SPH Notice – Commonwealth Bank of Australia

Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013





To NZX LIMITED
and
To SKY NETWORK TELEVISION LIMITED

Date this disclosure made: 28-Mar-2018
Date on which substantial holding began: 26-Mar-2018

Substantial product holder(s) giving disclosure
Full name(s): Commonwealth Bank of Australia

Summary of substantial holding
Class of quoted voting products: Ordinary shares

Summary for Commonwealth Bank of Australia

For this disclosure,—

(a) total number held in class: 19,457,799

(b) total in class: 389,139,785

(c) total percentage held in class: 5.000%
100080615/3821102.1 1

Details of relevant interests
Details for ASB Bank Limited ACN 398445

(a) Nature of relevant interest(s):
Relevant interest as a result of having the power to control the voting and disposal of the securities in its capacity as the provider of a discretionary investment management

service.
(b) number held in class: 989
(c) percentage held in class: 0.000%

Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Investment Custodial Services Limited
989
0.000%








Details for CBA Markets Limited ACN 003 485 952

(a) Nature of relevant interest(s):
Relevant interest arising as a result of having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose
securities in a proprietary capacity (including as a result of underwriting activities).



(b) number held in class: 261,438

(c) percentage held in class: 0.067%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Share Direct Nominees Pty Limited
261,438
0.067%





Details for Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as trustee for the Officers' Superannuation Fund.



(b) number held in class: 1,903,640

(c) percentage held in class: 0.489%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citicorp Nominees Pty Limited (Australia)
1,903,640
0.489%





Details for Colonial First State Asset Management (Australia) Limited ACN 114 194 311

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as investment manager (as provided for under its investment mandates).



(b) number held in class: 7,571,319

(c) percentage held in class: 1.946%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citibank N A Hong Kong
6,870,530
1.766%
Citicorp Nominees Pty Limited (New Zealand)
700,789
0.180%





Details for Colonial First State Investments Limited ACN 002 348 352

(a) Nature of relevant interest(s):
100080615/3821102.1 2

Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments
Limited or a related body corporate).


(b) number held in class: 6,012,565

(c) percentage held in class: 1.545%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citibank N A Hong Kong
901,214
0.232%
Citicorp Nominees Pty Limited (Australia)
4,290,680
1.103%
UBS Nominees Pty Ltd
820,671
0.211%





Details for Realindex Investments Pty Limited ACN 133 312 017

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as investment manager (as provided for under its investment mandates).



(b) number held in class: 3,707,848

(c) percentage held in class: 0.953%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citibank N A Hong Kong
2,882,073
0.741%
HSBC Bank Australia Limited
619,723
0.159%
National Bank Nominees Pty Limited
206,052
0.053%





Grand Total
19,457,799
5.000%

Details of transactions and events giving rise to substantial holding
Details of transactions or other events requiring disclosure:

See Appendix A


Additional information
Address(es) of substantial product holder(s):
* ASB Bank Limited ACN 398445, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand
* CBA Markets Limited ACN 003 485 952, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798, Level 11 Tower 1, 201 Sussex St Sydney NSW 2001
* Colonial First State Asset Management (Australia) Limited ACN 114 194 311, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Commonwealth Bank of Australia, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
100080615/3821102.1 3

Contact details:
Anitha Subramanian, +61 (0) 457 529 297, AUSR_SM02041@cba.com.au

*Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of

ASB Bank Limited ACN 398445
CBA Markets Limited ACN 003 485 952
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
Colonial First State Asset Management (Australia) Limited ACN 114 194 311
Colonial First State Investments Limited ACN 002 348 352
Realindex Investments Pty Limited ACN 133 312 017





Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which
this disclosure relates:

[not applicable]





Certification
I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this

disclosure by all persons for whom it is made.
100080615/3821102.1 4

Appendix A

Details of the transactions or other events requiring disclosure:


