SPH Notice – Commonwealth Bank of Australia

1
Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013





To NZX LIMITED
and
To SKY NETWORK TELEVISION LIMITED

Date this disclosure made: 25-Oct-2017
Date on which substantial holding began: 24-Oct-2017

Substantial product holder(s) giving disclosure
Full name(s): Commonwealth Bank of Australia

Summary of substantial holding
Class of quoted voting products: Ordinary shares

Summary for Commonwealth Bank of Australia

For this disclosure,—

(a) total number held in class: 19,473,135

(b) total in class: 389,139,785

(c) total percentage held in class: 5.004%

2
Details of relevant interests
Details for ASB Bank Limited ACN 398445

(a) Nature of relevant interest(s):
Relevant interest as a result of having the power to control the voting and disposal of the securities in its capacity as the provider of a discretionary investment management

service.
(b) number held in class: 989
(c) percentage held in class: 0.000%

Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Investment Custodial Services Limited
989
0.000%








Details for Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as trustee for the Officers' Superannuation Fund.



(b) number held in class: 1,226,077

(c) percentage held in class: 0.315%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citicorp Nominees Pty Limited (Australia)
1,226,077
0.315%





Details for Colonial First State Asset Management (Australia) Limited ACN 114 194 311

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as investment manager (as provided for under its investment mandates).



(b) number held in class: 7,105,620

(c) percentage held in class: 1.826%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citibank N A Hong Kong
6,374,521
1.638%
Citicorp Nominees Pty Limited (New Zealand)
731,099
0.188%





Details for Colonial First State Investments Limited ACN 002 348 352

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First Statement Investments
Limited or a related body corporate).


(b) number held in class: 6,937,044

(c) percentage held in class: 1.783%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citibank N A Hong Kong
2,141,315
0.550%
Citicorp Nominees Pty Limited (Australia)
4,046,960
1.040%
UBS Nominees Pty Ltd
748,769
0.192%





Details for Realindex Investments Pty Limited ACN 133 312 017

(a) Nature of relevant interest(s):

3
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager (as provided for under its investment mandates).
(b
) number held in class:4,203,405
(c) percentage held in class:1.080%
Custodian Name Custodian Total Holding Custodian Total Holding(%)
Citibank N A Hong Kong
3,915,411
1.006%
National Bank Nominees Pty Limited
287,994
0.074%
Grand Total
19,473,135
5.004%
Details of transactions and events giving rise to substantial holding
Details of transactions or other events requiring disclosure:
See Appendix A
Additional information
Address(es) of substantial product holder(s):
*
ASB Bank Limited ACN 398445, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand
*
ASB Group Investments Limited Company Number 533945, 12 Jellicoe Street, Auckland, 1010 , New Zealand
* Avanteos Investments Limited ACN 096 259 979, 105 Camberwell Road, Hawthorn East, VIC, 3123, Australia
* CBA Markets Limited ACN 003 485 952,
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

*
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798, Level 11 Tower 1, 201 Sussex St Sydney NSW 2001

*
Colonial First State Asset Management (Australia) Limited ACN 114 194 311, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

*
Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

*
Commonwealth Bank of Australia, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

Contact details: Fernando Ambursley
, +61 (0) 427 432 665, AUSR_SM02041@cba.com.au
*Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of
ASB Bank Limited ACN 398445
ASB Group Investments Limited Company Number 533945,

Avanteos Investments Limited ACN 096 259 979
CBA Markets Limited ACN 003 485 952
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
Colonial First State Asset Management (Australia) Limited ACN 114 194 311
Colonial First State Investments Limited (Note 1) ACN 002 348 352
Realindex I nvestments Pty Limited ACN 133 312 017
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
[not applicable]
Certification
I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclose
by all persons for whom it is made

4
Appendix A

Details of the transactions or other events requiring disclosure:


Date of Transaction

Registered Company

Nature of Change Class
Number of

Securities
Cash
Consideration

Currency

Friday, 23 June 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

25,537

82,410.45

AUD

Monday, 26 June 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

12,589

40,792.76

NZD

Monday, 26 June 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

25,178

81,886.75

NZD

Tuesday, 27 June 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

16,350

55,010.32

NZD

Tuesday, 27 June 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

31,348

100,940.56

AUD

Tuesday, 27 June 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

26,896

86,798.77

AUD

Wednesday, 28 June 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

44,394

145,021.88

AUD

Wednesday, 28 June 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

42,905

139,810.23

AUD

Wednesday, 28 June 2017
Citicorp Nominees Pty
Limited (New Zealand)

Sale

Ordinary shares

23,391

80,095.46

NZD

Thursday, 29 June 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

53,588

178,726.70

AUD

Friday, 30 June 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

44,301

152,829.59

NZD

Friday, 30 June 2017
Citicorp Nominees Pty
Limited (Australia)

Purchase

Ordinary shares

1,787

5,843.49

AUD

Monday, 3 July 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

20,068

66,224.40

AUD

Monday, 3 July 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

16,296

53,568.21

AUD

Monday, 3 July 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

14,095

46,333.08

AUD


Tuesday, 4 July 2017


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 1), See
Appendix B


Ordinary shares


46,282


N/A


AUD

Tuesday, 4 July 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

11,416

38,700.24

AUD

Tuesday, 4 July 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

931

3,073.32

AUD

Tuesday, 4 July 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

7,164

24,285.96

AUD

Tuesday, 4 July 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

584

1,927.84

AUD

Wednesday, 5 July 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

2,783

9,309.14

AUD

Wednesday, 5 July 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

47,717

159,871.04

AUD

Wednesday, 5 July 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

2,216

7,412.52

AUD

Wednesday, 5 July 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

37,994

127,295.10

AUD

Wednesday, 5 July 2017
Citicorp Nominees Pty
Limited (Australia)

Purchase

Ordinary shares

1,726

5,764.84

AUD

Thursday, 6 July 2017
The Bank of New York
Mellon Corp

Sale

Ordinary shares

1,048

3,500.32

AUD

Thursday, 6 July 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

60,941

204,170.63

AUD

Thursday, 6 July 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

24,735

82,869.67

AUD

Friday, 7 July 2017
Citicorp Nominees Pty
Limited (New Zealand)

Purchase

Ordinary shares

1,519

5,286.12

NZD

Wednesday, 12 July 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

101,053

341,276.19

AUD

Wednesday, 12 July 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

71,990

243,124.63

AUD

Thursday, 13 July 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

51,631

170,898.61

AUD

Thursday, 13 July 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

10,455

34,606.05

AUD

Friday, 14 July 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

21,241

70,838.74

AUD

Friday, 14 July 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

13,508

45,049.18

AUD

Friday, 14 July 2017
Citicorp Nominees Pty
Limited (New Zealand)

Sale

Ordinary shares

10,734

37,998.36

NZD

Thursday, 27 July 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

32,154

101,137.19

AUD

Friday, 28 July 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

8,995

28,273.98

AUD

Friday, 28 July 2017
Citicorp Nominees Pty
Limited (Australia)

Purchase

Ordinary shares

22,450

70,268.50

AUD

Monday, 31 July 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

108,726

360,241.86

NZD

Monday, 31 July 2017
National Bank
Nominees Pty Limited

Purchase

Ordinary shares

2,659

8,269.49

AUD

Tuesday, 1 August 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

2,323

7,304.67

AUD


Wednesday, 2 August 2017


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 1), See
Appendix B


Ordinary shares


34,200


N/A


AUD

5


Friday, 4 August 2017
Citicorp Nominees Pty
Limited (Australia)

