SPH Notice – Commonwealth Bank of Australia
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX LIMITED
and
To KATHMANDU HOLDINGS LIMITED
Date this disclosure made: 30-Apr-2018
Date on which substantial holding began: 26-Apr-2018
Substantial product holder(s) giving disclosure
Full name(s): Commonwealth Bank of Australia
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for Commonwealth Bank of Australia
For this disclosure,—
(a) total number held in class: 11,406,547
(b) total in class: 225,314,819
(c) total percentage held in class: 5.062%
100080615/3821102.1 1
Details of relevant interests
Details for Avanteos Investments Limited ACN 096 259 979
(a) Nature of relevant interest(s):
Relevant arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee and in its capacity as administrator of managed
accounts.
(b) number held in class: 10,000
(c) percentage held in class: 0.004%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Avanteos Investments Limited
10,000
0.004%
Details for ASB Group Investments Limited Company Number 533945
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager, as provided for under its investment mandates, as a life company holding statutory funds and as the responsible entity or
manager of a managed investment scheme.
(b) number held in class: 3,079,682
(c) percentage held in class: 1.367%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Citibank N A Hong Kong
3,079,682
1.367%
Details for Colonial First State Asset Management (Australia) Limited ACN 114 194 311
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager (as provided for under its investment mandates).
(b) number held in class: 4,213,524
(c) percentage held in class: 1.870%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Citibank N A Hong Kong
3,615,177
1.605%
Citicorp Nominees Pty Limited (Australia)
287,210
0.127%
Citicorp Nominees Pty Limited (New Zealand)
311,137
0.138%
Details for Colonial First State Investments Limited ACN 002 348 352
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments
Limited or a related body corporate).
(b) number held in class: 1,107,982
(c) percentage held in class: 0.492%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Citicorp Nominees Pty Limited (Australia)
417,354
0.185%
Northern Trust Company
406,221
0.180%
UBS Nominees Pty Ltd
284,407
0.126%
Details for Realindex Investments Pty Limited ACN 133 312 017
100080615/3821102.1 2
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager (as provided for under its investment mandates).
(b) number held in class: 2,995,359
(c) percentage held in class: 1.329%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Citibank N A Hong Kong
2,380,855
1.057%
National Custodian Services
614,504
0.273%
Grand Total
11,406,547
5.062%
Details of transactions and events giving rise to substantial holding
Details of transactions or other events requiring disclosure:
See Appendix A
Additional information
Address(es) of substantial product holder(s):
* Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand
* Colonial First State Asset Management (Australia) Limited ACN 114 194 311, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Commonwealth Bank of Australia, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
100080615/3821102.1 3
Contact details:
Anitha Subramanian, +61 (0) 457 529 297, AUSR_SM02041@cba.com.au
*Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of
Avanteos Investments Limited ACN 096 259 979
ASB Group Investments Limited Company Number 533945
Colonial First State Asset Management (Australia) Limited ACN 114 194 311
Colonial First State Investments Limited ACN 002 348 352
Realindex Investments Pty Limited ACN 133 312 017
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct
Act 2013 in relation to the financial products to which this disclosure relates:
[Not applicable]
Certification
I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorized to make this disclosure
by all persons for whom it is made.
