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SPH Notice – Commonwealth Bank of Australia

Substantial Holder Notice1 May 2018KMDConsumer Discretionary

Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013




To NZX LIMITED

and

To KATHMANDU HOLDINGS LIMITED


Date this disclosure made: 30-Apr-2018

Date on which substantial holding began: 26-Apr-2018


Substantial product holder(s) giving disclosure

Full name(s): Commonwealth Bank of Australia


Summary of substantial holding

Class of quoted voting products: Ordinary shares


Summary for Commonwealth Bank of Australia


For this disclosure,—


(a) total number held in class: 11,406,547


(b) total in class: 225,314,819


(c) total percentage held in class: 5.062%

100080615/3821102.1 1

Details of relevant interests
Details for Avanteos Investments Limited ACN 096 259 979


(a) Nature of relevant interest(s):

Relevant arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee and in its capacity as administrator of managed

accounts.




(b) number held in class: 10,000


(c) percentage held in class: 0.004%



Custodian Name


Custodian Total Holding


Custodian Total Holding(%)

Avanteos Investments Limited

10,000

0.004%






Details for ASB Group Investments Limited Company Number 533945


(a) Nature of relevant interest(s):

Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of


securities in its capacity as investment manager, as provided for under its investment mandates, as a life company holding statutory funds and as the responsible entity or

manager of a managed investment scheme.



(b) number held in class: 3,079,682


(c) percentage held in class: 1.367%



Custodian Name


Custodian Total Holding


Custodian Total Holding(%)

Citibank N A Hong Kong

3,079,682

1.367%






Details for Colonial First State Asset Management (Australia) Limited ACN 114 194 311


(a) Nature of relevant interest(s):

Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of


securities in its capacity as investment manager (as provided for under its investment mandates).




(b) number held in class: 4,213,524


(c) percentage held in class: 1.870%



Custodian Name


Custodian Total Holding


Custodian Total Holding(%)

Citibank N A Hong Kong

3,615,177

1.605%

Citicorp Nominees Pty Limited (Australia)

287,210

0.127%

Citicorp Nominees Pty Limited (New Zealand)

311,137

0.138%






Details for Colonial First State Investments Limited ACN 002 348 352


(a) Nature of relevant interest(s):

Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of


securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments

Limited or a related body corporate).



(b) number held in class: 1,107,982


(c) percentage held in class: 0.492%



Custodian Name


Custodian Total Holding


Custodian Total Holding(%)

Citicorp Nominees Pty Limited (Australia)

417,354

0.185%

Northern Trust Company

406,221

0.180%

UBS Nominees Pty Ltd

284,407

0.126%






Details for Realindex Investments Pty Limited ACN 133 312 017

100080615/3821102.1 2

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of


securities in its capacity as investment manager (as provided for under its investment mandates).




(b) number held in class: 2,995,359


(c) percentage held in class: 1.329%



Custodian Name


Custodian Total Holding


Custodian Total Holding(%)

Citibank N A Hong Kong

2,380,855

1.057%

National Custodian Services

614,504

0.273%






Grand Total

11,406,547

5.062%


Details of transactions and events giving rise to substantial holding

Details of transactions or other events requiring disclosure:


See Appendix A



Additional information

Address(es) of substantial product holder(s):

* Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

* ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand

* Colonial First State Asset Management (Australia) Limited ACN 114 194 311, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

* Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

* Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

* Commonwealth Bank of Australia, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

100080615/3821102.1 3

Contact details:
Anitha Subramanian, +61 (0) 457 529 297, AUSR_SM02041@cba.com.au


*Nature of connection between substantial product holders:

Commonwealth Bank of Australia is a related body corporate of


Avanteos Investments Limited ACN 096 259 979

ASB Group Investments Limited Company Number 533945

Colonial First State Asset Management (Australia) Limited ACN 114 194 311

Colonial First State Investments Limited ACN 002 348 352

Realindex Investments Pty Limited ACN 133 312 017




Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct

Act 2013 in relation to the financial products to which this disclosure relates:


[Not applicable]


Certification

I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorized to make this disclosure

by all persons for whom it is made.

