resulting from the exercise of Currency Option Transactions), (2) premium payable under Currency Option
Transactions (each of (1) and (2) as defined in the 1998 FX and Currency Option Definitions) and (3)
Commodity Transactions (as defined in the 2005 ISDA Commodity Definitions), in which case subparagraph
(ii) of Section 2(c) of this Agreement will not apply.
(j) Affiliate . will have the meaning specified in Section 14 of this Agreement.
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26
Part 5
Other Provisions
(a) Set-off. Without affecting the provisions of the Agreement requiring the calculation of certain net payment
amounts, all payments under this Agreement will be made without set-off or counterclaim; provided,
however, that upon the designation of an Early Termination Date following an Event of Default, or a
Termination Event under Section 5(b)(iv) or Section 5(b)(v), in addition to and not in limitation of any other
right or remedy (including any right to set off, counterclaim, or otherwise withhold payment or any recourse
to any Credit Support Document) under applicable law the Non-defaulting Party or non-Affected Party (in
either case, “X”) may without prior notice to any person set off any sum or obligation (whether or not arising
under this Agreement and whether matured or unmatured, whether or not contingent and irrespective of
the currency, place of payment or booking office of the sum or obligation) owed by the Defaulting Party or
Affected Party (in either case, “Y”) to X or any Affiliate of X against any sum or obligation (whether or not
arising under this Agreement, whether matured or unmatured, whether or not contingent and irrespective
of the currency, place of payment or booking office of the sum or obligation) owed by X or any Affiliate of X
to Y and, for this purpose, may convert one currency into another at a market rate determined by X. If any
sum or obligation is unascertained, X may in good faith estimate that sum or obligation and set-off in respect
of that estimate, subject to X or Y, as the case may be, accounting to the other party when such sum or
obligation is ascertained. Nothing in this Agreement shall create or be deemed to create any charge under
English law.
(b) Representations. Section 3(a) of this Agreement is hereby amended by the deletion of "and" at the end
of Section 3(a)(iv); the substitution of a comma for the period at the end of Section 3(a)(v) and the addition
of Section 3(a)(vi) as follows:
"(vi) No Agency. It is entering into this Agreement and each Transaction as principal (and not as agent
or in any other capacity, fiduciary or otherwise).”
(c) Waiver Of Jury Trial. Each party hereby irrevocably waives any and all right to trial by jury in any suit, action
or proceeding arising out of or relating to this agreement or any transaction and acknowledges that this
waiver is a material inducement to the other party's entering into this agreement.
(d) Consent to Recording. Each party (i) consents to the recording of all telephone conversations between
trading, operations and marketing personnel of the parties and their Affiliates in connection with this
Agreement or any potential Transaction; (ii) agrees to give notice to such personnel of it and its Affiliates that
their calls will be recorded; and (iii) agrees that in any Proceedings, it will not object to the introduction of
such recordings in evidence on the ground that consent was not properly given.
(e) Scope of Agreement. Upon the effectiveness of this Agreement and unless the parties to this Agreement
otherwise agree in writing, by specific reference to this Agreement, that this provision does not apply, all
Derivative Transactions (as defined below) then outstanding, or which may be entered into thereafter,
between the parties, including Transactions entered into by the parties through Offices, if any, listed in Part
4(d), are deemed to be Transactions governed by this Agreement and any confirmation or other confirming
evidence of the Transaction is deemed to be a Confirmation.
"Derivative Transaction" means any transaction (including an agreement with respect thereto) which is a
rate swap transaction, swap option, basis swap, forward rate transaction, commodity swap, commodity
option, equity or equity index swap, equity or equity index option, bond option, interest rate option, foreign
exchange transaction, cap transaction, floor transaction, collar transaction, currency swap transaction, cross-
currency rate swap transaction, currency option, credit protection transaction, credit swap, credit default
swap, credit default option, total return swap, credit spread transaction, weather index transaction,
bullion/precious metal transaction, base metal transaction, or forward purchase or sale of a security,
commodity or other financial instrument or interest, or any other similar transaction (including any option
with respect to any of these transactions) and any combination of these transactions.
(f) ISDA Definitions. (i) The provisions of the 1998 FX and Currency Option Definitions (as published by the
International Swaps and Derivatives Association, Inc., the Emerging Markets Traders Association and the
Foreign Exchange Committee) (the “1998 FX Definitions”) are hereby incorporated in their entirety and shall
apply to any FX Transaction or Currency Option Transaction as defined in Section 1.12 and Section 1.5,
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respectively, of Article 1 of the 1998 FX Definitions (each an “FX Transaction” or “Currency Option
Transaction”, respectively) entered into by the parties hereto (unless, in relation to a particular FX Transaction
or Currency Option Transaction, as otherwise specified in the relevant Confirmation); and
(ii) The provisions of the 2005 ISDA Commodity Definitions (as published by the International Swaps and
Derivatives Association, Inc.) (the “Commodity Definitions”) are hereby incorporated in their entirety and shall
apply to any Transaction as defined in Section 1.1 of Article 1 of the Commodity Definitions (each a
“Commodity Transaction”) entered into by the parties hereto (unless, in relation to a particular Commodity
Transaction, as otherwise specified in the relevant Confirmation).
(g) Relationship between the Parties.
This Agreement is hereby amended by the addition of a new Section 15 as follows:
“15. Relationship between the Parties.
Each party will be deemed to represent to the other party on the date on which it enters into a
Transaction (absent a written agreement between the parties that expressly imposes affirmative
obligations to the contrary for that Transaction):
(i) Non Reliance. It is acting for its own account, and it has made its own independent
decisions to enter into that transaction and as to whether that Transaction is appropriate or
proper for it based upon its own judgement and upon advice from such advisers as it has
deemed necessary. It is not relying on any communication (written or oral) of the other
party as investment advice or as a recommendation to enter into that Transaction; it being
understood that information and explanations related to the terms and conditions of a
Transaction shall not be considered investment advice or a recommendation to enter into
that Transaction. No communication (written or oral) received from the other party shall be
deemed to be an assurance or guarantee as to the expected results of that Transaction.
(ii) Assessment and Understanding. It is capable of assessing the merits of and
understanding (on its own behalf or through independent professional advice), and
understands and accepts, the terms, conditions and risks of that Transaction. It is also
capable of assuming, and assumes, the risks of that Transaction.
(iii) Status of Parties. The other party is not acting as a fiduciary for or an adviser to it in
respect of that Transaction.”
References in this clause to a “party" shall, in the case of UBS AG and where the context so
allows, include reference to any Affiliate of UBS AG.
(h) Agreements. Section 4 of this Agreement is hereby amended by the addition of Section 4(f) as follows:
“(f) Physical Delivery. In respect of any physically settled Transactions, it will, at the time of delivery,
be the legal and beneficial owner, free of liens and other encumbrances, of any securities or
commodities it delivers to the other party; and, in addition, with respect to any breach of this Section
4(f), Section 5(a)(ii) of this Agreement is hereby amended by the insertion of a full stop after
“Agreement” on the fifth line and the deletion of the remainder of the Section."
(i) Further Representation of Party B. In addition to its representations under Section 3, Party B represents
to Party A (which representations will be deemed to be repeated by Party B on each date on which any
Transaction subsists) that:
(i) It has appointed the Investment Manager to act as its agent for all purposes under this Agreement
(including, without limitation, for the purpose of entering into Transactions on its behalf) (each such
Transaction an “Agency Transaction”); and
(ii) Any person (including, without limitation, the Investment Manager and any person representing or
purporting to represent the Investment Manager signing the Agreement, any Confirmation and any
such person entering into any Transaction, is duly authorised to do so on behalf of Party B;
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(iii) Each Transaction entered into in connection with this Agreement by the Investment Manager is
suitable and appropriate and in accordance with the investment objectives and guidelines for Party B
on the date such Transaction is entered into; and
(iv) The execution, delivery and performance by the Investment Manager on behalf of Party B does not
conflict with any law or regulation applicable to the Investment Manager, any provision of the
constituent documents of the Investment Manager, any order or judgment of any court or other
agency of government applicable to the Investment Manager, or any of the assets of the Investment
Manager, or any contractual restriction binding on or affecting the Investment Manager, or any assets
of the Investment Manager.
(j) Further Agreements of Party B. In addition to its agreements under Section 4, Party B agrees with Party
A that, so long as either party has or may have any obligations under this Agreement:
(i) Any amounts payable by Party A under this Agreement shall be deemed satisfied when paid by Party
A to the Investment Manager.
(ii) Party B shall be bound as principal of any Agency Transaction entered into by the Investment
Manager or any other person representing or purporting to represent the Investment Manager,
notwithstanding any lack of power or authority on the part of the Investment Manager, or such
other person.
(k) Reliance on Notices. Except as otherwise stated herein, each party may rely upon any oral or written notices
and instructions reasonably believed to be originated from the other party or its duly authorised agent (including,
for Party B, the Investment Adviser) and does not incur any liability to the other party in acting in accordance
with those notices and instructions.
(l) Termination Notice. Section 6(b)(i) of this Agreement is modified by the addition of the words “and in any
event within one Local Business Day,” after the words “promptly upon becoming aware of it,” in the first
and second lines thereof.
(m) Delivery of notices under Sections 5 and 6 by fax. Section 12(a) of this Agreement is amended by the
deletion of the words "facsimile transmission or" in the third line of the first paragraph of that section.
(n) Definitions. Section 14 is hereby amended to include the following definition in its appropriate alphabetical
position:
"Level of Gearing" means the result of dividing the aggregate absolute mark-to-market value of all trading
positions that Party B has outstanding at any time (whether long or short and regardless of whether they are
pair trades) by the Net Asset Value. For the purposes of this computation, amount denominated in a currency
other than United States Dollars shall be converted to United States Dollars at the spot rate prevailing on the
date of such calculation.
"Net Asset Value" means the result in USD of subtracting the total value of all liabilities (including but not
limited to the aggregate mark-to-market value of all trading positions constituting liabilities) from the total value
of all assets (including but not limited to cash, deposit accounts and instruments, securities, and the aggregate
mark-to-market value of all trading positions constituting assets). For purposes of this computation, amounts
denominated in a currency other than USD shall be converted to USD at the spot rate for such currency prevailing
on the date of such calculation.
“Net Asset Value per Share" means, with respect to Party B, the Net Asset Value of Party B on any particular
date divided by the number of shares of Party B in issue on such date.
(o) Indian transactions. If parties are entering into a Transaction which is or otherwise involves an offshore
derivative instrument (“ODI”) (as such term is defined for the purposes of the Securities and Exchange Board
of India (Foreign Portfolio Investors) Regulations, 2014, and notifications, circulars, rules and guidelines of the
Securities and Exchange Board of India issued from time to time) (collectively referred to as the “FPI
Regulations”), the representations and undertakings made by Party B in favour of UBS AG in a letter titled
"Notice Regarding Derivative Products Linked to Indian Securities or Indices" (which may be
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amended/replaced from time to time) (the "ODI Letter") shall apply to the Transaction and references to ODI
in the Letter shall be construed to include the Transaction. If a representation or undertaking in the ODI
Letter proves to have been incorrect or misleading in any material respect when made or repeated or deemed
to have been made or repeated; or if Party B fails to comply with or perform any agreement or obligation
undertaken by it in the ODI Letter, it shall be an Additional Termination Event with all Transactions which are
or otherwise involve an ODI (as defined in the ODI Letter) being the sole Affected Transactions, and with Party
B being the sole Affected Party.
(p) Taiwanese transactions. For any Transaction referencing Taiwanese underliers where the Exchange (as
defined in the 2002 ISDA Equity Derivatives Definitions) is in the Republic of China, Party B makes the
representations suitable to its entity type as set out in the ISDA Representations for Taiwan Market Access
Products as published by ISDA from time to time
(q) Chinese transactions. For any Transaction referencing Chinese underliers where the Exchange (as defined
in the 2002 ISDA Equity Derivatives Definitions) is in the Peoples’ Republic of China, Party B makes the
representations set out in the ISDA Representations for China Market Access Products as published by ISDA
from time to time
(r) Consent to Disclosure. Party B consents to Party A effecting such disclosure as Party A may deem
appropriate to enable Party A to transfer, disclose or otherwise process Party B’s records and information, to
process and execute Party B’s instructions, or in pursuance of Party A’s or Party B’s commercial interest, to
any of its head office, branches, Affiliates, professional advisers, agents or third party service providers
(“intended recipient”). For the avoidance of doubt, Party B’s consent to disclosure includes the right on the
part of Party A to allow access to any intended recipient of Party B information, to the records and information
of Party A by any means.
(s) Foreign Account Tax Compliance Act and HIRE Act.
(i) FATCA PROTOCOL PROVISION. “Withholding Tax imposed on payments to non-US counterparties
under the United States Foreign Account Tax Compliance Act. “Tax” as used in Part 2(a) of this
Schedule (Payer Tax Representation) and “Indemnifiable Tax” as defined in Section 14 of this
Agreement shall not include any U.S. federal withholding tax imposed or collected pursuant to
Sections 1471 through 1474 of the U.S. Internal Revenue Code of 1986, as amended (the “Code”),
any current or future regulations or official interpretations thereof, any agreement entered into
pursuant to Section 1471(b) of the Code, or any fiscal or regulatory legislation, rules or practices
adopted pursuant to any intergovernmental agreement entered into in connection with the
implementation of such Sections of the Code (a “FATCA Withholding Tax”). For the avoidance of
doubt, a FATCA Withholding Tax is a Tax the deduction or withholding of which is required by
applicable law for the purposes of Section 2(d) of this agreement. If the parties each independently
decide to adhere to any ISDA Protocol on FATCA Withholding Tax, upon effective adherence by both
parties, the provisions of such Protocol shall supersede the foregoing provision
(ii) Section 871(m). The parties agree that the amendments set out in the Attachment to the ISDA 2015
Section 871(m) Protocol published by ISDA on November 2, 2015, which is available on the ISDA
website (www.isda.org) (the “Protocol”), will apply to this Agreement. The parties further agree that
this Agreement will be deemed to be a Covered Master Agreement and that the Implementation
Date will be the effective date of this Agreement as amended by the parties for the purposes of such
amendments, regardless of the definitions of such terms in the Protocol.
(t) ISDA Resolution Stay Jurisdictional Modular Protocol – Swiss Jurisdictional Module.
The terms of the Swiss Jurisdictional Module and the ISDA Resolution Stay Jurisdictional Modular Protocol
(each published by the International Swaps and Derivatives Association, Inc. and together, the "Swiss Stay
Provisions") are incorporated into and form part of this Agreement. For purposes thereof, this Agreement
shall be deemed a Covered Agreement and the terms of the Swiss Stay Provisions shall apply to this
Agreement as if Party A is a Regulated Entity Counterparty and Party B is a Module Adhering Party with the
Implementation Date deemed to be the date of this Agreement. In the event of any inconsistencies between
this Agreement and the Swiss Stay Provisions, the Swiss Stay Provisions will prevail.
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(u) ISDA Benchmarks Supplement. Except where a Confirmation expressly states otherwise, the ISDA
Benchmarks Supplement published on September 19, 2018 will apply to all Transactions under this
Agreement. Any references in that Supplement to “any ISDA Master Agreement” shall be deemed to be a
reference to this Agreement.
UBS AG [ ]
By: ............................................... By: ...............................................
Name: Name:
Title : Title:
Date: Date:
By: ............................................... By: ...............................................
