SPH Notice – ANZ
To
and
To
Details for: ANZ New Zealand Investments Limited
Nature of relevant interest:
ANZ New Zealand Investments Limited (ANZ Investments) acts as a manager or investment manager for certain managed
investment schemes and wholesale client portfolios under investment management contracts and as a discretionary investment
management service (DIMS) provider in respect of investment portfolios under a wholesale DIMS client agreement. ANZ
Investments has a relevant interest in the financial products arising only from the powers of investment contained in the
investment management contracts and wholesale DIMS client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a qualified power to acquire or dispose of the financial products.
The investment management contracts and wholesale DIMS client agreement are not attached to this notice pursuant to regulation
142 of the Financial Markets Conduct Regulations 2014 (Regulations).
Details of relevant interests
(b) total in class:268,691,000
(c) total percentage held in class: 0.295%
(c) total percentage held in class: 0.295%
Summary for:ANZ Custodial Services New Zealand Limited
For this disclosure,—
(a) total number held in class:793,256
Summary for:ANZ Bank New Zealand Limited
For this disclosure,—
(a) total number held in class:793,256
(b) total in class:268,691,000
For this disclosure,—
(a) total number held in class:12,687,114
(b) total in class:268,691,000
(c) total percentage held in class: 4.722%
(c) total percentage held in class: 5.017%
The above summary excludes the custodial holdings of ANZ Custodial Services New Zealand Limited (which are set out below), so
that these are not double-counted in the aggregated related bodies disclosure.
Summaries of the individual holdings of each of ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited, and ANZ
Custodial Services New Zealand Limited are as follows.
Summary for:ANZ New Zealand Investments Limited
Summary for:ANZ New Zealand Investments Limited, and ANZ Bank New Zealand Limited
(aggregated as related bodies corporate)
For this disclosure,—
(a) total number held in class:13,480,370
(b) total in class:268,691,000
Substantial product holder(s) giving disclosure
Full name(s):
ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited, and ANZ
Custodial Services New Zealand Limited
Summary of substantial holding
Class of quoted voting products:Common Stock - NZX
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
NZX Limited
NZX Ltd
Date this disclosure made:24 April 2018
Date on which substantial holding began:24 April 2018
Unknown
Details for:
Unknown
Details for:
Unknown
On-market trades
ANZ Bank New Zealand Limited
Nature of relevant interest:
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure by ANZ New Zealand Investments Limited:
(c) current registered holder(s):
(d) registered holder once transfers are registered: ANZ Custodial Services New Zealand Limited
ANZCS also has a relevant interest in the holdings of ANZ Bank New Zealand Limited, and ANZ New Zealand Investments Limited
as disclosed in this notice, because all of these companies are related bodies corporate.
ANZCS has a relevant interest in the financial products as it is the registered holder of the financial products.
The custody agreements are not attached to this notice pursuant to regulation 141 of the Regulations.
For that relevant interest,—
(a) number held in class: 793,256
(b) percentage held in class: 0.295%
ANZ Custodial Services New Zealand Limited
Nature of relevant interest(s):
ANZ Custodial Services New Zealand Limited (ANZCS) is the custodian for:
-ANZ New Zealand Investments Limited's wholesale discretionary investment management service under a custody agreement;
and
-ANZ Bank New Zealand Limited's trading and custody service under a custody agreement.
(b) percentage held in class: 0.295%
(c) current registered holder(s):
(d) registered holder once transfers are registered: ANZ Custodial Services New Zealand Limited
ANZ Bank also has a relevant interest in the holdings of ANZ New Zealand Investments Limited, and ANZ Custodial Services New
Zealand Limited as disclosed in this notice, because all of these companies are related bodies corporate.
ANZ Bank New Zealand Limited (ANZ Bank) also provides a trading and custody service in respect of individual client investment
portfolios under a trading service client agreement. ANZ Bank has a relevant interest in the financial products arising only from the
powers of investment contained in the trading service client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a conditional power to dispose of the financial products.
The trading service client agreement is not attached to this notice pursuant to regulation 142 of the Regulations.
For that relevant interest,—
(a) number held in class: 793,256
(b) percentage held in class: 4.722%
(c) current registered holder(s):
(d) registered holder once transfers are registered: The New Zealand Guardian Trust Company Limited 12,687,114
ANZ Investments also has a relevant interest in the holdings of ANZ Bank New Zealand Limited, and ANZ Custodial Services New
Zealand Limited, as disclosed in this notice, because these companies are related bodies corporate.
ANZ New Zealand Investments Limited (ANZ Investments) acts as a manager or investment manager for certain managed
investment schemes and wholesale client portfolios under investment management contracts and as a discretionary investment
management service (DIMS) provider in respect of investment portfolios under a wholesale DIMS client agreement. ANZ
Investments has a relevant interest in the financial products arising only from the powers of investment contained in the
investment management contracts and wholesale DIMS client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a qualified power to acquire or dispose of the financial products.
The investment management contracts and wholesale DIMS client agreement are not attached to this notice pursuant to regulation
142 of the Financial Markets Conduct Regulations 2014 (Regulations).
For that relevant interest,—
(a) number held in class: 12,687,114
On-market trades
On-market trades
On-market trades
Contact details:
Certification
I,
in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.
Ben Wedd, 0800 269 296, benjamin.wedd@anz.com
Nature of connection between substantial security holders:
ANZ Investments, ANZ Bank, and ANZCS are related bodies corporate under section 237(d) of the Financial Markets Conduct Act
2013.
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets
Conduct Act 2013 in relation to the financial products to which this disclosure relates: None
Ben Wedd, certify that, to the best of my knowledge and belief, the information contained
Additional information
Address of substantial product holder(s):
ANZ Investments, ANZ Bank, and ANZCS: ANZ Centre, 23-29 Albert Street, Auckland 1010
(188,045.00) 190,355.82
On-market Purchases09/02/2018 - 24/04/2018- -
On-market Sales09/02/2018 - 24/04/2018(188,045.00) 190,355.82
Details of the transactions or other events requiring disclosure by ANZ New Zealand Investments Nominees Limited:
Transaction TypePeriodSharesConsideration (NZD)
On-market Sales09/02/2018 - 24/04/2018- -
423,820.00 460,455.79
Details of the transactions or other events requiring disclosure by ANZ Custodial Services New Zealand Limited:
Transaction TypePeriodSharesConsideration (NZD)
On-market Purchases09/02/2018 - 24/04/2018423,820.00 460,455.79
On-market Sales09/02/2018 - 24/04/2018- -
423,820.00 460,455.79
Details of the transactions or other events requiring disclosure by ANZ Bank New Zealand Limited:
Transaction TypePeriodSharesConsideration (NZD)
On-market Purchases09/02/2018 - 24/04/2018423,820.00 460,455.79
(188,045.00) 190,355.82
On-market Purchases09/02/2018 - 24/04/2018- -
On-market Sales09/02/2018 - 24/04/2018(188,045.00) 190,355.82
Transaction TypePeriodSharesConsideration (NZD)
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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