100080615/3821102.1 4

Appendix A

Details of the transactions or other events requiring disclosure:


Date of Transaction

Registered

Company Nature of Change Class

Number of

Securities Cash Consideration Currency

Wednesday, 27 December

2017

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 104,412 N/A NZD

Wednesday, 27 December

2017 Citibank N A Hong Kong Sale Ordinary shares 25,001 60,092.40 NZD

Thursday, 28 December 2017

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 70,627 N/A NZD

Thursday, 28 December 2017

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 104,412 N/A NZD

Friday, 29 December 2017

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 70,627 N/A NZD

Tuesday, 2 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 70,420 N/A NZD

Wednesday, 3 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 70,420 N/A NZD

Friday, 5 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 70,725 N/A NZD

Monday, 8 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 70,725 N/A NZD

Tuesday, 9 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 89,413 N/A NZD

Wednesday, 10 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 70,921 N/A NZD

Wednesday, 10 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 70,923 N/A NZD

Wednesday, 10 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 89,413 N/A NZD

Thursday, 11 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 71,433 N/A NZD

Thursday, 11 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 70,923 N/A NZD

Thursday, 11 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 70,921 N/A NZD

Friday, 12 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 71,433 N/A NZD

Friday, 12 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 98,229 N/A NZD

Monday, 15 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 71,579 N/A NZD

Monday, 15 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 71,579 N/A NZD

Monday, 15 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 98,229 N/A NZD

Tuesday, 16 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 40,893 N/A NZD

Tuesday, 16 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 71,579 N/A NZD

Tuesday, 16 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 71,579 N/A NZD

Wednesday, 17 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 40,893 N/A NZD

Wednesday, 17 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 95,671 N/A NZD

Wednesday, 17 January 2018 Citibank N A Hong Kong Purchase Ordinary shares 23,700 50,265.33 AUD

Thursday, 18 January 2018 Citibank N A Hong Kong Purchase Ordinary shares 69,660 150,458.63 AUD

Thursday, 18 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 72,222 N/A NZD

Thursday, 18 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 95,671 N/A NZD

Friday, 19 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 72,222 N/A NZD

Friday, 19 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 72,620 N/A NZD

Friday, 19 January 2018 Citibank N A Hong Kong Purchase Ordinary shares 46,320 101,352.79 AUD

Monday, 22 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 72,640 N/A NZD

Monday, 22 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 72,620 N/A NZD

Monday, 22 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 72,640 N/A NZD

Tuesday, 23 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 95,154 N/A NZD

Tuesday, 23 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 72,640 N/A NZD

Tuesday, 23 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 72,640 N/A NZD

Wednesday, 24 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 95,154 N/A NZD

Wednesday, 24 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 7,022 N/A NZD

Thursday, 25 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 95,657 N/A NZD

Thursday, 25 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 7,022 N/A NZD

Friday, 26 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 95,657 N/A NZD

Friday, 26 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 72,835 N/A NZD

Friday, 26 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 5,329 N/A NZD

Monday, 29 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 5,329 N/A NZD

100080615/3821102.1 5

Monday, 29 January 2018
Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 70,500 N/A NZD

Monday, 29 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 72,835 N/A NZD

Tuesday, 30 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 72,737 N/A NZD

Tuesday, 30 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 70,500 N/A NZD

Tuesday, 30 January 2018 Citibank N A Hong Kong Purchase Ordinary shares 7,248 17,830.08 NZD

Wednesday, 31 January 2018 Citibank N A Hong Kong Purchase Ordinary shares 63,019 152,713.94 NZD

Wednesday, 31 January 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 72,737 N/A NZD

Wednesday, 31 January 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 92,863 N/A NZD

Thursday, 1 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 70,666 N/A NZD

Thursday, 1 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 92,863 N/A NZD

Friday, 2 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 70,666 N/A NZD

Friday, 2 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 90,263 N/A NZD

Monday, 5 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 13,719 N/A NZD

Monday, 5 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 90,263 N/A NZD

Tuesday, 6 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 13,719 N/A NZD

Wednesday, 7 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 45,400 N/A NZD