Name: Name:
Title : Title:
Date: Date:
UBS AG
UBS AG
FOR REFERENCE ONLY
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29
SCHEDULE
to the
2002 Master Agreement
dated as of __________________
between
UBS AG
("Party A")
a bank organised under the laws of
Switzerland
and [ ]
("Party B")
a corporation/partnership/national banking
association/etc. organised under the laws of [ ]
Part 1
Termination Provisions
(a) "Specified Entity" means:
(i) in relation to Party A for the purpose of:
Section 5(a)(v) of this Agreement, [ ],
Section 5(a)(vi) of this Agreement, [ ],
Section 5(a)(vii) of this Agreement, [ ]
Section 5(b)(v) of this Agreement, [ ]; and
(ii) in relation to Party B for the purpose of:
Section 5(a)(v) of this Agreement, [ ],
Section 5(a)(vi) of this Agreement, [ ],
Section 5(a)(vii) of this Agreement, [ ],
Section 5(b)(v) of this Agreement, [ ].
(b) Specified Transaction will have the meaning specified in Section 14 of this Agreement with the addition
of the following after “weather index transaction” on the eleventh line: ”precious metal transaction, letters
of credit reimbursement obligation, indebtedness for borrowed money (whether or not evidenced by a note
or similar instrument) and any amounts payable under any prime brokerage or centrally cleared derivative
agreements”.
(c) The Cross Default provisions of Section 5(a)(vi) of this Agreement, as modified below, will apply to Party A
and to Party B. Section 5(a)(vi) of this Agreement is hereby amended by the addition of the following at the
end thereof:
"provided, however, that notwithstanding the foregoing, an Event of Default shall not occur under either
(1) or (2) above if, as demonstrated to the reasonable satisfaction of the other party, (a) the event or
condition referred to in (1) or the failure to pay referred to in (2) is a failure to pay caused by an error or
omission of an administrative or operational nature; and (b) funds were available to such party to enable it
to make the relevant payment when due; and (c) such relevant payment is made within three General
Business Days following receipt of written notice from an interested party of such failure to pay."
"Specified Indebtedness" means any obligation (whether present or future, contingent or otherwise as
principal or surety or otherwise) for the payment or repayment of any money.
For the purposes of calculating the amount of Specified Indebtedness under Section 5(a)(vi), amounts in
relation to agreements or instruments that in good faith are generally considered derivative instruments
shall be calculated using their mark-to-market value (and not using any notional amount) and if governed
by a master agreement by using the amount that becomes, or would become, payable under such
agreement as a result of the liquidation or termination of such agreement.
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"Threshold Amount" means:
(i) in relation to Party A, or any Credit Support Provider or Specified Entity of Party A: an amount
equal to [ ]% of shareholders equity (howsoever described) of UBS AG as shown on the most
recent annual audited financial statements of UBS AG; and
(ii) in relation to Party B, or any Credit Support Provider or Specified Entity of Party B: an amount
equal to [ ]% of Net Asset Value (as defined in Part 5 below) of Party B, or the relevant Credit
Support Provider or Specified Entity of Party B.
(d) The Credit Event Upon Merger provisions of Section 5(b)(v) of this Agreement will not apply to both Party
A and Party B.
(e) The Automatic Early Termination provision of Section 6(a) of this Agreement will apply to Party A and
will/will not apply to Party B.
(f) "Termination Currency" means one of the currencies in which payments are required to be made
pursuant to a Confirmation in respect of a Terminated Transaction selected by the Non-defaulting Party or
the non-Affected Party, as the case may be, or, in the circumstances where there are two Affected Parties,
as agreed between the parties or, failing such agreement as aforesaid, or if the currency so selected is not
freely available, the Termination Currency shall be USD.
(g) Additional Termination Event will apply. The following shall constitute Additional Termination Events.
Upon the occurrence of any one of the events or circumstances specified below, Party B shall be the Affected
Party and all Transactions shall be Affected Transactions:
[ ]
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Part 2
Tax Representations
(a) Payer Tax Representations. For the purpose of Section 3(e) of this Agreement, Party A and Party B each
makes the following representation:
It is not required by any applicable law, as modified by the practice of any relevant governmental revenue
authority, of any Relevant Jurisdiction to make any deduction or withholding for or on account of any Tax
from any payment (other than interest under Section 9(h) of this Agreement) to be made by it to the other
party under this Agreement. In making this representation, it may rely on (i) the accuracy of any
representations made by the other party pursuant to Section 3(f) of this Agreement, (ii) the satisfaction of
the agreement contained in Section 4(a)(i) or 4(a)(iii) of this Agreement and the accuracy and effectiveness
of any document provided by the other party pursuant to Section 4(a)(i) or 4(a)(iii) of this Agreement and
(iii) the satisfaction of the agreement of the other party contained in Section 4(d) of this Agreement,
PROVIDED that it shall not be a breach of this representation where reliance is placed on sub-clause (ii)
above and the other party does not deliver a form or document under Section 4(a)(iii) by reason of material
prejudice to its legal or commercial position.
(b) Payee Tax Representations. For the purpose of Section 3(f) of this Agreement, Party A and Party B make
no representations.
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Part 3
Agreement to Deliver Documents
For the purposes of Sections 3(d), 4(a)(i) and (ii) of this Agreement, each party agrees to supply the following
documents:
(a) Tax forms, documents or certificates to be delivered are:
None
(b) Other documents to be delivered are:
PARTY REQUIRED
TO DELIVER
DOCUMENT:
FORM/DOCUMENT/
CERTIFICATE:
DATE BY WHICH
TO BE DELIVERED:
COVERED BY SECTION
3(D) REPRESENTATION:
Party A and Party B Evidence of the authority
and true signatures of
each official or
representative signing this
Agreement or, as the case
may be, a Confirmation,
on its behalf.
On or before execution of
this Agreement and each
Confirmation forming a
part of this Agreement.
Yes
Party B Copy of the resolution of
Party B’s Board of
Directors (or equivalent
authorising
documentation)
authorising the execution
and delivery of this
Agreement and each
Confirmation and
performance of its
obligations hereunder.
On or before execution of
this Agreement.
Yes
Party B Copies of Memorandum
and Articles of Association
of Party B, and Certificate
of Incorporation (or
equivalent constitutive
documents).
On or before execution of
this Agreement.
Yes
Party B
Annual audited
financial statements.
As soon as practicable but
in any event within [ ] days
of the end of each
financial year
Yes
Party B Semi-annual unaudited
financial statements.
As soon as practicable but
in any event within [ ] days
of the end of each
financial mid-year
Yes
Party B Letter of Process Agent of
Party B confirming
acceptance of
appointment.
On or before execution of
this Agreement.
Yes
Party B Net Asset Value and Net
Asset Value per Share to
be provided by an
independent third party
Within [ ] days of the last
Local Business Day in each
calendar month
Yes
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Party B Any other information
which Party A may
reasonably request from
Party B from time to time
Upon request of Party A Yes
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Part 4
Miscellaneous
(a) Notices or communications to Party A shall, with respect to a particular Transaction, be sent to the address
or facsimile number specified in the Confirmation for the relevant Transaction, and any notice for the
purposes of Sections 5 or 6 of this Agreement shall be sent to the address, specified below:
Address: UBS AG, Hong Kong Branch,
52/F, Two International Finance Centre, Central, Hong Kong
Attention: Legal Department
Telephone: +852 3712 2282
with a copy to:
Address: UBS AG, London Branch
5 Broadgate, London EC2M 2QS
Attention: Legal Department
Copy to email: ol-notices-admin@ubs.com
Telephone: +44 20 7567 8000
Address for notices or communications to Party B shall be sent to the address, telex number or facsimile
number specified below:
Address:
Attention:
Telephone:
Facsimile:
Electronic Messaging Details:
(b) Process Agent. For the purpose of Section 13(c) of this Agreement: In respect of Party A: Not applicable.
In respect of Party B, Party B appoints as its Process Agent:
(c) Offices. The provisions of Section 10(a) of this Agreement will apply to Party A and Party B.
(d) Multibranch Party. For the purpose of Section 10(b) of this Agreement:
Party A is a Multibranch Party and may act through its branches in any of the following territories or
countries:
Australia, England and Wales, Hong Kong, Singapore, and Switzerland.
Party B is not a Multibranch Party.
(e) Calculation Agent. The Calculation Agent is Party A, unless otherwise specified in a Confirmation in
relation to the relevant Transaction.
(f) Credit Support Document. Details of any Credit Support Document in relation to Party A and Party B:
not applicable.
(g) Credit Support Provider. Credit Support Provider means in relation to Party A and Party B: not
applicable.
(h) Governing Law. This Agreement and any non-contractual obligations arising out of or in connection with
it or with the subject matter of this contract shall be governed by, and construed in accordance with,
English law.
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(i) Netting of Payments. Multiple Transaction Payment Netting will not apply for the purpose of Section 2(c)
of this Agreement, except that Multiple Transaction Payment Netting will apply for the purpose of Section
2(c) of this Agreement for the following groups of Transactions, which shall be treated separately: (1) FX
Transactions (including FX Transactions resulting from the exercise of Currency Option Transactions); (2)
premium payable under Currency Option Transactions (each of (1) and (2) as defined in the 1998 ISDA FX
and Currency Option Definitions); and (3) Commodity Transactions (as defined in the 2005 ISDA
Commodity Definitions) starting from the date of this Agreement.
(j) Affiliate will have the meaning specified in Section 14 of this Agreement.
(k) Absence of Litigation. For the purpose of Section 3(c):
“Specified Entity” means in relation to Party A, [ ].
“Specified Entity” means in relation to Party B, [ ].
(l) No Agency. The provisions of Section 3(g) will apply to this Agreement.
(m) Additional Representation will apply. For the purpose of Section 3 of this Agreement, the following will
constitute an Additional Representation:
Relationship Between Parties. Each party will be deemed to represent to the other party on the date on
which it enters into a Transaction that (absent a written agreement between the parties that expressly
imposes affirmative obligations to the contrary for that Transaction):
(i) Non-Reliance. It is acting for its own account, and it has made its own independent decisions to
enter into that Transaction and as to whether that Transaction is appropriate or proper for it based
upon its own judgment and upon advice from such advisers as it has deemed necessary. It is not
relying on any communication (written or oral) of the other party as investment advice or as a
recommendation to enter into that Transaction, it being understood that information and
explanations related to the terms and conditions of a Transaction will not be considered investment
advice or a recommendation to enter into that Transaction. No communication (written or oral)
received from the other party will be deemed to be an assurance or guarantee as to the expected
results of that Transaction.
(ii) Assessment and Understanding. It is capable of assessing the merits of and understanding (on its
own behalf or through independent professional advice), and understands and accepts, the terms,
conditions and risks of that Transaction. It is also capable of assuming, and assumes, the risks of
that Transaction.
(iii) Status of Parties. The other party is not acting as a fiduciary for or an adviser to it in respect of that
Transaction.
References in this clause to a “party" shall, in the case of UBS AG and where the context so allows, include
reference to any Affiliate of UBS AG.
(n) Recording of Conversations. Each party (i) consents to the recording of telephone conversations
between the trading, marketing and other relevant personnel of the parties in connection with this
Agreement or any potential Transaction, (ii) agrees to obtain any necessary consent of, and give any
necessary notice of such recording to, its relevant personnel and (iii) agrees, to the extent permitted by
applicable law, that recordings may be submitted in evidence in any Proceedings.
FOR REFERENCE ONLY
SUBJECT TO FURTHER APPROVAL BY UBS
36
Part 5
Other Provisions
(a) Scope of Agreement. Upon the effectiveness of this Agreement and unless the parties to this Agreement
otherwise agree in writing, by specific reference to this Agreement, that this provision does not apply, all
Derivative Transactions (as defined below) then outstanding, or which may be entered into thereafter,
between the parties, including Transactions entered into by the parties through Offices, if any, listed in Part
4(d), are deemed to be Transactions governed by this Agreement and any confirmation or other confirming
evidence of the Transaction is deemed to be a Confirmation.
"Derivative Transaction" means any transaction (including an agreement with respect thereto) which is a
rate swap transaction, swap option, basis swap, forward rate transaction, commodity swap, commodity
option, equity or equity index swap, equity or equity index option, bond option, interest rate option, foreign
exchange transaction, cap transaction, floor transaction, collar transaction, currency swap transaction,
cross-currency rate swap transaction, currency option, credit protection transaction, credit swap, credit
default swap, credit default option, total return swap, credit spread transaction, weather index transaction,
bullion/precious metal transaction, base metal transaction, or forward purchase or sale of a security,
commodity or other financial instrument or interest, or any other similar transaction (including any option
with respect to any of these transactions) and any combination of these transactions.
(b) ISDA Definitions. (i) The provisions of the 1998 FX and Currency Option Definitions (as published by the
International Swaps and Derivatives Association, Inc., the Emerging Markets Traders Association and the
Foreign Exchange Committee) (the “1998 FX Definitions”) are hereby incorporated in their entirety and
shall apply to any FX Transaction or Currency Option Transaction as defined in Section 1.12 and Section
1.5, respectively, of Article 1 of the 1998 FX Definitions (each an “FX Transaction” or “Currency Option
Transaction”, respectively) entered into by the parties hereto (unless, in relation to a particular FX
Transaction or Currency Option Transaction, as otherwise specified in the relevant Confirmation) ; and
(ii) The provisions of the 2005 ISDA Commodity Definitions (as published by the International Swaps and
Derivatives Association, Inc.) (the “Commodity Definitions”) are hereby incorporated in their entirety and
shall apply to any Transaction as defined in Section 1.1 of Article 1 of the Commodity Definitions (each a
“Commodity Transaction”) entered into by the parties hereto (unless, in relation to a particular Commodity
Transaction, as otherwise specified in the relevant Confirmation) .
(c) Bankruptcy. Section 5(a)(vii) of this Agreement is amended by replacing “15” with “30” on lines sixteen
and twenty-three.
(d) Set-Off. Section 6(f) is amended by the addition of:
“(or any other amounts whether or not arising under this Agreement, matured , contingent and
irrespective of the currency, place of payment of booking of the obligation )” on the first line immediately
after “Amount”,
and
“or its Affiliates if it is the Non-defaulting Party or Non-affected Party” immediately after both instances of
“party” on the first line.
(e) Waiver Of Jury Trial. Each party hereby irrevocably waives any and all right to trial by jury in any suit, action
or proceeding arising out of or relating to this agreement or any transaction and acknowledges that this
waiver is a material inducement to the other party's entering into this agreement.
(f) 2002 Master Agreement Protocol. The parties agree that the definitions and provisions contained in
Annexes 1 to 18 and Section 6 of the 2002 Master Agreement Protocol published by the International
Swaps and Derivatives Association, Inc., on 15th July 2003 are incorporated into and will supplement and
form part of this Agreement. References in those definitions and provisions to any "ISDA 2002 Master
Agreement" or "2002 Master" will be deemed to be references to this Agreement.
(g) Further Representation of Party B. In addition to its representations under Section 3, Party B represents
FOR REFERENCE ONLY
SUBJECT TO FURTHER APPROVAL BY UBS
37
to Party A (which representations will be deemed to be repeated by Party B on each date on which any
Transaction subsists) that:
(i) It has appointed the Investment Manager to act as its agent for all purposes under this Agreement
(including, without limitation, for the purpose of entering into Transactions on its behalf) (each
such Transaction an “Agency Transaction”);
(ii) Any person (including, without limitation, the Investment Manager and any person representing or
purporting to represent the Investment Manager signing the Agreement, any Confirmation and any
such person entering into any Transaction, is duly authorised to do so on behalf of Party B;
(iii) Each Transaction entered into in connection with this Agreement by the Investment Manager is
suitable and appropriate and in accordance with the investment objectives and guidelines for Party
B on the date such Transaction is entered into; and
(iv) The execution, delivery and performance by the Investment Manager on behalf of Party B does not
conflict with any law or regulation applicable to the Investment Manager, any provision of the
constituent documents of the Investment Manager, any order or judgment of any court or other
agency of government applicable to the Investment Manager, or any of the assets of the Investment
Manager, or any contractual restriction binding on or affecting the Investment Manager, or any
assets of the Investment Manager.
(h) Further Agreements of Party B. In addition to its agreements under Section 4, Party B agrees with Party
A that, so long as either party has or may have any obligations under this Agreement:
(i) Any amounts payable by Party A under this Agreement shall be deemed satisfied when paid by
Party A to the Investment Manager.
