NZX – Appendix 7 for Subordinated Notes

NZX Limited
Level 1, NZX Centre
11 Cable Street
PO Box 2959
Wellington 6140
New Zealand
Tel +64 4 472 7599

www.nzx.com



1 November 2018

NZX – monthly notification of acquisitions of Subordinated Notes


This notice relates to debt securities of NZX Limited that have been acquired by Forsyth Barr
Limited as the Facility Agent on NZX Limited's behalf in the calendar month preceding this
notice, being September 2018.

a) Class of securities and ISIN:

NZX unsecured subordinated notes
(
Subordinated Notes
) (ISIN -
NZNZXD0010L5)
b) Number of securities acquired:

Nil

c) Acquisition price: Nil

d) Payment: N/A
e) Amount paid up: N/A
f) Principal terms of the securities:

N/A to Quoted Securities.

g) Percentage of total class of securities
acquired:

Nil

h) Reason for the acquisition(s): No Subordinated Notes were acquired in
accordance with retail liquidity support facility
agreement between NZX Limited and the
Facility Agent as described in the product
disclosure statement for the issue of
Subordinated Notes dated 15 May 2018
(
PDS
). The retail liquidity support facility
(
Facility
) intends to facilitate and support
liquidity for small investors where liquidity is
not otherwise being provided by the market.
i) Specific authority for the acquisition(s): The Facility Agent is authorised to buy and
sell Subordinated Notes on behalf of NZX

pursuant to the retail liquidity support facility
agreement as described in the PDS.
j) Terms or details of the acquisition(s): The terms of the acquisition(s) are set out in
the PDS.
k) Total number of securities of this class in
existence after the acquisition(s):
40,000,000 Subordinated Notes remain on
issue after the acquisition(s) (including
Subordinated Notes held by NZX under the
Facility).
l) Treasury Stock: N/A
m) Date of acquisition(s): N/A
n) Total number of Subordinated Notes held
by NZX under the Facility as at the last
day of the calendar month preceding this
notice:

Nil


This notice is given in accordance with a waiver granted to NZX Limited from NZX Debt Market
Listing Rule 7.12.1 dated 15 May 2018.

You can view the full waiver at: https://www.nzx.com/about-nzx/investor-centre/reports-and-
disclosure
For further information, please contact:
Hannah Lynch

Head of Communications
T: 09 308 3710
M: 021 252 8990
E: hannah.lynch@nzx.com