Wednesday, 7 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 57,177 N/A NZD

Thursday, 8 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 57,177 N/A NZD

Thursday, 8 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 57,307 N/A NZD

Thursday, 8 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 45,400 N/A NZD

Friday, 9 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,771 N/A NZD

Friday, 9 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 57,307 N/A NZD

Friday, 9 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 68,062 N/A NZD

Monday, 12 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,771 N/A NZD

Monday, 12 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 85,958 N/A NZD

Monday, 12 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 68,062 N/A NZD

Monday, 12 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,771 N/A NZD

Tuesday, 13 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 85,958 N/A NZD

Tuesday, 13 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,771 N/A NZD

Wednesday, 14 February

2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 67,666 N/A NZD

Thursday, 15 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 67,666 N/A NZD

Thursday, 15 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 66,505 N/A NZD

Thursday, 15 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 66,505 N/A NZD

Friday, 16 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 66,505 N/A NZD

Friday, 16 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,771 N/A NZD

Friday, 16 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 30,564 N/A NZD

Friday, 16 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 66,505 N/A NZD

Friday, 16 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 70,105 N/A NZD

Friday, 16 February 2018 Citibank N A Hong Kong Purchase Ordinary shares 198,523 462,558.59 NZD

Monday, 19 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 66,852 N/A NZD

Monday, 19 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 21,986 N/A NZD

Monday, 19 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 79,828 N/A NZD

Monday, 19 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 70,105 N/A NZD

Monday, 19 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 30,564 N/A NZD

Monday, 19 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,771 N/A NZD

Tuesday, 20 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 79,828 N/A NZD

Tuesday, 20 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 21,986 N/A NZD

Tuesday, 20 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 66,852 N/A NZD

Tuesday, 20 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 56,150 N/A NZD

Tuesday, 20 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 68,260 N/A NZD

Wednesday, 21 February

2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 68,260 N/A NZD

100080615/3821102.1 6

Wednesday, 21 February
2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 36,133 N/A NZD

Wednesday, 21 February

2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD

Wednesday, 21 February

2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 56,150 N/A NZD

Wednesday, 21 February

2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 67,126 N/A NZD

Thursday, 22 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 48,152 N/A NZD

Thursday, 22 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD

Thursday, 22 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 67,644 N/A NZD

Thursday, 22 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 67,126 N/A NZD

Thursday, 22 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD

Thursday, 22 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 36,133 N/A NZD

Friday, 23 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 67,644 N/A NZD

Friday, 23 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD

Friday, 23 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 48,152 N/A NZD

Friday, 23 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD

Friday, 23 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 77,066 N/A NZD

Friday, 23 February 2018 Citibank N A Hong Kong Sale Ordinary shares 113,402 255,687.49 NZD

Friday, 23 February 2018 Citibank N A Hong Kong Purchase Ordinary shares 860,940 1,941,161.42 NZD

Monday, 26 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 77,066 N/A NZD

Monday, 26 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 47,580 N/A NZD

Monday, 26 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD

Monday, 26 February 2018

Citicorp Nominees Pty

Limited (New Zealand) Sale Ordinary shares 3,457 7,778.25 NZD

Tuesday, 27 February 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 81,214 N/A NZD

Tuesday, 27 February 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 47,580 N/A NZD

Wednesday, 28 February

2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 81,214 N/A NZD

Wednesday, 28 February

2018 Citibank N A Hong Kong Purchase Ordinary shares 4,144 9,324.00 NZD

Thursday, 1 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD

Thursday, 1 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 77,307 N/A NZD

Friday, 2 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 77,307 N/A NZD

Friday, 2 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD

Friday, 2 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 61,330 N/A NZD

Friday, 2 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 64,345 N/A NZD

Friday, 2 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD

Monday, 5 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD

Monday, 5 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 64,358 N/A NZD

Monday, 5 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 64,345 N/A NZD

Monday, 5 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 61,330 N/A NZD

Monday, 5 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD

Tuesday, 6 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 61,704 N/A NZD

Tuesday, 6 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 64,358 N/A NZD

Tuesday, 6 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 7,287 N/A NZD

Tuesday, 6 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 61,705 N/A NZD

Wednesday, 7 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 9,952 22,491.52 NZD