(ii) Party B shall be bound as principal of any Agency Transaction entered into by the Investment
Manager or any other person representing or purporting to represent the Investment Manager
notwithstanding any lack of power or authority on the part of the Investment Manager or such
other person.
(i) Reliance on Notices. Except as otherwise stated herein, each party may rely upon any oral or written notices
and instructions reasonably believed to be originated from the other party or its duly authorised agent
(including, for Party B, the Investment Adviser) and does not incur any liability to the other party in acting in
accordance with those notices and instructions.
(j) Termination Notice. Section 6(b)(i) of this Agreement is modified by the addition of the words “and in any
event within one Local Business Day,” after the words “promptly upon becoming aware of it,” in the first
and second lines thereof.
(k) Definitions. Section 14 is hereby amended to include the following definition in its appropriate alphabetical
position:
"Level of Gearing" means the result of dividing the aggregate absolute mark-to-market value of all
trading positions that Party B has outstanding at any time (whether long or short and regardless of whether
they are pair trades) by the Net Asset Value. For the purposes of this computation, amount denominated in
a currency other than United States Dollars shall be converted to United States Dollars at the spot rate
prevailing on the date of such calculation.
"Net Asset Value" means the result in USD of subtracting the total value of all liabilities (including but not
limited to the aggregate mark-to-market value of all trading positions constituting liabilities) from the total
value of all assets (including but not limited to cash, deposit accounts and instruments, securities, and the
aggregate mark-to-market value of all trading positions constituting assets). For purposes of this
computation, amounts denominated in a currency other than USD shall be converted to USD at the spot rate
for such currency prevailing on the date of such calculation.
“Net Asset Value per Share" means, with respect to Party B, the Net Asset Value of Party B on any
particular date divided by the number of shares of Party B in issue on such date.
FOR REFERENCE ONLY
SUBJECT TO FURTHER APPROVAL BY UBS
38
(l) Indian transactions. If parties are entering into a Transaction which is or otherwise involves an offshore
derivative instrument (“ODI”) (as such term is defined for the purposes of the Securities and Exchange
Board of India (Foreign Portfolio Investors) Regulations, 2014, and notifications, circulars, rules and
guidelines of the Securities and Exchange Board of India issued from time to time) (collectively referred to as
the “FPI Regulations”), the representations and undertakings made by [Party B] in favour of UBS AG in a
letter titled "Notice Regarding Derivative Products Linked to Indian Securities or Indices" (which may be
amended/replaced from time to time) (the "ODI Letter") shall apply to the Transaction and references to
ODI in the Letter shall be construed to include the Transaction. If a representation or undertaking in the
ODI Letter proves to have been incorrect or misleading in any material respect when made or repeated or
deemed to have been made or repeated; or if Party B fails to comply with or perform any agreement or
obligation undertaken by it in the ODI Letter, it shall be an Additional Termination Event with all
Transactions which are or otherwise involve an ODI (as defined in the ODI Letter) being the sole Affected
Transactions, and with Party B being the sole Affected Party.
(m) Taiwanese transactions. For any Transaction referencing Taiwanese underliers where the Exchange (as
defined in the 2002 ISDA Equity Derivatives Definitions) is in the Republic of China, Party B makes the
representations suitable to its entity type as set out in the ISDA Representations for Taiwan Market Access
Products as published by ISDA from time to time
(n) Chinese transactions. For any Transaction referencing Chinese underliers where the Exchange (as defined
in the 2002 ISDA Equity Derivatives Definitions) is in the Peoples’ Republic of China, Party B makes the
representations set out in the ISDA Representations for China Market Access Products as published by ISDA
from time to time
(o) Consent to Disclosure. Party B consents to Party A effecting such disclosure as Party A may deem
appropriate to enable Party A to transfer, disclose or otherwise process Party B’s records and information, to
process and execute Party B’s instructions, or in pursuance of Party A’s or Party B’s commercial interest, to
any of its head office, branches, Affiliates, professional advisers, agents or third party service providers
(“intended recipient”). For the avoidance of doubt, Party B’s consent to disclosure includes the right on the
part of Party A to allow access to any intended recipient of Party B information, to the records and
information of Party A by any means.
(p) Foreign Account Tax Compliance Act and HIRE Act.
(i) FATCA PROTOCOL PROVISION. “Withholding Tax imposed on payments to non-US
counterparties under the United States Foreign Account Tax Compliance Act. “Tax” as used in
Part 2(a) of this Schedule (Payer Tax Representation) and “Indemnifiable Tax” as defined in Section
14 of this Agreement shall not include any U.S. federal withholding tax imposed or collected
pursuant to Sections 1471 through 1474 of the U.S. Internal Revenue Code of 1986, as amended
(the “Code”), any current or future regulations or official interpretations thereof, any agreement
entered into pursuant to Section 1471(b) of the Code, or any fiscal or regulatory legislation, rules
or practices adopted pursuant to any intergovernmental agreement entered into in connection
with the implementation of such Sections of the Code (a “FATCA Withholding Tax”). For the
avoidance of doubt, a FATCA Withholding Tax is a Tax the deduction or withholding of which is
required by applicable law for the purposes of Section 2(d) of this agreement. If the parties each
independently decide to adhere to any ISDA Protocol on FATCA Withholding Tax, upon effective
adherence by both parties, the provisions of such Protocol shall supersede the foregoing provision.
(ii) Section 871(m). The parties agree that the amendments set out in the Attachment to the ISDA
2015 Section 871(m) Protocol published by ISDA on November 2, 2015, which is available on the
ISDA website (www.isda.org) (the “Protocol”), will apply to this Agreement. The parties further
agree that this Agreement will be deemed to be a Covered Master Agreement and that the
Implementation Date will be the effective date of this Agreement as amended by the parties for the
purposes of such amendments, regardless of the definitions of such terms in the Protocol.
(q) ISDA Resolution Stay Jurisdictional Modular Protocol – Swiss Jurisdictional Module.
FOR REFERENCE ONLY
SUBJECT TO FURTHER APPROVAL BY UBS
39
The terms of the Swiss Jurisdictional Module and the ISDA Resolution Stay Jurisdictional Modular Protocol
(each published by the International Swaps and Derivatives Association, Inc. and together, the "Swiss Stay
Provisions") are incorporated into and form part of this Agreement. For purposes thereof, this Agreement
shall be deemed a Covered Agreement and the terms of the Swiss Stay Provisions shall apply to this
Agreement as if Party A is a Regulated Entity Counterparty and Party B is a Module Adhering Party with the
Implementation Date deemed to be the date of this Agreement. In the event of any inconsistencies
between this Agreement and the Swiss Stay Provisions, the Swiss Stay Provisions will prevail.
(r) ISDA Benchmarks Supplement. Except where a Confirmation expressly states otherwise, the ISDA
Benchmarks Supplement published on September 19, 2018 will apply to all Transactions under this
Agreement. Any references in that Supplement to “any ISDA Master Agreement” shall be deemed to be a
reference to this Agreement.
FOR REFERENCE ONLY
SUBJECT TO FURTHER APPROVAL BY UBS
40
IN WITNESS WHEREOF the parties have executed this Schedule on the respective dates specified below with effect
from the date specified on the first page of this document.
UBS AG
[ ]
By: ____________________________________________ By: ____________________________________________
Name: Name:
Title: Title:
Date: Date:
By: ____________________________________________ By: ____________________________________________
Name: Name:
Title: Title:
Date: Date:
ATM - Appendix F
Date of
change
Person whose relevant interest changed
Nature of Change
Consideration given in
relation to change
Number of securities
Class
05-Aug-24
UBS Securities Australia Ltd
Buy
7,819
1,155
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
7,819
1,155
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
11,154
1,650
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
55,956
8,282
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
387,092
(57,105)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
22,768
3,362
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
159,866
(23,612)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
15,640
(2,310)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
5,971
(883)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
375,732
55,607
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
502,809
(74,274)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
46,331
6,827
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
664,626
(98,228)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
68,375
(10,106)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
7,736
1,140
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
471,403
(69,787)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
9,933
1,471
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
10,338
1,514
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
7,188
(1,068)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
35,483
(5,272)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
23,882
3,549
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
43,789
(6,456)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
34,836
5,141
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
72,646
(10,794)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
5,752
(855)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
64,200
(9,506)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
207,061
(30,766)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
17,505
2,588
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
37,301
(5,500)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Buy
186,795
27,641
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
28,480
(4,232)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
227,365
(33,524)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
194,571
(28,788)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
8,238
(1,222)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Sell
208,643
(30,913)
Ordinary
05-Aug-24
UBS AG London Branch
Buy
109,805
14,806
Ordinary
05-Aug-24
UBS AG London Branch
Buy
109,804
14,806
Ordinary
05-Aug-24
UBS AG London Branch
Sell
109,804
(14,806)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(2,838)
Ordinary
05-Aug-24
UBS Securities Australia Ltd
Stock borrowed
N/A
284,000
Ordinary
05-Aug-24
UBS Switzerland AG
Right to borrow
N/A
184
Ordinary
05-Aug-24
UBS AG Australia Branch
Change in right of rehypothecation
N/A
(281,747)
Ordinary
05-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,109)
Swaps
05-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(12,045)
Swaps
05-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,652)
Swaps
06-Aug-24
UBS Securities Australia Ltd
Sell
614,703
(1,650)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
15,567
(725)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
324,752
(431)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
84,899
319
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
690,744
14
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
77,384
23
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
737,105
31
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
26,301
1
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
1,305,755
6,257
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
720,517
133
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
496,606
6
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
4,122
8
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
89,101
375
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
135,487
64
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
105,937
24
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
376,459
1
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
58,539
24
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
1,146
69
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
114,029
22
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
674,748
23
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
640,322
15
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
55,182
54
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
103,162
8
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
17,331
102
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
56,741
46
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
156,271
842
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
484,815
7
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
618,511
2
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
6,298,657
78
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
6,325,565
(19)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
26,631
27,159
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
63,941
(16,148)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
35,802
(6,401)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
8
5,754
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
255,393
8,250
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
107,550
1,703
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
4,849
(1,857)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
222,054
(271)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
222,054
41,947
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
24,086
(37,202)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
6,837
23,640
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
17,002
3,588
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
7,392
(11,948)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
22,135
2,333
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
676,029
(811)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
867,152
3,960
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
315,144
(36,927)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
122,204
647
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
151,061
(4,183)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
92,951
(4,254)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
152,786
287
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
223,791
(1,738)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
46,617
16,773
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
2,675
(3,705)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
1,075,246
17,058
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
64,250
(5,583)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
1,028,572
(229)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Sell
104,345
(79)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
140,792
20,611
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Buy
86,844
152
Ordinary
06-Aug-24
UBS AG London Branch
Sell
194,511
(758)
Ordinary
06-Aug-24
UBS AG London Branch
Sell
328,885
(2,698)
Ordinary
06-Aug-24
UBS AG London Branch
Sell
299,823
(2,698)
Ordinary
06-Aug-24
UBS AG London Branch
Buy
19,938
2,698
Ordinary
06-Aug-24
UBS AG London Branch
Sell
5,602
(758)
Ordinary
06-Aug-24
UBS AG London Branch
Buy
5,602
758
Ordinary
06-Aug-24
UBS AG London Branch
Buy
104,749
14,171
Ordinary
06-Aug-24
UBS AG London Branch
Buy
104,749
14,171
Ordinary
06-Aug-24
UBS AG London Branch
Sell
104,749
(14,171)
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Stock borrowed
N/A
10,000
Ordinary
06-Aug-24
UBS Securities Australia Ltd
Stock borrowed
N/A
430,000
Ordinary
06-Aug-24
UBS AG London Branch
Stock borrowed
N/A
55,871
Ordinary
06-Aug-24
UBS AG London Branch
Stock borrowed
N/A
55,000
Ordinary
06-Aug-24
UBS Asset Management
Sell
99,416
(12,231)
Ordinary
06-Aug-24
UBS Asset Management
Sell
417,090
(51,314)
Ordinary
06-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
758
Swaps
06-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,698
Swaps
06-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(128)
Swaps
06-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(11,204)
Swaps
06-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,427)
Swaps
06-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(194)
Swaps
06-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,218)
Swaps
06-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1)
Swaps
06-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1
Swaps
07-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
7
(1)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
263
(39)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
148,382
21,834
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
29,015
(4,264)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
11,270
(1,650)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
21,937
3,221
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
21,223
(3,119)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
262,698
38,580
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
225,023
(33,127)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
50,372
7,440
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
218,726
(32,211)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
17,837
2,630
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
1,604
(237)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
28,943
4,248
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
49,638
7,301
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
90,919
(13,451)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
5,137
(767)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
118,734
(17,426)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
7,774
1,152
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
71,876
10,648
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
32,070
(4,773)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
165,053
(24,363)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
6,610
974
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
26,257
3,850
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
223,958
32,910
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
53,132
(7,817)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
244,265
35,963
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Buy
3,183
470
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
23,549
(3,463)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
71,964
(10,582)
Ordinary
07-Aug-24
UBS Securities Australia Ltd
Sell
13,892
(2,043)
Ordinary
07-Aug-24
UBS AG London Branch
Sell
5,871
(788)
Ordinary
07-Aug-24
UBS AG London Branch
Buy
522
70
Ordinary
07-Aug-24
UBS AG London Branch
Buy
5,871
788
Ordinary
07-Aug-24
UBS AG London Branch
Sell
5,871
(788)
Ordinary
07-Aug-24
UBS AG London Branch
Buy
522
70
Ordinary
07-Aug-24
UBS AG London Branch
Sell
522
(70)
Ordinary
07-Aug-24
UBS AG London Branch
Buy
492
66
Ordinary
07-Aug-24
UBS AG London Branch
Sell
492
(66)
Ordinary
07-Aug-24
UBS AG London Branch
Buy
492
66
Ordinary
07-Aug-24
UBS AG London Branch
Buy
941,197
126,512
Ordinary
07-Aug-24
UBS AG London Branch
Sell
941,199
(126,512)
Ordinary
07-Aug-24
UBS AG London Branch
Buy
941,199
126,512
Ordinary
07-Aug-24
UBS Asset Management
Sell
614,703
(75,017)
Ordinary
07-Aug-24
UBS Asset Management
Sell
15,567
(1,900)
Ordinary
07-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
788
Swaps
07-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(70)
Swaps
07-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(66)
Swaps
07-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(4,309)
Swaps
07-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(26,345)
Swaps
07-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(30,963)
Swaps
07-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(46,880)
Swaps
07-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(6,422)
Swaps
07-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(6,977)
Swaps
07-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,101)
Swaps
07-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,515)
Swaps
08-Aug-24
UBS Securities Australia Ltd
Buy
31,076
4,594
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
51,466
(7,589)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Buy
15,498
2,290
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
33,523
(4,956)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
37,243
(5,477)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Buy
10,182
1,500
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
7,347
(1,087)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
268
(40)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Buy
102,458
15,136
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
213,064
(31,459)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
16,023
(2,356)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
32,574
(4,798)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Buy
4,983
737
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Buy
4,335
641
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
510
(75)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
14,164
(2,092)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Buy
7,161
1,059
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
18,611
(2,746)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Buy
3,376
497
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Buy
59,522
8,779
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
34,597
(5,117)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Buy
2,767
408
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Buy
65,690
9,710
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
231,080
(34,046)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
6,414
(949)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Sell
81,080
(11,974)
Ordinary
08-Aug-24
UBS AG London Branch
Sell
4,995
(675)
Ordinary
08-Aug-24
UBS AG London Branch
Sell
4,995
(675)
Ordinary
08-Aug-24
UBS AG London Branch
Buy
4,995
675
Ordinary
08-Aug-24
UBS AG London Branch
Buy
6,904
933
Ordinary
08-Aug-24
UBS AG London Branch
Buy
6,904
933
Ordinary
08-Aug-24
UBS AG London Branch
Sell
6,904
(933)
Ordinary
08-Aug-24
UBS AG London Branch
Buy
315,173
42,591
Ordinary
08-Aug-24
UBS AG London Branch
Buy
95,554
12,921
Ordinary
08-Aug-24
UBS AG London Branch
Sell
95,553
(12,921)
Ordinary
08-Aug-24
UBS AG London Branch
Buy
95,553
12,921
Ordinary
08-Aug-24
UBS AG London Branch
Buy
144,433
19,518
Ordinary
08-Aug-24
UBS AG London Branch
Sell
144,433
(19,518)
Ordinary
08-Aug-24
UBS AG London Branch
Buy
144,433
19,518
Ordinary
08-Aug-24
UBS AG London Branch
Buy
313,979
42,591
Ordinary
08-Aug-24
UBS AG London Branch
Sell
313,979
(42,591)
Ordinary
08-Aug-24
UBS AG London Branch
Return of Rehypothecated position
N/A
(29,292)
Ordinary
08-Aug-24
UBS AG London Branch
Return of Rehypothecated position
N/A
(152,368)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(10,000)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(19,926)
Ordinary
08-Aug-24
UBS Securities Australia Ltd
Stock borrowed
N/A
21,000
Ordinary
08-Aug-24
UBS AG London Branch
Stock returned
N/A
(64,620)
Ordinary
08-Aug-24
UBS AG London Branch
Stock returned
N/A
(36,235)
Ordinary
08-Aug-24
UBS AG London Branch
Stock returned
N/A
(35,000)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
304
(69)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
4,005
(908)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
944
(214)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
834
(189)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
393
(89)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
468
(106)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
410
(93)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
322
(73)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
221
(50)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
331
(75)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
331
(75)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
331