Date of Transaction

Registered Company

Nature of Change Class
Number of
Securities
Cash
Consideration

Currency

Thursday, 23 November 2017
Citibank N A Hong Kong

Sale

Ordinary shares

2,816

6,336.56

AUD

Friday, 24 November 2017
Citibank N A Hong Kong

Sale

Ordinary shares

8,966

20,039.01

AUD

Friday, 24 November 2017
Citibank N A Hong Kong

Sale

Ordinary shares

800

1,788.00

AUD

Tuesday, 28 November 2017
Citibank N A Hong Kong

Sale

Ordinary shares

17,819

40,181.85

AUD

Tuesday, 28 November 2017
Citibank N A Hong Kong

Sale

Ordinary shares

9,182

20,668.68

AUD

Wednesday, 29 November 2017
Citibank N A Hong Kong

Sale

Ordinary shares

3,956

8,903.37

AUD

Wednesday, 29 November 2017
Citibank N A Hong Kong

Sale

Ordinary shares

54,229

121,754.95

AUD

Wednesday, 29 November 2017
Citibank N A Hong Kong

Sale

Ordinary shares

5,044

11,324.79

AUD

Wednesday, 29 November 2017
Citibank N A Hong Kong

Sale

Ordinary shares

368

828.22

AUD

Thursday, 30 November 2017
Citibank N A Hong Kong

Sale

Ordinary shares

12,638

28,396.32

AUD

Thursday, 30 November 2017
Citibank N A Hong Kong

Sale

Ordinary shares

14,140

31,602.90

AUD

Thursday, 30 November 2017
Citibank N A Hong Kong

Sale

Ordinary shares

1,455

3,273.75

AUD

Thursday, 30 November 2017
Citibank N A Hong Kong

Purchase

Ordinary shares

175,845

437,678.21

NZD

Thursday, 30 November 2017
Citibank N A Hong Kong

Purchase

Ordinary shares

15,299

38,079.21

NZD

Friday, 1 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

24,515

60,552.05

NZD

Friday, 1 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

14,055

31,483.20

AUD

Friday, 1 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

2,649

5,933.76

AUD

Monday, 4 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

18,462

41,447.19

AUD

Tuesday, 5 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

7,280

16,198.00

AUD

Tuesday, 5 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

1,500

3,355.95

AUD

Tuesday, 5 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

904

2,011.40

AUD

Tuesday, 5 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

12,084

27,035.53

AUD

Wednesday, 6 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

23,728

52,676.16

AUD

Wednesday, 6 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

7,503

16,694.18

AUD

Wednesday, 6 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

1,245

2,770.13

AUD

Wednesday, 6 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

480

1,068.00

AUD

Wednesday, 6 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

1,517

3,367.74

AUD

Wednesday, 6 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

19,459

43,296.28

AUD


Thursday, 7 December 2017


UBS Nominees Pty Ltd
Borrow Decrease, UBS AG
(Agreement 3), See
Appendix
B


Ordinary shares


16,101


N/A


AUD

Tuesday, 12 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

23,101

54,171.85

AUD

Tuesday, 12 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

825,366

1,935,483.27

AUD

Tuesday, 12 December 2017
National Bank Nominees
Pty Limited

Sale

Ordinary shares

65,534

153,677.23

AUD

Wednesday, 13 December 2017
Citibank N A Hong Kong

Purchase

Ordinary shares

5,873

15,680.91

NZD

Wednesday, 13 December 2017
Citicorp Nominees Pty
Limited (New Zealand)

Sale

Ordinary shares

5,873

15,680.91

NZD

Thursday, 14 December 2017
Citibank N A Hong Kong

Purchase

Ordinary shares

7,248

18,627.36

NZD

Thursday, 14 December 2017
Citicorp Nominees Pty
Limited (New Zealand)

Purchase

Ordinary shares

789

2,027.73

NZD

Friday, 15 December 2017
Citicorp Nominees Pty
Limited (New Zealand)

Purchase

Ordinary shares

14,530

38,619.29

NZD

Friday, 15 December 2017
Citibank N A Hong Kong

Purchase

Ordinary shares

129,836

345,091.10

NZD

Friday, 15 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

21,503

52,213.58

AUD

Friday, 15 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

1,221

2,964.83

AUD

Monday, 18 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

4,424

10,764.03

AUD

Monday, 18 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

4,424

10,764.03

AUD

Monday, 18 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

68,366

166,341.31

AUD
100080615/3821102.1 5

Monday, 18 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

68,366

166,341.31

AUD

Monday, 18 December 2017
Citicorp Nominees Pty
Limited (Australia)