Wednesday, 7 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 61,705 N/A NZD

Wednesday, 7 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 61,704 N/A NZD

Friday, 9 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 58,716 N/A NZD

Monday, 12 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 58,716 N/A NZD

Monday, 12 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 67,517 N/A NZD

Monday, 12 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 3,158 6,813.70 AUD

Monday, 12 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 2,255 4,865.39 AUD

Tuesday, 13 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 691 1,506.52 AUD

Tuesday, 13 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 967 2,108.25 AUD

100080615/3821102.1 7

Tuesday, 13 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 19,688 42,919.84 AUD
Tuesday, 13 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 14,061 30,652.98 AUD

Tuesday, 13 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 58,365 N/A NZD

Tuesday, 13 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 67,517 N/A NZD

Tuesday, 13 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 58,364 N/A NZD

Wednesday, 14 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 3,529 N/A NZD

Wednesday, 14 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 60,596 N/A NZD

Wednesday, 14 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 58,364 N/A NZD

Wednesday, 14 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 58,365 N/A NZD

Thursday, 15 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 61,004 N/A NZD

Thursday, 15 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 60,596 N/A NZD

Thursday, 15 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 3,529 N/A NZD

Friday, 16 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 61,004 N/A NZD

Friday, 16 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 60,377 N/A NZD

Friday, 16 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 60,377 N/A NZD

Friday, 16 March 2018

Citicorp Nominees Pty

Limited (New Zealand) Sale Ordinary shares 2,174 5,130.64 NZD

Friday, 16 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 9,143 21,577.48 NZD

Monday, 19 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 60,377 N/A NZD

Monday, 19 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 64,602 N/A NZD

Monday, 19 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 64,601 N/A NZD

Monday, 19 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 60,377 N/A NZD

Tuesday, 20 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 64,601 N/A NZD

Tuesday, 20 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 64,602 N/A NZD

Tuesday, 20 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 57,769 N/A NZD

Tuesday, 20 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 57,769 N/A NZD

Wednesday, 21 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 57,769 N/A NZD

Wednesday, 21 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 62,695 N/A NZD

Wednesday, 21 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 63,740 N/A NZD

Wednesday, 21 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 57,769 N/A NZD

Wednesday, 21 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 100,000 216,000.00 NZD

Wednesday, 21 March 2018

Citicorp Nominees Pty

Limited (New Zealand) Purchase Ordinary shares 12,000 25,920.00 NZD

Wednesday, 21 March 2018

Citicorp Nominees Pty

Limited (Australia) Purchase Ordinary shares 28,488 57,716.69 AUD

Wednesday, 21 March 2018 UBS Nominees Pty Ltd Purchase Ordinary shares 4,901 9,929.43 AUD

Wednesday, 21 March 2018 UBS Nominees Pty Ltd Purchase Ordinary shares 7,359 14,909.33 AUD

Wednesday, 21 March 2018

Northern Trust

Company Purchase Ordinary shares 4,319 8,750.29 AUD

Wednesday, 21 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 85,056 204,704.28 NZD

Wednesday, 21 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 170,113 413,374.59 NZD

Wednesday, 21 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 310,337 670,327.92 NZD

Thursday, 22 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 86,943 215,157.84 NZD

Thursday, 22 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 63,740 N/A NZD

Thursday, 22 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 62,695 N/A NZD

Thursday, 22 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 77,711 N/A NZD

Thursday, 22 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 77,712 N/A NZD

Friday, 23 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 77,712 N/A NZD

Friday, 23 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Goldman Sachs International, See Appendix B Ordinary shares 34,812 N/A NZD

Friday, 23 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 81,422 N/A NZD

Friday, 23 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 77,711 N/A NZD

Monday, 26 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 81,422 N/A NZD

Monday, 26 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Goldman Sachs International, See Appendix B Ordinary shares 34,812 N/A NZD