100080615/3821102.1 4
Appendix A
Details of the transactions or other events requiring disclosure:
Date of Transaction
Registered
Company Nature of Change Class
Number of
Securities Cash Consideration Currency
Wednesday, 27 December
2017
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 104,412 N/A NZD
Wednesday, 27 December
2017 Citibank N A Hong Kong Sale Ordinary shares 25,001 60,092.40 NZD
Thursday, 28 December 2017
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 70,627 N/A NZD
Thursday, 28 December 2017
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 104,412 N/A NZD
Friday, 29 December 2017
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 70,627 N/A NZD
Tuesday, 2 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 70,420 N/A NZD
Wednesday, 3 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 70,420 N/A NZD
Friday, 5 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 70,725 N/A NZD
Monday, 8 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 70,725 N/A NZD
Tuesday, 9 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 89,413 N/A NZD
Wednesday, 10 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 70,921 N/A NZD
Wednesday, 10 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 70,923 N/A NZD
Wednesday, 10 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 89,413 N/A NZD
Thursday, 11 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 71,433 N/A NZD
Thursday, 11 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 70,923 N/A NZD
Thursday, 11 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 70,921 N/A NZD
Friday, 12 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 71,433 N/A NZD
Friday, 12 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 98,229 N/A NZD
Monday, 15 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 71,579 N/A NZD
Monday, 15 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 71,579 N/A NZD
Monday, 15 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 98,229 N/A NZD
Tuesday, 16 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 40,893 N/A NZD
Tuesday, 16 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 71,579 N/A NZD
Tuesday, 16 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 71,579 N/A NZD
Wednesday, 17 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 40,893 N/A NZD
Wednesday, 17 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 95,671 N/A NZD
Wednesday, 17 January 2018 Citibank N A Hong Kong Purchase Ordinary shares 23,700 50,265.33 AUD
Thursday, 18 January 2018 Citibank N A Hong Kong Purchase Ordinary shares 69,660 150,458.63 AUD
Thursday, 18 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 72,222 N/A NZD
Thursday, 18 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 95,671 N/A NZD
Friday, 19 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 72,222 N/A NZD
Friday, 19 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 72,620 N/A NZD
Friday, 19 January 2018 Citibank N A Hong Kong Purchase Ordinary shares 46,320 101,352.79 AUD
Monday, 22 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 72,640 N/A NZD
Monday, 22 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 72,620 N/A NZD
Monday, 22 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 72,640 N/A NZD
Tuesday, 23 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 95,154 N/A NZD
Tuesday, 23 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 72,640 N/A NZD
Tuesday, 23 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 72,640 N/A NZD
Wednesday, 24 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 95,154 N/A NZD
Wednesday, 24 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 7,022 N/A NZD
Thursday, 25 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 95,657 N/A NZD
Thursday, 25 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 7,022 N/A NZD
Friday, 26 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 95,657 N/A NZD
Friday, 26 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 72,835 N/A NZD
Friday, 26 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 5,329 N/A NZD
Monday, 29 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 5,329 N/A NZD
100080615/3821102.1 5
Monday, 29 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 70,500 N/A NZD
Monday, 29 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 72,835 N/A NZD
Tuesday, 30 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 72,737 N/A NZD
Tuesday, 30 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 70,500 N/A NZD
Tuesday, 30 January 2018 Citibank N A Hong Kong Purchase Ordinary shares 7,248 17,830.08 NZD
Wednesday, 31 January 2018 Citibank N A Hong Kong Purchase Ordinary shares 63,019 152,713.94 NZD
Wednesday, 31 January 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 72,737 N/A NZD
Wednesday, 31 January 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 92,863 N/A NZD
Thursday, 1 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 70,666 N/A NZD
Thursday, 1 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 92,863 N/A NZD
Friday, 2 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 70,666 N/A NZD
Friday, 2 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 90,263 N/A NZD
Monday, 5 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 13,719 N/A NZD
Monday, 5 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 90,263 N/A NZD
Tuesday, 6 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 13,719 N/A NZD
Wednesday, 7 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 45,400 N/A NZD
Wednesday, 7 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 57,177 N/A NZD
Thursday, 8 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 57,177 N/A NZD
Thursday, 8 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 57,307 N/A NZD
Thursday, 8 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 45,400 N/A NZD
