SPH Notice – Commonwealth Bank of Australia
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX LIMITED
and
To KATHMANDU HOLDINGS LIMITED
Date this disclosure made: 26-Apr-2018
Date on which substantial holding began: 24-Apr-2018
Substantial product holder(s) giving disclosure
Full name(s): Commonwealth Bank of Australia
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for Commonwealth Bank of Australia
For this disclosure,—
(a) total number held in class: 11,299,250
(b) total in class: 225,314,819
(c) total percentage held in class: 5.015%
2
Details of relevant interests
Details for Avanteos Investments Limited ACN 096 259 979
(a) Nature of relevant interest(s):
Relevant arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee and in its capacity as administrator of managed
accounts.
(b) number held in class: 10,000
(c) percentage held in class: 0.004%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Avanteos Investments Limited
10,000
0.004%
Details for ASB Group Investments Limited Company Number 533945
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager, as provided for under its investment mandates, as a life company holding statutory funds and as the responsible entity or
manager of a managed investment scheme.
(b) number held in class: 3,131,833
(c) percentage held in class: 1.390%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Citibank N A Hong Kong
3,131,833
1.390%
Details for Colonial First State Asset Management (Australia) Limited ACN 114 194 311
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager (as provided for under its investment mandates).
(b) number held in class: 4,194,076
(c) percentage held in class: 1.861%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Citibank N A Hong Kong
3,602,499
1.599%
Citicorp Nominees Pty Limited (Australia)
280,440
0.124%
Citicorp Nominees Pty Limited (New Zealand)
311,137
0.138%
Details for Colonial First State Investments Limited ACN 002 348 352
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments
Limited or a related body corporate).
(b) number held in class: 967,982
(c) percentage held in class: 0.430%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Citicorp Nominees Pty Limited (Australia)
417,354
0.185%
Northern Trust Company
266,221
0.118%
UBS Nominees Pty Ltd
284,407
0.126%
Details for Realindex Investments Pty Limited ACN 133 312 017
3
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager (as provided for under its investment mandates).
(b) number held in class: 2,995,359
(c) percentage held in class: 1.329%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Citibank N A Hong Kong
2,380,855
1.057%
National Custodian Services
614,504
0.273%
Grand Total
11,299,250
5.015%
Details of transactions and events giving rise to substantial holding
Details of transactions or other events requiring disclosure:
See Appendix A
Additional information
Address(es) of substantial product holder(s):
*
Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand
*
Colonial First State Asset Management (Australia) Limited ACN 114 194 311, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Commonwealth Bank of Australia, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
4
Contact details: Anitha Subramanian
, +61 (0) 475 529 297,
AUSR_SM02041@cba.com.au
*Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of
Avanteos Investments Limited ACN 096 259 979
ASB Group Investments Limited Company Number 533945
Colonial First State Asset Management (Australia) Limited ACN 114 194 311
Colonial First State Investments Limited ACN 002 348 352
Realindex Investments Pty Limited ACN 133 312 017
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
[not applicable]
Certification
I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this
disclosure by all persons for whom it is made.
