NZX Shareholder Metrics April 2018

Markets
NZX Listed IssuersApr 2018Change YoY Cash Market TradingApr 2018Change YoY
Total Equity Securities 156-6.0%Total Trades241,71695.9%
Total Listed Debt Securities1164.5%Daily Average Trades12,72275.2%
Total Other Securities23-14.8%Total Trades < $50k234,800101.9%
Total Listed Securities295-3.0%Total Value Traded$2.6 b-22.5%
Daily Average Value Traded$136 m-30.7%
Total NZX Main Board Issuers155-5.5%
Total NZAX Issuers16-5.9%
Total Equity Transactions
Total NXT Issuers40.0%Total Trades238,80998.0%
Total NZDX Issuers467.0%Value Traded $2.4 b-22.9%
Capital RaisingApr 2018YTDTotal Debt Transactions
New Capital Listed
Total Trades2,9075.0%
IPOs and Compliance Listings
$0.00 b$0.01 bValue Traded$149 m-15.4%
New Debt Listings
$0.30 b$0.63 b
Cumulative Numbers - YTD
Secondary Capital Raisings
Number of Trades982,16580.8%
Total Capital Raised By All Issuers$1,259 m$1,505 mTotal Value Traded$11.9 b-3.9%
Total Equity Raised - Primary Issuers$620 m$718 m
Clearing House / DepositoryApr 2018Change YoY
Total Equity Raised - Dual & Secondary Issuers$601 m$628 mGross Value of Cleared Trades over Month$2.6 b-23.5%
Total Debt Raised$38 m$159 mCollateral Held At Month End$46.7 m-13.6%
Depository transactions2,35620.9%
Number of Capital Raising Events1855Assets under custody in depository$602 m53.4%
Capital Raised < $0.5m214Value of stock lent over month$397 m7.2%
Capital Raised > $0.5m < $10m928
Capital Raised > $10m < $100m511
Wholesale DataApr 2018Change YoY
Capital Raised > $100m22Terminal Numbers - Professional*5,988-5.0%
Terminal Numbers - Retail*1,1952.5%
Market CapitalisationApr 2018Change YoY % of GDP
Licences - Value ≥ $20k pa3413.3%
All Equity$129.6 b8.1%45.7%Licences - Value < $20k pa63-1.6%
All Debt$26.2 b-1.6%9.3%
NZX Indices PerformanceApr 2018Change YoY Direct Data ProductsApr 2018Change YoY
S&P/NZX 50 Index8,44414.4%Proprietary Security Subscription Products4063.8%
S&P/NZX 50 Portfolio Index5,24414.9%- Products ≥ $3,000 p.a1574.7%
S&P/NZX A-Grade Bond Index5,1994.2%- Products < $3,000 p.a.2493.3%
S&P/NZX All Swap Index2033.7%
NZX Limited - Monthly Shareholder Metrics
April 2018
These Shareholder Metrics represent the key features of NZX's operations in each of its core businesses. The Metrics focus on what drives the
revenue performance of NZX, so as to give a consistent and transparent comparison across time periods for each business line.
* 3 month average

DerivativesApr 2018Change YoY Derivatives Total Lots Traded 2016 / 2017 / 2018
Futures - Total Lots Traded22,955-1.8%
Options - Total Lots Traded3,50045.8%
Open Interest39,554-23.9%
Energy ContractsApr 2018
Operating / Technology Contracts16
- Contracts > = $500k p.a.4
- Contracts < $500k p.a.12
Funds Services
SuperLifeApr 2018Change YoY
Funds Under Management - KiwiSaver$758 m16.2%
Funds Under Management - Other$1,262 m11.6%
Total$2,020 m13.3%
SmartsharesApr 2018Change YoY
Funds Under Management - External$743 m33.9%
Funds Under Management - SuperLife funds$1,589 m17.2%
Total$2,332 m22.0%
Units on Issue910 m12.9%
NZX Wealth TechnologiesApr 2018Change YoY
Funds Under Administration$1,111 m-13.7%
Agri
Direct Data ProductsApr 2018Change YoY
Subscriptions - NZ Agri Data Products3,70241.6%
Subscription - Australian Agri Data Products1,5071.6%
Total Paid Advertising Page Equivalents*12021.9%
Total Paid Advertising Page Equivalents YTD*4236.8%
* Total paid advertising page equivalents relates to Farmers Weekly only. Note April 2018 had 5 issues, compared to 4 in 2017
Notes
Renamed from Apteryx
1. All figures are measured at the end of the last trading day of the month unless otherwise stated. Change refers to the change since the same period last year unless otherwise
stated i.e. Change YoY is change versus the same period last year.
2. All Equity Market Capitalisation includes all securities quoted on the NZX Main Board, NZX Alternative Market and NXT Market.
3. Market Capitalisation for the NZX Debt market is the total nominal (face) value of all quoted securities excluding New Zealand Government Stock.
4. NZX Limited wishes to remind readers that the above operational statistics are based on the Group's internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
To enquire about NZX products or services, please contact: NZX Data on +64-4-471 4390
or email: data@nzx.com
To enquire about information listed on this sheet, please email productoperations@nzx.com
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