SPH Notice – First NZ Capital Group Limited

041898866/2178860.1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013

To NZX Limited
and
To Oceania Healthcare Limited (OCA)
Date this disclosure made: 5 September 2018
Date on which substantial
holding began:
4 September 2018

Substantial product holder(s) giving disclosure
Full name(s): First NZ Capital Group Limited

Summary of substantial holding
Class of quoted voting
products:
Ordinary shares
Summary for: First NZ Capital Group Limited, Harbour Asset
Management Limited and First NZ Capital Securities
Limited
For this
disclosure -
(a) total
number held
in class:
43,751,626

(b) total in
class:
610,254,535
(c) total
percentage
held in class:
7.169%

Details of relevant interests

Details for: First NZ Capital
Group Limited
First NZ Capital
Securities Limited
Harbour Asset
Management
Limited
Nature of relevant
interest(s):
As Underwriter of
financial products
pursuant to the
attached Block
Trade Agreement
Beneficial owner of
financial products
As fund manager,
the power to
exercise a right to
vote attached to,
and power to
acquire or dispose
of, the products,
under powers of

041898866/2178860.1
investment
contained in
investment
management
contracts with
clients (the
beneficial owners
of the products).
For that
relevant
interest -
number
held in
class:
31,666,667 466,017 [relating
to borrowing]
11,618,942
percentage
held in
class:
5.189% 0.076%

1.904%
current
registered
holder of
financial
products:
Oceania Healthcare
Holdings Limited
First NZ Capital
Securities Limited
Unknown + various
nominee
companies on
behalf of clients as
beneficial owners.
registered
holder of
financial
products
once
transfer is
registered:
First NZ Capital
Group Limited



Relevant
agreement
attached pursuant
to regulation 139.
First NZ Capital
Securities Limited


No relevant
agreement needs
to be attached
under regulation
139.

Various nominee
companies on
behalf of clients as
beneficial owners.

No relevant
agreement needs
to be attached
under regulation
139.



Details of transactions and events giving rise to relevant event
Details of the transactions
or other events requiring
disclosure:
During the 4 months prior to 4 September 2018 Harbour
Asset Management Limited, on behalf of clients and in
the ordinary course of business purchased 90,240 OCA
ordinary shares for a gross consideration of $88,435.20
and sold 1,247,222 OCA ordinary shares for a gross
consideration of $1,406,918.09.

During the 4 months prior to 4 September 2018 First NZ
Capital Securities Limited in the ordinary course of
business purchased 4,419,847 OCA ordinary shares for a
gross consideration of $5,008,733 and sold 4,690,171
OCA ordinary shares for a gross consideration of
$5,308,965.

041898866/2178860.1
On 4
th
of September 2018 First NZ Capital Group Limited
entered into a Block Trade Agreement attached to this
disclosure with Oceania Healthcare Holdings Limited
(OHHL) under which First NZ Capital Group Limited,
Deutsche Craigs Limited and Craigs Investment Partners
Limited and Macquarie Securities (NZ) Limited were
appointed to manage and underwrite the sale of
95,000,000 ordinary shares in Oceania held by OHHL for
a price to be determined under the procedures set out in
the Block Trade Agreement.

In entering into the Block Trade Agreement First NZ
Capital Group Limited acquired a relevant interest, being
the power to acquire and dispose of, or to control the
acquisition or disposition of 31,666,667 OCA shares.
Following this transaction, First NZ Capital Group Limited
(including has a relevant interest in 43,751,626
(7.169%) OCA shares.


Additional information
Address(es) of substantial
product holder(s):
Level 14, 171 Featherston Street, Wellington
Contact details:
Marama Watana, + 64 9 302 5537,
marama.watana@fnzc.co.nz
Nature of connection
between substantial product
holders:
First NZ Capital Group Limited, First NZ Capital Securities
Limited and Harbour Asset Management Limited are
related bodies corporate.

Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: none.
Certification
I, Marama Watana, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.