SPH Notice – Commonwealth Bank of Australia

Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
To NZX LIMITED
and
To
KATHMANDU HOLDINGS LIMITED
Date this disclosure made: 15-Oct-2018
Date last disclosure made: 12-Oct-2018
Date on which substantial holding ceased: 12-Oct-2018
Substantial product holder(s) giving disclosure
Full name(s):
Commonwealth Bank of Australia
Summary of previous substantial holding
Class of quoted voting products:
Ordinary shares
Summary for Commonwealth Bank of Australia
For last disclosure,—
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 11,217,704
(b)total in class:
225,781,068
(c) total percentage held in class:4.968%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure:
See Appendix A
Additional information
Address(es) of substantial product holder(s):
*
Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 ,
New Zealand
*
Commonwealth Bank of Australia ACN 123 123 124, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
*
Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
Contact details:
Anitha Subramanian, +61 (0) 457 529 297, AUSR_SM02041@cba.com.au
Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of
Avanteos Investments Limited ACN 096 259 979
ASB Group Investments Limited Company Number 533945
Colonial First State Investments Limited ACN 002 348 352
Realindex Investments Pty Limited ACN 133 312 017
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act
2013 in relation to the financial products to which this disclosure relates:
(a
) total number held in class:11,307,030
(b) total in class:
225,781,068
(c) total percentage held in class:5.008%
100080615/3821107.1 1

[not applicable]





Certification
I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
100080615/3821107.1 2

Appendix A

Details of the transactions or other events requiring disclosure:

Date of Trans action Holder of Relevant Interest Registered Company Bef ore Event Registered Company After Event Nature of Change Class
Number of
Securities
Cash Consideration Currency

Thursday, 11 October 2018
Commonwealth Bank of Australia ACN
123 123 124

Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International

Ordinary shares

90,586

N/A

NZD

Thursday, 11 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branc h

Unknown
Borrow Decreas e,
Goldman Sachs International

Ordinary shares

90,718

N/A

NZD

Thursday, 11 October 2018
Realindex Investments Pty Limited ACN
133 312 017

Unknown
Citicorp Nominees Pty Limited (New
Zealand)

Purchase

Ordinary shares

1,392

4,148.16

NZD

Friday, 12 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branc h

Unknown
Borrow Decreas e,
Goldman Sachs International

Ordinary shares

90,586

N/A

NZD
100080615/3821107.1 3

Appendix B




Type of agreement: Global Master Securities Lending Agreement

Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Goldman Sachs International
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to
the borrower or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return
the securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A

Goldman Sachs International
100080615/3821107.1 4