(75)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
1,826
(414)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
807
(183)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
944
(214)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
1,200
(272)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
159
(36)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
379
(86)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
273
(62)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
212
(48)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
207
(47)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
1,284
(291)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
2,704
(613)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
251
(57)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
203
(46)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
234
(53)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
269
(61)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
917
(208)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
468
(106)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
1,517
(344)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
1,394
(316)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
4,265
(967)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
419
(95)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
45,021
(10,207)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
159
36
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
163
37
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
203
46
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
207
47
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
212
48
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
221
50
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
229
52
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
234
53
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
251
57
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
269
61
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
273
62
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
304
69
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
322
73
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
331
75
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
335
76
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
379
86
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
393
89
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
410
93
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
419
95
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
468
106
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
476
108
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
525
119
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
587
133
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
653
148
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
794
180
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
807
183
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
825
187
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
834
189
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
917
208
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
944
214
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
988
224
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
1,200
272
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
1,284
291
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
1,394
316
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
1,517
344
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
1,694
384
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
1,826
414
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
1,967
446
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
1,994
452
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
2,060
467
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
2,470
560
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
2,704
613
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
4,005
908
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Buy
4,265
967
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
335
(76)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
2,060
(467)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
525
(119)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
1,967
(446)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
988
(224)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
229
(52)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
2,470
(560)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
653
(148)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
825
(187)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
587
(133)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
1,694
(384)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
794
(180)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
1,994
(452)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
163
(37)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
207
(47)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
476
(108)
Ordinary
08-Aug-24
UBS Asset Management (Americas) LLC
Sell
229
(52)
Ordinary
08-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
675
Swaps
08-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(933)
Swaps
08-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(19,518)
Swaps
08-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(19,518)
Swaps
08-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
19,518
Swaps
08-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(973)
Swaps
08-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(10,503)
Swaps
08-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,445)
Swaps
09-Aug-24
UBS Securities Australia Ltd
Buy
633
94
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
8,061
1,192
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
5,443
806
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
3,401
502
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
3,580
528
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
71
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
1,591
235
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
11,044
1,631
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
3,229
476
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
560
(83)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
329,898
48,774
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
144,179
(21,266)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
18,802
(2,773)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
13,229
1,949
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
10,406
(1,535)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
7,967
(1,178)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
228,428
33,755
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
235,353
(34,733)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
17,773
(2,616)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
116,491
17,237
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
3,236
(476)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
9,456
1,396
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
2,751
(407)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
44,558
6,568
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
7,286
(1,071)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
58,606
(8,619)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
12,161
1,783
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
12,198
(1,802)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
9,227
(1,364)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
79,477
11,715
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
11,818
1,738
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
7,248
1,073
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
27,691
(4,072)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
15,482
(2,270)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
55,119
8,119
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
69,456
(10,219)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Buy
1,059
156
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
177,340
(26,167)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Sell
46,872
(6,901)
Ordinary
09-Aug-24
UBS AG London Branch
Sell
1,455
(197)
Ordinary
09-Aug-24
UBS AG London Branch
Sell
1,455
(197)
Ordinary
09-Aug-24
UBS AG London Branch
Buy
1,455
197
Ordinary
09-Aug-24
UBS AG London Branch
Buy
46,873
6,346
Ordinary
09-Aug-24
UBS AG London Branch
Buy
46,873
6,346
Ordinary
09-Aug-24
UBS AG London Branch
Sell
46,873
(6,346)
Ordinary
09-Aug-24
UBS Securities Australia Ltd
Stock borrowed
N/A
62,000
Ordinary
09-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
197
Swaps
09-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(475)
Swaps
09-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(5,163)
Swaps
09-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(708)
Swaps
12-Aug-24
UBS Securities Australia Ltd
Buy
37,290
5,500
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
23,552
3,474
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
44,901
6,626
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Sell
109,929
(16,209)
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
33,626
4,950
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
17,953
2,648
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Sell
12,913
(1,906)
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Sell
1,365
(201)
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
112,491
16,558
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Sell
139,125
(20,543)
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
33,441
4,927
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Sell
47,373
(6,981)
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
16,828
2,478
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
8,692
1,283
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
6,092
900
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
212,848
31,414
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Sell
1,028
(151)
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
8,184
1,209
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Sell
37,223
(5,477)
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Sell
60,961
(8,996)
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
1,713
253
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Sell
201
(30)
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
100,197
14,772
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Sell
11,129
(1,640)
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Sell
72,997
(10,775)
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Buy
935
138
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Sell
796
(118)
Ordinary
12-Aug-24
UBS AG London Branch
Buy
5,487
739
Ordinary
12-Aug-24
UBS AG London Branch
Sell
5,487
(739)
Ordinary
12-Aug-24
UBS AG London Branch
Buy
5,487
739
Ordinary
12-Aug-24
UBS AG London Branch
Sell
32,143
(4,327)
Ordinary
12-Aug-24
UBS AG London Branch
Buy
32,065
4,327
Ordinary
12-Aug-24
UBS AG London Branch
Sell
32,065
(4,327)
Ordinary
12-Aug-24
UBS AG London Branch
Return of Rehypothecated position
N/A
(11,000)
Ordinary
12-Aug-24
UBS AG London Branch
Return of Rehypothecated position
N/A
(89,000)
Ordinary
12-Aug-24
UBS AG London Branch
Return of Rehypothecated position
N/A
(40,000)
Ordinary
12-Aug-24
UBS AG London Branch
Return of Rehypothecated position
N/A
(7,012)
Ordinary
12-Aug-24
UBS AG London Branch
Return of Rehypothecated position
N/A
(2,988)
Ordinary
12-Aug-24
UBS Securities Australia Ltd
Stock borrowed
N/A
90,000
Ordinary
12-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(739)
Swaps
13-Aug-24
UBS Securities Australia Ltd
Buy
1,190
176
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
71,807
10,602
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
174,027
(25,631)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
5,808
859
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
50,051
(7,357)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
11,237
(1,650)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
14,754
2,176
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
9,872
(1,455)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
4,715
(692)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
112,678
16,612
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
219,471
(32,284)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
91,304
(13,474)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
14,047
2,078
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
187,129
(27,546)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
5,960
880
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
287,582
42,328
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
1,988
(292)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
89
13
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
46,013
6,817
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
46,036
(6,806)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
12,468
(1,834)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
14,875
2,197
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
38,763
5,684
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
502
(74)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
63,812
(9,417)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
24,890
3,673
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
151,667
(22,267)
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
96,759
14,240
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Buy
149
22
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Sell
2,149
(318)
Ordinary
13-Aug-24
UBS AG London Branch
Buy
11,845
1,591
Ordinary
13-Aug-24
UBS AG London Branch
Sell
11,845
(1,591)
Ordinary
13-Aug-24
UBS AG London Branch
Buy
11,845
1,591
Ordinary
13-Aug-24
UBS AG London Branch
Buy
87,296
11,743
Ordinary
13-Aug-24
UBS AG London Branch
Sell
87,296
(11,743)
Ordinary
13-Aug-24
UBS AG London Branch
Buy
87,296
11,743
Ordinary
13-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(16,636)
Ordinary
13-Aug-24
UBS AG London Branch
Stock returned
N/A
(39,765)
Ordinary
13-Aug-24
UBS AG London Branch
Stock returned
N/A
(14,000)
Ordinary
13-Aug-24
UBS Asset Management
Sell
324,752
(39,632)
Ordinary
13-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,591)
Swaps
13-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(736)
Swaps
13-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,464)
Swaps
13-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(7,999)
Swaps
13-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,097)
Swaps
13-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(447)
Swaps
14-Aug-24
UBS Securities Australia Ltd
Sell
83
(12)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
98
(14)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
83
(12)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
135
(20)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
68
(10)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
480
(70)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
113
(17)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
263
(39)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
203
(30)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
262
(39)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
150
(22)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
22
(3)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
2,221
(326)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
143
(21)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
375
(55)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
308
(45)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
52
(8)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
60
(9)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
45
(7)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
127
(19)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
105
(15)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
210
(31)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
22
(3)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
809
(119)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
30
(4)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
2,779
(408)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
90
(13)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
67
(10)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
4,570
(672)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
187
(28)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
30
(4)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
157
(23)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
743
(109)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
2,243
(329)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
419
(62)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
120
(18)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
255
(37)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
353
(52)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
158
(23)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
68
(10)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
135
(20)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
323
(47)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
203
(30)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
83
(12)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
315
(46)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
488
(72)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
390
(57)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
128
(19)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
60
(9)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
653
(96)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
203
(30)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
30
(4)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
38
(6)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
150
(22)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
1,901
(278)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
165
(24)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
849
(124)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
53
(8)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
120
(18)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
715
(105)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
225
(33)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
548
(80)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
1,405
(206)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
203
(30)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
526
(77)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
646
(95)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
977
(143)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
30
(4)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
1,202
(176)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
30
(4)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
128
(19)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
75
(11)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
849
(124)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
45
(7)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
1,001
(146)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
1,550
(227)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
1,843
(270)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
158
(23)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
60
(9)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
113
(17)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
1,064
(155)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
498
(73)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
45
(7)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
151
(22)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
105
(15)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
2,136
(311)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
8,768
(1,278)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
136
(20)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
45
(7)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
257
(37)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
60
(9)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
68
(10)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
45
(7)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
158
(23)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
1,275
(186)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
362
(53)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
9,492
(1,382)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
3,295
(480)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
2,917
(425)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
159
(23)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
2,894
(421)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Buy
175,763
25,747
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
166,750
(24,373)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
2,702
(393)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Buy
19,300
2,819
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
19,154
(2,798)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
106
(15)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
6,000
(873)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Buy
183,208
26,827
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
99,499
(14,544)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
6,550
(955)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Buy
197,575
28,971
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Buy
6,167
905
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
3,772
(550)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Buy
477,530
69,911
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
22,961
(3,346)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Buy
17,721
2,597
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Buy
32,489
4,738
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
7,345
(1,069)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
10,747
(1,562)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Buy
111,066
16,277
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
80,429
(11,736)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
137,486
(20,079)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
715
(105)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Sell
52,378
(7,613)
Ordinary
14-Aug-24
UBS AG London Branch
Buy
9,178
1,212
Ordinary
14-Aug-24
UBS AG London Branch
Sell
157,702
(20,805)
Ordinary
14-Aug-24
UBS AG London Branch
Buy
9,178
1,212
Ordinary
14-Aug-24
UBS AG London Branch
Sell
9,178
(1,212)
Ordinary
14-Aug-24
UBS AG London Branch
Sell
8,659
(1,149)
Ordinary
14-Aug-24
UBS AG London Branch
Buy
157,702
20,805
Ordinary
14-Aug-24
UBS AG London Branch
Sell
157,702
(20,805)
Ordinary
14-Aug-24
UBS AG London Branch
Sell
70,624
(9,372)
Ordinary
14-Aug-24
UBS AG London Branch
Sell
8,659
(1,149)
Ordinary
14-Aug-24
UBS AG London Branch
Buy
8,659
1,149
Ordinary
14-Aug-24
UBS AG London Branch
Buy
70,624
9,372
Ordinary
14-Aug-24
UBS AG London Branch
Sell
70,624
(9,372)
Ordinary
14-Aug-24
UBS AG London Branch
Buy
322,840
42,591
Ordinary
14-Aug-24
UBS AG London Branch
Sell
322,840
(42,591)
Ordinary
14-Aug-24
UBS AG London Branch
Sell
322,840
(42,591)
Ordinary
14-Aug-24
UBS AG London Branch
Buy
322,840
42,591
Ordinary
14-Aug-24
UBS AG London Branch
Buy
321,022
42,591
Ordinary
14-Aug-24
UBS AG London Branch
Sell
321,022
(42,591)
Ordinary
14-Aug-24
UBS AG London Branch
Sell
140,165
(18,614)
Ordinary
14-Aug-24
UBS AG London Branch
Buy
2,550
338
Ordinary
14-Aug-24
UBS AG London Branch
Sell
140,165
(18,614)
Ordinary
14-Aug-24
UBS AG London Branch
Buy
140,165
18,614
Ordinary
14-Aug-24
UBS AG London Branch
Sell
2,550
(338)
Ordinary
14-Aug-24
UBS AG London Branch
Buy
2,550
338
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(90,000)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(22,272)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(4,364)
Ordinary
14-Aug-24
UBS Securities Australia Ltd
Stock borrowed
N/A
39,000
Ordinary
14-Aug-24
UBS AG London Branch
Stock borrowed
N/A
25,853
Ordinary
14-Aug-24
UBS AG London Branch
Stock borrowed
N/A
15,000
Ordinary
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,212)
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
20,805
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,149
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
9,372
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(42,591)
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(42,591)