5
Appendix A
Details of the transactions or other events requiring disclosure:
Date of Transaction
Registered Company
Nature of Change Class
Number of
Securities
Cash
Consideration
Currency
Friday, 22 December 2017
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
70,744
N/A
NZD
Wednesday, 27 December 2017
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
104,412
N/A
NZD
Wednesday, 27 December 2017
Citibank N A Hong
Kong
Sale
Ordinary shares
25,001
60,092.40
NZD
Thursday, 28 December 2017
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
104,412
N/A
NZD
Thursday, 28 December 2017
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
70,627
N/A
NZD
Friday, 29 December 2017
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
70,627
N/A
NZD
Tuesday, 2 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
70,420
N/A
NZD
Wednesday, 3 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
70,420
N/A
NZD
Friday, 5 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Appendix B
Ordinary shares
70,725
N/A
NZD
Monday, 8 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
70,725
N/A
NZD
Tuesday, 9 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
89,413
N/A
NZD
Wednesday, 10 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
89,413
N/A
NZD
Wednesday, 10 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
70,921
N/A
NZD
Wednesday, 10 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
70,923
N/A
NZD
Thursday, 11 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
70,923
N/A
NZD
Thursday, 11 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
70,921
N/A
NZD
Thursday, 11 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
71,433
N/A
NZD
Friday, 12 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
98,229
N/A
NZD
Friday, 12 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
71,433
N/A
NZD
Monday, 15 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
98,229
N/A
NZD
Monday, 15 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
71,579
N/A
NZD
Monday, 15 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
71,579
N/A
NZD
Tuesday, 16 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
71,579
N/A
NZD
Tuesday, 16 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
71,579
N/A
NZD
6
Tuesday, 16 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
40,893
N/A
NZD
Wednesday, 17 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
95,671
N/A
NZD
Wednesday, 17 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
40,893
N/A
NZD
Wednesday, 17 January 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
23,700
50,265.33
AUD
Thursday, 18 January 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
69,660
150,458.63
AUD
Thursday, 18 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
95,671
N/A
NZD
Thursday, 18 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
72,222
N/A
NZD
Friday, 19 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
72,620
N/A
NZD
Friday, 19 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
72,222
N/A
NZD
Friday, 19 January 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
46,320
101,352.79
AUD
Monday, 22 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
72,620
N/A
NZD
Monday, 22 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
72,640
N/A
NZD
Monday, 22 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
72,640
N/A
NZD
Tuesday, 23 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
72,640
N/A
NZD
Tuesday, 23 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
95,154
N/A
NZD
Tuesday, 23 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
72,640
N/A
NZD
Wednesday, 24 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
7,022
N/A
NZD
Wednesday, 24 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
95,154
N/A
NZD
Thursday, 25 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
7,022
N/A
NZD
Thursday, 25 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
95,657
N/A
NZD
Friday, 26 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
72,835
N/A
NZD
Friday, 26 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
5,329
N/A
NZD
Friday, 26 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
95,657
N/A
NZD
Monday, 29 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
70,500
N/A
NZD
Monday, 29 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
5,329
N/A
NZD
Monday, 29 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
72,835
N/A
NZD
Tuesday, 30 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
70,500
N/A
NZD
Tuesday, 30 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
72,737
N/A
NZD
7
Tuesday, 30 January 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
7,248
17,830.08
NZD
Wednesday, 31 January 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
63,019
152,713.94
NZD
Wednesday, 31 January 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
92,863
N/A
NZD
Wednesday, 31 January 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
72,737
N/A
NZD
Thursday, 1 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
92,863
N/A
NZD
Thursday, 1 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
70,666
N/A
NZD
Friday, 2 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
90,263
N/A
NZD
Friday, 2 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
70,666
N/A
NZD
Monday, 5 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
90,263
N/A
NZD
Monday, 5 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
13,719
N/A
NZD
Tuesday, 6 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
13,719
N/A
NZD
