Capital Change Notice - Issue of Shares

Capital Change Notice
Updated as at June 2023


This notice is given under NZX Listing Rule 3.13.1 and relates to the issue of shares under which
fully paid ordinary shares in Trade Window Holdings Limited are issued.

Section 1: Issuer information
Name of issuer Trade Window Holdings Limited
NZX ticker code TWL
Class of financial product
Ordinary Shares in Trade Window
Holdings Limited
ISIN (If unknown, check on NZX website)
NZTWLE0004S0
Currency NZD
Section 2: Capital change details
Number issued/acquired/redeemed
1,875,337 Ordinary Shares in TWL
Nominal value (if any) N/A
Issue/acquisition/redemption price per security NZD0.175
Nature of the payment (for example, cash or other
consideration)
Cash
Amount paid up (if not in full) Fully paid
Percentage of total class of Financial Products
issued/acquired/redeemed/ (calculated on the
number of Financial Products of the Class, excluding
any Treasury Stock, in existence)
1

TradeWindow has a total of
128,824,871 ordinary shares on
issue and a total of 1,697,120 share
options on issue.

The issuance of the shares represents
1.43% of the 130,521,991 Financial
Products (being the total number of
ordinary shares on issue
should all share options be exercised).
For an issue of Convertible Financial Products or
Options, the principal terms of Conversion (for
example the Conversion price and Conversion date
and the ranking of the Financial Product in relation to
other Classes of Financial Product) or the Option (for
example, the exercise price and exercise date)
N/A
Reason for issue/acquisition/redemption and specific
authority for issue/acquisition/redemption/ (the
reason for change must be identified here)
Allotment of 1,875,337 ordinary shares to
AJ Smith pursuant to the $2.2m capital
raise as per the Offer announced 26
March 2024, and as approved at a special
meeting of shareholders on 12 June
2024.

1
The percentage is to be calculated immediately before the issue, acquisition, redemption or Conversion.

Total number of Financial Products of the Class after
the issue/acquisition/redemption/Conversion
(excluding Treasury Stock) and the total number of
Financial Products of the Class held as Treasury
Stock after the issue/acquisition/redemption.
Total ordinary shares on issue are
130,700,208
Total Share Options issued are
1,697,120
In the case of an acquisition of shares, whether those
shares are to be held as treasury stock
N/A
Specific authority for the issue, acquisition, or
redemption, including a reference to the rule
pursuant to which the issue, acquisition, or
redemption is made
The issuance is made pursuant to NZX
Listing Rule 4.2.1. Authorised by
Shareholder’s Resolution dated 22
August 2024.
Terms or details of the issue, acquisition, or
redemption (for example: restrictions, escrow
arrangements)
The new shares will rank equally with all
other fully paid ordinary shares on issue.
Date of issue/acquisition/redemption
2
12 December 2024
Section 3: Authority for this announcement and contact person
Name of person authorised to make this
announcement
Dewald van Rensburg
Chief Operating Officer
Contact person for this announcement
Dewald van Rensburg
Contact phone number +6421 02501490
Contact email address dewald@tradewindow.io
Date of release through MAP 12 December 2024






























2
Continuous issuers using this form in reliance on Rule 3.13.2, please indicate the period during which the relevant
issue/acquisition/redemptions were made (for example, 1 January 2019 to 31 January 2019).