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
42,591
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,033
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,793
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,775
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
11,257
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,541
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
923
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
199
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
93
Swaps
14-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(338)
Swaps
15-Aug-24
UBS Securities Australia Ltd
Buy
52,378
7,613
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Buy
163,836
23,756
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
92,016
(13,317)
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Buy
22,820
3,300
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Buy
19,017
2,757
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
11,468
(1,650)
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
4,186
(607)
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
14,719
(2,138)
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
8,241
(1,186)
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Buy
176,161
25,542
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
166,115
(24,060)
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Buy
7,985
1,154
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Buy
114,905
16,618
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
266
(39)
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
9,918
(1,430)
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Buy
3,335
484
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
10,279
(1,480)
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Buy
261,811
37,941
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
55,038
(7,953)
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
73,281
(10,651)
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Buy
72,949
10,496
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Buy
22,765
3,276
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Buy
204,732
29,700
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
189,771
(27,372)
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Buy
85,596
12,359
Ordinary
15-Aug-24
UBS Securities Australia Ltd
Sell
356
(52)
Ordinary
15-Aug-24
UBS AG London Branch
Buy
21,611
2,826
Ordinary
15-Aug-24
UBS AG London Branch
Sell
7,925
(1,036)
Ordinary
15-Aug-24
UBS AG London Branch
Sell
7,925
(1,036)
Ordinary
15-Aug-24
UBS AG London Branch
Buy
7,925
1,036
Ordinary
15-Aug-24
UBS AG London Branch
Sell
21,611
(2,826)
Ordinary
15-Aug-24
UBS AG London Branch
Buy
21,611
2,826
Ordinary
15-Aug-24
UBS AG London Branch
Sell
105,768
(13,878)
Ordinary
15-Aug-24
UBS AG London Branch
Buy
105,768
13,878
Ordinary
15-Aug-24
UBS AG London Branch
Sell
105,768
(13,878)
Ordinary
15-Aug-24
UBS AG London Branch
Sell
12,255
(1,608)
Ordinary
15-Aug-24
UBS AG London Branch
Sell
12,255
(1,608)
Ordinary
15-Aug-24
UBS AG London Branch
Buy
12,255
1,608
Ordinary
15-Aug-24
UBS AG London Branch
Sell
1,457
(191)
Ordinary
15-Aug-24
UBS AG London Branch
Buy
1,457
191
Ordinary
15-Aug-24
UBS AG London Branch
Buy
1,457
191
Ordinary
15-Aug-24
UBS AG London Branch
Buy
272,348
35,661
Ordinary
15-Aug-24
UBS AG London Branch
Sell
272,347
(35,661)
Ordinary
15-Aug-24
UBS AG London Branch
Buy
272,347
35,661
Ordinary
15-Aug-24
UBS AG London Branch
Stock borrowed
N/A
25,000
Ordinary
15-Aug-24
UBS Asset Management
Sell
84,899
(10,090)
Ordinary
15-Aug-24
UBS Asset Management
Sell
690,744
(82,093)
Ordinary
15-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,036
Swaps
15-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,826)
Swaps
15-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
13,878
Swaps
15-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,608
Swaps
15-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(191)
Swaps
15-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,015)
Swaps
15-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(14,919)
Swaps
15-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(11,041)
Swaps
15-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,514)
Swaps
15-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(7,172)
Swaps
16-Aug-24
UBS Securities Australia Ltd
Sell
8,004
(1,155)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
11,270
(1,636)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
162,572
23,569
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
141,431
(20,434)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
113,739
16,425
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
57,073
8,250
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
14,411
2,078
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
8,940
(1,293)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
157,258
22,746
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
2,921
425
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
187,134
(27,017)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
10,565
1,536
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
119,171
17,214
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
11,290
(1,626)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
519,694
75,247
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
22,690
(3,278)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
8,370
1,217
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
34,730
(5,048)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
43,486
6,321
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
7,992
1,162
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
44,775
(6,456)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
3,496
508
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
12,658
(1,816)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
126,831
18,412
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
377,965
54,672
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
202,575
(29,272)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
109,488
(15,860)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Sell
31,599
(4,563)
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Buy
38,211
5,554
Ordinary
16-Aug-24
UBS AG London Branch
Sell
7,785
(1,027)
Ordinary
16-Aug-24
UBS AG London Branch
Buy
3,315
437
Ordinary
16-Aug-24
UBS AG London Branch
Sell
4,627
(608)
Ordinary
16-Aug-24
UBS AG London Branch
Buy
7,785
1,027
Ordinary
16-Aug-24
UBS AG London Branch
Sell
7,785
(1,027)
Ordinary
16-Aug-24
UBS AG London Branch
Sell
53,938
(7,090)
Ordinary
16-Aug-24
UBS AG London Branch
Buy
4,627
608
Ordinary
16-Aug-24
UBS AG London Branch
Buy
3,315
437
Ordinary
16-Aug-24
UBS AG London Branch
Sell
4,627
(608)
Ordinary
16-Aug-24
UBS AG London Branch
Sell
3,315
(437)
Ordinary
16-Aug-24
UBS AG London Branch
Sell
53,938
(7,090)
Ordinary
16-Aug-24
UBS AG London Branch
Buy
53,938
7,090
Ordinary
16-Aug-24
UBS AG London Branch
Buy
78,143
10,291
Ordinary
16-Aug-24
UBS AG London Branch
Buy
78,143
10,291
Ordinary
16-Aug-24
UBS AG London Branch
Sell
78,143
(10,291)
Ordinary
16-Aug-24
UBS AG London Branch
Sell
0
(33,148)
Ordinary
16-Aug-24
UBS AG London Branch
Buy
0
33,148
Ordinary
16-Aug-24
UBS AG London Branch
Sell
0
(33,148)
Ordinary
16-Aug-24
UBS AG London Branch
Sell
0
(33,148)
Ordinary
16-Aug-24
UBS AG London Branch
Buy
0
33,148
Ordinary
16-Aug-24
UBS AG London Branch
Buy
0
33,148
Ordinary
16-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(59,000)
Ordinary
16-Aug-24
UBS AG London Branch
Stock borrowed
N/A
120,000
Ordinary
16-Aug-24
UBS AG London Branch
Stock borrowed
N/A
50,000
Ordinary
16-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,027
Swaps
16-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
608
Swaps
16-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(437)
Swaps
16-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
7,090
Swaps
16-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(770)
Swaps
16-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(8,373)
Swaps
16-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,148)
Swaps
19-Aug-24
UBS Securities Australia Ltd
Buy
37,205
5,407
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Sell
131,981
(19,196)
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Buy
11,268
1,650
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Buy
8,513
1,243
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Sell
6,108
(892)
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Buy
99,232
14,454
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Sell
105,790
(15,388)
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Sell
35,509
(5,167)
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Buy
18,207
2,642
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Sell
28,580
(4,145)
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Buy
12,664
1,849
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Buy
151,384
21,997
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Sell
3,097
(452)
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Sell
43,282
(6,320)
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Buy
29,712
4,319
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Buy
70,219
10,217
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Sell
1,135
(165)
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Sell
19,361
(2,817)
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Sell
6,822
(997)
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Buy
19,158
2,781
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Sell
147,014
(21,399)
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Buy
63,140
9,180
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Buy
249
36
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
19-Aug-24
UBS AG London Branch
Sell
8,035
(1,060)
Ordinary
19-Aug-24
UBS AG London Branch
Buy
8,035
1,060
Ordinary
19-Aug-24
UBS AG London Branch
Sell
8,035
(1,060)
Ordinary
19-Aug-24
UBS AG London Branch
Buy
15,734
2,074
Ordinary
19-Aug-24
UBS AG London Branch
Sell
15,734
(2,074)
Ordinary
19-Aug-24
UBS AG London Branch
Buy
15,734
2,074
Ordinary
19-Aug-24
UBS AG London Branch
Buy
702,256
92,626
Ordinary
19-Aug-24
UBS AG London Branch
Sell
702,253
(92,626)
Ordinary
19-Aug-24
UBS AG London Branch
Buy
702,253
92,626
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(36,830)
Ordinary
19-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(39,000)
Ordinary
19-Aug-24
UBS AG London Branch
Stock borrowed
N/A
50,000
Ordinary
19-Aug-24
UBS AG London Branch
Stock borrowed
N/A
61,460
Ordinary
19-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,060
Swaps
19-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,074)
Swaps
19-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,598)
Swaps
19-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(21,514)
Swaps
19-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(32,575)
Swaps
19-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(28,250)
Swaps
19-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,873)
Swaps
19-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,573)
Swaps
19-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,243)
Swaps
20-Aug-24
UBS Securities Australia Ltd
Buy
110,072
15,961
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
173,346
(25,090)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
34,270
(4,950)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Buy
28,252
4,082
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
15,964
(2,301)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
18,387
(2,666)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Buy
285,637
41,370
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
369,563
(53,440)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
925
(133)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
279,750
(40,471)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
332,758
(48,149)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
6,146
(888)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Buy
3,023
440
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
167,610
(24,167)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Buy
130,955
18,998
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
5,199
(757)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
53
(8)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
29,788
(4,316)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
65,631
(9,457)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Buy
1,887
275
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Buy
24,675
3,576
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
57,320
(8,292)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
37,127
(5,368)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
87,748
(12,717)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
16,763
(2,419)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Buy
189,174
27,434
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Sell
258,965
(37,384)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Buy
21,469
3,106
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Buy
1,196
174
Ordinary
20-Aug-24
UBS AG London Branch
Sell
5,182
(680)
Ordinary
20-Aug-24
UBS AG London Branch
Buy
14,738
1,931
Ordinary
20-Aug-24
UBS AG London Branch
Buy
5,182
680
Ordinary
20-Aug-24
UBS AG London Branch
Sell
5,182
(680)
Ordinary
20-Aug-24
UBS AG London Branch
Sell
14,738
(1,931)
Ordinary
20-Aug-24
UBS AG London Branch
Buy
14,738
1,931
Ordinary
20-Aug-24
UBS AG London Branch
Buy
379,175
49,736
Ordinary
20-Aug-24
UBS AG London Branch
Buy
379,172
49,736
Ordinary
20-Aug-24
UBS AG London Branch
Sell
379,172
(49,736)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(46,250)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(25,170)
Ordinary
20-Aug-24
UBS Securities Australia Ltd
Stock borrowed
N/A
7,000
Ordinary
20-Aug-24
UBS AG London Branch
Stock returned
N/A
(23,583)
Ordinary
20-Aug-24
UBS AG London Branch
Stock returned
N/A
(70,000)
Ordinary
20-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
680
Swaps
20-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,931)
Swaps
20-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,811)
Swaps
20-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(13,349)
Swaps
20-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(9,931)
Swaps
20-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(19,687)
Swaps
20-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,699)
Swaps
20-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,526)
Swaps
20-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(733)
Swaps
21-Aug-24
UBS Securities Australia Ltd
Sell
76
(11)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
68
(10)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Buy
118,063
17,161
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
40,506
(5,884)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
6,860
(999)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Buy
23,141
3,364
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
23,092
(3,354)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
2,066
(300)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Buy
104,561
15,222
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
49,023
(7,127)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Buy
38,134
5,540
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
53,895
(7,852)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Buy
2,977
433
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
66,295
(9,625)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Buy
160,692
23,390
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
106
(15)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
445
(65)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Buy
445
65
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Buy
13,854
2,020
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
15,938
(2,317)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Buy
7,237
1,055
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
35,379
(5,158)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Buy
228,148
33,171
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
73,252
(10,660)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Sell
50,490
(7,347)
Ordinary
21-Aug-24
UBS AG London Branch
Buy
1,987
263
Ordinary
21-Aug-24
UBS AG London Branch
Sell
14,670
(1,942)
Ordinary
21-Aug-24
UBS AG London Branch
Sell
14,670
(1,942)
Ordinary
21-Aug-24
UBS AG London Branch
Buy
14,670
1,942
Ordinary
21-Aug-24
UBS AG London Branch
Buy
1,987
263
Ordinary
21-Aug-24
UBS AG London Branch
Sell
1,987
(263)
Ordinary
21-Aug-24
UBS Securities Australia Ltd
Stock borrowed
N/A
151,000
Ordinary
21-Aug-24
UBS Asset Management (Americas) LLC
Sell
526
(112)
Ordinary
21-Aug-24
UBS Asset Management (Americas) LLC
Buy
526
112
Ordinary
21-Aug-24
UBS Asset Management (Americas) LLC
Sell
526
(112)
Ordinary
21-Aug-24
UBS Asset Management
Sell
77,384
(9,320)
Ordinary
21-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(263)
Swaps
21-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,942
Swaps
22-Aug-24
UBS Securities Australia Ltd
Buy
1,376
198
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
4,429
639
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
465
67
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
2,702
393
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
817
119
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
318
46
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
606
88
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
311
45
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
379
55
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
1,137
165
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
735
107
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
213
31
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
15
2
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
38
6
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
236
34
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
175
25
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
30
4
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
53
8
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
53
8
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
46
7
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
53
8
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
76
11
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
660
96
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
2,118
307
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
368,169
53,151
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
110,973
(16,026)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
1,741
(253)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
19,389
(2,797)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
45,677
6,600
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
29,549
4,272
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
2,459
(355)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
26,922
(3,889)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
314,348
45,583
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
221,493
(32,146)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
87,331
(12,696)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
117,919
17,038
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
108,093
(15,567)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
42,298
6,101
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
653,891
94,401
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
27,092
(3,920)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
23,886
3,466
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
42,200
6,116
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
14,086
(2,034)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
20,432
2,961
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
102,222
14,750
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
49,097
(7,114)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
11,150
(1,616)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
90,701
(13,126)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
23,732
(3,454)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
292,277
42,262
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Sell
221,039
(31,882)
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
183,032
26,491
Ordinary
22-Aug-24
UBS Securities Australia Ltd
Buy
4,821
697
Ordinary
22-Aug-24
UBS AG London Branch
Buy
1,956
259
Ordinary
22-Aug-24
UBS AG London Branch
Sell
15,527
(2,062)
Ordinary
22-Aug-24
UBS AG London Branch
Sell
1,956
(259)
Ordinary
22-Aug-24
UBS AG London Branch
Buy
15,527
2,062
Ordinary
22-Aug-24
UBS AG London Branch
Sell
15,527
(2,062)
Ordinary
22-Aug-24
UBS AG London Branch
Buy
1,956
259
Ordinary
22-Aug-24
UBS AG London Branch
Sell
23,366
(3,097)
Ordinary
22-Aug-24
UBS AG London Branch
Sell
23,366
(3,097)
Ordinary
22-Aug-24
UBS AG London Branch
Buy
23,366
3,097
Ordinary
22-Aug-24
UBS AG London Branch
Sell
154,914
(20,564)
Ordinary
22-Aug-24
UBS AG London Branch
Buy
154,915
20,564
Ordinary
22-Aug-24
UBS AG London Branch
Sell
154,915
(20,564)
Ordinary
22-Aug-24
UBS AG London Branch
Stock borrowed
N/A
50,000
Ordinary
22-Aug-24
UBS AG London Branch
Stock borrowed
N/A
40,000
Ordinary
22-Aug-24
UBS AG London Branch
Stock returned
N/A
(26,163)
Ordinary
22-Aug-24
UBS AG London Branch
Stock returned
N/A
(26,417)
Ordinary
22-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(259)
Swaps
22-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,062
Swaps
22-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
3,097
Swaps
22-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
6,168
Swaps
22-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
9,581
Swaps
22-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
3,765
Swaps
22-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
708
Swaps
22-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
342
Swaps
23-Aug-24
UBS Securities Australia Ltd
Sell
11,418
(1,650)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
4,663
671
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
631,115
90,750
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
187,883
(26,929)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
25,495
(3,669)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
268,351
38,520
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
46,110
(6,599)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
22,787
3,300
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
44,347
6,368
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
4,605
(668)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
35,526
(5,099)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
2,940
(425)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
203,397
(29,305)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
117,465
16,836
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
352,538
50,742
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
192,673
(27,662)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
240,883
(34,758)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
46,921
6,784
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
6,309
913
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
6,354
(913)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
14,171
2,050
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
10,125
1,465
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
14,255
(2,050)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
10,198
(1,465)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
217,309
31,360
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
112,370
(16,005)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
8,058
(1,153)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
3,056
(440)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
46,051
6,599
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
890,515
128,026
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
4,431
641
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
1,769
(254)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
82,451
(11,892)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
110,105
(15,859)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
309,435
44,318
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
10,581
1,520
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
115,652
16,650
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
23,710
3,397
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
39,035
(5,592)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
27,036
(3,882)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