Purchase

Ordinary shares

180,374

445,379.48

AUD

Tuesday, 19 December 2017
HSBC Bank Australia
Limited

Purchase

Ordinary shares

466,754

1,171,552.54

AUD

Tuesday, 19 December 2017
HSBC Bank Australia
Limited

Purchase

Ordinary shares

230,008

577,320.08

AUD



Tuesday, 19 December 2017


Citibank N A Hong Kong
Borrow Decrease, Citigroup Global
Markets
Limited (Agreement 1), See
Appendix B



Ordinary shares



861



N/A



AUD



Tuesday, 19 December 2017


Citibank N A Hong Kong
Borrow Decrease, Citigroup Global
Markets Limited (Agreement 1), See
Appendix B



Ordinary shares



383



N/A



AUD

Wednesday, 20 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

3,802

9,566.21

AUD


Wednesday, 20 December 2017


UBS Nominees Pty Ltd
Borrow Increase, UBS AG (Agreement
1), See Appendix B


Ordinary shares


28,670


N/A


AUD


Thursday, 21 December 2017


UBS Nominees Pty Ltd
Borrow Increase, UBS AG (Agreement
3), See Appendix B


Ordinary shares


12,771


N/A


AUD



Thursday, 21 December 2017


Citibank N A Hong Kong
Borrow Decrease, Citigroup Global
Markets Limited (Agreement 1), See
Appendix B



Ordinary shares



8,974



N/A



AUD

Thursday, 21 December 2017
Citicorp Nominees Pty
Limited (New Zealand)

Sale

Ordinary shares

20,246

56,680.70

NZD


Tuesday, 26 December 2017

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


35,628


N/A


NZD

Wednesday, 27 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

60,304

168,242.13

NZD



Wednesday, 27 December 2017


Share Direct Nominees Pty
Limited
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B



Ordinary shares



35,628



N/A



NZD

Friday, 29 December 2017
Citibank N A Hong Kong

Sale

Ordinary shares

9,153

25,709.86

NZD


Tuesday, 2 January 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


43,262


N/A


NZD



Wednesday, 3 January 2018


Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays
Capital Securities Ltd, See
Appendix B



Ordinary shares



43,262



N/A



NZD


Friday, 5 January 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


43,262


N/A


NZD



Monday, 8 January 2018


Share Direct Nominees Pty
Limited
Borrow Decrease, Barclays
Capital
Securities Ltd, See
Appendix B



Ordinary shares



43,262



N/A



NZD


Monday, 8 January 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


12,662


N/A


NZD


Tuesday, 9 January 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


87,456


N/A


NZD



Tuesday, 9 January 2018


Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays
Capital Securities Ltd, See
Appendix B



Ordinary shares



12,662



N/A



NZD



Wednesday, 10 January 2018


Share Direct Nominees Pty
Limited
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B



Ordinary shares



87,456



N/A



NZD

Wednesday, 10 January 2018
Citibank N A Hong Kong

Purchase

Ordinary shares

327

835.63

AUD

Thursday, 11 January 2018
Citibank N A Hong Kong

Purchase

Ordinary shares

17,905

45,618.36

AUD

Thursday, 11 January 2018
Citibank N A Hong Kong

Purchase

Ordinary shares

1,031

2,645.10

AUD


Tuesday, 16 January 2018


UBS Nominees Pty Ltd
Borrow Decrease, UBS AG
(Agreement 2), See Appendix B


Ordinary shares


13,077


N/A


AUD


Tuesday, 16 January 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Goldman
Sachs
International, See


Ordinary shares


426,726


N/A


NZD



Wednesday, 17 January 2018


Share Direct Nominees Pty
Limited
Borrow Decrease, Goldman
Sachs International, See
Appendix B



Ordinary shares



426,726



N/A



NZD

Tuesday, 30 January 2018
Citibank N A Hong Kong

Purchase

Ordinary shares

31,119

79,474.81

AUD

Tuesday, 30 January 2018
Citibank N A Hong Kong

Purchase

Ordinary shares

17,438

49,000.78

NZD

Wednesday, 31 January 2018
Citibank N A Hong Kong

Purchase

Ordinary shares

161,282

461,976.16

NZD


Thursday, 1 February 2018


UBS Nominees Pty Ltd
Borrow Increase, UBS AG (Agreement
3), See
Appendix B


Ordinary shares


14,518


N/A


AUD
100080615/3821102.1 6

Wednesday, 7 February 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


29,200


N/A


NZD



Thursday, 8 February 2018


Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



29,200



N/A



NZD



Thursday, 8 February 2018


Citibank N A Hong Kong
Borrow Decrease, Citigroup
Global Markets Limited
(Agreement 1),
See Appendix B