Friday, 9 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,771 N/A NZD
Friday, 9 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 57,307 N/A NZD
Friday, 9 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 68,062 N/A NZD
Monday, 12 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,771 N/A NZD
Monday, 12 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 85,958 N/A NZD
Monday, 12 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 68,062 N/A NZD
Monday, 12 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,771 N/A NZD
Tuesday, 13 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 85,958 N/A NZD
Tuesday, 13 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,771 N/A NZD
Wednesday, 14 February
2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 67,666 N/A NZD
Thursday, 15 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 67,666 N/A NZD
Thursday, 15 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 66,505 N/A NZD
Thursday, 15 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 66,505 N/A NZD
Friday, 16 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 66,505 N/A NZD
Friday, 16 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,771 N/A NZD
Friday, 16 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 30,564 N/A NZD
Friday, 16 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 66,505 N/A NZD
Friday, 16 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 70,105 N/A NZD
Friday, 16 February 2018 Citibank N A Hong Kong Purchase Ordinary shares 198,523 462,558.59 NZD
Monday, 19 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 66,852 N/A NZD
Monday, 19 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 21,986 N/A NZD
Monday, 19 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 79,828 N/A NZD
Monday, 19 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 70,105 N/A NZD
Monday, 19 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 30,564 N/A NZD
Monday, 19 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,771 N/A NZD
Tuesday, 20 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 79,828 N/A NZD
Tuesday, 20 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 21,986 N/A NZD
Tuesday, 20 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 66,852 N/A NZD
Tuesday, 20 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 56,150 N/A NZD
Tuesday, 20 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 68,260 N/A NZD
Wednesday, 21 February
2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 68,260 N/A NZD
100080615/3821102.1 6
Wednesday, 21 February
2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 36,133 N/A NZD
Wednesday, 21 February
2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD
Wednesday, 21 February
2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 56,150 N/A NZD
Wednesday, 21 February
2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 67,126 N/A NZD
Thursday, 22 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 48,152 N/A NZD
Thursday, 22 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD
Thursday, 22 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 67,644 N/A NZD
Thursday, 22 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 67,126 N/A NZD
Thursday, 22 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD
Thursday, 22 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 36,133 N/A NZD
Friday, 23 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 67,644 N/A NZD
Friday, 23 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD
Friday, 23 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 48,152 N/A NZD
Friday, 23 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD
Friday, 23 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 77,066 N/A NZD
Friday, 23 February 2018 Citibank N A Hong Kong Sale Ordinary shares 113,402 255,687.49 NZD
Friday, 23 February 2018 Citibank N A Hong Kong Purchase Ordinary shares 860,940 1,941,161.42 NZD
Monday, 26 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 77,066 N/A NZD
Monday, 26 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 47,580 N/A NZD
Monday, 26 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD
Monday, 26 February 2018
Citicorp Nominees Pty
Limited (New Zealand) Sale Ordinary shares 3,457 7,778.25 NZD
Tuesday, 27 February 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 81,214 N/A NZD
Tuesday, 27 February 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 47,580 N/A NZD
Wednesday, 28 February
2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 81,214 N/A NZD
Wednesday, 28 February
2018 Citibank N A Hong Kong Purchase Ordinary shares 4,144 9,324.00 NZD
Thursday, 1 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD
Thursday, 1 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 77,307 N/A NZD
Friday, 2 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 77,307 N/A NZD
Friday, 2 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD
Friday, 2 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 61,330 N/A NZD
Friday, 2 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 64,345 N/A NZD
Friday, 2 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD
Monday, 5 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD
Monday, 5 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 64,358 N/A NZD
Monday, 5 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 64,345 N/A NZD
Monday, 5 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 61,330 N/A NZD
Monday, 5 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD
Tuesday, 6 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 61,704 N/A NZD
Tuesday, 6 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 64,358 N/A NZD
Tuesday, 6 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD
Tuesday, 6 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 61,705 N/A NZD
Wednesday, 7 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 9,952 22,491.52 NZD
Wednesday, 7 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 61,705 N/A NZD
Wednesday, 7 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 61,704 N/A NZD
Friday, 9 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 58,716 N/A NZD
Monday, 12 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 58,716 N/A NZD
Monday, 12 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 67,517 N/A NZD
Monday, 12 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 3,158 6,813.70 AUD
Monday, 12 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 2,255 4,865.39 AUD
Tuesday, 13 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 691 1,506.52 AUD
Tuesday, 13 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 967 2,108.25 AUD
100080615/3821102.1 7
Tuesday, 13 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 19,688 42,919.84 AUD
Tuesday, 13 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 14,061 30,652.98 AUD
Tuesday, 13 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 58,365 N/A NZD
Tuesday, 13 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 67,517 N/A NZD
Tuesday, 13 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 58,364 N/A NZD
Wednesday, 14 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 3,529 N/A NZD
Wednesday, 14 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 60,596 N/A NZD
Wednesday, 14 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 58,364 N/A NZD
Wednesday, 14 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 58,365 N/A NZD
Thursday, 15 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 61,004 N/A NZD
Thursday, 15 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 60,596 N/A NZD
Thursday, 15 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 3,529 N/A NZD
Friday, 16 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 61,004 N/A NZD
Friday, 16 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 60,377 N/A NZD
Friday, 16 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 60,377 N/A NZD
Friday, 16 March 2018
Citicorp Nominees Pty
Limited (New Zealand) Sale Ordinary shares 2,174 5,130.64 NZD
Friday, 16 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 9,143 21,577.48 NZD
Monday, 19 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 60,377 N/A NZD
Monday, 19 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 64,602 N/A NZD
Monday, 19 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 64,601 N/A NZD
Monday, 19 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 60,377 N/A NZD
Tuesday, 20 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 64,601 N/A NZD
Tuesday, 20 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 64,602 N/A NZD
Tuesday, 20 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 57,769 N/A NZD
Tuesday, 20 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 57,769 N/A NZD
Wednesday, 21 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 57,769 N/A NZD
Wednesday, 21 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 62,695 N/A NZD
Wednesday, 21 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 63,740 N/A NZD
Wednesday, 21 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 57,769 N/A NZD
Wednesday, 21 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 100,000 216,000.00 NZD
Wednesday, 21 March 2018
Citicorp Nominees Pty
Limited (New Zealand) Purchase Ordinary shares 12,000 25,920.00 NZD
Wednesday, 21 March 2018
Citicorp Nominees Pty
Limited (Australia) Purchase Ordinary shares 28,488 57,716.69 AUD
Wednesday, 21 March 2018 UBS Nominees Pty Ltd Purchase Ordinary shares 4,901 9,929.43 AUD
Wednesday, 21 March 2018 UBS Nominees Pty Ltd Purchase Ordinary shares 7,359 14,909.33 AUD
Wednesday, 21 March 2018
Northern Trust
Company Purchase Ordinary shares 4,319 8,750.29 AUD
Wednesday, 21 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 85,056 204,704.28 NZD
Wednesday, 21 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 170,113 413,374.59 NZD
Wednesday, 21 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 310,337 670,327.92 NZD
Thursday, 22 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 86,943 215,157.84 NZD
Thursday, 22 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 63,740 N/A NZD
Thursday, 22 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 62,695 N/A NZD
Thursday, 22 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 77,711 N/A NZD
Thursday, 22 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 77,712 N/A NZD
Friday, 23 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 77,712 N/A NZD
Friday, 23 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 34,812 N/A NZD
Friday, 23 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 81,422 N/A NZD
Friday, 23 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 77,711 N/A NZD
Monday, 26 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 81,422 N/A NZD
Monday, 26 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 34,812 N/A NZD
Monday, 26 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 67,575 N/A NZD
Monday, 26 March 2018
Northern Trust
Company Sale Ordinary shares 4,319 8,750.00 AUD
100080615/3821102.1 8
Monday, 26 March 2018
Northern Trust
Company Purchase Ordinary shares 4,319 8,750.00 AUD
Monday, 26 March 2018
Citicorp Nominees Pty
Limited (Australia) Sale Ordinary shares 28,488 57,716.69 AUD
Monday, 26 March 2018
Citicorp Nominees Pty
Limited (Australia) Purchase Ordinary shares 28,488 57,716.69 AUD
Monday, 26 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 4,901 9,929.43 AUD
Monday, 26 March 2018 UBS Nominees Pty Ltd Purchase Ordinary shares 4,901 9,929.43 AUD
Monday, 26 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 7,359 14,909.33 AUD