842
(121)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
339,240
48,783
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
26,314
(3,752)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
103,688
14,895
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Buy
205
30
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Sell
61
(9)
Ordinary
23-Aug-24
UBS AG London Branch
Buy
26,897
3,573
Ordinary
23-Aug-24
UBS AG London Branch
Sell
4,889
(651)
Ordinary
23-Aug-24
UBS AG London Branch
Buy
26,897
3,573
Ordinary
23-Aug-24
UBS AG London Branch
Sell
26,897
(3,573)
Ordinary
23-Aug-24
UBS AG London Branch
Sell
4,889
(651)
Ordinary
23-Aug-24
UBS AG London Branch
Buy
4,889
651
Ordinary
23-Aug-24
UBS AG London Branch
Sell
10,357
(1,372)
Ordinary
23-Aug-24
UBS AG London Branch
Sell
10,357
(1,372)
Ordinary
23-Aug-24
UBS AG London Branch
Buy
10,357
1,372
Ordinary
23-Aug-24
UBS AG London Branch
Buy
370,029
49,014
Ordinary
23-Aug-24
UBS AG London Branch
Buy
370,031
49,014
Ordinary
23-Aug-24
UBS AG London Branch
Sell
370,031
(49,014)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(7,000)
Ordinary
23-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(27,563)
Ordinary
23-Aug-24
UBS AG London Branch
Stock borrowed
N/A
50,000
Ordinary
23-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
651
Swaps
23-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,573)
Swaps
23-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,372
Swaps
23-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(798)
Swaps
23-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(18,647)
Swaps
23-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(13,553)
Swaps
23-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(8,665)
Swaps
23-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,188)
Swaps
23-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,983)
Swaps
23-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,149)
Swaps
23-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,031)
Swaps
26-Aug-24
UBS Securities Australia Ltd
Sell
307
(44)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
161
(23)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
169
(24)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
77
(11)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
6,803
974
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
26,946
3,858
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
46,425
(6,659)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
162,244
23,223
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
23,034
(3,300)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
16,764
2,406
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
7,822
(1,121)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
13,095
(1,879)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
31,577
(4,523)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
10,142
1,454
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
77,321
(11,077)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
270,322
(38,770)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
164,425
23,497
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
11,829
(1,695)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
10,193
1,460
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
10,853
(1,555)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
231,212
33,100
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
2,605
(373)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
2,747
(395)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
42,709
(6,102)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
2,254
323
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
25,528
(3,656)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
4,898
702
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
11,548
(1,654)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
1,709
244
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
8,858
(1,267)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
7,171
(1,027)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
29,749
4,255
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Sell
57,349
(8,220)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Buy
22,320
3,198
Ordinary
26-Aug-24
UBS AG London Branch
Buy
53,208
6,992
Ordinary
26-Aug-24
UBS AG London Branch
Sell
53,208
(6,992)
Ordinary
26-Aug-24
UBS AG London Branch
Buy
53,208
6,992
Ordinary
26-Aug-24
UBS AG London Branch
Buy
228,293
30,000
Ordinary
26-Aug-24
UBS AG London Branch
Sell
228,294
(30,000)
Ordinary
26-Aug-24
UBS AG London Branch
Buy
228,294
30,000
Ordinary
26-Aug-24
UBS AG London Branch
Sell
0
(676,079)
Ordinary
26-Aug-24
UBS AG London Branch
Buy
0
676,079
Ordinary
26-Aug-24
UBS AG London Branch
Sell
0
(1,361)
Ordinary
26-Aug-24
UBS AG London Branch
Buy
0
1,361
Ordinary
26-Aug-24
UBS AG London Branch
Buy
0
1,361
Ordinary
26-Aug-24
UBS AG London Branch
Sell
0
(676,079)
Ordinary
26-Aug-24
UBS AG London Branch
Buy
0
676,079
Ordinary
26-Aug-24
UBS AG London Branch
Buy
0
1,361
Ordinary
26-Aug-24
UBS AG London Branch
Sell
0
(1,361)
Ordinary
26-Aug-24
UBS AG London Branch
Buy
0
676,079
Ordinary
26-Aug-24
UBS AG London Branch
Sell
0
(676,079)
Ordinary
26-Aug-24
UBS AG London Branch
Sell
0
(1,361)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(149,974)
Ordinary
26-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(20,349)
Ordinary
26-Aug-24
UBS AG London Branch
Stock borrowed
N/A
50,000
Ordinary
26-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(6,992)
Swaps
26-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(752)
Swaps
26-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(11,659)
Swaps
26-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(4,168)
Swaps
26-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(8,181)
Swaps
26-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,121)
Swaps
26-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,143)
Swaps
26-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,335)
Swaps
26-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(641)
Swaps
27-Aug-24
UBS Securities Australia Ltd
Sell
76
(11)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
130
(19)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
38
(6)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
92
(13)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
4,489
646
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
28,075
4,041
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
193,145
(27,822)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
11,418
1,650
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
11,484
(1,650)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
15,278
2,201
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
17,594
(2,532)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
113,898
(16,386)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
118,887
17,118
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
240,818
(34,664)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
423,464
(60,981)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
189,381
(27,306)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
2,307
330
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
182,463
(26,275)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
5,043
727
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
100
(14)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
78,931
11,369
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
4,134
594
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
2,302
(329)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
65,140
(9,376)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
17,754
(2,551)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
4,924
710
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
33,318
(4,815)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
88,710
(12,745)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
5,252
(755)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
49,205
(7,070)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
51,932
7,486
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
92,128
(13,252)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Sell
69
(10)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
11,134
1,606
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Buy
4,792
692
Ordinary
27-Aug-24
UBS AG London Branch
Sell
44,943
(5,932)
Ordinary
27-Aug-24
UBS AG London Branch
Buy
44,943
5,932
Ordinary
27-Aug-24
UBS AG London Branch
Sell
44,943
(5,932)
Ordinary
27-Aug-24
UBS AG London Branch
Buy
92,583
12,198
Ordinary
27-Aug-24
UBS AG London Branch
Buy
92,583
12,198
Ordinary
27-Aug-24
UBS AG London Branch
Sell
92,583
(12,198)
Ordinary
27-Aug-24
UBS AG London Branch
Buy
0
12,198
Ordinary
27-Aug-24
UBS AG London Branch
Sell
0
(12,198)
Ordinary
27-Aug-24
UBS AG London Branch
Buy
0
12,198
Ordinary
27-Aug-24
UBS AG London Branch
Buy
0
12,198
Ordinary
27-Aug-24
UBS AG London Branch
Sell
0
(12,198)
Ordinary
27-Aug-24
UBS AG London Branch
Sell
0
(12,198)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(1,026)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(198,096)
Ordinary
27-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(88,625)
Ordinary
27-Aug-24
UBS AG London Branch
Stock returned
N/A
(21,956)
Ordinary
27-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
5,932
Swaps
27-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(79)
Swaps
27-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,563)
Swaps
27-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(8,132)
Swaps
27-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(872)
Swaps
27-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(119)
Swaps
27-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(293)
Swaps
27-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(140)
Swaps
28-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
144
(21)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
480
(69)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
76
(11)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
251
(36)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Buy
3,707
536
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Buy
30,116
4,354
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
203,698
(29,379)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
10,153
(1,464)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
1,349
(195)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Buy
11,383
1,650
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Buy
11,819
1,706
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
1,600
(231)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
358
(52)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
44,841
(6,487)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Buy
77,859
11,264
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
85,389
(12,320)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
364,132
(52,705)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Buy
9,482
1,372
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
99,312
(14,326)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
82,422
(11,898)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Buy
16,113
2,339
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
4,214
(612)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
11,754
(1,697)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Buy
4,814
695
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Buy
40,992
5,907
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
9,860
(1,431)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Buy
28,012
4,066
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
9,925
(1,431)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Buy
16,653
2,401
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
22,023
(3,174)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Sell
11,723
(1,692)
Ordinary
28-Aug-24
UBS AG London Branch
Buy
38,773
5,136
Ordinary
28-Aug-24
UBS AG London Branch
Sell
38,773
(5,136)
Ordinary
28-Aug-24
UBS AG London Branch
Buy
38,773
5,136
Ordinary
28-Aug-24
UBS AG London Branch
Sell
23,503
(3,113)
Ordinary
28-Aug-24
UBS AG London Branch
Buy
23,503
3,113
Ordinary
28-Aug-24
UBS AG London Branch
Buy
23,503
3,113
Ordinary
28-Aug-24
UBS AG London Branch
Buy
549,652
72,779
Ordinary
28-Aug-24
UBS AG London Branch
Sell
549,649
(72,779)
Ordinary
28-Aug-24
UBS AG London Branch
Buy
549,649
72,779
Ordinary
28-Aug-24
UBS AG London Branch
Buy
0
72,779
Ordinary
28-Aug-24
UBS AG London Branch
Sell
0
(72,779)
Ordinary
28-Aug-24
UBS AG London Branch
Buy
0
72,779
Ordinary
28-Aug-24
UBS AG London Branch
Sell
0
(72,779)
Ordinary
28-Aug-24
UBS AG London Branch
Buy
0
72,779
Ordinary
28-Aug-24
UBS AG London Branch
Sell
0
(72,779)
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Stock borrowed
N/A
148,549
Ordinary
28-Aug-24
UBS Securities Australia Ltd
Stock borrowed
N/A
9,451
Ordinary
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(5,136)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,113)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,212)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(36,960)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(24,028)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,295)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(4,243)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,041)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(624)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(14,035)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(6,768)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
16,972
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(928)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,607)
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
7,119
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
643
Swaps
28-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(772)
Swaps
29-Aug-24
UBS Securities Australia Ltd
Sell
417
(61)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
53
(8)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
114
(17)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
91
(13)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
30
(4)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
144
(21)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
159
(23)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
38
(6)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
53
(8)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
46
(7)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
68
(10)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
38
(6)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
46
(7)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
30
(4)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
53
(8)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
53
(8)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
53
(8)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
30
(4)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
45
(7)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
128
(19)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
38
(6)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
91
(13)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
38
(6)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
53
(8)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
38
(6)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
91
(13)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
75
(11)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
91
(13)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
159,914
23,235
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
118,041
(17,159)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
8,110
(1,177)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
8,933
1,298
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
7,688
(1,120)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
7,014
(1,022)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
44,759
(6,498)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
190,984
27,796
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
138,611
(20,144)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
146,807
(21,391)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
74,176
10,776
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
3,238
(471)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
1,507
220
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
38,023
(5,524)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
71,240
10,372
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
31,987
4,663
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
7,161
1,044
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
45,653
6,652
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
26,391
(3,830)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
22,407
3,264
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
21,736
(3,158)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
99,150
14,449
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
53,318
7,765
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Sell
57,455
(8,352)
Ordinary
29-Aug-24
UBS Securities Australia Ltd
Buy
46,416
6,744
Ordinary
29-Aug-24
UBS AG London Branch
Buy
2,659
358
Ordinary
29-Aug-24
UBS AG London Branch
Sell
2,659
(358)
Ordinary
29-Aug-24
UBS AG London Branch
Buy
2,659
358
Ordinary
29-Aug-24
UBS AG London Branch
Buy
33,926
4,555
Ordinary
29-Aug-24
UBS AG London Branch
Buy
33,926
4,555
Ordinary
29-Aug-24
UBS AG London Branch
Sell
33,926
(4,555)
Ordinary
29-Aug-24
UBS AG London Branch
Stock borrowed
N/A
60,000
Ordinary
29-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(358)
Swaps
29-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(4,555)
Swaps
30-Aug-24
UBS Securities Australia Ltd
Buy
2,994
435
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
151
(22)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
151
(22)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
30
(4)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
51,048
7,431
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
8,044
1,173
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
265
39
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
2,675
389
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
151
(22)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
1,124
164
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
30
(4)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
30
(4)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
121
(18)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
53
(8)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
67
(10)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
112
(17)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
420
62
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
173
(25)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
188
28
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
145
(21)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
611,387
89,120
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
567,246
(82,289)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
231,654
(33,274)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
77,588
(11,158)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
11,237
1,650
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
72,549
10,559
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
20,325
(2,951)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
55,066
(8,025)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
204,833
29,730
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
138,169
(19,962)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
429,006
62,300
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
410,061
(59,576)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
160,475
(23,416)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
340,839
49,588
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
267,573
(38,486)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
22,216
3,232
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
434,960
(62,725)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
813,817
117,718
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
48,649
(7,002)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
1,942
(279)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
88,960
12,870
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
81,921
11,892
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
169,859
(24,449)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
233,790
33,820
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
5,805
844
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
5,382
(774)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
38,347
(5,503)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
9,004
(1,307)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
219,350
(31,561)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
7,147
(1,037)
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
354,138
51,495
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Buy
251
36
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Sell
219,906
(31,964)
Ordinary
30-Aug-24
UBS AG London Branch
Buy
231
31
Ordinary
30-Aug-24
UBS AG London Branch
Buy
25,790
3,427
Ordinary
30-Aug-24
UBS AG London Branch
Sell
231
(31)
Ordinary
30-Aug-24
UBS AG London Branch
Buy
231
31
Ordinary
30-Aug-24
UBS AG London Branch
Buy
25,790
3,427
Ordinary
30-Aug-24
UBS AG London Branch
Sell
25,790
(3,427)
Ordinary
30-Aug-24
UBS AG London Branch
Buy
473,990
63,787
Ordinary
30-Aug-24
UBS AG London Branch
Sell
1,980
(261)
Ordinary
30-Aug-24
UBS AG London Branch
Sell
2,555
(338)
Ordinary
30-Aug-24
UBS AG London Branch
Sell
1,980
(261)
Ordinary
30-Aug-24
UBS AG London Branch
Buy
473,988
63,787
Ordinary
30-Aug-24
UBS AG London Branch
Buy
1,980
261
Ordinary
30-Aug-24
UBS AG London Branch
Sell
473,988
(63,787)
Ordinary
30-Aug-24
UBS AG London Branch
Sell
2,555
(338)
Ordinary
30-Aug-24
UBS AG London Branch
Buy
2,555
338
Ordinary
30-Aug-24
UBS AG London Branch
Buy
0
63,787
Ordinary
30-Aug-24
UBS AG London Branch
Buy
0
63,787
Ordinary
30-Aug-24
UBS AG London Branch
Sell
0
(63,787)
Ordinary
30-Aug-24
UBS AG London Branch
Sell
0
(63,787)
Ordinary
30-Aug-24
UBS AG London Branch
Sell
0
(63,787)
Ordinary
30-Aug-24
UBS AG London Branch
Buy
0
63,787
Ordinary
30-Aug-24
UBS Securities Australia Ltd
Stock returned
N/A
(35,263)
Ordinary
30-Aug-24
UBS AG London Branch
Stock borrowed
N/A
30,820
Ordinary
30-Aug-24
UBS AG London Branch
Stock borrowed
N/A
30,000
Ordinary
30-Aug-24
UBS Asset Management
Buy
737,105
88,336
Ordinary
30-Aug-24
UBS Asset Management
Buy
26,301
3,152
Ordinary
30-Aug-24
UBS Asset Management
Buy
1,305,755
156,484
Ordinary
30-Aug-24
UBS Asset Management
Buy
720,517
86,348
Ordinary
30-Aug-24
UBS Asset Management
Sell
496,606
(59,526)
Ordinary
30-Aug-24
UBS Asset Management
Buy
4,122
494
Ordinary
30-Aug-24
UBS Asset Management
Buy
89,101
10,678
Ordinary
30-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(31)
Swaps
30-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,427)
Swaps
30-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,239)
Swaps
30-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(40,374)
Swaps
30-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(13,465)
Swaps
30-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,846)
Swaps
30-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(4,635)
Swaps
30-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,228)
Swaps
30-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
261
Swaps
30-Aug-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
338
Swaps
02-Sep-24
UBS Securities Australia Ltd
Sell
152
(22)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
13,981
(2,026)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
84
(12)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
30
(4)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
31
(4)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
107
(15)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
84
(12)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
46
(7)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
145
(21)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
53
(8)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
69
(10)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
61
(9)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
53
(8)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
8
(1)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
32,488
4,695
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
