NZX Shareholder Metrics March 2017

Markets
NZX Listed IssuersMar 2017Change YoY Cash Market TradingMar 2017Change YoY
Total Equity Securities 166-3.5%Total Trades171,6442.8%
Total Listed Debt Securities11020.9%Daily Average Trades7,463-6.2%
Total Other Securities270.0%Total Trades < $50k161,6344.5%
Total Listed Securities3034.5%Total Value Traded$4.0 b-9.2%
Daily Average Value Traded$175 m-17.1%
Total NZX Main Board Issuers164-3.0%
Total NZAX Issuers17-10.5%
Total Equity Transactions
Total NXT Issuers433.3%Total Trades167,7552.7%
Total NZDX Issuers437.5%Value Traded $3.9 b-9.3%
Capital RaisingMar 2017YTDTotal Debt Transactions
New Capital Listed
Total Trades3,8896.0%
IPOs and Compliance Listings
$0.00 b$0.00 bValue Traded$169 m-6.3%
New Debt Listings
$0.25 b$0.64 b
Cumulative Numbers - YTD
Secondary Capital Raisings
Number of Trades419,842-5.1%
Total Capital Raised By All Issuers$107 m$561 mTotal Value Traded$9.1 b-9.1%
Total Equity Raised - Primary Issuers$107 m$151 m
Clearing House / DepositoryMar 2017Change YoY
Total Equity Raised - Dual & Secondary Issuers$0 m$212 mGross Value of Cleared Trades over Month$4.0 b-9.1%
Total Debt Raised$0 m$198 mCollateral Held At Month End$52.7 m48.8%
Depository transactions2,50413.4%
Number of Capital Raising Events1432Assets under custody in depository$381 m6.5%
Capital Raised < $0.5m25Value of stock lent over month$407 m12.1%
Capital Raised > $0.5m < $10m915
Capital Raised > $10m < $100m311
Wholesale DataMar 2017Change YoY
Capital Raised > $100m01Terminal Numbers - Professional*6,3200.6%
Terminal Numbers - Retail*1,100-3.6%
Market CapitalisationMar 2017Change YoY % of GDP
Licences - Value > $20k pa303.4%
All Equity$117.7 b1.9%45.1%Licences - Value < $20k pa636.8%
All Debt$26.4 b27.3%10.1%
NZX Indices PerformanceMar 2017Change YoY Direct Data ProductsMar 2017Change YoY
S&P/NZX 50 Index7,1976.6%Proprietary Security Subscription Products3957.0%
S&P/NZX 50 Portfolio Index4,4607.2%- Products ≥ $3,000 p.a15023.0%
S&P/NZX A-Grade Bond Index4,9593.1%- Products < $3,000 p.a.245-0.8%
S&P/NZX All Swap Index1951.3%
NZX Limited - Monthly Shareholder Metrics
March 2017
These Shareholder Metrics represent the key features of NZX's operations in each of its core businesses. The Metrics focus on what drives the
revenue performance of NZX, so as to give a consistent and transparent comparison across time periods for each business line.
* 3 month average

DerivativesMar 2017Change YoY Derivatives Total Lots Traded 2015 / 2016 / 2017
Futures - Total Lots Traded21,046100.9%
Options - Total Lots Traded4,502620.3%
Open Interest50,292101.5%
Energy ContractsMar 2017
Operating / Technology Contracts17
- Contracts > = $500k p.a.4
- Contracts < $500k p.a.13
Funds Services
SuperLifeMar 2017Change YoY
Funds Under Management - KiwiSaver$640 m23.8%
Funds Under Management - Other$1,116 m15.7%
Total$1,756 m18.5%
SmartsharesMar 2017Change YoY
Funds Under Management - External$535 m16.0%
Funds Under Management - SuperLife funds$1,292 m18.0%
Total$1,827 m17.4%
Units on Issue802 m15.0%
NZX Wealth TechnologiesMar 2017Change YoY
Funds Under Administration$1,276 m-4.2%
Agri
Direct Data ProductsMar 2017Change YoY
Subscriptions - NZ Agri Data Products2,49912.4%
Subscription - Australian Agri Data Products1,473-9.2%
Total Paid Advertising Page Equivalents*113-5.0%
Total Paid Advertising Page Equivalents YTD*298-8.0%
Notes
Renamed from Apteryx
1. All figures are measured at the end of the last trading day of the month unless otherwise stated. Change refers to the change since the same period last year unless otherwise
stated i.e. Change YoY is change versus the same period last year.
2. All Equity Market Capitalisation includes all securities quoted on the NZX Main Board, NZX Alternative Market and NXT Market.
3. Market Capitalisation for the NZX Debt market is the total nominal (face) value of all quoted securities excluding New Zealand Government Stock.
4. The Grain Trading season in Australia runs from October to September.
5. NZX Limited wishes to remind readers that the above operational statistics are based on the Group's internal records, which are unaudited. Differences may arise between this
data and that disclosed in subsequent audited financial statements.
To enquire about NZX products or services, please contact: NZX Data on +64-4-471 4390
or email: info@nzx.com
To enquire about information listed on this sheet, please email info@nzx.com
* Total paid advertising page equivalents relates to Farmers Weekly only.
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