Purchase

Ordinary shares

2,862

8,872.20

AUD

Wednesday, 9 August 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

52,079

171,860.70

NZD

Wednesday, 9 August 2017
Citicorp Nominees Pty
Limited (Australia)

Purchase

Ordinary shares

85,757

263,033.87

AUD

Thursday, 10 August 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

39,824

121,542.85

AUD

Thursday, 10 August 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

721

2,155.79

AUD

Tuesday, 15 August 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

5,294

16,940.80

NZD


Tuesday, 15 August 2017


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 1), See
Appendix B


Ordinary shares


20,252


N/A


AUD


Monday, 21 August 2017


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


14,600


N/A


AUD

Monday, 21 August 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

11,217

36,122.22

NZD

Wednesday, 23 August 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

216,718

643,790.58

NZD

Thursday, 24 August 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

41,015

116,254.64

NZD



Friday, 25 August 2017


Citibank N A Hong
Kong
Borrow Increase,
Citigroup Global Markets
Limited (Agreement 1),
See Appendix B



Ordinary shares



2,806



N/A



AUD


Monday, 28 August 2017


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 1), See
Appendix B


Ordinary shares


41,300


N/A


AUD

Monday, 28 August 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

11,368

31,290.62

NZD

Tuesday, 29 August 2017
Citicorp Nominees Pty
Limited (New Zealand)

Sale

Ordinary shares

26,377

73,064.29

NZD

Thursday, 31 August 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

12,783

36,303.72

NZD

Thursday, 31 August 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

23,964

61,587.48

AUD

Friday, 1 September 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

4,527

12,675.60

NZD

Friday, 1 September 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

20,469

51,172.50

AUD

Monday, 4 September 2017
BNP Paribas
Securities

Sale

Ordinary shares

2,107

4,925.74

AUD

Monday, 4 September 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

35,652

83,347.25

AUD

Monday, 4 September 2017
Citicorp Nominees Pty
Limited (Australia)

Purchase

Ordinary shares

248,588

579,930.95

AUD

Tuesday, 5 September 2017
BNP Paribas
Securities

Sale

Ordinary shares

2,631

6,082.35

AUD

Tuesday, 5 September 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

46,493

107,482.52

AUD

Wednesday, 6 September 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

101,085

270,655.09

NZD

Wednesday, 6 September 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

40,840

97,530.00

AUD

Wednesday, 6 September 2017
BNP Paribas
Securities

Sale

Ordinary shares

2,295

5,480.69

AUD


Wednesday, 6 September 2017


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


20,364


N/A


AUD

Friday, 8 September 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

54,394

136,599.65

AUD

Friday, 8 September 2017
BNP Paribas
Securities

Sale

Ordinary shares

3,875

9,609.23

AUD

Friday, 8 September 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

68,727

170,429.21

AUD

Friday, 8 September 2017
Citicorp Nominees Pty
Limited (Australia)

Purchase

Ordinary shares

315,042

792,173.11

AUD

Monday, 11 September 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

33,050

81,686.38

AUD

Tuesday, 12 September 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

3,704

9,279.26

AUD


Wednesday, 13 September 2017


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 3), See
Appendix B


Ordinary shares


16,101


N/A


AUD

Wednesday, 13 September 2017
Citicorp Nominees Pty
Limited (Australia)