Wednesday, 7 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
45,400
N/A
NZD
Wednesday, 7 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
57,177
N/A
NZD
Thursday, 8 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
57,307
N/A
NZD
Thursday, 8 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
57,177
N/A
NZD
Thursday, 8 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
45,400
N/A
NZD
Friday, 9 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
57,307
N/A
NZD
Friday, 9 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
67,771
N/A
NZD
Friday, 9 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
68,062
N/A
NZD
Monday, 12 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
68,062
N/A
NZD
Monday, 12 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
67,771
N/A
NZD
Monday, 12 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
85,958
N/A
NZD
Monday, 12 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
67,771
N/A
NZD
Tuesday, 13 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
85,958
N/A
NZD
Tuesday, 13 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
67,771
N/A
NZD
Wednesday, 14 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
67,666
N/A
NZD
Thursday, 15 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
66,505
N/A
NZD
Thursday, 15 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
66,505
N/A
NZD
Thursday, 15 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
67,666
N/A
NZD
8
Friday, 16 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
67,771
N/A
NZD
Friday, 16 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
66,505
N/A
NZD
Friday, 16 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
66,505
N/A
NZD
Friday, 16 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
30,564
N/A
NZD
Friday, 16 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
70,105
N/A
NZD
Friday, 16 February 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
198,523
462,558.59
NZD
Monday, 19 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
70,105
N/A
NZD
Monday, 19 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
66,852
N/A
NZD
Monday, 19 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
21,986
N/A
NZD
Monday, 19 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
79,828
N/A
NZD
Monday, 19 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
30,564
N/A
NZD
Monday, 19 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
67,771
N/A
NZD
Tuesday, 20 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
56,150
N/A
NZD
Tuesday, 20 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
68,260
N/A
NZD
Tuesday, 20 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
79,828
N/A
NZD
Tuesday, 20 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
21,986
N/A
NZD
Tuesday, 20 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
66,852
N/A
NZD
Wednesday, 21 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
36,133
N/A
NZD
Wednesday, 21 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
68,260
N/A
NZD
Wednesday, 21 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
56,150
N/A
NZD
Wednesday, 21 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
7,287
N/A
NZD
Wednesday, 21 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
67,126
N/A
NZD
Thursday, 22 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
67,126
N/A
NZD
Thursday, 22 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
48,152
N/A
NZD
Thursday, 22 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
7,287
N/A
NZD
Thursday, 22 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
67,644
N/A
NZD
Thursday, 22 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
7,287
N/A
NZD
Thursday, 22 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
36,133
N/A
NZD
9
Friday, 23 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
7,287
N/A
NZD
Friday, 23 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
77,066
N/A
NZD
Friday, 23 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
67,644
N/A
NZD
Friday, 23 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
7,287
N/A
NZD
Friday, 23 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
48,152
N/A
NZD
Friday, 23 February 2018
Citibank N A Hong
Kong
Sale
Ordinary shares
113,402
255,687.49
NZD
Friday, 23 February 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
860,940
1,941,161.42
NZD
Monday, 26 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
47,580
N/A
NZD
Monday, 26 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
77,066
N/A
NZD
Monday, 26 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
7,287
N/A
NZD
Monday, 26 February 2018
Citicorp Nominees Pty
Limited (New Zealand)
Sale
Ordinary shares
3,457
7,778.25
NZD
Tuesday, 27 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
47,580
N/A
NZD
Tuesday, 27 February 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
81,214
N/A
NZD
Wednesday, 28 February 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
81,214
N/A
NZD
Wednesday, 28 February 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
4,144
9,324.00
NZD
Thursday, 1 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
7,287
N/A
NZD
Thursday, 1 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
77,307
N/A
NZD
Friday, 2 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
7,287
N/A
NZD
Friday, 2 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
77,307
N/A
NZD
Friday, 2 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
7,287
N/A
NZD
Friday, 2 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
