SPH Notice – Commonwealth Bank of Australia

Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013



To NZX LIMITED
and
To CHORUS LIMITED

Date this disclosure made: 05-Jul-2018
Date on which substantial holding began: 03-Jul-2018

Substantial product holder(s) giving disclosure
Full name(s): Commonwealth Bank of Australia

Summary of substantial holding
Class of quoted voting products: Ordinary shares

Summary for Commonwealth Bank of Australia

For this disclosure,—

(a) total number held in class: 21,766,690

(b) total in class: 429,641,197

(c) total percentage held in class: 5.066%
100080615/3821102.1 1

Details of relevant interests
Details for Avanteos Investments Limited ACN 096 259 979

(a) Nature of relevant interest(s):
Relevant arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee and in its capacity as administrator of managed
accounts.



(b) number held in class: 35,570

(c) percentage held in class: 0.008%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Avanteos Investments Limited
35,570
0.008%





Details for Commonwealth Bank of Australia ACN 123 123 124

(a) Nature of relevant interest(s):
Relevant interest arising as a result of having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose
securities in a proprietary capacity.



(b) number held in class: 382,484

(c) percentage held in class: 0.089%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
The Bank Of New York Mellon, Sydney Branch
382,484
0.089%





Details for Colonial First State Investments Limited ACN 002 348 352

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments
Limited or a related body corporate).


(b) number held in class: 4,543,059

(c) percentage held in class: 1.057%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citibank N A Hong Kong
1,665,522
0.388%
Citicorp Nominees Pty Limited (Australia)
2,549,460
0.593%
Northern Trust Company
243,098
0.057%
UBS Nominees Pty Ltd
84,979
0.020%





Details for Realindex Investments Pty Limited ACN 133 312 017

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as investment manager (as provided for under its investment mandates).



(b) number held in class: 16,805,577

(c) percentage held in class: 3.912%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citibank N A Hong Kong
13,277,863
3.090%
Citicorp Nominees Pty Limited (Australia)
561,100
0.131%
Citicorp Nominees Pty Limited (New Zealand)
709,635
0.165%
HSBC Bank Australia Limited
367,084
0.085%
JP Morgan Chase Bank NA
44,101
0.010%
JPMorgan (UK)
719,983
0.168%
National Bank Nominees Pty Limited
110,602
0.026%
National Custodian Services
1,015,209
0.236%
100080615/3821102.1 2

Grand Total
21,766,690
5.066%

Details of transactions and events giving rise to substantial holding
Details of transactions or other events requiring disclosure:

See Appendix A


Additional information
Address(es) of substantial product holder(s):
* Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Commonwealth Bank of Australia ACN 123 123 124, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Commonwealth Bank of Australia, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
100080615/3821102.1 3

Contact details:
Anitha Subramanian, +61 (0) 457 529 297, AUSR_SM02041@cba.com.au

*Nature of connection between substantial product holders:
Commonwealth Bank of Australia ACN 123 123 124, is a related body
corporate of :

Avanteos Investments Limited ACN 096 259 979
Colonial First State Investments Limited ACN 002 348 352
Realindex Investments Pty Limited ACN 133 312 017




Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial

products to which this disclosure relates:
[not applicable]




Certification
I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
100080615/3821102.1 4

Appendix A

Details of the transactions or other events requiring disclosure:


Date of Transaction

Holder of Relevant Interest

Registered Company Before Event

Registered Company After Event

Nature of Change Class
Number of
Securities
Cash
Consideration

Currency

Friday, 2 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

11,182

42,044.32

NZD

Monday, 5 March 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

40,000

140,552.00

AUD

Monday, 5 March 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

84,000

295,276.80

AUD

Tuesday, 6 March 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

19,000

67,830.00

AUD

Tuesday, 6 March 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

19,000

67,640.00

AUD

Tuesday, 6 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

54,797

196,967.82

AUD

Wednesday, 7 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

National Custodian Services

Purchase

Ordinary shares

6,861

24,974.04

AUD

Wednesday, 7 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

8,265

30,084.60

AUD

Wednesday, 7 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

14,410

56,631.30

NZD

Wednesday, 14 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

5,283

21,607.47

NZD

Thursday, 15 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

8,136

31,079.52

AUD

Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)