Monday, 26 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 67,575 N/A NZD

Monday, 26 March 2018

Northern Trust

Company Sale Ordinary shares 4,319 8,750.00 AUD

100080615/3821102.1 8

Monday, 26 March 2018
Northern Trust

Company Purchase Ordinary shares 4,319 8,750.00 AUD

Monday, 26 March 2018

Citicorp Nominees Pty

Limited (Australia) Sale Ordinary shares 28,488 57,716.69 AUD

Monday, 26 March 2018

Citicorp Nominees Pty

Limited (Australia) Purchase Ordinary shares 28,488 57,716.69 AUD

Monday, 26 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 4,901 9,929.43 AUD

Monday, 26 March 2018 UBS Nominees Pty Ltd Purchase Ordinary shares 4,901 9,929.43 AUD

Monday, 26 March 2018 UBS Nominees Pty Ltd Sale Ordinary shares 7,359 14,909.33 AUD

Monday, 26 March 2018 UBS Nominees Pty Ltd Purchase Ordinary shares 7,359 14,909.33 AUD

Tuesday, 27 March 2018

Citicorp Nominees Pty

Limited (Australia) Purchase Ordinary shares 3,323 7,647.22 AUD

Tuesday, 27 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 83,103 N/A NZD

Tuesday, 27 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 67,575 N/A NZD

Tuesday, 27 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 476,000 1,165,628.80 NZD

Wednesday, 28 March 2018 Citibank N A Hong Kong Purchase Ordinary shares 30,000 72,600.00 NZD

Wednesday, 28 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 83,103 N/A NZD

Wednesday, 28 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,692 N/A NZD

Wednesday, 28 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 88,940 N/A NZD

Thursday, 29 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 88,940 N/A NZD

Thursday, 29 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 67,692 N/A NZD

Thursday, 29 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,899 N/A NZD

Friday, 30 March 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,216 N/A NZD

Friday, 30 March 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,899 N/A NZD

Monday, 2 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,216 N/A NZD

Monday, 2 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,216 N/A NZD

Tuesday, 3 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 91,216 N/A NZD

Tuesday, 3 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,216 N/A NZD

Tuesday, 3 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,188 N/A NZD

Wednesday, 4 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,502 N/A NZD

Wednesday, 4 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,188 N/A NZD

Wednesday, 4 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Barclays Capital Securities Ltd, See Appendix B Ordinary shares 91,216 N/A NZD

Wednesday, 4 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 20,337 49,418.91 NZD

Wednesday, 4 April 2018 Citibank N A Hong Kong Sale Ordinary shares 61,075 148,412.25 NZD

Wednesday, 4 April 2018 Citibank N A Hong Kong Sale Ordinary shares 14,136 34,350.48 NZD

Thursday, 5 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,502 N/A NZD

Thursday, 5 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,731 N/A NZD

Friday, 6 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 63,469 N/A NZD

Friday, 6 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,731 N/A NZD

Friday, 6 April 2018

Citicorp Nominees Pty

Limited (New Zealand) Purchase Ordinary shares 10,373 26,210.50 NZD

Friday, 6 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 132,401 334,550.85 NZD

Friday, 6 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 19,673 49,269.06 NZD

Friday, 6 April 2018 Citibank N A Hong Kong Sale Ordinary shares 25,567 64,940.18 NZD

Friday, 6 April 2018 Citibank N A Hong Kong Sale Ordinary shares 5,086 12,918.44 NZD

Monday, 9 April 2018

Citicorp Nominees Pty

Limited (New Zealand) Purchase Ordinary shares 1,977 5,080.89 NZD

Monday, 9 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 91,510 N/A NZD

Monday, 9 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 63,469 N/A NZD

Tuesday, 10 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 91,510 N/A NZD

Tuesday, 10 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 90,414 N/A NZD

Tuesday, 10 April 2018

Citicorp Nominees Pty

Limited (Australia) Purchase Ordinary shares 27,572 67,352.88 AUD

Tuesday, 10 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 190,327 488,950.06 NZD

