SPH Notice – Commonwealth Bank of Australia

100080615/3821107.1 1

Disclosure of ceasing to have substantial holding

Section 279, Financial Markets Conduct Act 2013



To NZX LIMITED
and
To KATHMANDU HOLDINGS LIMITED

Date this disclosure made: 26-Apr-2018
Date last disclosure made: 23-Apr-2018
Date on which substantial holding ceased: 23-Apr-2018



Substantial product holder(s) giving disclosure
Full name(s):
Commonwealth Bank of Australia

Summary of previous substantial holding
Class of quoted voting products: Ordinary shares

Summary for Commonwealth Bank of Australia

For last disclosure,—

(a) total number held in class:



11,329,373
(b) total in class:

225,314,819
(c) total percentage held in class: 5.028%

For current holding after ceasing to have substantial holding,—
(a) total number held in class: 11,249,273
(b) total in class:

225,314,819
(c) total percentage held in class: 4.993%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure:


See Appendix A

Additional information
Address(es) of substantial product holder(s):
*
Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 ,
New Zealand
*
CBA Markets Limited ACN 003 485 952, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Colonial First State Asset Management (Australia) Limited ACN 114 194 311, Ground Floor Tower 1, 201 Sussex Street,
Sydney, NSW, 2000, Australia
*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
*
Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Commonwealth Bank of Australia, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
Contact details: Anitha Subramanian, +61 (0) 457 529 297
,
AUSR_SM02041@cba.com.au
Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of
Avanteos Investments Limited ACN 096 259 979
ASB Group Investments Limited Company Number 533945
CBA Markets Limited ACN 003 485 952
Colonial First State Asset Management (Australia) Limited ACN 114 194 311
Colonial First State Investments Limited ACN 002 348 352
Realindex Investments Pty Limited ACN 133 312 017

100080615/3821107.1 2

Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act
2013 in relation to the financial products to which this disclosure relates:
[not applicable]





Certification
I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.

100080615/3821107.1 3

Appendix A

Details of the transactions or other events requiring disclosure:

Date of Transaction Registered Company Nature of Change Class
Number of
Securities
Cash Consideration Currency


Friday, 20 April 2018

Share Direct Nominees Pty
Limited
Borrow Decrease,
Deutsche Bank
AG


Ordinary shares


97,027


N/A


NZD


Friday, 20 April 2018

Share Direct Nominees Pty
Limited
Borrow Increase,
Deutsche Bank
AG


Ordinary shares


104,724


N/A


NZD



Monday, 23 April 2018


Citicorp Nominees Pty
Limited (Australia)
Borrow Increase,
Citigroup Global
Markets Limited
(Agreement 5)



Ordinary shares



3,523



N/A



AUD
Monday, 23 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 6,805 13,950.00 AUD



Monday, 23 April 2018



Citibank N A Hong Kong
Borrow Increase,
Citigroup Global
Markets Limited
(Agreement 12)



Ordinary shares



6,597



N/A



AUD


Monday, 23 April 2018

Share Direct Nominees Pty
Limited
Borrow Decrease,
Deutsche Bank
AG


Ordinary shares


104,724


N/A


NZD

100080615/3821107.1 4

Appendix B




Type of agreement: Australian Master Securities Lending Agreement
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return
the securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A

Parties to agreement:
(1) Citigroup Global Markets Limited; and (2) Colonia
First State Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to
the borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes




Type of agreement: Australian Master Securities Lending Agreement
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return
the securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A

Parties to agreement:
(1) Citigroup Global Markets Limited; and (2) Colonia
First State Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to
the borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes




Type of agreement: Global Master Securities Lending Agreement
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return
the securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A

Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Deutsche Bank AG (London)
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to
the borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes

Deutsche Bank AG
Citigroup Global Markets Limited (Agreement 5)
Citigroup Global Markets Limited (Agreement 12)