Unknown

Sale

Ordinary shares

2,014

8,337.96

NZD

Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

20,982

86,865.48

NZD

Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

JP Morgan Chase Bank NA

Purchase

Ordinary shares

4,936

18,707.44

AUD

Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

80,582

305,405.78

AUD

Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

JP Morgan Chase Bank NA

Purchase

Ordinary shares

4,254

16,122.66

AUD

Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

12,476

47,284.04

AUD

Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

13,025

49,364.75

AUD

Thursday, 22 March 2018
Realindex Investments Pty Limited ACN
133 312 017

HSBC Bank Australia Limited

Unknown

Sale

Ordinary shares

6,882

25,119.30

AUD

Thursday, 22 March 2018
Realindex Investments Pty Limited ACN
133 312 017

HSBC Bank Australia Limited

Unknown

Sale

Ordinary shares

20,911

76,325.15

AUD

Monday, 26 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

National Custodian Services

Purchase

Ordinary shares

20,891

76,252.15

AUD

Tuesday, 27 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

1,952

7,183.36

AUD

Tuesday, 27 March 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)

Unknown

Sale

Ordinary shares

26,473

102,979.97

NZD

Wednesday, 28 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

3,621

13,470.12

AUD

Wednesday, 28 March 2018
Realindex Investments Pty Limited ACN
133 312 017

HSBC Bank Australia Limited

Unknown

Sale

Ordinary shares

2,089

7,771.08

AUD

Thursday, 29 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

142,993

570,785.16

NZD

Thursday, 29 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

National Custodian Services

Purchase

Ordinary shares

4,423

16,674.71

AUD

Thursday, 29 March 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

11,764

44,350.28

AUD

Tuesday, 3 April 2018
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

2,659

9,996.39

AUD

Tuesday, 3 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

13,965

52,787.70

AUD

Wednesday, 4 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

121,832

491,616.49

NZD

Wednesday, 4 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

4,983

18,985.23

AUD

Wednesday, 4 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

12,990

49,491.90

AUD

Wednesday, 4 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited (New
Zealand)

Purchase

Ordinary shares

13,166

53,127.44

NZD


Thursday, 5 April 2018

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


161,198


N/A


NZD

Thursday, 5 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

National Custodian Services

Purchase

Ordinary shares

6,037

23,000.97

AUD

Thursday, 5 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

2,316

8,823.96

AUD


Friday, 6 April 2018

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


161,198


N/A


NZD

Monday, 9 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

1,462

5,599.46

AUD

Monday, 9 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited (New
Zealand)

Purchase

Ordinary shares

4,341

17,559.35

NZD

Tuesday, 10 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

1,306

4,988.92

AUD

Tuesday, 10 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

HSBC Bank Australia Limited

Purchase

Ordinary shares

3,290

12,567.80

AUD

Tuesday, 10 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

7,802

29,803.64

AUD

Thursday, 12 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

1,316

5,013.96

AUD

Monday, 16 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

National Custodian Services

Purchase

Ordinary shares

3,953

15,021.40

AUD

Tuesday, 17 April 2018
ASB Group Investments Limited ACN
533945

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

436

1,648.13

NZD

Tuesday, 17 April 2018
ASB Group Investments Limited ACN
533945

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

436

1,648.13

NZD

Tuesday, 17 April 2018
ASB Group Investments Limited ACN
533945

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

436

1,648.13

NZD

Tuesday, 17 April 2018
ASB Group Investments Limited ACN
533945

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

436

1,648.13

NZD

Tuesday, 17 April 2018
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

145

510.85

AUD

Tuesday, 17 April 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

53,206

187,581.21

AUD

Tuesday, 17 April 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

1,606

5,662.89

AUD

Tuesday, 17 April 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

12,562

44,290.09

AUD

Tuesday, 17 April 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

18,292

64,490.07

AUD

Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

National Bank Nominees Pty Limited

Purchase

Ordinary shares

2,809

9,903.87

AUD

Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

HSBC Bank Australia Limited

Purchase

Ordinary shares

5,950

20,979.44

AUD

Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

178,570

675,012.81

NZD

Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

178,573

692,398.95

NZD

Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

82,958

292,471.50

AUD

Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

National Custodian Services

Purchase

Ordinary shares

20,934

73,803.61

AUD

Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

38,314

135,077.92

AUD

Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

992

3,497.45

AUD

Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited (New
Zealand)

Purchase

Ordinary shares

18,225

68,892.83

NZD

Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)