Tuesday, 10 April 2018 Citibank N A Hong Kong Sale Ordinary shares 50,967 130,985.19 NZD

Wednesday, 11 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 6,945 15,000.00 NZD

Wednesday, 11 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 6,945 15,000.00 NZD

Wednesday, 11 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 90,414 N/A NZD

100080615/3821102.1 9

Wednesday, 11 April 2018
Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 93,214 N/A NZD

Thursday, 12 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 62,215 N/A NZD

Thursday, 12 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 93,214 N/A NZD

Friday, 13 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 62,215 N/A NZD

Friday, 13 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 92,810 N/A NZD

Friday, 13 April 2018 Citibank N A Hong Kong

Borrow Increase, Citigroup Global Markets Limited (Agreement

12), See Appendix B Ordinary shares 38,762 N/A AUD

Friday, 13 April 2018

Citicorp Nominees Pty

Limited (Australia)

Borrow Increase, Citigroup Global Markets Limited (Agreement

5), See Appendix B Ordinary shares 20,701 N/A AUD

Monday, 16 April 2018

Citicorp Nominees Pty

Limited (Australia)

Borrow Increase, Citigroup Global Markets Limited (Agreement

5), See Appendix B Ordinary shares 6,846 N/A AUD

Monday, 16 April 2018 Citibank N A Hong Kong

Borrow Increase, Citigroup Global Markets Limited (Agreement

12), See Appendix B Ordinary shares 12,819 N/A AUD

Monday, 16 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 93,329 N/A NZD

Monday, 16 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 92,810 N/A NZD

Monday, 16 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 200,000 517,980.00 NZD

Monday, 16 April 2018 Citibank N A Hong Kong Sale Ordinary shares 81,723 211,662.57 NZD

Monday, 16 April 2018 Citibank N A Hong Kong Sale Ordinary shares 74,246 192,297.14 NZD

Tuesday, 17 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 93,329 N/A NZD

Tuesday, 17 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 96,344 N/A NZD

Tuesday, 17 April 2018 Citibank N A Hong Kong

Borrow Increase, Citigroup Global Markets Limited (Agreement

12), See Appendix B Ordinary shares 127,163 N/A AUD

Tuesday, 17 April 2018

Citicorp Nominees Pty

Limited (Australia)

Borrow Increase, Citigroup Global Markets Limited (Agreement

5), See Appendix B Ordinary shares 67,909 N/A AUD

Wednesday, 18 April 2018

Citicorp Nominees Pty

Limited (Australia)

Borrow Increase, Citigroup Global Markets Limited (Agreement

5), See Appendix B Ordinary shares 11,541 N/A AUD

Wednesday, 18 April 2018

National Custodian

Services Purchase Ordinary shares 6,608 15,628.58 AUD

Wednesday, 18 April 2018 Citibank N A Hong Kong

Borrow Increase, Citigroup Global Markets Limited (Agreement

12), See Appendix B Ordinary shares 21,611 N/A AUD

Wednesday, 18 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 96,702 N/A NZD

Wednesday, 18 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 96,344 N/A NZD

Wednesday, 18 April 2018 Citibank N A Hong Kong Sale Ordinary shares 6,025 15,363.75 NZD

Wednesday, 18 April 2018 Citibank N A Hong Kong Sale Ordinary shares 5,389 13,741.95 NZD

Thursday, 19 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 165,000 412,500.00 NZD

Thursday, 19 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 97,027 N/A NZD

Thursday, 19 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 96,702 N/A NZD

Thursday, 19 April 2018 Citibank N A Hong Kong

Borrow Increase, Citigroup Global Markets Limited (Agreement

12), See Appendix B Ordinary shares 54,260 N/A AUD

Thursday, 19 April 2018

Citicorp Nominees Pty

Limited (Australia)

Borrow Increase, Citigroup Global Markets Limited (Agreement

5), See Appendix B Ordinary shares 28,977 N/A AUD

Friday, 20 April 2018

Citicorp Nominees Pty

Limited (Australia)