61,330
N/A
NZD
Friday, 2 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
64,345
N/A
NZD
Monday, 5 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
64,345
N/A
NZD
Monday, 5 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
7,287
N/A
NZD
Monday, 5 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
64,358
N/A
NZD
Monday, 5 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
61,330
N/A
NZD
Monday, 5 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
7,287
N/A
NZD
Tuesday, 6 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
64,358
N/A
NZD
10
Tuesday, 6 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
7,287
N/A
NZD
Tuesday, 6 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
61,704
N/A
NZD
Tuesday, 6 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
61,705
N/A
NZD
Wednesday, 7 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
61,705
N/A
NZD
Wednesday, 7 March 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
9,952
22,491.52
NZD
Wednesday, 7 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
61,704
N/A
NZD
Friday, 9 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
58,716
N/A
NZD
Monday, 12 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
67,517
N/A
NZD
Monday, 12 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
58,716
N/A
NZD
Monday, 12 March 2018
UBS Nominees Pty Ltd
Sale
Ordinary shares
3,158
6,813.70
AUD
Monday, 12 March 2018
UBS Nominees Pty Ltd
Sale
Ordinary shares
2,255
4,865.39
AUD
Tuesday, 13 March 2018
UBS Nominees Pty Ltd
Sale
Ordinary shares
691
1,506.52
AUD
Tuesday, 13 March 2018
UBS Nominees Pty Ltd
Sale
Ordinary shares
967
2,108.25
AUD
Tuesday, 13 March 2018
UBS Nominees Pty Ltd
Sale
Ordinary shares
19,688
42,919.84
AUD
Tuesday, 13 March 2018
UBS Nominees Pty Ltd
Sale
Ordinary shares
14,061
30,652.98
AUD
Tuesday, 13 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
67,517
N/A
NZD
Tuesday, 13 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
58,365
N/A
NZD
Tuesday, 13 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
58,364
N/A
NZD
Wednesday, 14 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
58,364
N/A
NZD
Wednesday, 14 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
3,529
N/A
NZD
Wednesday, 14 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
60,596
N/A
NZD
Wednesday, 14 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
58,365
N/A
NZD
Thursday, 15 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
60,596
N/A
NZD
Thursday, 15 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
3,529
N/A
NZD
Thursday, 15 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
61,004
N/A
NZD
Friday, 16 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
60,377
N/A
NZD
Friday, 16 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
60,377
N/A
NZD
Friday, 16 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
61,004
N/A
NZD
Friday, 16 March 2018
Citicorp Nominees Pty
Limited (New Zealand)
Sale
Ordinary shares
2,174
5,130.64
NZD
Friday, 16 March 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
9,143
21,577.48
NZD
11
Monday, 19 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
64,602
N/A
NZD
Monday, 19 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
60,377
N/A
NZD
Monday, 19 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
60,377
N/A
NZD
Monday, 19 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
64,601
N/A
NZD
Tuesday, 20 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
57,769
N/A
NZD
Tuesday, 20 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
57,769
N/A
NZD
Tuesday, 20 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
64,601
N/A
NZD
Tuesday, 20 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
64,602
N/A
NZD
Wednesday, 21 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
62,695
N/A
NZD
Wednesday, 21 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
57,769
N/A
NZD
Wednesday, 21 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
57,769
N/A
NZD
Wednesday, 21 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
63,740
N/A
NZD
Wednesday, 21 March 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
100,000
216,000.00
NZD
Wednesday, 21 March 2018
Citicorp Nominees Pty
Limited (New Zealand)
Purchase
Ordinary shares
12,000
25,920.00
NZD
Wednesday, 21 March 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
85,056
204,704.28
NZD
Wednesday, 21 March 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
170,113
413,374.59
NZD
Wednesday, 21 March 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
310,337
670,327.92
NZD
Thursday, 22 March 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
86,943
215,157.84
NZD
Thursday, 22 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
77,711
N/A
NZD
Thursday, 22 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
77,712
N/A
NZD
Thursday, 22 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
63,740
N/A
NZD
Thursday, 22 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
62,695
N/A
NZD
Friday, 23 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase,
Goldman Sachs
International, See
Appendix B
Ordinary shares
34,812
N/A
NZD
Friday, 23 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
77,712
N/A
NZD
Friday, 23 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
77,711
N/A
NZD
Friday, 23 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
81,422
N/A
NZD
Monday, 26 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
67,575
N/A
NZD
Monday, 26 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