Purchase

Ordinary shares

20,549

48,598.39

AUD

Friday, 15 September 2017
The Bank of New York
Mellon Corp

Sale

Ordinary shares

16,355

38,769.53

AUD

Friday, 15 September 2017
BNP Paribas
Securities

Sale

Ordinary shares

2,419

5,734.24

AUD

Friday, 15 September 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

42,669

101,146.86

AUD

Tuesday, 19 September 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

528,862

1,287,726.08

AUD

Tuesday, 19 September 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

157,383

382,440.69

AUD

Tuesday, 19 September 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

157,383

382,440.69

AUD


Wednesday, 20 September 2017


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 1), See
Appendix B


Ordinary shares


65,217


N/A


AUD

6


Wednesday, 20 September 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

11,144

29,865.92

NZD

Wednesday, 20 September 2017
Avanteos Investments
Limited

Purchase

Ordinary shares

4,200

10,206.00

AUD

Wednesday, 20 September 2017
Avanteos Investments
Limited

Purchase

Ordinary shares

4,900

11,907.00

AUD

Wednesday, 20 September 2017
Avanteos Investments
Limited

Purchase

Ordinary shares

5,200

12,636.00

AUD

Wednesday, 20 September 2017
Avanteos Investments
Limited

Purchase

Ordinary shares

4,700

11,421.00

AUD


Wednesday, 20 September 2017

Share Direct
Nominees Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B


Ordinary shares


85,272


N/A


NZD

Thursday, 21 September 2017
Avanteos Investments
Limited

Sale

Ordinary shares

4,200

10,332.00

AUD

Thursday, 21 September 2017
Avanteos Investments
Limited

Sale

Ordinary shares

5,200

12,766.00

AUD

Thursday, 21 September 2017
Avanteos Investments
Limited

Sale

Ordinary shares

4,700

11,538.50

AUD

Thursday, 21 September 2017
Avanteos Investments
Limited

Sale

Ordinary shares

4,900

12,029.50

AUD



Thursday, 21 September 2017


Share Direct
Nominees Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



85,272



N/A



NZD

Thursday, 21 September 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

2,391

5,879.54

AUD

Friday, 22 September 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

169

416.11

AUD

Friday, 22 September 2017
Investment Custodial
Services Limited

Sale

Ordinary shares

20,000

53,800.00

NZD

Friday, 22 September 2017
National Bank
Nominees Pty Limited

Purchase

Ordinary shares

5,378

13,176.10

AUD


Friday, 22 September 2017

Share Direct
Nominees Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B


Ordinary shares


114,082


N/A


NZD



Monday, 25 September 2017


Share Direct
Nominees Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



114,082



N/A



NZD


Tuesday, 26 September 2017

Share Direct
Nominees Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B


Ordinary shares


108,082


N/A


NZD


Wednesday, 27 September 2017

Share Direct
Nominees Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B


Ordinary shares


108,082


N/A


NZD



Wednesday, 27 September 2017


Share Direct
Nominees Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



108,082



N/A



NZD



Thursday, 28 September 2017


Share Direct
Nominees Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



108,082



N/A



NZD


Thursday, 28 September 2017

Share Direct
Nominees Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B


Ordinary shares


53,227


N/A


NZD



Friday, 29 September 2017


Share Direct
Nominees Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



53,227



N/A



NZD

Friday, 29 September 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

38,410

103,707.00

NZD

Friday, 29 September 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

18,161

44,857.67

AUD

Friday, 29 September 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

42,890

105,938.30

AUD


Tuesday, 3 October 2017

Share Direct
Nominees Pty Limited
Borrow Increase, Merrill
Lynch International, See
Appendix B


Ordinary shares


1


N/A


NZD


Tuesday, 3 October 2017

Share Direct
Nominees Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B


Ordinary shares


174,282


N/A


NZD


Wednesday, 4 October 2017

Share Direct
Nominees Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B


Ordinary shares


174,282


N/A


NZD



Wednesday, 4 October 2017


Share Direct
Nominees Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



174,282



N/A



NZD


Wednesday, 4 October 2017

Share Direct
Nominees Pty Limited
Borrow Decrease, Merrill
Lynch International, See
Appendix B