Borrow Increase, Citigroup Global Markets Limited (Agreement

5), See Appendix B Ordinary shares 131,160 N/A AUD

Friday, 20 April 2018 Citibank N A Hong Kong Sale Ordinary shares 29,129 72,976.88 NZD

Friday, 20 April 2018

Citicorp Nominees Pty

Limited (New Zealand) Sale Ordinary shares 2,872 7,195.22 NZD

Friday, 20 April 2018 Citibank N A Hong Kong

Borrow Increase, Citigroup Global Markets Limited (Agreement

12), See Appendix B Ordinary shares 245,603 N/A AUD

Friday, 20 April 2018

National Custodian

Services Purchase Ordinary shares 8,974 21,627.34 AUD

Friday, 20 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 97,027 N/A NZD

Friday, 20 April 2018

Share Direct Nominees

Pty Limited Borrow Increase, Deutsche Bank AG, See Appendix B Ordinary shares 104,724 N/A NZD

Monday, 23 April 2018

Share Direct Nominees

Pty Limited Borrow Decrease, Deutsche Bank AG, See Appendix B Ordinary shares 104,724 N/A NZD

Monday, 23 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 6,945 15,000.00 NZD

Monday, 23 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 6,945 15,000.00 NZD

Monday, 23 April 2018 Citibank N A Hong Kong

Borrow Increase, Citigroup Global Markets Limited (Agreement

12), See Appendix B Ordinary shares 6,597 N/A AUD

Monday, 23 April 2018

Citicorp Nominees Pty

Limited (Australia)

Borrow Increase, Citigroup Global Markets Limited (Agreement

5), See Appendix B Ordinary shares 3,523 N/A AUD

Monday, 23 April 2018 Citibank N A Hong Kong Purchase Ordinary shares 6,805 13,950.00 AUD

Tuesday, 24 April 2018

Citicorp Nominees Pty

Limited (Australia)

Borrow Increase, Citigroup Global Markets Limited (Agreement

5), See Appendix B Ordinary shares 9,783 N/A AUD

Tuesday, 24 April 2018 Citibank N A Hong Kong

Borrow Increase, Citigroup Global Markets Limited (Agreement

12), See Appendix B Ordinary shares 18,319 N/A AUD

Tuesday, 24 April 2018

Northern Trust

Company Purchase Ordinary shares 21,875 51,835.00 AUD

Tuesday, 24 April 2018 Citibank N A Hong Kong Sale Ordinary shares 27,607 70,259.82 NZD

Tuesday, 24 April 2018 Citibank N A Hong Kong Sale Ordinary shares 24,544 62,464.48 NZD

Thursday, 26 April 2018 Citibank N A Hong Kong

Borrow Increase, Citigroup Global Markets Limited (Agreement

12), See Appendix B Ordinary shares 12,678 N/A AUD

Thursday, 26 April 2018

Northern Trust

Company Purchase Ordinary shares 140,000 330,022.00 AUD

Thursday, 26 April 2018

Citicorp Nominees Pty

Limited (Australia)

Borrow Increase, Citigroup Global Markets Limited (Agreement

5), See Appendix B Ordinary shares 6,770 N/A AUD

100080615/3821102.1 10




Appendix B





Type of agreement: Global Master Securities Lending Agreement


Parties to agreement:

(1) Commonwealth Bank of Australia and (2)

Barclays Capital Securities Ltd

Can the parties exercise voting rights attaching to the securities? No

If yes, in what circumstances? N/A

Date on which the securities were (or are) expected to be delivered to the

borrower or its nominee (ie borrow date):

The dates indicated in Annexure B on which

securities were borrowed.

Scheduled date (if any) when the securities are expected to be returned to the

borrower or its nominee (ie return date):


Any particular day.

Does the borrower have the right to return the securities early? [Yes/No] Yes

If yes, in which circumstances? At any time subject to giving notice.

Does the lender have the right to recall the securities early (ie before the

scheduled return date)? [Yes/No]


Yes

If yes, in which circumstances? At any time subject to giving notice.