Monday, 26 March 2018 UBS Nominees Pty Ltd Purchase Ordinary shares 7,359 14,909.33 AUD
Tuesday, 27 March 2018
Citicorp Nominees Pty
Limited (Australia) Purchase Ordinary shares 3,323 7,647.22 AUD
Tuesday, 27 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 83,103 N/A NZD
Tuesday, 27 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 67,575 N/A NZD
Tuesday, 27 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 476,000 1,165,628.80 NZD
Wednesday, 28 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 30,000 72,600.00 NZD
Wednesday, 28 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 83,103 N/A NZD
Wednesday, 28 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,692 N/A NZD
Wednesday, 28 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 88,940 N/A NZD
Thursday, 29 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 88,940 N/A NZD
Thursday, 29 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,692 N/A NZD
Thursday, 29 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,899 N/A NZD
Friday, 30 March 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,216 N/A NZD
Friday, 30 March 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,899 N/A NZD
Monday, 2 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,216 N/A NZD
Monday, 2 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,216 N/A NZD
Tuesday, 3 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 91,216 N/A NZD
Tuesday, 3 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,216 N/A NZD
Tuesday, 3 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,188 N/A NZD
Wednesday, 4 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,502 N/A NZD
Wednesday, 4 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,188 N/A NZD
Wednesday, 4 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 91,216 N/A NZD
Wednesday, 4 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 20,337 49,418.91 NZD
Wednesday, 4 April 2018 Citibank N A Hong Kong Sale Ordinary shares 61,075 148,412.25 NZD
Wednesday, 4 April 2018 Citibank N A Hong Kong Sale Ordinary shares 14,136 34,350.48 NZD
Thursday, 5 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,502 N/A NZD
Thursday, 5 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,731 N/A NZD
Friday, 6 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 63,469 N/A NZD
Friday, 6 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,731 N/A NZD
Friday, 6 April 2018
Citicorp Nominees Pty
Limited (New Zealand) Purchase Ordinary shares 10,373 26,210.50 NZD
Friday, 6 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 132,401 334,550.85 NZD
Friday, 6 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 19,673 49,269.06 NZD
Friday, 6 April 2018 Citibank N A Hong Kong Sale Ordinary shares 25,567 64,940.18 NZD
Friday, 6 April 2018 Citibank N A Hong Kong Sale Ordinary shares 5,086 12,918.44 NZD
Monday, 9 April 2018
Citicorp Nominees Pty
Limited (New Zealand) Purchase Ordinary shares 1,977 5,080.89 NZD
Monday, 9 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,510 N/A NZD
Monday, 9 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 63,469 N/A NZD
Tuesday, 10 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,510 N/A NZD
Tuesday, 10 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 90,414 N/A NZD
Tuesday, 10 April 2018
Citicorp Nominees Pty
Limited (Australia) Purchase Ordinary shares 27,572 67,352.88 AUD
Tuesday, 10 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 190,327 488,950.06 NZD
Tuesday, 10 April 2018 Citibank N A Hong Kong Sale Ordinary shares 50,967 130,985.19 NZD
Wednesday, 11 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 6,945 15,000.00 NZD
Wednesday, 11 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 6,945 15,000.00 NZD
Wednesday, 11 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 90,414 N/A NZD
100080615/3821102.1 9
Wednesday, 11 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 93,214 N/A NZD
Thursday, 12 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 62,215 N/A NZD
Thursday, 12 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 93,214 N/A NZD
Friday, 13 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 62,215 N/A NZD
Friday, 13 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 92,810 N/A NZD
Friday, 13 April 2018 Citibank N A Hong Kong
Borrow Increase, Citigroup Global Markets Limited (Agreement
12), See Appendix B Ordinary shares 38,762 N/A AUD
Friday, 13 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup Global Markets Limited (Agreement
5), See Appendix B Ordinary shares 20,701 N/A AUD
Monday, 16 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup Global Markets Limited (Agreement
5), See Appendix B Ordinary shares 6,846 N/A AUD
Monday, 16 April 2018 Citibank N A Hong Kong
Borrow Increase, Citigroup Global Markets Limited (Agreement
12), See Appendix B Ordinary shares 12,819 N/A AUD
Monday, 16 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 93,329 N/A NZD
Monday, 16 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 92,810 N/A NZD
Monday, 16 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 200,000 517,980.00 NZD
Monday, 16 April 2018 Citibank N A Hong Kong Sale Ordinary shares 81,723 211,662.57 NZD
Monday, 16 April 2018 Citibank N A Hong Kong Sale Ordinary shares 74,246 192,297.14 NZD
Tuesday, 17 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 93,329 N/A NZD
Tuesday, 17 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 96,344 N/A NZD
Tuesday, 17 April 2018 Citibank N A Hong Kong
Borrow Increase, Citigroup Global Markets Limited (Agreement
12), See Appendix B Ordinary shares 127,163 N/A AUD
Tuesday, 17 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup Global Markets Limited (Agreement
5), See Appendix B Ordinary shares 67,909 N/A AUD
