NZX Shareholder Metrics October 2018

NZX Limited - Monthly Shareholder Metrics
October 2018
These shareholder metrics represent the key operations of NZX's business.
Markets
NZX Listed IssuersOct. 2018Change YoYCapital RaisingOct. 2018YTD
Total equity securities140-5.4%New Capital Listed
Total fund securities350.0%IPOs and compliance equity listings-$20 m
Total debt securities12913.2%Fund listings--
Total other securities3-40.0%Debt listings$470 m$3,350 m
Total listed securities3071.7%
Secondary Capital Raisings
Total NZSX equity issuers120-4.0%Total capital raised by all issuers$373 m$3,999 m
Total NZAX equity issuers15-11.8%
Total NXT equity issuers2-33.3%Total equity raised - NZ issuers$117 m$1,380 m
Total NZSX fund issuers350.0%Total equity raised - dual or foreign issuer-$668 m
Total NZDX issuers4911.4%Total funds raised - NZ issuers *$24 m$746 m
Total other issuers3-40.0%Total funds raised - dual or foreign issuer *$20 m$155 m
Total unique issuers198-2.9%Total debt raised$212 m$1,050 m
Market CapitalisationOct. 2018Change YoY% of GDP
Number of Capital Raising Events
All equity$128,575 m0.7%44.4%Total number of capital raising events1201,108
All funds$3,772 m4.1%1.3%Equity issuers - capital raised < $10m38308
All other$5 m20.2%0.0%Equity issuers - capital raised ≥ $10m < $100m419
Total equity$132,352 m0.8%45.8%Equity issuers - capital raised ≥ $100m-3
Fund issuers - capital raised *74755
Debt$28,794 m6.4%10.0%Debt issuers - capital raised423
Green bonds$672 m-0.2%
* Funds include Smartshares ETFs. These figures include
fund raising events that were not previously reported.
Total NZDX$29,466 m8.9%10.2%
Cash MarketOct. 2018Change YoYDerivativesOct. 2018Change YoY
Total value traded$3,104 m-24.9%Futures - total lots traded23,135-11.0%
Daily average value traded$141 m-28.3%Options - total lots traded6,970266.8%
On-market value traded$1,562 m-10.0%Total derivatives lots traded30,1057.9%
% of value on-market50.3%19.8%
Total trades269,86824.2%Open interest57,39111.7%
Daily average trades12,26718.6%Notional value traded ($USD)$105 m-0.4%
Average on-market trade size$7,823-31.1%Options to futures ratio30.1%312.2%
Block trade %10.1%197.5%
Total Equity Transactions
Total trades267,33325.0%
Derivatives Total Lots Traded 2016 / 2017 / 2018
Value traded $3,003 m-24.0%
% of value on-market48.8%23.3%
Total Debt Transactions
Total trades2,535-25.3%
Value traded $101 m-43.1%
% of value on-market95.8%0.1%
Cumulative Numbers - YTD
Number of trades2,716,87963.5%
Total value traded$32,561 m-8.1%
% of value on-market53.1%33.3%

NZX Indices PerformanceOct. 2018Change YoYClearing House / DepositoryOct. 2018Change YoY
S&P/NZX50 Index8,7527.4%Gross value of cleared trades over month$3,135 m-24.9%
S&P/NZX 50 Portfolio Index5,4527.3%Collateral held at month end$48 m-13.5%
S&P/NZX Primary Sector Index15,7014.7%Depository transactions2,652-5.4%
Assets under custody in depository$680 m52.3%
S&P/NZX NZ Fixed Interest Composite Index1154.5%Value of stock lent over month$392 m-42.6%
S&P/NZX A-Grade Bond Index5,3414.4%
Wholesale DataOct. 2018Change YoYDirect Data ProductsOct. 2018Change YoY
Terminal numbers - professional*5,965-3.1%Dairy data subscriptions96325.7%
Terminal numbers - retail*1,266-1.7%
Licences - value ≥ $20k pa352.9%Proprietary security subscription products397-1.5%
Licences - value < $20k pa654.8%- products ≥ $3,000 p.a144-9.4%
* 3 month average
- products < $3,000 p.a.2533.7%
Energy ContractsOct. 2018Change YoY
Operating / Technology contracts16-5.9%
- contracts ≥ $500k p.a.40.0%
- contracts < $500k p.a.12-7.7%
Funds Services
SuperLifeOct. 2018Change YoY
Funds under management - KiwiSaver$795 m10.0%
Funds under management - other$1,299 m7.4%
Total$2,094 m8.4%
SmartsharesOct. 2018Change YoY
Funds under management - external$828 m25.6%
Funds under management - SuperLife funds$1,687 m18.3%
Total$2,515 m20.6%
Units on issue988 m15.0%
NZX Wealth TechnologiesOct. 2018Change YoY
Funds under administration$1,096 m-7.5%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), NZX Alternative Market (NZAX) and NXT Market,
with a dual-listed or an overseas domiciled Issuer, the market capitalisation represents the amount that held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all quoted securities, excluding New Zealand Government stock.

4. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com