Are there circumstances in which the borrower will not be required to return the

securities on settlement? [Yes/No]


No

If yes, in which circumstances? N/A





Type of agreement: Australian Master Securities Lending Agreement


Parties to agreement:

(1) Citigroup Global Markets Limited; and (2)

Colonial First State Investments Limited

Can the parties exercise voting rights attaching to the securities? No

If yes, in what circumstances? N/A

Date on which the securities were (or are) expected to be delivered to the

borrower or its nominee (ie borrow date):

The dates indicated in Annexure B on which

securities were borrowed.

Scheduled date (if any) when the securities are expected to be returned to the

borrower or its nominee (ie return date):


Any particular day.

Does the borrower have the right to return the securities early? [Yes/No] Yes

If yes, in which circumstances? At any time subject to giving notice.

Does the lender have the right to recall the securities early (ie before the

scheduled return date)? [Yes/No]


Yes

If yes, in which circumstances? At any time subject to giving notice.

Are there circumstances in which the borrower will not be required to return the

securities on settlement? [Yes/No]


No

If yes, in which circumstances? N/A





Type of agreement: Australian Master Securities Lending Agreement


Parties to agreement:

(1) Citigroup Global Markets Limited; and (2)

Colonial First State Investments Limited

Can the parties exercise voting rights attaching to the securities? No

If yes, in what circumstances? N/A

Date on which the securities were (or are) expected to be delivered to the

borrower or its nominee (ie borrow date):

The dates indicated in Annexure B on which

securities were borrowed.

Scheduled date (if any) when the securities are expected to be returned to the

borrower or its nominee (ie return date):


Any particular day.

Does the borrower have the right to return the securities early? [Yes/No] Yes

If yes, in which circumstances? At any time subject to giving notice.

Does the lender have the right to recall the securities early (ie before the

scheduled return date)? [Yes/No]


Yes

If yes, in which circumstances? At any time subject to giving notice.

Are there circumstances in which the borrower will not be required to return the

securities on settlement? [Yes/No]


No

If yes, in which circumstances? N/A












Citigroup Global Markets Limited (Agreement 5)

Citigroup Global Markets Limited (Agreement 12)

Barclays Capital Securities Ltd

100080615/3821102.1 11




Type of agreement: Global Master Securities Lending Agreement


Parties to agreement:

(1) Commonwealth Bank of Australia and (2)

Deutsche Bank AG (London)

Can the parties exercise voting rights attaching to the securities? No

If yes, in what circumstances? N/A

Date on which the securities were (or are) expected to be delivered to the

borrower or its nominee (ie borrow date):

The dates indicated in Annexure B on which

securities were borrowed.

Scheduled date (if any) when the securities are expected to be returned to the

borrower or its nominee (ie return date):


Any particular day.

Does the borrower have the right to return the securities early? [Yes/No] Yes

If yes, in which circumstances? At any time subject to giving notice.

Does the lender have the right to recall the securities early (ie before the




If yes, in which circumstances? At any time subject to giving notice.

Are there circumstances in which the borrower will not be required to return the




If yes, in which circumstances? N/A





Type of agreement: Global Master Securities Lending Agreement


Parties to agreement:

(1) Commonwealth Bank of Australia and (2)

Goldman Sachs International

Can the parties exercise voting rights attaching to the securities? No

If yes, in what circumstances? N/A

Date on which the securities were (or are) expected to be delivered to the

borrower or its nominee (ie borrow date):

The dates indicated in Annexure B on which

securities were borrowed.

Scheduled date (if any) when the securities are expected to be returned to the

borrower or its nominee (ie return date):


Any particular day.

Does the borrower have the right to return the securities early? [Yes/No] Yes

If yes, in which circumstances? At any time subject to giving notice.

Does the lender have the right to recall the securities early (ie before the

scheduled return date)? [Yes/No]


Yes

If yes, in which circumstances? At any time subject to giving notice.

Are there circumstances in which the borrower will not be required to return the

securities on settlement? [Yes/No]


No

If yes, in which circumstances? N/A


Goldman Sachs International

Deutsche Bank AG

100080615/3821102.1 12

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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