3,722
538
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
38
(6)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
15
(2)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
150,062
21,699
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
61,136
(8,825)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
30,358
4,400
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
15,268
(2,200)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
12,160
1,757
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
2,746
(397)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
236
(34)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
41,855
6,052
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
50,814
7,362
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
75,140
(10,869)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
62,991
(9,112)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
142,559
20,622
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
761
(110)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
100,246
(14,463)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
29,017
4,195
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
1,017
147
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
1,021
(147)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
27,702
(3,997)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
42,048
(6,068)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
27,000
3,908
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
6,062
(872)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
4,752
686
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
24,106
(3,480)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
8,565
1,239
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
7,013
(1,012)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Buy
78,413
11,320
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
117,790
(17,016)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
90,782
(13,125)
Ordinary
02-Sep-24
UBS Securities Australia Ltd
Sell
45,381
(6,553)
Ordinary
02-Sep-24
UBS AG London Branch
Sell
487
(65)
Ordinary
02-Sep-24
UBS AG London Branch
Sell
15,809
(2,108)
Ordinary
02-Sep-24
UBS AG London Branch
Buy
487
65
Ordinary
02-Sep-24
UBS AG London Branch
Sell
487
(65)
Ordinary
02-Sep-24
UBS AG London Branch
Sell
15,809
(2,108)
Ordinary
02-Sep-24
UBS AG London Branch
Buy
15,809
2,108
Ordinary
02-Sep-24
UBS AG London Branch
Sell
779
(104)
Ordinary
02-Sep-24
UBS AG London Branch
Buy
11,103
1,480
Ordinary
02-Sep-24
UBS AG London Branch
Buy
779
104
Ordinary
02-Sep-24
UBS AG London Branch
Buy
11,103
1,480
Ordinary
02-Sep-24
UBS AG London Branch
Sell
11,103
(1,480)
Ordinary
02-Sep-24
UBS AG London Branch
Sell
779
(104)
Ordinary
02-Sep-24
UBS AG London Branch
Sell
0
(1,361)
Ordinary
02-Sep-24
UBS AG London Branch
Buy
0
1,361
Ordinary
02-Sep-24
UBS AG London Branch
Buy
0
527,315
Ordinary
02-Sep-24
UBS AG London Branch
Sell
0
(527,315)
Ordinary
02-Sep-24
UBS AG London Branch
Buy
0
527,315
Ordinary
02-Sep-24
UBS AG London Branch
Sell
0
(1,361)
Ordinary
02-Sep-24
UBS AG London Branch
Sell
0
(527,315)
Ordinary
02-Sep-24
UBS AG London Branch
Buy
0
1,361
Ordinary
02-Sep-24
UBS AG London Branch
Sell
0
(1,361)
Ordinary
02-Sep-24
UBS AG London Branch
Buy
0
1,361
Ordinary
02-Sep-24
UBS AG London Branch
Sell
0
(527,315)
Ordinary
02-Sep-24
UBS AG London Branch
Buy
0
527,315
Ordinary
02-Sep-24
UBS AG London Branch
Stock borrowed
N/A
20,000
Ordinary
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
65
Swaps
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,108
Swaps
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,115)
Swaps
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
444
Swaps
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,361
Swaps
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(289)
Swaps
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(165)
Swaps
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(155)
Swaps
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(81)
Swaps
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,213)
Swaps
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(179)
Swaps
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(88)
Swaps
02-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
104
Swaps
03-Sep-24
UBS Securities Australia Ltd
Sell
15,070
(2,200)
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
5,750
838
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
6,842
999
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
180,093
26,248
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Sell
66,104
(9,656)
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Sell
29,536
(4,300)
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
168,393
24,559
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
60,478
8,800
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
18,930
2,760
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Sell
7,912
(1,154)
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Sell
13,994
(2,046)
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
97,891
14,238
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
118,496
17,291
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Sell
165,137
(24,070)
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Sell
31,827
(4,648)
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
242,821
35,374
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
6,613
966
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Sell
158,494
(23,158)
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
41,551
6,049
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
102,400
14,971
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Sell
4,778
(700)
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Sell
22,497
(3,284)
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
35,478
5,185
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
10,255
1,502
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
215,698
31,489
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Sell
250,281
(36,522)
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
2,848
416
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Buy
629
91
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Sell
1,038
(152)
Ordinary
03-Sep-24
UBS AG London Branch
Sell
13,221
(1,773)
Ordinary
03-Sep-24
UBS AG London Branch
Buy
44,173
5,920
Ordinary
03-Sep-24
UBS AG London Branch
Buy
13,221
1,773
Ordinary
03-Sep-24
UBS AG London Branch
Buy
44,173
5,920
Ordinary
03-Sep-24
UBS AG London Branch
Sell
44,173
(5,920)
Ordinary
03-Sep-24
UBS AG London Branch
Sell
13,221
(1,773)
Ordinary
03-Sep-24
UBS AG London Branch
Sell
16,770
(2,249)
Ordinary
03-Sep-24
UBS AG London Branch
Sell
16,770
(2,249)
Ordinary
03-Sep-24
UBS AG London Branch
Buy
16,770
2,249
Ordinary
03-Sep-24
UBS AG London Branch
Buy
88,427
11,842
Ordinary
03-Sep-24
UBS AG London Branch
Sell
88,427
(11,842)
Ordinary
03-Sep-24
UBS AG London Branch
Buy
88,427
11,842
Ordinary
03-Sep-24
UBS Securities Australia Ltd
Stock borrowed
N/A
122,000
Ordinary
03-Sep-24
UBS AG London Branch
Stock borrowed
N/A
100,000
Ordinary
03-Sep-24
UBS AG London Branch
Stock returned
N/A
(8,326)
Ordinary
03-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(5,920)
Swaps
03-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,773
Swaps
03-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,249
Swaps
03-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(527)
Swaps
03-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(5,007)
Swaps
03-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(4,781)
Swaps
03-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(714)
Swaps
03-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(549)
Swaps
03-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(264)
Swaps
04-Sep-24
UBS Securities Australia Ltd
Buy
100,686
14,617
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
89,386
(12,973)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
137,493
(19,939)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
75,988
(11,000)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Buy
20,097
2,921
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
23,765
(3,464)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
6,826
(993)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Buy
21,370
3,115
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Buy
164,564
23,947
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
161,940
(23,509)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Buy
3,752
545
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
193,192
(28,004)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
1,901
(278)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Buy
97,149
14,064
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
90,305
(13,118)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Buy
1,640
240
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
41,110
(5,971)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Buy
18,368
2,654
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
7,148
(1,033)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Buy
27,198
3,930
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
34,554
(5,007)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Sell
101,630
(14,744)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Buy
63,155
9,167
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Buy
2,889
421
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Buy
149,194
21,623
Ordinary
04-Sep-24
UBS AG London Branch
Buy
25,309
3,380
Ordinary
04-Sep-24
UBS AG London Branch
Sell
25,309
(3,380)
Ordinary
04-Sep-24
UBS AG London Branch
Buy
25,309
3,380
Ordinary
04-Sep-24
UBS AG London Branch
Buy
50,276
6,722
Ordinary
04-Sep-24
UBS AG London Branch
Sell
50,276
(6,722)
Ordinary
04-Sep-24
UBS AG London Branch
Buy
50,276
6,722
Ordinary
04-Sep-24
UBS AG London Branch
Buy
139,807
18,702
Ordinary
04-Sep-24
UBS AG London Branch
Buy
139,807
18,702
Ordinary
04-Sep-24
UBS AG London Branch
Sell
139,807
(18,702)
Ordinary
04-Sep-24
UBS AG London Branch
Rehypothecated position
N/A
66,270
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Stock returned
N/A
(123,554)
Ordinary
04-Sep-24
UBS Securities Australia Ltd
Stock returned
N/A
(9,451)
Ordinary
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,380)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(6,722)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,191)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,360)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(11,905)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,696)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(370)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(180)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,433)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(16,584)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(14,331)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
25,461
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,042)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,831)
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
10,679
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
961
Swaps
04-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(880)
Swaps
05-Sep-24
UBS Securities Australia Ltd
Buy
125,362
18,143
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
172,575
(24,901)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
14,158
(2,045)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Buy
1,275
186
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Buy
18,314
2,646
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
7,120
(1,032)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
5,669
(820)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Buy
29,157
4,219
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Buy
146,553
21,188
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
180,881
(26,154)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Buy
8,008
1,157
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Buy
179,353
25,955
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
111,584
(16,104)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
563
(81)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Buy
47,714
6,919
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
90,512
(13,071)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
1,657
(240)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
68,982
(9,958)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Buy
81
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Buy
13,313
1,929
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Buy
34,344
4,972
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
4,077
(587)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
6,535
(947)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
282
(41)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Buy
142,052
20,548
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
125,824
(18,180)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
2,640
(382)
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Buy
417
61
Ordinary
05-Sep-24
UBS Securities Australia Ltd
Sell
98,992
(14,323)
Ordinary
05-Sep-24
UBS AG London Branch
Buy
25,349
3,380
Ordinary
05-Sep-24
UBS AG London Branch
Sell
293
(39)
Ordinary
05-Sep-24
UBS AG London Branch
Buy
19,552
2,606
Ordinary
05-Sep-24
UBS AG London Branch
Sell
25,349
(3,380)
Ordinary
05-Sep-24
UBS AG London Branch
Buy
25,349
3,380
Ordinary
05-Sep-24
UBS AG London Branch
Sell
187,748
(25,033)
Ordinary
05-Sep-24
UBS AG London Branch
Sell
19,552
(2,606)
Ordinary
05-Sep-24
UBS AG London Branch
Buy
19,552
2,606
Ordinary
05-Sep-24
UBS AG London Branch
Sell
293
(39)
Ordinary
05-Sep-24
UBS AG London Branch
Buy
293
39
Ordinary
05-Sep-24
UBS AG London Branch
Buy
187,748
25,033
Ordinary
05-Sep-24
UBS AG London Branch
Sell
187,748
(25,033)
Ordinary
05-Sep-24
UBS AG London Branch
Buy
564,618
75,256
Ordinary
05-Sep-24
UBS AG London Branch
Sell
564,616
(75,256)
Ordinary
05-Sep-24
UBS AG London Branch
Buy
564,616
75,256
Ordinary
05-Sep-24
UBS Asset Management
Buy
135,487
16,421
Ordinary
05-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,380)
Swaps
05-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,606)
Swaps
05-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
39
Swaps
05-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
25,033
Swaps
05-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,822)
Swaps
05-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(43,041)
Swaps
05-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(20,579)
Swaps
05-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,774)
Swaps
05-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(4,761)
Swaps
05-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,279)
Swaps
06-Sep-24
UBS Securities Australia Ltd
Buy
509
74
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
3,149
457
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
94,900
13,726
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
160,569
(23,134)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
6,295
(909)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
68,808
9,946
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
14,915
(2,149)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
13,059
1,890
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
34,196
4,935
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
5,810
(838)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
28,707
(4,146)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
23,868
3,452
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
67,286
9,738
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
63,201
(9,136)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
12,132
1,752
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
50,172
7,266
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
76,116
(10,979)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
161
(23)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
22,026
3,192
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
143,164
(20,647)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
4,066
592
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
14,327
2,063
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
3,908
(564)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
4,602
(662)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
153
(22)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
7,703
(1,110)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
151
22
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
3,865
(558)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Buy
92,344
13,369
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
118,871
(17,128)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
266
(39)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Sell
12,828
(1,854)
Ordinary
06-Sep-24
UBS AG London Branch
Buy
25,471
3,380
Ordinary
06-Sep-24
UBS AG London Branch
Sell
25,471
(3,380)
Ordinary
06-Sep-24
UBS AG London Branch
Buy
25,471
3,380
Ordinary
06-Sep-24
UBS AG London Branch
Buy
43,129
5,730
Ordinary
06-Sep-24
UBS AG London Branch
Buy
43,129
5,730
Ordinary
06-Sep-24
UBS AG London Branch
Sell
43,129
(5,730)
Ordinary
06-Sep-24
UBS AG London Branch
Buy
10,850
1,443
Ordinary
06-Sep-24
UBS AG London Branch
Sell
10,850
(1,443)
Ordinary
06-Sep-24
UBS AG London Branch
Buy
10,850
1,443
Ordinary
06-Sep-24
UBS AG London Branch
Buy
194,570
25,815
Ordinary
06-Sep-24
UBS AG London Branch
Sell
294
(39)
Ordinary
06-Sep-24
UBS AG London Branch
Buy
294
39
Ordinary
06-Sep-24
UBS AG London Branch
Sell
294
(39)
Ordinary
06-Sep-24
UBS AG London Branch
Buy
194,570
25,815
Ordinary
06-Sep-24
UBS AG London Branch
Sell
194,570
(25,815)
Ordinary
06-Sep-24
UBS AG London Branch
Return of Rehypothecated position
N/A
(66,270)
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Stock borrowed
N/A
32,000
Ordinary
06-Sep-24
UBS AG London Branch
Stock borrowed
N/A
40,000
Ordinary
06-Sep-24
UBS Securities Australia Ltd
Stock returned
N/A
(34,950)
Ordinary
06-Sep-24
UBS Asset Management
Buy
105,937
12,819
Ordinary
06-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,380)
Swaps
06-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(5,730)
Swaps
06-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,443)
Swaps
06-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(898)
Swaps
06-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(11,536)
Swaps
06-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(10,128)
Swaps
06-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,365)
Swaps
06-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,276)
Swaps
06-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(612)
Swaps
06-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
39
Swaps
09-Sep-24
UBS Securities Australia Ltd
Buy
186,944
26,873
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Sell
161,959
(23,236)
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Buy
15,620
2,245
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Buy
15,202
2,200
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Sell
512
(74)
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Sell
14,559
(2,094)
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Sell
1,759
(254)
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Buy
43,668
6,287
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Buy
139,986
20,130
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Sell
121,464
(17,431)
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Buy
168,879
24,288
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Buy
67,716
9,792
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Sell
78,181
(11,209)
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Sell
59,559
(8,551)
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Buy
59,417
8,605
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Buy
22,364
3,230
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Sell
1,950
(279)
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Buy
9,958
1,443
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Buy
13,062
1,893
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Sell
15,127
(2,165)
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Buy
2,343
337
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Buy
246,551
35,503
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Sell
116,958
(16,784)
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Sell
691
(100)
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Sell
407
(58)
Ordinary
09-Sep-24
UBS AG London Branch
Sell
10,833
(1,431)
Ordinary
09-Sep-24
UBS AG London Branch
Sell
10,833
(1,431)
Ordinary
09-Sep-24
UBS AG London Branch
Buy
10,833
1,431
Ordinary
09-Sep-24
UBS AG London Branch
Buy
25,580
3,381
Ordinary
09-Sep-24
UBS AG London Branch
Buy
25,580
3,381
Ordinary
09-Sep-24
UBS AG London Branch
Sell
25,580
(3,381)
Ordinary
09-Sep-24
UBS AG London Branch
Sell
295
(39)
Ordinary
09-Sep-24
UBS AG London Branch
Buy
23,647
3,130
Ordinary
09-Sep-24
UBS AG London Branch
Buy
23,647
3,130
Ordinary
09-Sep-24
UBS AG London Branch
Sell
23,647
(3,130)
Ordinary
09-Sep-24
UBS AG London Branch
Sell
295
(39)
Ordinary
09-Sep-24
UBS AG London Branch
Buy
295
39
Ordinary
09-Sep-24
UBS AG London Branch
Buy
40,023
5,323
Ordinary
09-Sep-24
UBS AG London Branch
Sell
195,602
(25,865)
Ordinary
09-Sep-24
UBS AG London Branch
Sell
40,024
(5,323)
Ordinary
09-Sep-24
UBS AG London Branch
Sell
195,601
(25,865)
Ordinary
09-Sep-24
UBS AG London Branch
Buy
195,601
25,865
Ordinary
09-Sep-24
UBS AG London Branch
Buy
40,024
5,323
Ordinary
09-Sep-24
UBS AG London Branch
Sell
0
(416,000)
Ordinary
09-Sep-24
UBS AG London Branch
Sell
0
(2,495)
Ordinary
09-Sep-24
UBS AG London Branch
Buy
0
2,495
Ordinary
09-Sep-24
UBS AG London Branch
Buy
0
416,000
Ordinary
09-Sep-24
UBS AG London Branch
Buy
0
2,495
Ordinary
09-Sep-24
UBS AG London Branch
Sell
0
(416,000)
Ordinary
09-Sep-24
UBS AG London Branch
Buy
0
416,000
Ordinary
09-Sep-24
UBS AG London Branch
Sell
0
(416,000)
Ordinary
09-Sep-24
UBS AG London Branch
Sell
0
(2,495)
Ordinary
09-Sep-24
UBS AG London Branch
Buy
0
416,000
Ordinary
09-Sep-24
UBS AG London Branch
Buy
0
2,495
Ordinary
09-Sep-24
UBS AG London Branch
Sell
0
(2,495)
Ordinary
09-Sep-24
UBS Securities Australia Ltd
Stock borrowed
N/A
20,000
Ordinary
09-Sep-24
UBS AG London Branch
Stock borrowed
N/A
30,000
Ordinary
09-Sep-24
UBS AG London Branch
Stock borrowed
N/A
105,000
Ordinary
09-Sep-24
UBS Asset Management
Sell
376,459
(45,214)
Ordinary
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,431
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,381)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
39
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,130)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(237)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
91
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,622)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,679)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,068
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
16,872
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(365)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
143
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(164)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(175)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
7,068
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
623
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(81)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(138)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(452)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(226)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(225)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(138)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(138)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(138)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(138)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(138)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(138)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(138)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(138)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(138)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(138)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,089)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,089)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,089)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,089)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,089)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,089)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,089)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,089)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,089)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,088)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,089)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,559)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(5,109)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,544)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,544)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,560)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,560)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,560)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,560)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,560)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,559)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,559)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,559)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,559)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,560)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,247