Ordinary shares


1


N/A


NZD

Wednesday, 4 October 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

14,412

37,182.96

AUD

Wednesday, 4 October 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

6,352

18,039.68

NZD


Thursday, 5 October 2017

Share Direct
Nominees Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B


Ordinary shares


54,782


N/A


NZD



Thursday, 5 October 2017


Share Direct
Nominees Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



174,282



N/A



NZD

7




Friday, 6 October 2017


Share Direct
Nominees Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



54,782



N/A



NZD


Friday, 6 October 2017

Share Direct
Nominees Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B


Ordinary shares


156,183


N/A


NZD

Friday, 6 October 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

39,323

102,735.27

AUD

Friday, 6 October 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

11,070

28,863.92

AUD

Friday, 6 October 2017
Citicorp Nominees Pty
Limited (New Zealand)

Purchase

Ordinary shares

4,181

11,915.85

NZD

Monday, 9 October 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

16,560

42,724.80

AUD



Monday, 9 October 2017


Share Direct
Nominees Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



156,183



N/A



NZD


Monday, 9 October 2017

Share Direct
Nominees Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B


Ordinary shares


218,354


N/A


NZD



Tuesday, 10 October 2017


Share Direct
Nominees Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



218,354



N/A



NZD

Tuesday, 10 October 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

15,760

40,898.78

AUD

Tuesday, 10 October 2017
National Bank
Nominees Pty Limited

Purchase

Ordinary shares

2,698

7,014.80

AUD

Wednesday, 11 October 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

104,838

274,392.50

AUD


Wednesday, 11 October 2017

Share Direct
Nominees Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B


Ordinary shares


252,582


N/A


NZD



Thursday, 12 October 2017


Share Direct
Nominees Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



252,582



N/A



NZD

Thursday, 12 October 2017
Citibank N A Hong
Kong

Purchase

Ordinary shares

13,524

35,297.64

AUD

Thursday, 12 October 2017
Citicorp Nominees Pty
Limited (New Zealand)

Purchase

Ordinary shares

2,817

8,112.96

NZD


Monday, 16 October 2017


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 1), See
Appendix B


Ordinary shares


20,519


N/A


AUD



Tuesday, 17 October 2017


Citibank N A Hong
Kong
Borrow Decrease,
Citigroup Global Markets
Limited (Agreement 1),
See Appendix B



Ordinary shares



776



N/A



AUD

Tuesday, 17 October 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

2,879

7,678.58

AUD

Tuesday, 17 October 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

14,438

38,998.48

AUD

Wednesday, 18 October 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

63,670

161,333.41

AUD

Wednesday, 18 October 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

126,748

321,711.77

AUD



Thursday, 19 October 2017


Citibank N A Hong
Kong
Borrow Decrease,
Citigroup Global Markets
Limited (Agreement 1),
See Appendix B



Ordinary shares



4,469



N/A



AUD

Thursday, 19 October 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

65,002

162,036.99

AUD

Thursday, 19 October 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

792

2,027.52

AUD

Friday, 20 October 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

13,784

33,012.68

AUD

Friday, 20 October 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

34,172

80,816.78

AUD

Friday, 20 October 2017
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

89,829

215,140.46

AUD

Friday, 20 October 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

28,938

69,306.51

AUD



Tuesday, 24 October 2017


Citibank N A Hong
Kong
Borrow Decrease,
Citigroup Global Markets
Limited (Agreement 1),
See Appendix B



Ordinary shares



5,586



N/A



AUD

Tuesday, 24 October 2017
Citibank N A Hong
Kong

Sale

Ordinary shares

2,580

6,063.00

AUD

Tuesday, 24 October 2017
National Bank
Nominees Pty Limited

Purchase

Ordinary shares

24,470

57,504.50

AUD

8
Appendix B




Type of agreement: Global Master Securities Lending Agreement

Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Barclays Capital Securities Ltd
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) Citigroup Global Markets Limited; and (2)
Colonial First State Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Global Master Securities Lending Agreement

Parties to agreement:
(1) Commonwealth Bank of Australia and (2) Merril
Lynch International
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Barclays Capital Securities
Markets Limited (Agreement 1)

9

Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A

UBS AG (Agreement 1)
UBS AG (Agreement 2)
UBS AG (Agreement 3)