Wednesday, 18 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup Global Markets Limited (Agreement
5), See Appendix B Ordinary shares 11,541 N/A AUD
Wednesday, 18 April 2018
National Custodian
Services Purchase Ordinary shares 6,608 15,628.58 AUD
Wednesday, 18 April 2018 Citibank N A Hong Kong
Borrow Increase, Citigroup Global Markets Limited (Agreement
12), See Appendix B Ordinary shares 21,611 N/A AUD
Wednesday, 18 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 96,702 N/A NZD
Wednesday, 18 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 96,344 N/A NZD
Wednesday, 18 April 2018 Citibank N A Hong Kong Sale Ordinary shares 6,025 15,363.75 NZD
Wednesday, 18 April 2018 Citibank N A Hong Kong Sale Ordinary shares 5,389 13,741.95 NZD
Thursday, 19 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 165,000 412,500.00 NZD
Thursday, 19 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 97,027 N/A NZD
Thursday, 19 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 96,702 N/A NZD
Thursday, 19 April 2018 Citibank N A Hong Kong
Borrow Increase, Citigroup Global Markets Limited (Agreement
12), See Appendix B Ordinary shares 54,260 N/A AUD
Thursday, 19 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup Global Markets Limited (Agreement
5), See Appendix B Ordinary shares 28,977 N/A AUD
Friday, 20 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup Global Markets Limited (Agreement
5), See Appendix B Ordinary shares 131,160 N/A AUD
Friday, 20 April 2018 Citibank N A Hong Kong Sale Ordinary shares 29,129 72,976.88 NZD
Friday, 20 April 2018
Citicorp Nominees Pty
Limited (New Zealand) Sale Ordinary shares 2,872 7,195.22 NZD
Friday, 20 April 2018 Citibank N A Hong Kong
Borrow Increase, Citigroup Global Markets Limited (Agreement
12), See Appendix B Ordinary shares 245,603 N/A AUD
Friday, 20 April 2018
National Custodian
Services Purchase Ordinary shares 8,974 21,627.34 AUD
Friday, 20 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 97,027 N/A NZD
Friday, 20 April 2018
Share Direct Nominees
Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 104,724 N/A NZD
Monday, 23 April 2018
Share Direct Nominees
Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 104,724 N/A NZD
Monday, 23 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 6,945 15,000.00 NZD
Monday, 23 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 6,945 15,000.00 NZD
Monday, 23 April 2018 Citibank N A Hong Kong
Borrow Increase, Citigroup Global Markets Limited (Agreement
12), See Appendix B Ordinary shares 6,597 N/A AUD
Monday, 23 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup Global Markets Limited (Agreement
5), See Appendix B Ordinary shares 3,523 N/A AUD
Monday, 23 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 6,805 13,950.00 AUD
Tuesday, 24 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup Global Markets Limited (Agreement
5), See Appendix B Ordinary shares 9,783 N/A AUD
Tuesday, 24 April 2018 Citibank N A Hong Kong
Borrow Increase, Citigroup Global Markets Limited (Agreement
12), See Appendix B Ordinary shares 18,319 N/A AUD
Tuesday, 24 April 2018
Northern Trust
Company Purchase Ordinary shares 21,875 51,835.00 AUD
Tuesday, 24 April 2018 Citibank N A Hong Kong Sale Ordinary shares 27,607 70,259.82 NZD
Tuesday, 24 April 2018 Citibank N A Hong Kong Sale Ordinary shares 24,544 62,464.48 NZD
Thursday, 26 April 2018 Citibank N A Hong Kong
Borrow Increase, Citigroup Global Markets Limited (Agreement
12), See Appendix B Ordinary shares 12,678 N/A AUD
Thursday, 26 April 2018
Northern Trust
Company Purchase Ordinary shares 140,000 330,022.00 AUD
Thursday, 26 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup Global Markets Limited (Agreement
5), See Appendix B Ordinary shares 6,770 N/A AUD
100080615/3821102.1 10
Appendix B
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Barclays Capital Securities Ltd
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Australian Master Securities Lending Agreement
Parties to agreement:
(1) Citigroup Global Markets Limited; and (2)
Colonial First State Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Australian Master Securities Lending Agreement
Parties to agreement:
(1) Citigroup Global Markets Limited; and (2)
Colonial First State Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Citigroup Global Markets Limited (Agreement 5)
Citigroup Global Markets Limited (Agreement 12)
Barclays Capital Securities Ltd
100080615/3821102.1 11
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Deutsche Bank AG (London)
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
If yes, in which circumstances? N/A
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Goldman Sachs International
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Goldman Sachs International
Deutsche Bank AG
100080615/3821102.1 12
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- SKT — Sky Network Television Limited: SPH Notice – Commonwealth Bank of Australia2018-04-19
“Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX LIMITED and To SKY NETWORK TELEVISION LIMITED Date this disclosure made: 19-Apr-2018 Date on which substantial holding began: 17-Apr-2018 Substantial…”
- SKT — Sky Network Television Limited: SPH Notice – Commonwealth Bank of Australia2018-04-03
“Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX LIMITED and To SKY NETWORK TELEVISION LIMITED Date this disclosure made: 03-Apr-2018 Date on which substantial holding began: 28-Mar-2018 Substantial…”
- SKT — Sky Network Television Limited: SPH Notice – Commonwealth Bank of Australia2018-03-29
“Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX LIMITED and To SKY NETWORK TELEVISION LIMITED Date this disclosure made: 28-Mar-2018 Date on which substantial holding began: 26-Mar-2018 Substantial…”