Unknown

Sale

Ordinary shares

18,227

70,673.37

NZD

Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

HSBC Bank Australia Limited

Purchase

Ordinary shares

2,932

10,338.34

AUD

Wednesday, 18 April 2018
ASB Group Investments Limited ACN
533945

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

436

1,648.13

NZD

Wednesday, 18 April 2018
ASB Group Investments Limited ACN
533945

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

436

1,648.13

NZD

Wednesday, 18 April 2018
ASB Group Investments Limited ACN
533945

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

436

1,651.32

NZD

Thursday, 19 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

56,300

212,729.55

AUD
100080615/3821102.1 5

Friday, 20 April 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Northern Trust Company

Purchase

Ordinary shares

1,424

5,382.72

NZD


Friday, 20 April 2018

Colonial First State Investments Limited
(Note 1) ACN 002 348 352


Unknown


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


50,875


N/A


AUD

Friday, 20 April 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

4,572

17,236.44

AUD

Friday, 20 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

70,914

283,421.98

NZD

Friday, 20 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)

Unknown

Sale

Ordinary shares

6,248

24,971.38

NZD

Friday, 20 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

National Custodian Services

Purchase

Ordinary shares

13,228

49,780.93

AUD

Friday, 20 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

66,138

248,897.14

AUD

Friday, 20 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

1,613

6,048.75

AUD

Tuesday, 24 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

4

15.84

NZD


Thursday, 26 April 2018

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


173,581


N/A


NZD


Friday, 27 April 2018

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


173,581


N/A


NZD

Friday, 27 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

19,119

75,520.05

NZD

Friday, 27 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited (New
Zealand)

Purchase

Ordinary shares

1,737

6,861.15

NZD

Monday, 30 April 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

132,370

535,436.65

NZD

Tuesday, 1 May 2018
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

4,834

18,296.69

AUD

Tuesday, 1 May 2018
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

3,166

11,983.31

AUD

Tuesday, 1 May 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

4,090

15,460.20

AUD

Tuesday, 1 May 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

7,764

29,347.92

AUD

Tuesday, 1 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

JPMorgan (UK)

Purchase

Ordinary shares

143,061

540,770.58

AUD

Wednesday, 2 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

9,511

36,236.91

AUD

Thursday, 3 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

1,914

7,541.16

AUD

Thursday, 3 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

11,494

45,286.36

AUD

Friday, 4 May 2018
Realindex Investments Pty Limited ACN
133 312 017

JP Morgan Chase Bank NA

Unknown

Sale

Ordinary shares

4,143

16,033.41

AUD


Monday, 7 May 2018

Colonial First State Investments Limited
(Note 1) ACN 002 348 352


UBS Nominees Pty Ltd


Unknown
Borrow Decrease, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


24,399


N/A


AUD

Wednesday, 9 May 2018
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

2,229

8,514.78

AUD

Wednesday, 9 May 2018
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

4,057

15,497.74

AUD

Wednesday, 9 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

15,465

58,921.65

AUD

Friday, 11 May 2018
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

2,763

10,485.59

AUD

Friday, 11 May 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Northern Trust Company

Purchase

Ordinary shares

2,262

8,546.29

AUD

Monday, 14 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

9,829

40,348.05

NZD

Tuesday, 15 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

2,430

8,942.40

AUD

Wednesday, 16 May 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

1,494

5,512.86

AUD

Wednesday, 16 May 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Northern Trust Company

Purchase

Ordinary shares

109,228

404,744.35

AUD

Wednesday, 16 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

1,355

4,999.95

AUD

Wednesday, 16 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

HSBC Bank Australia Limited

Purchase

Ordinary shares

11,689

43,132.41

AUD

Friday, 18 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

8,447

30,916.02

AUD

Friday, 18 May 2018
Realindex Investments Pty Limited ACN
133 312 017

National Bank Nominees Pty Limited

Unknown

Sale

Ordinary shares

10,197

37,321.02

AUD

Friday, 18 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

12,424

45,471.84

AUD


Tuesday, 22 May 2018

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


64,587


N/A


NZD

Tuesday, 22 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

JPMorgan (UK)

Purchase

Ordinary shares

565,197

2,102,532.84

AUD


Wednesday, 23 May 2018

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


64,587


N/A


NZD

Thursday, 24 May 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

19,496

72,649.89

AUD

Friday, 25 May 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

41,898

157,306.04

AUD

Tuesday, 29 May 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

200,000

748,000.00

AUD

Tuesday, 29 May 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)