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,247
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
425
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,247
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,247
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,247
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,247
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,247
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,247
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,247
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,248
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,248
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
4,494
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,247
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
2,247
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(210)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(689)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(343)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(343)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(210)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(210)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(210)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(210)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(210)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(210)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(210)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(210)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(210)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(210)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(99)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(619)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(299)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(162)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(162)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(99)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(99)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(99)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(99)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(99)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(99)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(99)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(99)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(99)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(99)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(121)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(121)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(121)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(121)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(121)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(121)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(121)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(121)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(121)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(121)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(120)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
943
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
942
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
178
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
942
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
942
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
942
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
942
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
942
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
942
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
943
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
943
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
943
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,885
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
943
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
943
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
85
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
85
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
16
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
84
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
84
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
85
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
85
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
85
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
85
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
85
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
85
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
85
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
170
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
85
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
84
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(58)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(58)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(58)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(58)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(58)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(58)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(58)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(58)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(58)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(58)
Swaps
09-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(58)
Swaps
10-Sep-24
UBS Securities Australia Ltd
Sell
11,435
(1,650)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
487,168
(70,400)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
487,168
70,400
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
10,094
(1,459)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
160,397
23,221
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
31,329
(4,523)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
2,202
(318)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
68,573
9,900
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
153
(22)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
20,381
2,945
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
22,401
(3,244)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
9,833
1,417
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
131,663
19,033
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
97,257
(14,038)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
128,259
18,505
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
178,622
25,814
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
19,227
(2,774)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
14,996
2,174
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
50,984
(7,362)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
38,969
5,623
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
11,564
(1,669)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
29,815
4,303
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
34,554
(5,005)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
13,627
1,964
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
16,946
(2,445)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
28,129
4,059
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
15,520
2,240
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
10,123
(1,461)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
182,913
26,489
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
4,000
576
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Sell
143,451
(20,700)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
7,021
1,012
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Buy
18,955
2,738
Ordinary
10-Sep-24
UBS AG London Branch
Buy
25,338
3,382
Ordinary
10-Sep-24
UBS AG London Branch
Sell
25,338
(3,382)
Ordinary
10-Sep-24
UBS AG London Branch
Buy
25,338
3,382
Ordinary
10-Sep-24
UBS AG London Branch
Buy
36,873
4,917
Ordinary
10-Sep-24
UBS AG London Branch
Buy
36,873
4,917
Ordinary
10-Sep-24
UBS AG London Branch
Sell
36,873
(4,917)
Ordinary
10-Sep-24
UBS AG London Branch
Sell
81,291
(10,836)
Ordinary
10-Sep-24
UBS AG London Branch
Sell
195
(26)
Ordinary
10-Sep-24
UBS AG London Branch
Sell
81,292
(10,836)
Ordinary
10-Sep-24
UBS AG London Branch
Buy
81,292
10,836
Ordinary
10-Sep-24
UBS AG London Branch
Buy
195
26
Ordinary
10-Sep-24
UBS AG London Branch
Sell
195
(26)
Ordinary
10-Sep-24
UBS AG London Branch
Buy
0
10,836
Ordinary
10-Sep-24
UBS AG London Branch
Sell
0
(10,836)
Ordinary
10-Sep-24
UBS AG London Branch
Sell
0
(10,836)
Ordinary
10-Sep-24
UBS AG London Branch
Buy
0
10,836
Ordinary
10-Sep-24
UBS AG London Branch
Buy
0
10,836
Ordinary
10-Sep-24
UBS AG London Branch
Sell
0
(10,836)
Ordinary
10-Sep-24
UBS AG London Branch
Stock returned
N/A
(22,359)
Ordinary
10-Sep-24
UBS AG London Branch
Stock returned
N/A
(1,881)
Ordinary
10-Sep-24
UBS AG London Branch
Stock returned
N/A
(30,000)
Ordinary
10-Sep-24
UBS AG London Branch
Stock returned
N/A
(11,674)
Ordinary
10-Sep-24
UBS AG London Branch
Stock returned
N/A
(30,000)
Ordinary
10-Sep-24
UBS AG London Branch
Stock returned
N/A
(40,000)
Ordinary
10-Sep-24
UBS Securities Australia Ltd
Enter Into Derivative Contract
N/A
200,000
Options
10-Sep-24
UBS Securities Australia Ltd
Enter Into Derivative Contract
N/A
(200,000)
Options
10-Sep-24
UBS Securities Australia Ltd
Enter Into Derivative Contract
N/A
200,000
Options
10-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(3,382)
Swaps
10-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(4,917)
Swaps
10-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
7,421
Swaps
10-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
3,121
Swaps
10-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
294
Swaps
10-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
26
Swaps
11-Sep-24
UBS Securities Australia Ltd
Buy
545,622
79,443
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
61,547
(8,975)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
5,446
(789)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
97,429
14,105
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
11,283
1,650
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
16,819
2,440
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
3,138
(455)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
15,985
(2,318)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
60
9
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
1,073
(155)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
176,408
25,656
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
232,787
(33,875)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
17,538
2,560
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
400,145
58,190
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
8,739
(1,263)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
93,005
13,534
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
15,147
(2,221)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
165,417
(24,147)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
18,249
(2,643)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
36,280
5,320
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
2,833
(410)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
6,819
1,000
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
17,524
(2,569)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
7,585
1,112
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
11,261
1,651
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Buy
272,228
39,562
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
139,354
(20,236)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
45,369
(6,623)
Ordinary
11-Sep-24
UBS Securities Australia Ltd
Sell
2,166
(314)
Ordinary
11-Sep-24
UBS AG London Branch
Sell
193
(26)
Ordinary
11-Sep-24
UBS AG London Branch
Sell
193
(26)
Ordinary
11-Sep-24
UBS AG London Branch
Buy
193
26
Ordinary
11-Sep-24
UBS AG London Branch
Sell
10,257
(1,384)
Ordinary
11-Sep-24
UBS AG London Branch
Buy
109,407
14,728
Ordinary
11-Sep-24
UBS AG London Branch
Buy
83,313
11,210
Ordinary
11-Sep-24
UBS AG London Branch
Buy
83,313
11,210
Ordinary
11-Sep-24
UBS AG London Branch
Sell
109,407
(14,728)
Ordinary
11-Sep-24
UBS AG London Branch
Sell
83,313
(11,210)
Ordinary
11-Sep-24
UBS AG London Branch
Buy
109,407
14,728
Ordinary
11-Sep-24
UBS AG London Branch
Buy
10,257
1,384
Ordinary
11-Sep-24
UBS AG London Branch
Sell
10,257
(1,384)
Ordinary
11-Sep-24
UBS AG London Branch
Buy
71,493
9,625
Ordinary
11-Sep-24
UBS AG London Branch
Sell
71,493
(9,625)
Ordinary
11-Sep-24
UBS AG London Branch
Buy
71,493
9,625
Ordinary
11-Sep-24
UBS AG London Branch
Buy
0
9,625
Ordinary
11-Sep-24
UBS AG London Branch
Sell
0
(9,625)
Ordinary
11-Sep-24
UBS AG London Branch
Buy
0
9,625
Ordinary
11-Sep-24
UBS AG London Branch
Buy
0
9,625
Ordinary
11-Sep-24
UBS AG London Branch
Sell
0
(9,625)
Ordinary
11-Sep-24
UBS AG London Branch
Sell
0
(9,625)
Ordinary
11-Sep-24
UBS AG London Branch
Stock borrowed
N/A
44,445
Ordinary
11-Sep-24
UBS AG London Branch
Stock borrowed
N/A
25,000
Ordinary
11-Sep-24
UBS AG London Branch
Stock borrowed
N/A
25,000
Ordinary
11-Sep-24
UBS Asset Management
Sell
58,539
(7,193)
Ordinary
11-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
26
Swaps
11-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(11,210)
Swaps
11-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(14,728)
Swaps
11-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
1,384
Swaps
11-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(8,267)
Swaps
11-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(916)
Swaps
11-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(442)
Swaps
12-Sep-24
UBS Securities Australia Ltd
Sell
10,308
(1,505)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
735
(108)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,032
(151)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,047
(153)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,100
(161)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
805
(118)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
527
(77)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
354
(52)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
68
(10)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,339
(196)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,040
(152)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,123
(164)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,040
(152)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,017
(149)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,109
(162)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
981
(143)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
973
(142)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,026
(150)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
3,074
(449)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,028
(150)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
982
(143)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,360
(198)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
990
(144)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,300
(189)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,081
(157)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,836
(267)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,020
(149)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,088
(158)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,156
(168)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,141
(166)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
2,244
(327)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
975
(142)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,058
(154)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,081
(157)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,957
(285)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,224
(178)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,020
(149)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
990
(144)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,360
(198)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
423
(62)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
733
(107)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,292
(188)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
242
(35)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
689
(100)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
696
(101)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,794
(261)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
2,717
(395)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
2,255
(328)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
658
(96)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
975
(142)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
212
(31)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
567
(83)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
597
(87)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
816
(119)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,987
(289)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
38
(6)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
23
(3)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
106
(15)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
264
(39)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
196
(29)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
144
(21)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
98
(14)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
408
(59)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
529
(77)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
431
(63)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
999
(145)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
954
(139)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,082
(157)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,604
(233)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
1,105
(161)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
840
(122)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
2,334
(339)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
2,001
(290)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
371
(54)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
932
(135)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
205,719
30,114
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
199,565
(29,123)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
56,264
8,250
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
34,072
(4,950)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
40,609
5,960
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
5,392
(791)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
21,919
(3,212)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
6,234
(906)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
228,625
33,454
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
168,728
(24,675)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
41,192
6,040
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
209,452
30,626
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
62,489
(9,138)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
23,450
(3,402)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
52,708
7,699
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
36,236
(5,308)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
104,584
(15,296)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
12,005
(1,742)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
26,068
3,825
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
200,217
29,136
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
102,894
14,982
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
1,431
210
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
116,005
(16,838)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
187,695
27,426
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Sell
248,311
(36,320)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
16,980
2,483
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Buy
210,039
30,631
Ordinary
12-Sep-24
UBS AG London Branch
Buy
85,763
11,505
Ordinary
12-Sep-24
UBS AG London Branch
Sell
1,030
(138)
Ordinary
12-Sep-24
UBS AG London Branch
Sell
85,763
(11,505)
Ordinary
12-Sep-24
UBS AG London Branch
Buy
85,763
11,505
Ordinary
12-Sep-24
UBS AG London Branch
Buy
133,254
17,870
Ordinary
12-Sep-24
UBS AG London Branch
Buy
133,429
17,870
Ordinary
12-Sep-24
UBS AG London Branch
Sell
133,429
(17,870)
Ordinary
12-Sep-24
UBS AG London Branch
Buy
1,030
138
Ordinary
12-Sep-24
UBS AG London Branch
Sell
1,030
(138)
Ordinary
12-Sep-24
UBS AG London Branch
Buy
203,744
27,344
Ordinary
12-Sep-24
UBS AG London Branch
Buy
203,743
27,344
Ordinary
12-Sep-24
UBS AG London Branch
Sell
203,743
(27,344)
Ordinary
12-Sep-24
UBS AG London Branch
Sell
201
(27)
Ordinary
12-Sep-24
UBS AG London Branch
Sell
201
(27)
Ordinary
12-Sep-24
UBS AG London Branch
Buy
201
27
Ordinary
12-Sep-24
UBS AG London Branch
Sell
0
(27,344)
Ordinary
12-Sep-24
UBS AG London Branch
Buy
0
27,344
Ordinary
12-Sep-24
UBS AG London Branch
Buy
0
27,344
Ordinary
12-Sep-24
UBS AG London Branch
Buy
0
27,344
Ordinary
12-Sep-24
UBS AG London Branch
Sell
0
(27,344)
Ordinary
12-Sep-24
UBS AG London Branch
Sell
0
(27,344)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Stock borrowed
N/A
500,000
Ordinary
12-Sep-24
UBS AG London Branch
Stock returned
N/A
(27,641)
Ordinary
12-Sep-24
UBS AG London Branch
Stock returned
N/A
(37,122)
Ordinary
12-Sep-24
UBS Securities Australia Ltd
Stock returned
N/A
(75,370)
Ordinary
12-Sep-24
UBS Asset Management
Buy
1,146
141
Ordinary
12-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(11,505)
Swaps
12-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
138
Swaps
12-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(1,397)
Swaps
12-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(6,895)
Swaps
12-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(15,797)
Swaps
12-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(2,127)
Swaps
12-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(762)
Swaps
12-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
(366)
Swaps
12-Sep-24
UBS AG London Branch
Enter Into Derivative Contract
N/A
27
Swaps
13-Sep-24
UBS Securities Australia Ltd
Sell
11,385
(1,650)
Ordinary
13-Sep-24
UBS Securities Australia Ltd
Sell
1,083
(158)
Ordinary
13-Sep-24
UBS Securities Australia Ltd
Buy
1,159
169
Ordinary
13-Sep-24
UBS Securities Australia Ltd
Sell
1,305
(190)
Ordinary
13-Sep-24
UBS Securities Australia Ltd
Sell
1,026
(150)
Ordinary
13-Sep-24
UBS Securities Australia Ltd
Sell
996
(145)
Ordinary
13-Sep-24
UBS Securities Australia Ltd
Sell
1,072
(156)
Ordinary
13-Sep-24
UBS Securities Australia Ltd
Sell
976
(142)
Ordinary
13-Sep-24
UBS Securities Australia Ltd
Sell
1,657
(241)
Ordinary
13-Sep-24
UBS Securities Australia Ltd
Sell
1,620
(235)
Ordinary
13-Sep-24
UBS Securities Australia Ltd
Sell
1,377
(200)
Ordinary
13-Sep-2
[TRUNCATED]
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
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“Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To: NZX Limited and To: The a2 Milk Company Limited Date this disclosure made: 14 November 2024 Date on which substantial holding began: 12 November 2024 Substantial p…”
- ATM — The a2 Milk Company Limited: SPH Notice - UBS Group AG and its related bodies corporate2025-01-21
“Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To: NZX Limited and To: The a2 Milk Company Limited Date this disclosure made: 21 January 2025 Date on which substantial holding began: 17 January 2025 Substantial pro…”