What did NZX Limited announce?
NZX Limited (NZX: NZX) filed “Amendments to NZX Participant Rules” with NZX on 13 September 2026, as an NZX announcement.
- Which company?
- NZX Limited (NZX: NZX)
- When was it filed?
- 13 September 2026
- Where is the original?
- NZX announcement
Amendments to NZX Participant Rules
14 September 2026
Client Asset review: Notice of Rule and Procedure Amendments
In December last year, NZX opened consultation on changes to its regulatory settings in relation
to the requirements placed on Market Participants Accepting Client Assets (Market
Participants) under the NZX Participant Rules (Participant Rules) in relation to handling Client
Assets. NZX has now obtained all necessary regulatory approvals and wishes to notify the
market of changes to the Participant Rules.
The changes also include consequential amendments to the Participant Procedures
(Procedures), and Client Assets Guidance Note (Guidance Note).
The updated Participant Rules and Procedures will become effective on Monday 12 October.
Amendments
A mark-up of the amendments to the Participant Rules, Procedures, and Guidance Note
described above are available at the link below:
NZX, New Zealand's Exchange- Upcoming Rules & Guidance Changes
For further information, please contact:
Kristin Brandon
Head of Policy & Regulatory Affairs
T: 04 495 5054
M: 027 577 6994
E: kristin.brandon@nzx.com
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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