SPH Notice – The Capital Group Companies, Inc.
100080615/3821102.1
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the form.
To New Zealand Stock Exchange & Australian Stock Exchange
and
To Fisher & Paykel Healthcare Corp.
Date this disclosure made: 15 June 2018
Date on which substantial holding began: 14 June 2018
Substantial product holder(s) giving disclosure
Full name(s): The Capital Group Companies, Inc.
Summary of substantial holding
Class of quoted voting products: Ordinary Shares (FPH)
Summary for The Capital Group Companies, Inc. for this disclosure,—
(a) total number held in class: 29,329,458
(b) total in class: 571,469,154
(c) total percentage held in class: 5.1323%
Details of relevant interests
Details for The Capital Group Companies, Inc.
The Capital Group Companies, Inc. (“CGC”) is the parent company of Capital Research and Management
Company (“CRMC”). CRMC is a U.S.-based investment management company that manages the American
Funds family of mutual funds. CRMC manages equity assets for various investment companies through three
divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC
in turn is the parent company of Capital Group International, Inc. (“CGII”), which in turn is the parent company
of five investment management companies (“CGII management companies”): Capital Guardian Trust
Company, Capital International, Inc., Capital International Limited, Capital International Sàrl and Capital
International K.K. The CGII management companies primarily serve as investment managers to institutional
clients.
Neither CGC nor any of its affiliates own shares of Fisher & Paykel Healthcare Corp. for its own account. Rather,
the shares reported are owned by accounts under the discretionary investment management of one or more
of the investment management companies described above.
100080615/3821102.1
2
Nature of relevant interest(s): Non-beneficial owner of securities
For that relevant interest,—
(a) number held in class: 29,329,458
(b) percentage held in class: 5.1322%
(c) current registered holder(s):
Nominee Name Shares Held
JPMorgan Chase Bank 13,952,878
State Street Bank North Quincy
14,575,580
State Street Trust Canada
801,000
Total Shares Held 29,329,458
(d) registered holder(s) once transfers are registered: unknown
For a derivative relevant interest, also—
(a) type of derivative: not applicable
(b) details of derivative: not applicable
(c) parties to the derivative: not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest in
the derivative: not applicable
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure: On 14 June 2018, a total of 3,852,008 shares
were purchased on-market. See details below.
Activity Transaction Type Market/Off Market Currency Price Shares
14 June 2018 Buy Market NZD 14.99 2,227,008
14 June 2018 Buy Market NZD 15.00 1,625,000
Additional information
Address(es) of substantial product holder(s): 333 South Hope Street, 55
th
Floor, Los Angeles, California,
90071, USA
Contact details: Benjamin Allen, Telephone #: +213.615.0469, E-mail: GRGroup@capgroup.com.
Certification
I, Benjamin Allen, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is mad
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- FCG — Fonterra Co-operative Group Limited: SPH Notice – Legg Mason Asset Management Australia Limited2018-06-14
“100080615/3821102.1 1 Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the form. To NZX Limited and To Fonterra Shareholders’ Fund Date…”
- FCG — Fonterra Co-operative Group Limited: SPH Notice – National Australia Bank Limited2018-09-11
“100080615/3821102.1 1 Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX and To Fonterra Shareholders’ Fund Date this disclosure made: 11 September 2018 Date on which substantial holding began: 6 September 2018 Sub…”
- FCG — Fonterra Co-operative Group Limited: SPH Notice – Legg Mason Asset Management Australia Limited2018-08-30
“Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the form. To NZX Limited and To Fonterra Shareholders’ Fund Date this disclosure made: 30…”