SPH Notice – Commonwealth Bank of Australia
100080615/3821107.1 1
Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
To NZX LIMITED
and
To SKY NETWORK TELEVISION LIMITED
Date this disclosure made: 26-Apr-2018
Date last disclosure made: 19-Apr-2018
Date on which substantial holding ceased: 23-Apr-2018
Substantial product holder(s) giving disclosure
Full name(s):
Commonwealth Bank of Australia
Summary of previous substantial holding
Class of quoted voting products: Ordinary shares
Summary for Commonwealth Bank of Australia
For last disclosure,—
(a) total number held in class:
20,047,078
(b) total in class:
389,139,785
(c) total percentage held in class: 5.152%
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 19,063,445
(b) total in class:
389,139,785
(c) total percentage held in class: 4.899%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure:
See Appendix A
Additional information
Address(es) of substantial product holder(s):
*
ASB Bank Limited ACN 398445, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand
*
CBA Markets Limited ACN 003 485 952, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798, Level 11 Tower 1, 201 Sussex St
Sydney NSW 2001
*
Colonial First State Asset Management (Australia) Limited ACN 114 194 311, Ground Floor Tower 1, 201 Sussex Street,
Sydney, NSW, 2000, Australia
*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
*
Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Commonwealth Bank of Australia, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
Contact details:
Anitha Subramanian +61 (0) 457 529 297, AUSR_SM02041@cba.com.au
Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of
ASB Bank Limited ACN 398445
CBA Markets Limited ACN 003 485 952
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
Colonial First State Asset Management (Australia) Limited ACN 114 194 311
Colonial First State Investments Limited ACN 002 348 352
Realindex Investments Pty Limited ACN 133 312 017
100080615/3821107.1 2
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act
2013 in relation to the financial products to which this disclosure relates:
[not applicable]
Certification
I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
100080615/3821107.1 3
Appendix A
Details of the transactions or other events requiring disclosure:
Date of Transaction Registered Company Nature of Change Class
Number of
Securities
Cash Consideration Currency
Wednesday, 18 April 2018
Citicorp Nominees Pty
Limited (Australia)
Sale
Ordinary shares
46,605
102,596.25
AUD
Wednesday, 18 April 2018
Citicorp Nominees Pty
Limited (Australia)
Sale
Ordinary shares
15,846
35,243.09
AUD
Wednesday, 18 April 2018
Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays Capital
Securities Ltd
Ordinary shares
819,528
N/A
NZD
Wednesday, 18 April 2018
Share Direct Nominees Pty
Limited
Borrow Increase,
Barclays Capital
Securities Ltd
Ordinary shares
814,954
N/A
NZD
Thursday, 19 April 2018
Share Direct Nominees Pty
Limited
Borrow Increase,
Barclays Capital
Securities Ltd
Ordinary shares
28,616
N/A
NZD
Thursday, 19 April 2018
Share Direct Nominees Pty
Limited
Borrow Increase,
Barclays Capital
Securities Ltd
Ordinary shares
792,492
N/A
NZD
Thursday, 19 April 2018
Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays Capital
Securities Ltd
Ordinary shares
814,954
N/A
NZD
Thursday, 19 April 2018
Citicorp Nominees Pty
Limited (Australia)
Sale
Ordinary shares
146,788
317,531.80
AUD
Friday, 20 April 2018
Citicorp Nominees Pty
Limited (Australia)
Sale
Ordinary shares
857
1,863.98
AUD
Friday, 20 April 2018
Citicorp Nominees Pty
Limited (New Zealand)
Sale
Ordinary shares
5,714
13,025.63
NZD
Friday, 20 April 2018 Citibank N A Hong Kong Sale Ordinary shares 64,758 147,622.34 NZD
Friday, 20 April 2018
Share Direct Nominees Pty
Limited
Borrow Increase,
Barclays Capital
Securities Ltd
Ordinary shares
834,394
N/A
NZD
Friday, 20 April 2018
Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays Capital
Securities Ltd
Ordinary shares
792,492
N/A
NZD
Friday, 20 April 2018
Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays Capital
Securities Ltd
Ordinary shares
28,616
N/A
NZD
Monday, 23 April 2018
Share Direct Nominees Pty
Limited
Borrow Increase,
Barclays Capital
Securities Ltd
Ordinary shares
116,528
N/A
NZD
Monday, 23 April 2018
Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays Capital
Securities Ltd
Ordinary shares
834,394
N/A
NZD
Monday, 23 April 2018
Citicorp Nominees Pty
Limited (Australia)
Sale
Ordinary shares
65
139.22
AUD
100080615/3821107.1 4
Appendix B
Type of agreement: Global Master Securities Lending Agreement
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return
the securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Barclays Capital Securities Ltd
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to
the borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
Barclays Capital Securities Ltd
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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