Unknown

Sale

Ordinary shares

6,579

26,973.90

NZD


Wednesday, 30 May 2018

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


26,537


N/A


NZD


Thursday, 31 May 2018

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


26,537


N/A


NZD


Thursday, 31 May 2018

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


13,372


N/A


NZD

Thursday, 31 May 2018
Realindex Investments Pty Limited ACN
133 312 017

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

31,229

128,663.48

NZD


Friday, 1 June 2018

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


13,372


N/A


NZD


Friday, 1 June 2018

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


190,659


N/A


NZD

Friday, 1 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

5,294

21,546.58

NZD

Friday, 1 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)

Unknown

Sale

Ordinary shares

8,534

34,733.38

NZD

Monday, 4 June 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

45,411

173,470.02

AUD


Monday, 4 June 2018

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


190,659


N/A


NZD


Monday, 4 June 2018

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


190,659


N/A


NZD

Monday, 4 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

8,000

30,560.00

AUD


Tuesday, 5 June 2018

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


190,659


N/A


NZD

Wednesday, 6 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

8,960

36,915.20

NZD

Thursday, 7 June 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Northern Trust Company

Purchase

Ordinary shares

3,638

13,729.81

AUD

Friday, 8 June 2018
ASB Group Investments Limited ACN
533945

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

10,104

41,402.86

NZD

Wednesday, 13 June 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

2,732

10,436.24

AUD

Wednesday, 13 June 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

61,500

234,610.20

AUD

Wednesday, 13 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

2,321

8,866.22

AUD
100080615/3821102.1 6

Thursday, 14 June 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Northern Trust Company

Purchase

Ordinary shares

56,181

215,948.53

AUD

Thursday, 14 June 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

45,411

174,832.35

AUD


Thursday, 14 June 2018

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


654


N/A


NZD

Thursday, 14 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

45,411

174,832.35

AUD

Thursday, 14 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

19,744

76,014.40

AUD


Friday, 15 June 2018

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


654


N/A


NZD

Friday, 15 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

62,600

261,355.00

NZD

Friday, 15 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited (New
Zealand)

Purchase

Ordinary shares

5,886

24,574.05

NZD

Monday, 18 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

National Custodian Services

Purchase

Ordinary shares

7,848

31,078.08

AUD

Monday, 18 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

10,127

40,102.92

AUD

Wednesday, 20 June 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

4,070

16,361.40

AUD

Thursday, 21 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

2,002

7,947.94

AUD

Friday, 22 June 2018
Realindex Investments Pty Limited ACN
133 312 017

JP Morgan Chase Bank NA

Unknown

Sale

Ordinary shares

4,797

19,044.09

AUD

Monday, 25 June 2018
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

1,763

6,999.11

AUD

Monday, 25 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

10,076

39,893.91

AUD

Monday, 25 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

National Custodian Services

Purchase

Ordinary shares

5,038

19,946.95

AUD

Tuesday, 26 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

National Custodian Services

Purchase

Ordinary shares

53,596

210,862.74

AUD

Tuesday, 26 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

JPMorgan (UK)

Purchase

Ordinary shares

3,817

15,038.98

AUD

Tuesday, 26 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

212,867

837,482.64

AUD

Wednesday, 27 June 2018
ASB Group Investments Limited ACN
533945

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

8,680

36,332.83

NZD

Wednesday, 27 June 2018
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

3,000

11,610.00

AUD

Wednesday, 27 June 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

8,965

34,528.79

AUD

Wednesday, 27 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

5,268

20,281.80

AUD

Wednesday, 27 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown

JPMorgan (UK)

Purchase

Ordinary shares

7,908

30,445.80

AUD

Wednesday, 27 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)

Unknown

Sale

Ordinary shares

33,135

138,517.55

NZD

Friday, 29 June 2018
Realindex Investments Pty Limited ACN
133 312 017

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

153,226

641,189.52

NZD

Monday, 2 July 2018
Colonial First State Investments Limited
(Note 1) ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

4,593

17,591.19

AUD


Monday, 2 July 2018

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


34,804


N/A


NZD


Tuesday, 3 July 2018

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


34,804


N/A


NZD


Tuesday, 3 July 2018

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B


Ordinary shares


382,484


N/A


NZD
100080615/3821102.1 7

Appendix B




Type of agreement: Global Master Securities Lending Agreement

Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Barclays Capital Securities Ltd
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A

UBS AG (Agreement 2)
Barclays Capital Securities Ltd
100080615/3821102.1 8