81,422
N/A
NZD
Monday, 26 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Goldman Sachs
International, See
Appendix B
Ordinary shares
34,812
N/A
NZD
Monday, 26 March 2018
Northern Trust
Company
Purchase
Ordinary shares
4,319
8,750.29
AUD
Monday, 26 March 2018
Citicorp Nominees Pty
Limited (Australia)
Purchase
Ordinary shares
28,488
57,716.69
AUD
12
Monday, 26 March 2018
UBS Nominees Pty Ltd
Purchase
Ordinary shares
4,901
9,929.43
AUD
Monday, 26 March 2018
UBS Nominees Pty Ltd
Purchase
Ordinary shares
7,359
14,909.33
AUD
Tuesday, 27 March 2018
Citicorp Nominees Pty
Limited (Australia)
Purchase
Ordinary shares
3,323
7,647.22
AUD
Tuesday, 27 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
67,575
N/A
NZD
Tuesday, 27 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
83,103
N/A
NZD
Tuesday, 27 March 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
476,000
1,165,628.80
NZD
Wednesday, 28 March 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
30,000
72,600.00
NZD
Wednesday, 28 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
67,692
N/A
NZD
Wednesday, 28 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
83,103
N/A
NZD
Wednesday, 28 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
88,940
N/A
NZD
Thursday, 29 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,899
N/A
NZD
Thursday, 29 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
88,940
N/A
NZD
Thursday, 29 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
67,692
N/A
NZD
Friday, 30 March 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,899
N/A
NZD
Friday, 30 March 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,216
N/A
NZD
Monday, 2 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,216
N/A
NZD
Monday, 2 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,216
N/A
NZD
Tuesday, 3 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,216
N/A
NZD
Tuesday, 3 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Barclays
Capital Securities Ltd,
See Appendix B
Ordinary shares
91,216
N/A
NZD
Tuesday, 3 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,188
N/A
NZD
Wednesday, 4 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,188
N/A
NZD
Wednesday, 4 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,502
N/A
NZD
Wednesday, 4 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease,
Barclays Capital
Securities Ltd, See
Appendix B
Ordinary shares
91,216
N/A
NZD
Wednesday, 4 April 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
20,337
49,418.91
NZD
Wednesday, 4 April 2018
Citibank N A Hong
Kong
Sale
Ordinary shares
61,075
148,412.25
NZD
Wednesday, 4 April 2018
Citibank N A Hong
Kong
Sale
Ordinary shares
14,136
34,350.48
NZD
Thursday, 5 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,731
N/A
NZD
Thursday, 5 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,502
N/A
NZD
Friday, 6 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,731
N/A
NZD
Friday, 6 April 2018
Citicorp Nominees Pty
Limited (New Zealand)
Purchase
Ordinary shares
10,373
26,210.50
NZD
Friday, 6 April 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
132,401
334,550.85
NZD
Friday, 6 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
63,469
N/A
NZD
Friday, 6 April 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
19,673
49,269.06
NZD
Friday, 6 April 2018
Citibank N A Hong
Kong
Sale
Ordinary shares
25,567
64,940.18
NZD
Friday, 6 April 2018
Citibank N A Hong
Kong
Sale
Ordinary shares
5,086
12,918.44
NZD
Monday, 9 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,510
N/A
NZD
13
Monday, 9 April 2018
Citicorp Nominees Pty
Limited (New Zealand)
Purchase
Ordinary shares
1,977
5,080.89
NZD
Monday, 9 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
63,469
N/A
NZD
Tuesday, 10 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
91,510
N/A
NZD
Tuesday, 10 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
90,414
N/A
NZD
Tuesday, 10 April 2018
Citicorp Nominees Pty
Limited (Australia)
Purchase
Ordinary shares
27,572
67,352.88
AUD
Tuesday, 10 April 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
190,327
488,950.06
NZD
Tuesday, 10 April 2018
Citibank N A Hong
Kong
Sale
Ordinary shares
50,967
130,985.19
NZD
Wednesday, 11 April 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
6,945
15,000.00
NZD
Wednesday, 11 April 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
6,945
15,000.00
NZD
Wednesday, 11 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
93,214
N/A
NZD
Wednesday, 11 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
90,414
N/A
NZD
Thursday, 12 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
93,214
N/A
NZD
Thursday, 12 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
62,215
N/A
NZD
Friday, 13 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
92,810
N/A
NZD
Friday, 13 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
62,215
N/A
NZD
Friday, 13 April 2018
Citibank N A Hong
Kong
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 12), See
Appendix B
Ordinary shares
38,762
N/A
AUD
Friday, 13 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 5), See
Appendix B
Ordinary shares
20,701
N/A
AUD
Monday, 16 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 5), See
Appendix B
Ordinary shares
6,846
N/A
AUD
Monday, 16 April 2018
Citibank N A Hong
Kong
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 12), See
Appendix B
Ordinary shares
12,819
N/A
AUD
Monday, 16 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
92,810
N/A
NZD
