NZX Shareholder Metrics November 2018

NZX Limited - Monthly Shareholder Metrics
November 2018
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersNov 2018Change YoYCapital RaisingNov 2018YTD
Total equity securities138-5.5%New Capital Listed
Total fund securities362.9%IPOs and compliance equity listings-$20 m
Total debt securities13214.8%Fund listings$1 m$1 m
Total other securities40.0%Debt listings$951 m$4,301 m
Total listed securities3103.3%
Secondary Capital Raisings
Total NZSX equity issuers119-3.3%Total capital raised by all issuers$271 m$4,270 m
Total NZAX equity issuers14-17.6%
Total NXT equity issuers2-33.3%Total equity raised - NZ issuers$20 m$1,400 m
Total NZSX fund issuers362.9%Total equity raised - dual or foreign issuer-$668 m
Total NZDX issuers498.9%Total funds raised - NZ issuers *$31 m$777 m
Total other issuers4-20.0%Total funds raised - dual or foreign issuer *$19 m$174 m
Total unique issuers198-2.0%Total debt raised$201 m$1,251 m
Market CapitalisationNov 2018Change YoY% of GDP
Number of Capital Raising Events
All equity$130,215 m2.2%45.0%Total number of capital raising events971,205
All funds$3,730 m1.5%1.3%Equity issuers - capital raised < $10m19327
All other$4 m-91.4%0.0%Equity issuers - capital raised ≥ $10m < $100m-19
Total equity$133,949 m2.1%46.3%Equity issuers - capital raised ≥ $100m-3
Fund issuers - capital raised *74829
Debt$29,834 m9.3%10.3%Debt issuers - capital raised427
Green bonds$672 m-0.2%
* Funds include Smartshares ETFs. These figures include
fund raising events that were not previously reported.
Total NZDX$30,506 m11.8%10.5%
Cash MarketNov 2018Change YoYDerivativesNov 2018Change YoY
Total value traded *$3,164 m-43.3%Futures - total lots traded24,79116.2%
Daily average value traded *$144 m-43.3%Options - total lots traded6,700127.1%
On-market value traded *$1,684 m-39.2%Total derivatives lots traded31,49129.6%
% of value on-market53.2%7.2%
Total trades294,11235.4%Open interest62,75627.6%
Daily average trades13,36935.4%Notional value traded ($USD)$107 m6.2%
Average on-market trade size$8,610-46.9%Options to futures ratio27.0%95.5%
Block trade %7.5%-8.9%
Total Equity Transactions
Total trades290,95635.9%
Derivatives Total Lots Traded 2016 / 2017 / 2018
Value traded *$3,015 m-44.5%
% of value on-market51.2%5.3%
Total Debt Transactions
Total trades3,1563.7%
Value traded $149 m5.6%
% of value on-market94.2%5.0%
Cumulative Numbers - YTD
Number of trades3,010,99160.2%
Total value traded$35,725 m-12.9%
% of value on-market53.1%29.0%
* Trading activity in the prior period (November 2017) included the largest ever
trading day ($1.5b total value traded) on the NZX, with Fisher & Paykel Healthcare
replacing Contact Energy in the MSIC Index

NZX Indices PerformanceNov 2018Change YoYClearing House / DepositoryNov 2018Change YoY
S&P/NZX50 Index8,8247.8%Gross value of cleared trades over month$3,229 m-42.9%
S&P/NZX 50 Portfolio Index5,5167.9%Collateral held at month end$35 m-22.5%
S&P/NZX Primary Sector Index15,4395.6%Depository transactions2,167-34.6%
Assets under custody in depository$706 m52.4%
S&P/NZX NZ Fixed Interest Composite Index1153.8%Value of stock lent over month$375 m-34.1%
S&P/NZX A-Grade Bond Index5,3363.8%
Wholesale DataNov 2018Change YoYDirect Data ProductsNov 2018Change YoY
Terminal numbers - professional*5,995-1.3%Dairy data subscriptions96124.0%
Terminal numbers - retail*1,3083.2%
Licences - value ≥ $20k pa352.9%Proprietary security subscription products404-0.2%
Licences - value < $20k pa7011.1%- products ≥ $3,000 p.a146-8.2%
* 3 month average
- products < $3,000 p.a.2584.9%
Energy ContractsNov 2018Change YoY
Operating / Technology contracts16-5.9%
- contracts ≥ $500k p.a.40.0%
- contracts < $500k p.a.12-7.7%
Fund Management
SuperLifeNov 2018Change YoY
Funds under management - KiwiSaver$810 m10.1%
Funds under management - other$1,325 m7.8%
Total$2,135 m8.6%
SmartsharesNov 2018Change YoY
Funds under management - external$824 m23.6%
Funds under management - SuperLife funds$1,673 m17.1%
Total$2,497 m19.1%
Units on issue1,000 m15.5%
Wealth Technologies
Funds under administration *$2,011 m71.2%
* Increase in funds under administration due to the on-boarding of NZX Wealth Technologies foundation client in November
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), NZX Alternative Market (NZAX) and NXT Market,
with a dual-listed or an overseas domiciled Issuer, the market capitalisation represents the amount that held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all quoted securities, excluding New Zealand Government stock

4. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com