Ordinary shares



7,542



N/A



AUD

Friday, 9 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

10,807

28,244.09

AUD

Friday, 9 February 2018
Citibank N A Hong Kong

Sale

Ordinary shares

11,551

30,459.99

AUD

Friday, 9 February 2018
Citibank N A Hong Kong

Sale

Ordinary shares

174,516

460,198.69

AUD



Monday, 12 February 2018


Citibank N A Hong Kong
Borrow Decrease, Citigroup
Global Markets Limited
(Agreement 1),
See Appendix B



Ordinary shares



775



N/A



AUD


Tuesday, 13 February 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


77,257


N/A


NZD

Tuesday, 13 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

7,791

20,334.51

AUD

Tuesday, 13 February 2018
Citibank N A Hong Kong

Purchase

Ordinary shares

13,291

34,503.44

AUD


Tuesday, 13 February 2018


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 3), See Appendix B


Ordinary shares


9,177


N/A


AUD

Wednesday, 14 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

2,293

5,984.73

AUD

Wednesday, 14 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

12,839

33,381.40

AUD


Wednesday, 14 February 2018


UBS Nominees Pty Ltd
Borrow Decrease, UBS AG
(Agreement 1), See
Appendix
B


Ordinary shares


16,440


N/A


AUD

Wednesday, 14 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

33,787

87,846.20

AUD



Wednesday, 14 February 2018


Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



77,257



N/A



NZD

Thursday, 15 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

224

583.23

AUD

Friday, 16 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

15,900

41,340.00

AUD

Friday, 16 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

4,505

11,713.00

AUD


Friday, 16 February 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


131,538


N/A


NZD



Monday, 19 February 2018


Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



131,538



N/A



NZD


Monday, 19 February 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


100,977


N/A


NZD

Monday, 19 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

894

2,324.40

AUD

Monday, 19 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

4,825

12,545.00

AUD



Tuesday, 20 February 2018


Citibank N A Hong Kong
Borrow Decrease, Citigroup
Global Markets Limited
(Agreement 1),
See Appendix B



Ordinary shares



1,532



N/A



AUD

Tuesday, 20 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

3,958

10,290.80

AUD

Tuesday, 20 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

6,757

17,568.20

AUD



Tuesday, 20 February 2018


Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



100,977



N/A



NZD


Wednesday, 21 February 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


151,009


N/A


NZD

Wednesday, 21 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

11,463

29,910.41

AUD

Wednesday, 21 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

1,572

4,114.08

AUD

Thursday, 22 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

18,301

47,778.42

AUD



Thursday, 22 February 2018


Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



151,009



N/A



NZD


Thursday, 22 February 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


238,809


N/A


NZD



Friday, 23 February 2018


Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B



Ordinary shares



238,809



N/A



NZD
100080615/3821102.1 7

Friday, 23 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

2,941

7,680.13

AUD

Monday, 26 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

72,079

187,650.47

AUD

Monday, 26 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

17,824

46,342.40

AUD

Monday, 26 February 2018
Citicorp Nominees Pty
Limited (New Zealand)

Sale

Ordinary shares

10,735

30,058.00

NZD

Tuesday, 27 February 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

14,627

38,044.83

AUD



Tuesday, 27 February 2018


Citibank N A Hong Kong
Borrow Decrease,
Citigroup Global
Markets
Limited (Agreement 1), See
Appendix B



Ordinary shares



7,134



N/A



AUD

Wednesday, 28 February 2018
Citibank N A Hong Kong

Purchase

Ordinary shares

9,971

25,226.63

NZD

Friday, 2 March 2018
Citibank N A Hong Kong

Purchase

Ordinary shares

9,995

23,988.00

NZD


Friday, 2 March 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


430,580


N/A


NZD



Monday, 5 March 2018


Share Direct Nominees Pty
Limited
Borrow Decrease,
Barclays
Capital Securities Ltd, See
Appendix B