Monday, 16 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
93,329
N/A
NZD
Monday, 16 April 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
200,000
517,980.00
NZD
Monday, 16 April 2018
Citibank N A Hong
Kong
Sale
Ordinary shares
81,723
211,662.57
NZD
Monday, 16 April 2018
Citibank N A Hong
Kong
Sale
Ordinary shares
74,246
192,297.14
NZD
Tuesday, 17 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
96,344
N/A
NZD
Tuesday, 17 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
93,329
N/A
NZD
Tuesday, 17 April 2018
Citibank N A Hong
Kong
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 12), See
Appendix B
Ordinary shares
127,163
N/A
AUD
Tuesday, 17 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 5), See
Appendix B
Ordinary shares
67,909
N/A
AUD
Wednesday, 18 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 5), See
Appendix B
Ordinary shares
11,541
N/A
AUD
Wednesday, 18 April 2018
National Custodian
Services
Purchase
Ordinary shares
6,608
15,628.58
AUD
Wednesday, 18 April 2018
Citibank N A Hong
Kong
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 12), See
Appendix B
Ordinary shares
21,611
N/A
AUD
Wednesday, 18 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
96,344
N/A
NZD
Wednesday, 18 April 2018
Citibank N A Hong
Kong
Sale
Ordinary shares
6,025
15,363.75
NZD
14
Wednesday, 18 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
96,702
N/A
NZD
Wednesday, 18 April 2018
Citibank N A Hong
Kong
Sale
Ordinary shares
5,389
13,741.95
NZD
Thursday, 19 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
97,027
N/A
NZD
Thursday, 19 April 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
165,000
412,500.00
NZD
Thursday, 19 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
96,702
N/A
NZD
Thursday, 19 April 2018
Citibank N A Hong
Kong
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 12), See
Appendix B
Ordinary shares
54,260
N/A
AUD
Thursday, 19 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 5), See
Appendix B
Ordinary shares
28,977
N/A
AUD
Friday, 20 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 5), See
Appendix B
Ordinary shares
131,160
N/A
AUD
Friday, 20 April 2018
Citibank N A Hong
Kong
Sale
Ordinary shares
29,129
72,976.88
NZD
Friday, 20 April 2018
Citicorp Nominees Pty
Limited (New Zealand)
Sale
Ordinary shares
2,872
7,195.22
NZD
Friday, 20 April 2018
Citibank N A Hong
Kong
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 12), See
Appendix B
Ordinary shares
245,603
N/A
AUD
Friday, 20 April 2018
National Custodian
Services
Purchase
Ordinary shares
8,974
21,627.34
AUD
Friday, 20 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
97,027
N/A
NZD
Friday, 20 April 2018
Share Direct Nominees
Pty Limited
Borrow Increase, Deutsche
Bank AG, See Appendix B
Ordinary shares
104,724
N/A
NZD
Monday, 23 April 2018
Share Direct Nominees
Pty Limited
Borrow Decrease, Deutsche
Bank AG, See Appendix B
Ordinary shares
104,724
N/A
NZD
Monday, 23 April 2018
Citibank N A Hong
Kong
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 12), See
Appendix B
Ordinary shares
6,597
N/A
AUD
Monday, 23 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 5), See
Appendix B
Ordinary shares
3,523
N/A
AUD
Monday, 23 April 2018
Citibank N A Hong
Kong
Purchase
Ordinary shares
6,805
13,950.00
AUD
Tuesday, 24 April 2018
Citicorp Nominees Pty
Limited (Australia)
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 5), See
Appendix B
Ordinary shares
9,783
N/A
AUD
Tuesday, 24 April 2018
Citibank N A Hong
Kong
Borrow Increase, Citigroup
Global Markets Limited
(Agreement 12), See
Appendix B
Ordinary shares
18,319
N/A
AUD
Tuesday, 24 April 2018
Northern Trust
Company
Purchase
Ordinary shares
21,875
51,835.00
AUD
15
Appendix B
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Barclays Capital Securities Ltd
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Australian Master Securities Lending Agreement
Parties to agreement:
(1) Citigroup Global Markets Limited; and (2)
Colonial First State Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Barclays Capital Securities
Markets Limited (Agreement 12)
16
Type of agreement: Australian Master Securities Lending Agreement
Parties to agreement:
(1) Citigroup Global Markets Limited; and (2)
Colonial First State Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Deutsche Bank AG (London)
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Goldman Sachs International
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Markets Limited (Agreement 5)
Deutsche Bank AG
Sachs International
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- SKT — Sky Network Television Limited: SPH Notice – Commonwealth Bank of Australia2018-04-27
“100080615/3821102.1 1 Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX LIMITED and To SKY NETWORK TELEVISION LIMITED Date this disclosure made: 26-Apr-2018 Date on which substantial holding began: 24-Apr…”
- SKT — Sky Network Television Limited: SPH Notice – Commonwealth Bank of Australia2018-04-19
“Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX LIMITED and To SKY NETWORK TELEVISION LIMITED Date this disclosure made: 19-Apr-2018 Date on which substantial holding began: 17-Apr-2018 Substantial…”
- SKT — Sky Network Television Limited: SPH Notice – Commonwealth Bank of Australia2018-04-03
“Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX LIMITED and To SKY NETWORK TELEVISION LIMITED Date this disclosure made: 03-Apr-2018 Date on which substantial holding began: 28-Mar-2018 Substantial…”