Ordinary shares



430,580



N/A



NZD


Monday, 5 March 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


430,580


N/A


NZD


Tuesday, 6 March 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Barclays Capital
Securities Ltd,
See Appendix B


Ordinary shares


430,580


N/A


NZD



Tuesday, 6 March 2018


Share Direct Nominees Pty
Limited
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B



Ordinary shares



430,580



N/A



NZD



Wednesday, 7 March 2018


Share Direct Nominees Pty
Limited
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B



Ordinary shares



430,580



N/A



NZD

Wednesday, 7 March 2018
Citibank N A Hong Kong

Purchase

Ordinary shares

13,227

30,422.10

NZD


Wednesday, 14 March 2018


UBS Nominees Pty Ltd
Borrow Increase, UBS AG (Agreement
3), See Appendix B


Ordinary shares


30,456


N/A


AUD


Thursday, 15 March 2018


UBS Nominees Pty Ltd
Borrow Increase, UBS AG (Agreement
1), See
Appendix B


Ordinary shares


25,033


N/A


AUD

Thursday, 15 March 2018
Citicorp Nominees Pty
Limited (Australia)

Purchase

Ordinary shares

11,303

24,111.34

NZD

Thursday, 15 March 2018
Citicorp Nominees Pty
Limited (Australia)

Purchase

Ordinary shares

37,089

78,938.97

NZD


Friday, 16 March 2018


UBS Nominees Pty Ltd
Borrow Decrease, UBS AG
(Agreement 2), See Appendix B


Ordinary shares


60,642


N/A


AUD

Friday, 16 March 2018
Citicorp Nominees Pty
Limited (New Zealand)

Sale

Ordinary shares

2,298

5,262.42

NZD

Friday, 16 March 2018
Citibank N A Hong Kong

Purchase

Ordinary shares

23,288

53,329.52

NZD

Monday, 19 March 2018
Citicorp Nominees Pty
Limited (Australia)

Sale

Ordinary shares

48,392

111,575.61

NZD


Tuesday, 20 March 2018

Share Direct Nominees Pty
Limited
Borrow Increase, Goldman
Sachs International, See


Ordinary shares


193,057


N/A


NZD



Wednesday, 21 March 2018


Share Direct Nominees Pty
Limited
Borrow Decrease, Goldman
Sachs International, See
Appendix B



Ordinary shares



193,057



N/A



NZD

Wednesday, 21 March 2018
HSBC Bank Australia
Limited

Sale

Ordinary shares

39,547

88,332.18

AUD

Thursday, 22 March 2018
HSBC Bank Australia
Limited

Sale

Ordinary shares

19,106

42,415.32

AUD

Thursday, 22 March 2018
HSBC Bank Australia
Limited

Sale

Ordinary shares

18,386

40,816.92

AUD

Thursday, 22 March 2018
Citibank N A Hong Kong

Sale

Ordinary shares

232,148

515,600.71

AUD

Thursday, 22 March 2018
National Bank Nominees
Pty Limited

Sale

Ordinary shares

16,408

36,425.76

AUD

Thursday, 22 March 2018
Citibank N A Hong Kong

Sale

Ordinary shares

5,815

12,909.30

AUD



Monday, 26 March 2018


Share Direct Nominees Pty
Limited
Borrow Increase,
Citigroup Global
Markets
Limited (Agreement 13),
See Appendix B



Ordinary shares



261,438



N/A



NZD
100080615/3821102.1 8

Appendix B




Type of agreement: Global Master Securities Lending Agreement

Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Barclays Capital Securities Ltd
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) Citigroup Global Markets Limited; and (2)
Colonial First State Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Global Master Securities Lending Agreement

Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Citigroup Global Markets Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Global Master Securities Lending Agreement

Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Goldman Sachs International
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Goldman Sachs International
Citigroup Global Markets Limited (Agreement 13)
Citigroup Global Markets Limited (Agreement 1)
Barclays Capital Securities Ltd
100080615/3821102.1 9

Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A

UBS AG (Agreement 3)
UBS AG (Agreement 2)
UBS AG (Agreement 1)
100080615/3821102.1 10